Matthew S. Bloom is listed as an executive officer and director on 76 SEC Form D filings by 14 issuers between Nov 2011 and Oct 2024. Largest by amount reported sold: Guggenheim Private Debt Fund Note Issuer 2.0, LLC (New York, NY — pooled investment fund — 2016–2017; $1.15B reported sold to 26 investors), NZC GUGGENHEIM FUND LLC (Santa Monica, CA — pooled investment fund — 2015–2024; $1.11B reported sold to 165 investors), Guggenheim Loan Fund, Ltd. (Santa Monica, CA — pooled investment fund — 2015–2024; $577.6M reported sold to 12 investors), GUGGENHEIM LOAN FUND, LLC (Santa Monica, CA — pooled investment fund — 2015–2024; $474.9M reported sold to 17 investors), NZC GUGGENHEIM FUND LTD (Santa Monica, CA — pooled investment fund — 2015–2024; $408M reported sold to 71 investors) and 9 more (all listed below).
What this means That is a lot of deals — 14 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $4.92B sold in total.
The issuers belong to 2 sponsor groups: Guggenheim (52 issuers, $13.85B reported sold, 2009–2026) and Blue Torch (18 issuers, $4.61B reported sold, 2011–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared the newest 50 of 76 public filings for Matthew S. Bloom and found 8 differences, 2 worth asking the sponsor about: Form D filed 88 days after the first sale; 5 people are no longer listed on a later amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.