PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:38 AM ET

Sponsor Check › Person

MA
No photo found yet (own website and image search run after this page is viewed)

MARTIN AUERBACH

Named as an officer, director or promoter on SEC Form D filings · IL · Feb 8, 2010 → May 18, 2020

10deals (issuers)
$1.21Breported sold
127investors
24Form D filings
2010–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

MARTIN AUERBACH is listed as an executive officer, director, and promoter on 24 SEC Form D filings by 10 issuers between Feb 2010 and May 2020. Largest by amount reported sold: Z CAPITAL PARTNERS III, L.P. (Lake Forest, IL — pooled investment fund — 2017–2018; $321.6M reported sold to 14 investors), Z CAPITAL PARTNERS III-A, L.P. (Lake Forest, IL — pooled investment fund — 2017–2018; $321.6M reported sold to 15 investors), Z CAPITAL SPECIAL SITUATIONS FUND II, L.P. (Lake Forest, IL — pooled investment fund — 2012–2013; $208.3M reported sold to 39 investors), Z CAPITAL SPECIAL SITUATIONS FUND II-A, L.P. (Lake Forest, IL — pooled investment fund — 2012–2013; $198.6M reported sold to 25 investors), Z CAPITAL CREDIT TACTICAL FUND, L.P. (Lake Forest, IL — pooled investment fund — 2016–2017; $56M reported sold to 4 investors) and 5 more (all listed below).

What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer, director, and promoter, over about 10 years. Across those companies the filings report $1.21B sold in total.

Listed alongside James J. Zenni, Jr. (24 shared filings), RAHUL SAWHNEY (15 shared filings), JONATHAN SCHMUGGE (14 shared filings), CHRISTOPHER KIPLEY (13 shared filings), Sharon Lamb (5 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around MARTIN. Each name links to their own page.

All 10 issuers belong to the sponsor group Z Capital Special Situations (18 issuers, $1.28B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Z Capital Special Situations has 18 companies on file and $1.28B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 24 public filings for MARTIN AUERBACH and found 11 differences, 7 worth asking the sponsor about: 4 filings report more than 10% of the money raised going to insiders; MARTIN AUERBACH appears on 8 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for MARTIN AUERBACH has not run yet — it is joining a line of 25,033 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched MARTIN AUERBACH..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for MARTIN AUERBACH — 7 worth asking about (compared 24 filings on Oct 24, 2026)

Worth asking · Feb 8, 2010 – Feb 8, 2011

4 filings report more than 10% of the money raised going to insiders

117% of the money raised went to insiders — Z CAPITAL SPECIAL SITUATIONS FUND-A, L.P. · 128% of the money raised went to insiders — Z CAPITAL SPECIAL SITUATIONS FUND, L.P. · 553% of the money raised went to insiders — Z CAPITAL SPECIAL SITUATIONS FUND-A, L.P. · 134% of the money raised went to insiders — Z CAPITAL SPECIAL SITUATIONS FUND, L.P.

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Feb 8, 2011 ↗Z CAPITAL SPECIAL SITUATIONS FUND-A, L.P. — PartnerFacts page ↗Form D/A · Feb 8, 2011 ↗Z CAPITAL SPECIAL SITUATIONS FUND, L.P. — PartnerFacts page ↗
Sources
Worth asking · Feb 8, 2011 – Oct 24, 2018

MARTIN AUERBACH appears on 8 deals that stopped filing before reaching their target

Z CAPITAL CREDIT TACTICAL FUND, L.P. (last filing Oct 24, 2018; $56,000,000 sold of $750,000,000); Z CAPITAL PARTNERS III, L.P. (last filing Jul 6, 2018; $321,550,000 sold of $1,000,000,000); Z CAPITAL PARTNERS III-A, L.P. (last filing Jul 6, 2018; $321,550,000 sold of $1,000,000,000); Z CAPITAL SPECIAL SITUATIONS FUND II-B, L.P. (last filing May 1, 2014; $0 sold of $750,000,000); Z CAPITAL SPECIAL SITUATIONS FUND II, L.P. (last filing Dec 31, 2013; $208,317,293 sold of $500,000,000); Z CAPITAL SPECIAL SITUATIONS FUND II-A, L.P. (last filing Dec 31, 2013; $198,632,707 sold of $500,000,000); and 2 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Z CAPITAL CREDIT TACTICAL FUND, L.P. — PartnerFacts page ↗Z CAPITAL PARTNERS III, L.P. — PartnerFacts page ↗Z CAPITAL PARTNERS III-A, L.P. — PartnerFacts page ↗Z CAPITAL SPECIAL SITUATIONS FUND II-B, L.P. — PartnerFacts page ↗
Sources
Worth asking · May 1, 2014

Paid seller listed without a CRD number: DIAMOND DRAGON CAPITAL — Z CAPITAL SPECIAL SITUATIONS FUND II-B, L.P.

DIAMOND DRAGON CAPITAL is listed as receiving sales compensation on 1 filing (May 1, 2014) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · May 1, 2014 ↗BrokerCheck search: DIAMOND DRAGON CAPITAL ↗Z CAPITAL SPECIAL SITUATIONS FUND II-B, L.P. — PartnerFacts page ↗
Sources
Worth asking · Dec 31, 2013

Paid seller listed without a CRD number: DIAMOND DRAGON CAPITAL — Z CAPITAL SPECIAL SITUATIONS FUND II, L.P.

DIAMOND DRAGON CAPITAL is listed as receiving sales compensation on 1 filing (Dec 31, 2013) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Dec 31, 2013 ↗BrokerCheck search: DIAMOND DRAGON CAPITAL ↗Z CAPITAL SPECIAL SITUATIONS FUND II, L.P. — PartnerFacts page ↗
Sources
Worth asking · Dec 31, 2013

Paid seller listed without a CRD number: DIAMOND DRAGON CAPITAL — Z CAPITAL SPECIAL SITUATIONS FUND II-A, L.P.

DIAMOND DRAGON CAPITAL is listed as receiving sales compensation on 1 filing (Dec 31, 2013) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Dec 31, 2013 ↗BrokerCheck search: DIAMOND DRAGON CAPITAL ↗Z CAPITAL SPECIAL SITUATIONS FUND II-A, L.P. — PartnerFacts page ↗
Sources
Note · Dec 22, 2008 – Jul 6, 2018

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Z CAPITAL PARTNERS III-A, L.P. (latest filing Jul 6, 2018) · No amendment in the last 12 months on an offering that may still be open — Z CAPITAL PARTNERS III, L.P. (latest filing Jul 6, 2018) · No amendment in the last 12 months on an offering that may still be open — Z CAPITAL SPECIAL SITUATIONS FUND II-A, L.P. (latest filing Dec 31, 2013) · No amendment in the last 12 months on an offering that may still be open — Z CAPITAL SPECIAL SITUATIONS FUND II, L.P. (latest filing Dec 31, 2013) · No amendment in the last 12 months on an offering that may still be open — Z CAPITAL SPECIAL SITUATIONS FUND-A, L.P. (latest filing Feb 8, 2011) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 6, 2018 ↗Z CAPITAL PARTNERS III-A, L.P. — PartnerFacts page ↗Form D/A · Jul 6, 2018 ↗Z CAPITAL PARTNERS III, L.P. — PartnerFacts page ↗
Sources
Worth asking · May 18, 2020 – May 18, 2021

MARTIN AUERBACH is no longer listed on the May 18, 2021 amendment — ZCG Liquid Opportunity Offshore Fund Ltd.

MARTIN AUERBACH appears on the May 18, 2020 Form D/A (executive officer, director) but not on the May 18, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · May 18, 2020 ↗Form D/A · May 18, 2021 ↗MARTIN AUERBACH — PartnerFacts page ↗ZCG Liquid Opportunity Offshore Fund Ltd. — PartnerFacts page ↗
Sources
Worth asking · Nov 2, 2017 – Oct 24, 2018

MARTIN AUERBACH is no longer listed on the Oct 24, 2018 amendment — Z CAPITAL CREDIT TACTICAL FUND, L.P.

MARTIN AUERBACH appears on the Nov 2, 2017 Form D/A (executive officer, promoter) but not on the Oct 24, 2018 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Nov 2, 2017 ↗Form D/A · Oct 24, 2018 ↗MARTIN AUERBACH — PartnerFacts page ↗Z CAPITAL CREDIT TACTICAL FUND, L.P. — PartnerFacts page ↗
Sources
Note · Nov 7, 2016 – Nov 2, 2017

Offering amount changed between filings — Z CAPITAL CREDIT TACTICAL FUND, L.P.

The Nov 7, 2016 filing says $500,000,000 offered; the Nov 2, 2017 Form D/A says $750,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 7, 2016 ↗Form D/A (later) · Nov 2, 2017 ↗Z CAPITAL CREDIT TACTICAL FUND, L.P. — PartnerFacts page ↗
Sources
Note · May 18, 2020 – May 18, 2021

Address moved from Lake Forest, IL to New York, NY — ZCG Liquid Opportunity Offshore Fund Ltd.

The people listed on the May 18, 2020 filing give Lake Forest, IL; on the May 18, 2021 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · May 18, 2020 ↗Form D/A · May 18, 2021 ↗ZCG Liquid Opportunity Offshore Fund Ltd. — PartnerFacts page ↗
Sources
Note · May 15, 2014 – May 15, 2015

Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Lake Forest, IL — ZCG Liquid Opportunity Offshore Fund Ltd.

The people listed on the May 15, 2014 filing give George Town, Grand Cayman, Cayman Islands (as filed: E9); on the May 15, 2015 filing they give Lake Forest, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · May 15, 2014 ↗Form D/A · May 15, 2015 ↗ZCG Liquid Opportunity Offshore Fund Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 10 offerings report sales commissions totalling $8,274,128; 0 report finder's fees; 2 report proceeds to related persons totalling $103,560,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 18, 2020 D/A
ZCG Liquid Opportunity Offshore Fund Ltd.
File 021-177659
$274,128 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗EDGAR ↗
Jul 6, 2018 D/A
Z CAPITAL PARTNERS III, L.P.
File 021-282955
$0$0$0 (est.)
The general partner is entitled to a carried interest and a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 6, 2018 D/A
Z CAPITAL PARTNERS III-A, L.P.
File 021-282956
$0$0$0 (est.)
The general partner is entitled to a carried interest and a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Nov 2, 2017 D/A
Z CAPITAL CREDIT TACTICAL FUND, L.P.
File 021-273971
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a carried interest and a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Dec 15, 2016 D
Z CAPITAL CREDIT TACTICAL CO-INVEST FUND-A, L.P.
File 021-276379
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 1, 2014 D
Z CAPITAL SPECIAL SITUATIONS FUND II-B, L.P.
File 021-216670
$3,000,000 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a carried interest and a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
JEFFRIES & COMPANY, INC. BrokerCheck CRD 2347 ↗
TRIAGO EUROPE S.A. no CRD number reported
via TRIAGO AMERICAS, INC. (CRD 143529 ↗)

TRIAGO AMERICAS, INC. BrokerCheck CRD 143529 ↗
TRIAGO MEA LTD. no CRD number reported
via TRIAGO AMERICAS, INC. (CRD 143529 ↗)

DIAMOND DRAGON CAPITAL no CRD number reported		EDGAR ↗
Dec 31, 2013 D/A
Z CAPITAL SPECIAL SITUATIONS FUND II, L.P.
File 021-189220
$3,000,000 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a carried interest and a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
TRIAGO EUROPE S.A. no CRD number reported
via TRIAGO AMERICAS, INC. (CRD 143529 ↗)

TRIAGO AMERICAS, INC. BrokerCheck CRD 143529 ↗
TRIAGO MEA LTD. no CRD number reported
via TRIAGO AMERICAS, INC. (CRD 143529 ↗)

DIAMOND DRAGON CAPITAL no CRD number reported		EDGAR ↗
Dec 31, 2013 D/A
Z CAPITAL SPECIAL SITUATIONS FUND II-A, L.P.
File 021-189221
$2,000,000 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a carried interest and a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
TRIAGO EUROPE S.A. no CRD number reported
via TRIAGO AMERICAS, INC. (CRD 143529 ↗)

TRIAGO AMERICAS, INC. BrokerCheck CRD 143529 ↗
TRIAGO MEA LTD. no CRD number reported
via TRIAGO AMERICAS, INC. (CRD 143529 ↗)

DIAMOND DRAGON CAPITAL no CRD number reported		EDGAR ↗
Feb 8, 2011 D/A
Z CAPITAL SPECIAL SITUATIONS FUND, L.P.
File 021-114654
$0 (est.)$0 (est.)$51,780,000 (est.)
Estimated aggregate amount of management fees for the first six years. The issuer will continue to pay management fees thereafter.
None listed on this filingEDGAR ↗
Feb 8, 2011 D/A
Z CAPITAL SPECIAL SITUATIONS FUND-A, L.P.
File 021-114653
$0 (est.)$0 (est.)$51,780,000 (est.)
Estimated aggregate amount of management fees for the first six years. The issuer will continue to pay management fees thereafter.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 10

Every issuer that named Martin Auerbach on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

ZL
Pooled Investment Fund · group: Z Capital Special Situations

ZCG Liquid Opportunity Offshore Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · May 15, 2015 → May 18, 2020 · 6 filings
  • May 18, 2020 · D/A · $19,556,250 sold of Indefinite · 17 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • May 16, 2019 · D/A · $19,556,250 sold of Indefinite · 17 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • May 16, 2018 · D/A · $19,556,250 sold of Indefinite · 17 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • May 16, 2017 · D/A · $19,556,250 sold of Indefinite · 17 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • May 16, 2016 · D/A · $19,556,250 sold of Indefinite · 17 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • May 15, 2015 · D/A · $18,556,250 sold of Indefinite · 17 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $19.6M from 17 investors as of the latest filing. Martin is listed as executive officer, director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZC
Pooled Investment Fund · group: Z Capital Special Situations

Z CAPITAL PARTNERS III-A, L.P.

Lake Forest, IL · Mar 20, 2017 → Jul 6, 2018 · 3 filings
  • Jul 6, 2018 · D/A · $321,550,000 sold of $1,000,000,000 · 15 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Jul 10, 2017 · D/A · $286,500,000 sold of $1,000,000,000 · 13 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Mar 20, 2017 · D · $0 sold of $1,000,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $321.6M from 15 investors (32% of the $1B target) as of the latest filing. Martin is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZC
Pooled Investment Fund · group: Z Capital Special Situations

Z CAPITAL PARTNERS III, L.P.

Lake Forest, IL · Mar 20, 2017 → Jul 6, 2018 · 3 filings
  • Jul 6, 2018 · D/A · $321,550,000 sold of $1,000,000,000 · 14 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Jul 10, 2017 · D/A · $286,500,000 sold of $1,000,000,000 · 9 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Mar 20, 2017 · D · $0 sold of $1,000,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $321.6M from 14 investors (32% of the $1B target) as of the latest filing. Martin is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZC
Pooled Investment Fund · group: Z Capital Special Situations

Z CAPITAL CREDIT TACTICAL FUND, L.P.

Lake Forest, IL · Nov 7, 2016 → Nov 2, 2017 · 2 filings
  • Nov 2, 2017 · D/A · $56,000,000 sold of $750,000,000 · 4 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Nov 7, 2016 · D · $0 sold of $500,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $56M from 4 investors (7% of the $750M target) as of the latest filing. Martin is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZC
Pooled Investment Fund · group: Z Capital Special Situations

Z CAPITAL CREDIT TACTICAL CO-INVEST FUND-A, L.P.

Lake Forest, IL · Dec 15, 2016
  • Dec 15, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Martin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZC
Pooled Investment Fund · group: Z Capital Special Situations

Z CAPITAL SPECIAL SITUATIONS FUND II-B, L.P.

Lake Forest, IL · May 1, 2014
  • May 1, 2014 · D · $0 sold of $750,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Martin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZC
Pooled Investment Fund · group: Z Capital Special Situations

Z CAPITAL SPECIAL SITUATIONS FUND II-A, L.P.

Lake Forest, IL · Dec 31, 2012 → Dec 31, 2013 · 2 filings
  • Dec 31, 2013 · D/A · $198,632,707 sold of $500,000,000 · 25 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Dec 31, 2012 · D · $0 sold of $500,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $198.6M from 25 investors (40% of the $500M target) as of the latest filing. Martin is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZC
Pooled Investment Fund · group: Z Capital Special Situations

Z CAPITAL SPECIAL SITUATIONS FUND II, L.P.

Lake Forest, IL · Dec 31, 2012 → Dec 31, 2013 · 2 filings
  • Dec 31, 2013 · D/A · $208,317,293 sold of $500,000,000 · 39 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Dec 31, 2012 · D · $0 sold of $500,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $208.3M from 39 investors (42% of the $500M target) as of the latest filing. Martin is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZC
Pooled Investment Fund · group: Z Capital Special Situations

Z CAPITAL SPECIAL SITUATIONS FUND-A, L.P.

Lake Forest, IL · Feb 8, 2010 → Feb 8, 2011 · 2 filings
  • Feb 8, 2011 · D/A · $44,362,000 sold of $500,000,000 · 4 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Feb 8, 2010 · D/A · $9,362,000 sold of $500,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $44.4M from 4 investors (9% of the $500M target) as of the latest filing. Martin is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

ZC
Pooled Investment Fund · group: Z Capital Special Situations

Z CAPITAL SPECIAL SITUATIONS FUND, L.P.

Lake Forest, IL · Feb 8, 2010 → Feb 8, 2011 · 2 filings
  • Feb 8, 2011 · D/A · $40,388,000 sold of $500,000,000 · 9 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Feb 8, 2010 · D/A · $38,638,000 sold of $500,000,000 · 6 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $40.4M from 9 investors (8% of the $500M target) as of the latest filing. Martin is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Martin 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

ZC
Management entity

Z Capital Credit Partners, L.L.C.

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Martin Auerbach. Their page shows their other deals.

ZC
Management entity

Z Capital Credit Partners Adviser, L.L.C.

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Martin Auerbach. Their page shows their other deals.

JZ
No photo found yet (own website and image search run after this page is viewed)
Person

James J. Zenni, Jr.

Executive Officer, Promoter, Director · 24 shared filings (10 issuers) · also on 1 other issuer

James J. Zenni, Jr. is on 11 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

RAHUL SAWHNEY

Executive Officer, Promoter · 15 shared filings (7 issuers)

RAHUL SAWHNEY is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

JONATHAN SCHMUGGE

Executive Officer, Promoter · 14 shared filings (7 issuers)

JONATHAN SCHMUGGE is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

CHRISTOPHER KIPLEY

Executive Officer, Promoter · 13 shared filings (7 issuers) · also on 7 other issuers

CHRISTOPHER KIPLEY is on 14 issuers in total — a repeat sponsor. Their page lists every one.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Sharon Lamb

Director · 5 shared filings (1 issuer) · also on 7 other issuers

Sharon Lamb is on 8 issuers in total — a repeat sponsor. Their page lists every one.

HE
No photo found yet (own website and image search run after this page is viewed)
Person

H. BRADLEY EDEN

Promoter · 4 shared filings (2 issuers)

Listed on the same filings as Martin Auerbach. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

MELONIE DANFORD

Executive Officer, Promoter · 3 shared filings (2 issuers)

Listed on the same filings as Martin Auerbach. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

ANDREW C. CURTIS

Executive Officer, Promoter · 3 shared filings (2 issuers)

Listed on the same filings as Martin Auerbach. Their page shows their other deals.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

PASCAL M. THOMAS

Executive Officer, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Martin Auerbach. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Derek Buntain

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Derek Buntain is on 6 issuers in total — a repeat sponsor. Their page lists every one.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

PASCALE M. THOMAS

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Martin Auerbach. Their page shows their other deals.

The team behind the deals

ZC
Sponsor group

Z Capital Special Situations

18 issuers · 59 filings · $1.28B reported sold · 2010–2026

One team, 18 deal companies. Martin Auerbach is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name MARTIN AUERBACH.

Registrations and other filings

Adviser registration (Form ADV)

None of the 10 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to MARTIN AUERBACH by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 10 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Martin Auerbach is listed on: none on file. No website or social profile named in Z CAPITAL SPECIAL SITUATIONS FUND, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #354,564 of 374,652 in line (1,270 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Lake Forest, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when MARTIN AUERBACH appears on a new Form D, or when a court case or SEC action is matched to them. See plans →