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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:37 AM ET

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Derek Buntain

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9) · Mar 12, 2009 → May 15, 2015

6deals (issuers)
$481.8Mreported sold
176investors
23Form D filings
2009–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Derek Buntain is listed as a director on 23 SEC Form D filings by 6 issuers between Mar 2009 and May 2015. Largest by amount reported sold: SAGUENAY OFFSHORE FUND, LTD. (Purchase, NY — pooled investment fund — 2010–2014; $290.7M reported sold to 101 investors), Eight Capital Offshore Fund Ltd (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2010; $135.7M reported sold to 35 investors), Saguenay Equity Offshore Fund, Ltd. (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2010–2013; $27M reported sold to 17 investors), ZCG Liquid Opportunity Offshore Fund Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012–2015; $19.6M reported sold to 17 investors), Rosemount Global Trade Finance Offshore Fund, Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2011; $7.94M reported sold to 3 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as director, over about 6 years. Across those companies the filings report $481.8M sold in total.

Listed alongside John L. Murphy (11 shared filings), Tim Woolaver (7 shared filings), Martin Byrne (6 shared filings), James J. Zenni, Jr. (5 shared filings), Z Capital Loan Opportunity Adviser, L.L.C. (5 shared filings, management entity) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Derek. Each name links to their own page.

The issuers belong to 3 sponsor groups: Saguenay (5 issuers, $250M reported sold, 2010–2014), Eight (2 issuers, $140.6M reported sold, 2009–2010) and Z Capital Special Situations (18 issuers, $1.28B reported sold, 2010–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 2 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 23 public filings for Derek Buntain and found 16 differences, 8 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Derek Buntain has not run yet — it is joining a line of 24,834 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

BUNTAIN v. ASTRAZENECA PHARMACEUTICALS LP open
District Court, D. New Jersey · No. 2:19-cv-02461 · Filed Jan 30, 2019 · Nature of suit: 367 Health care / pharm
Role of BUNTAIN: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 7 federal dockets); surname only in the caption; court in NJ (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Derek Buntain..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Buntain v. Momax, Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 06-00888 · Filed Mar 30, 2006 · Closed Jun 25, 2007
Role of Buntain: Plaintiff · Outcome: Case closed 2007-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 7 federal dockets); surname only in the caption; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Derek Buntain — 8 worth asking about (compared 23 filings on Oct 24, 2026)

Note · Mar 30, 2006 – Jun 25, 2007

Bankruptcy case: Buntain v. Momax, Inc — filed Mar 30, 2006

United States Bankruptcy Court, N.D. Illinois docket "Buntain v. Momax, Inc" filed Mar 30, 2006, closed Jun 25, 2007. Derek Buntain is listed as Plaintiff ("Buntain"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗
Sources
Worth asking · Dec 14, 2012 – Dec 13, 2013

Amount sold went down between filings — SAGUENAY OFFSHORE FUND, LTD.

The Dec 14, 2012 filing says $290,745,487 sold; the Dec 13, 2013 Form D/A says $74,709,000 sold — $216,036,487 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Dec 14, 2012 ↗Form D/A (later) · Dec 13, 2013 ↗SAGUENAY OFFSHORE FUND, LTD. — PartnerFacts page ↗
Sources
Worth asking · Dec 14, 2012 – Dec 13, 2013

Amount sold went down between filings — Saguenay Equity Offshore Fund, Ltd.

The Dec 14, 2012 filing says $26,728,000 sold; the Dec 13, 2013 Form D/A says $1,578,000 sold — $25,150,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Dec 14, 2012 ↗Form D/A (later) · Dec 13, 2013 ↗Saguenay Equity Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jan 24, 2011 – Dec 14, 2011

Amount sold went down between filings — Saguenay Equity Offshore Fund, Ltd.

The Jan 24, 2011 filing says $27,048,000 sold; the Dec 14, 2011 Form D/A says $26,728,000 sold — $320,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 24, 2011 ↗Form D/A (later) · Dec 14, 2011 ↗Saguenay Equity Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Dec 14, 2012 – Dec 13, 2013

Investor count went down between filings — SAGUENAY OFFSHORE FUND, LTD.

The Dec 14, 2012 filing reports 101 investors; the Dec 13, 2013 Form D/A reports 16 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Dec 14, 2012 ↗Form D/A (later) · Dec 13, 2013 ↗SAGUENAY OFFSHORE FUND, LTD. — PartnerFacts page ↗
Sources
Worth asking · Dec 14, 2012 – Dec 13, 2013

Investor count went down between filings — Saguenay Equity Offshore Fund, Ltd.

The Dec 14, 2012 filing reports 16 investors; the Dec 13, 2013 Form D/A reports 4 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Dec 14, 2012 ↗Form D/A (later) · Dec 13, 2013 ↗Saguenay Equity Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jan 24, 2011 – Dec 14, 2011

Investor count went down between filings — Saguenay Equity Offshore Fund, Ltd.

The Jan 24, 2011 filing reports 17 investors; the Dec 14, 2011 Form D/A reports 16 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 24, 2011 ↗Form D/A (later) · Dec 14, 2011 ↗Saguenay Equity Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Aug 29, 2008 – Jul 7, 2009

Form D filed 312 days after the first sale — Rosemount Global Trade Finance Offshore Fund, Ltd.

The filing says the first sale was Aug 29, 2008. The Form D was filed Jul 7, 2009 — 312 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 297 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jul 7, 2009 ↗Rosemount Global Trade Finance Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Jul 1, 2012 – Aug 1, 2012

Form D filed 31 days after the first sale — SSC Credit Opportunities Fund Ltd.

The filing says the first sale was Jul 1, 2012. The Form D was filed Aug 1, 2012 — 31 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 16 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 1, 2012 ↗SSC Credit Opportunities Fund Ltd. — PartnerFacts page ↗
Sources
Note · Apr 1, 2012 – May 3, 2012

Form D filed 32 days after the first sale — ZCG Liquid Opportunity Offshore Fund Ltd.

The filing says the first sale was Apr 1, 2012. The Form D was filed May 3, 2012 — 32 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 17 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 3, 2012 ↗ZCG Liquid Opportunity Offshore Fund Ltd. — PartnerFacts page ↗
Sources
Note · Feb 1, 2004 – Dec 12, 2014

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — SAGUENAY OFFSHORE FUND, LTD. (latest filing Dec 12, 2014) · No amendment in the last 12 months on an offering that may still be open — Saguenay Equity Offshore Fund, Ltd. (latest filing Dec 13, 2013) · No amendment in the last 12 months on an offering that may still be open — SSC Credit Opportunities Fund Ltd. (latest filing Aug 1, 2013) · No amendment in the last 12 months on an offering that may still be open — Rosemount Global Trade Finance Offshore Fund, Ltd. (latest filing Jul 7, 2011) · No amendment in the last 12 months on an offering that may still be open — Eight Capital Offshore Fund Ltd (latest filing Mar 10, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Dec 12, 2014 ↗SAGUENAY OFFSHORE FUND, LTD. — PartnerFacts page ↗Form D/A · Dec 13, 2013 ↗Saguenay Equity Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · May 15, 2015 – May 16, 2016

Derek Buntain is no longer listed on the May 16, 2016 amendment — ZCG Liquid Opportunity Offshore Fund Ltd.

Derek Buntain appears on the May 15, 2015 Form D/A (director) but not on the May 16, 2016 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · May 15, 2015 ↗Form D/A · May 16, 2016 ↗Derek Buntain — PartnerFacts page ↗ZCG Liquid Opportunity Offshore Fund Ltd. — PartnerFacts page ↗
Sources
Note · Mar 12, 2009 – Mar 10, 2010

Minimum investment changed between filings — Eight Capital Offshore Fund Ltd

The Mar 12, 2009 filing lists a minimum of $0; the Mar 10, 2010 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 12, 2009 ↗Form D/A (later) · Mar 10, 2010 ↗Eight Capital Offshore Fund Ltd — PartnerFacts page ↗
Sources
Note · Dec 31, 2009 – Dec 31, 2012

Same name, different state: "Derek L. Buntain" (D0) is a separate record

This page covers filings where the address state is E9. A separate record, "Derek L. Buntain" with address state D0, is listed on 4 filings — most recently by ESL Ltd (Dec 31, 2012). Both records have filings in the same period (Dec 31, 2009 to Dec 31, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Derek L. Buntain (D0) — PartnerFacts page ↗Form D/A · Dec 31, 2012 ↗ESL Ltd — PartnerFacts page ↗Derek Buntain (E9) — this page ↗
Sources
Note · May 18, 2020 – May 18, 2021

Address moved from Lake Forest, IL to New York, NY — ZCG Liquid Opportunity Offshore Fund Ltd.

The people listed on the May 18, 2020 filing give Lake Forest, IL; on the May 18, 2021 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · May 18, 2020 ↗Form D/A · May 18, 2021 ↗ZCG Liquid Opportunity Offshore Fund Ltd. — PartnerFacts page ↗
Sources
Note · May 15, 2014 – May 15, 2015

Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Lake Forest, IL — ZCG Liquid Opportunity Offshore Fund Ltd.

The people listed on the May 15, 2014 filing give George Town, Grand Cayman, Cayman Islands (as filed: E9); on the May 15, 2015 filing they give Lake Forest, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · May 15, 2014 ↗Form D/A · May 15, 2015 ↗ZCG Liquid Opportunity Offshore Fund Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 6 offerings reports sales commissions totalling $213,192; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 15, 2015 D/A
ZCG Liquid Opportunity Offshore Fund Ltd.
File 021-177659
$213,192$0$0Jefferies LLC BrokerCheck CRD 2347 ↗EDGAR ↗
Dec 12, 2014 D/A
SAGUENAY OFFSHORE FUND, LTD.
File 021-77916
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Dec 13, 2013 D/A
Saguenay Equity Offshore Fund, Ltd.
File 021-121393
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 1, 2013 D/A
SSC Credit Opportunities Fund Ltd.
File 021-182094
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2011 D/A
Rosemount Global Trade Finance Offshore Fund, Ltd.
File 021-132485
$0 (est.)$0 (est.)$0 (est.)Norfolk Markets, LLC BrokerCheck CRD 103797 ↗EDGAR ↗
Mar 10, 2010 D/A
Eight Capital Offshore Fund Ltd
File 021-80058
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Derek Buntain on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

ZL
Pooled Investment Fund · group: Z Capital Special Situations

ZCG Liquid Opportunity Offshore Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · May 3, 2012 → May 15, 2015 · 5 filings
  • May 15, 2015 · D/A · $18,556,250 sold of Indefinite · 17 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 15, 2014 · D/A · $9,406,250 sold of Indefinite · 8 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 14, 2013 · D/A · $8,050,000 sold of Indefinite · 6 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 14, 2012 · D/A · $1,600,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 3, 2012 · D · $1,600,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $19.6M from 17 investors as of the latest filing. Derek is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SO
Pooled Investment Fund · group: Saguenay

SAGUENAY OFFSHORE FUND, LTD.

Purchase, NY · Jan 26, 2010 → Dec 12, 2014 · 6 filings
  • Dec 12, 2014 · D/A · $74,709,000 sold of Indefinite · 16 investors · min. $1,000,000 · role: Director (Director of the Investment Manager) EDGAR ↗
  • Dec 13, 2013 · D/A · $74,709,000 sold of Indefinite · 16 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 14, 2012 · D/A · $290,745,487 sold of Indefinite · 101 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 14, 2011 · D/A · $275,366,659 sold of Indefinite · 87 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 24, 2011 · D/A · $218,942,358 sold of Indefinite · 71 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 26, 2010 · D/A · $149,040,595 sold of Indefinite · 53 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $290.7M from 101 investors as of the latest filing. Derek is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SE
Pooled Investment Fund · group: Saguenay

Saguenay Equity Offshore Fund, Ltd.

Hamilton, Bermuda (as filed: D0) · Jan 26, 2010 → Dec 13, 2013 · 5 filings
  • Dec 13, 2013 · D/A · $1,578,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 14, 2012 · D/A · $26,728,000 sold of Indefinite · 16 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 14, 2011 · D/A · $26,728,000 sold of Indefinite · 16 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 24, 2011 · D/A · $27,048,000 sold of Indefinite · 17 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 26, 2010 · D/A · $22,618,000 sold of Indefinite · 14 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $27M from 17 investors as of the latest filing. Derek is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund

SSC Credit Opportunities Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 1, 2012 → Aug 1, 2013 · 2 filings
  • Aug 1, 2013 · D/A · $800,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 1, 2012 · D · $800,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $800K from 3 investors as of the latest filing. Derek is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RG
Pooled Investment Fund

Rosemount Global Trade Finance Offshore Fund, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jul 7, 2009 → Jul 7, 2011 · 3 filings
  • Jul 7, 2011 · D/A · $7,937,500 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jul 7, 2010 · D/A · $7,937,500 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jul 7, 2009 · D · $7,937,500 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $7.94M from 3 investors as of the latest filing. Derek is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EC
Pooled Investment Fund · group: Eight

Eight Capital Offshore Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2009 → Mar 10, 2010 · 2 filings
  • Mar 10, 2010 · D/A · $135,716,896 sold of Indefinite · 35 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2009 · D/A · $130,536,751 sold of Indefinite · 35 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $135.7M from 35 investors as of the latest filing. Derek is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Derek H. L. Buntain — Cayman Islands (as filed: E9), 2 issuers, Mar 23, 2009 → Mar 21, 2016 · no shared issuer
  • Derek L. Buntain — Bermuda (as filed: D0), 1 issuer, Dec 31, 2009 → Dec 31, 2012 · no shared issuer

People around Derek 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

EC
Management entity

Eight Capital Management, Ltd.

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Derek Buntain. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John L. Murphy

Director · 11 shared filings (2 issuers) · also on 3 other issuers

John L. Murphy is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TW
No photo found (searched own website, image search on Oct 24, 2026)
Person

Tim Woolaver

Director · 7 shared filings (3 issuers) · also on 81 other issuers

Tim Woolaver is on 84 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Byrne

Director · 6 shared filings (2 issuers) · also on 111 other issuers

Martin Byrne is on 113 issuers in total — a repeat sponsor. Their page lists every one.

JZ
No photo found yet (own website and image search run after this page is viewed)
Person

James J. Zenni, Jr.

Executive Officer, Director · 5 shared filings (1 issuer) · also on 10 other issuers

James J. Zenni, Jr. is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

James A. Weissenborn

Director · 4 shared filings (1 issuer)

Listed on the same filings as Derek Buntain. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Sharon Lexa Lamb

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Derek Buntain. Their page shows their other deals.

NG
No photo found yet (own website and image search run after this page is viewed)
Person

Neil Galletti

Director · 3 shared filings (1 issuer)

Listed on the same filings as Derek Buntain. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Sharon Lamb

Director · 2 shared filings (1 issuer) · also on 7 other issuers

Sharon Lamb is on 8 issuers in total — a repeat sponsor. Their page lists every one.

EP
No photo found yet (own website and image search run after this page is viewed)
Person

Emlyn A. Palmer

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Derek Buntain. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Ravi Chachara

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Derek Buntain. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Stocks

Director · 1 shared filing (1 issuer)

Listed on the same filings as Derek Buntain. Their page shows their other deals.

VP
No photo found yet (own website and image search run after this page is viewed)
Person

Vijay Patel

Director · 1 shared filing (1 issuer)

Listed on the same filings as Derek Buntain. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Ravi Chachra

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Derek Buntain. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

MARTIN AUERBACH

Executive Officer, Director · 1 shared filing (1 issuer) · also on 9 other issuers

MARTIN AUERBACH is on 10 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

S
Sponsor group

Saguenay

5 issuers · 19 filings · $250M reported sold · 2010–2014

One team, 5 deal companies. Derek Buntain is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Derek Buntain.

E
Sponsor group

Eight

2 issuers · 4 filings · $140.6M reported sold · 2009–2010

One team, 2 deal companies. Derek Buntain is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Derek Buntain.

ZC
Sponsor group

Z Capital Special Situations

18 issuers · 59 filings · $1.28B reported sold · 2010–2026

One team, 18 deal companies. Derek Buntain is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Derek Buntain.

Same business address

47 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 6 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Eight Capital Offshore Fund Ltd.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Derek Buntain by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Derek Buntain is listed on: none on file. No website or social profile named in SAGUENAY OFFSHORE FUND, LTD.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #309,384 of 374,652 in line (1,258 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Purchase, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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