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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:31 AM ET

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Mark Perry

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 17, 2009 → Nov 1, 2021

8deals (issuers)
$2.64Breported sold
248investors
14Form D filings
2009–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Perry is listed as an executive officer and director on 14 SEC Form D filings by 8 issuers between Apr 2009 and Nov 2021. Largest by amount reported sold: NEW ENTERPRISE ASSOCIATES 13 LP (Baltimore, MD — pooled investment fund — 2009; $2.46B reported sold to 187 investors), MyoKardia Inc (South San Francisco, CA — biotechnology — 2014–2015; $46M reported sold to 9 investors), Wilshire MNCPPC Employees' Retirement System Global, L.P. (Series III) (Santa Monica, CA — pooled investment fund — 2021; $45M reported sold to 1 investors), Wilshire MNCPPC Employees' Retirement System Global, L.P. (Series II) (Santa Monica, CA — pooled investment fund — 2016; $45M reported sold to 1 investors), Aerovance Inc (Berkeley, CA — biotechnology — 2009–2011; $20M reported sold to 21 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $2.64B sold in total.

Listed alongside Alain Schreiber (3 shared filings), Ann Hanham (3 shared filings), Anthony Rimac (3 shared filings), David A. Happel (3 shared filings), Douglas E. Williams (3 shared filings) and 52 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

The issuers belong to 2 sponsor groups: Wilshire (15 issuers, $791.8M reported sold, 2013–2021) and Nea (19 issuers, $10.96B reported sold, 2009–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 13 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for Mark Perry and found 7 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Perry has not run yet — it is joining a line of 55,512 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Perry..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

13 cases: 1 open, 12 closed (disposition not in docket feed)

Mark Perry open
United States Bankruptcy Court, N.D. California · No. 25-52016 · Filed Dec 31, 2025
Role of Mark Perry: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 241 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark Perry closed
United States Bankruptcy Court, N.D. California · No. 19-10832 · Filed Nov 15, 2019 · Closed Feb 20, 2020
Role of Mark Perry: Debtor · Outcome: Case closed 2020-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 241 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark E Perry closed
United States Bankruptcy Court, D. Maryland · No. 10-37138 · Filed Nov 30, 2010 · Closed Mar 9, 2011
Role of Mark E Perry: Debtor · Outcome: Case closed 2011-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 241 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MD)
Mark A. Perry closed
United States Bankruptcy Court, E.D. California · No. 10-91542 · Filed Apr 23, 2010 · Closed Aug 6, 2010
Role of Mark A. Perry: Debtor · Outcome: Case closed 2010-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 241 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark Perry closed
United States Bankruptcy Court, N.D. California · No. 05-13589 · Filed Oct 11, 2005 · Closed Feb 3, 2006
Role of Mark Perry: Debtor · Outcome: Case closed 2006-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 241 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark A Perry closed
United States Bankruptcy Court, S.D. California · No. 03-05056 · Filed May 24, 2003 · Closed Dec 17, 2003
Role of Mark A Perry: Debtor · Outcome: Case closed 2003-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 241 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark E. Perry closed
United States Bankruptcy Court, N.D. California · No. 02-57054 · Filed Dec 12, 2002 · Closed Dec 29, 2005
Role of Mark E. Perry: Debtor · Outcome: Case closed 2005-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 241 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark Perry closed
United States Bankruptcy Court, C.D. California · No. 2:02-bk-40259 · Filed Oct 25, 2002 · Closed Feb 14, 2003
Role of Mark Perry: Debtor · Outcome: Case closed 2003-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 241 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark A Perry closed
United States Bankruptcy Court, C.D. California · No. 1:99-bk-13592 · Filed Mar 26, 1999 · Closed Jun 4, 1999
Role of Mark A Perry: Debtor · Outcome: Case closed 1999-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 241 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark C. Perry and Janet L. Perry closed
United States Bankruptcy Court, C.D. California · No. 8:97-bk-14759 · Filed Apr 2, 1997 · Closed Oct 22, 1997
Role of Mark C. Perry and Janet L. Perry: Debtor · Outcome: Case closed 1997-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 241 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark G. Perry and Johanna C. Perry closed
United States Bankruptcy Court, N.D. California · No. 96-32720 · Filed Jun 24, 1996 · Closed Sep 25, 2001
Role of Mark G. Perry and Johanna C. Perry: Debtor · Outcome: Case closed 2001-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 241 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark A. Perry closed
United States Bankruptcy Court, C.D. California · No. 1:94-bk-39557 · Filed Aug 10, 1994 · Closed Dec 16, 1994
Role of Mark A. Perry: Debtor · Outcome: Case closed 1994-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 241 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark Perry closed
United States Bankruptcy Court, C.D. California · No. 1:85-bk-14380 · Filed Oct 8, 1985 · Closed Jul 18, 1986
Role of Mark Perry: Debtor · Outcome: Case closed 1986-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 241 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Mark Perry — 1 worth asking about (compared 14 filings on Oct 24, 2026)

Note · Jan 12, 2012 – Apr 26, 2012

Bankruptcy case: Gianakakos v. HSBC Bank USA, National Association, as Trustee et — filed Jan 12, 2012

United States Bankruptcy Court, C.D. California docket "Gianakakos v. HSBC Bank USA, National Association, as Trustee et" filed Jan 12, 2012, closed Apr 26, 2012. Tassos Anastasios Gianakakos (listed on the same filings) is listed as Plaintiff ("Gianakakos"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Tassos Anastasios Gianakakos — PartnerFacts page ↗
Sources
Worth asking · Sep 1, 2010 – Nov 1, 2021

4 Form Ds were filed more than 15 days after the first sale

Form D filed 62 days after the first sale — Wilshire MNCPPC Employees' Retirement System Global, L.P. (Series II) · Form D filed 33 days after the first sale — Wilshire MNCPPC Employees' Retirement System Global, L.P. (Series III) · Form D filed 21 days after the first sale — MyoKardia Inc · Form D filed 19 days after the first sale — Aerovance Inc

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 7, 2016 ↗Wilshire MNCPPC Employees' Retirement System Global, L.P. (Series II) — PartnerFacts page ↗Form D · Nov 1, 2021 ↗Wilshire MNCPPC Employees' Retirement System Global, L.P. (Series III) — PartnerFacts page ↗
Sources
Note · Dec 23, 2008 – Mar 7, 2016

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Wilshire MNCPPC Employees' Retirement System Global, L.P. (Series II) (latest filing Mar 7, 2016) · No amendment in the last 12 months on an offering that may still be open — Pathway Therapeutics, Inc. (latest filing Mar 6, 2013) · No amendment in the last 12 months on an offering that may still be open — Pathway Therapeutics, Inc. (latest filing Nov 30, 2012) · No amendment in the last 12 months on an offering that may still be open — Aerovance Inc (latest filing Mar 18, 2011) · No amendment in the last 12 months on an offering that may still be open — Aerovance Inc (latest filing Sep 20, 2010) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 7, 2016 ↗Wilshire MNCPPC Employees' Retirement System Global, L.P. (Series II) — PartnerFacts page ↗Form D · Mar 6, 2013 ↗Pathway Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Aug 25, 2009 – Feb 8, 2010

Offering amount changed between filings — Glacier Bay, Inc.

The Aug 25, 2009 filing says $10,000,000 offered; the Feb 8, 2010 Form D/A says $14,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Aug 25, 2009 ↗Form D/A (later) · Feb 8, 2010 ↗Glacier Bay, Inc. — PartnerFacts page ↗
Sources
Note · Apr 17, 2009 – Sep 20, 2010

Industry group changed between filings — Aerovance Inc

"Pharmaceuticals" (Apr 17, 2009); then "Biotechnology" (Sep 20, 2010 to Mar 18, 2011).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Apr 17, 2009 ↗Form D · Sep 20, 2010 ↗Aerovance Inc — PartnerFacts page ↗
Sources
Note · Nov 27, 2018 – Apr 12, 2024

Same name, different state: "Mark Perry" (FL) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Perry" with address state FL, is listed on 52 filings — most recently by III Credit Opportunities Fund L.P. (Apr 12, 2024). Both records have filings in the same period (Nov 27, 2018 to Nov 1, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Perry (FL) — PartnerFacts page ↗Form D/A · Apr 12, 2024 ↗III Credit Opportunities Fund L.P. — PartnerFacts page ↗Mark Perry (CA) — this page ↗
Sources
Note · Dec 22, 2009 – Jun 14, 2011

Same name, different state: "Mark W. Perry" (CA or CO) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark W. Perry" with address state CA or CO, is listed on 4 filings — most recently by Alien Technology Corp (Jun 14, 2011). Both records have filings in the same period (Dec 22, 2009 to Jun 14, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark W. Perry (CA,CO) — PartnerFacts page ↗Form D/A · Jun 14, 2011 ↗Alien Technology Corp — PartnerFacts page ↗Mark Perry (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 12 offerings reports sales commissions totalling $1,200,000; 1 reports finder's fees totalling $450,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 1, 2021 D
Wilshire MNCPPC Employees' Retirement System Global, L.P. (Series III)
File 021-419388
$0$0$0None listed on this filingEDGAR ↗
Mar 7, 2016 D
Wilshire MNCPPC Employees' Retirement System Global, L.P. (Series II)
File 021-258711
$0$0$0None listed on this filingEDGAR ↗
Apr 30, 2015 D
MyoKardia Inc
File 021-238915
$0$0$0 (est.)
The Issuer will use proceeds for general working capital purposes which includes payments to its executive officers and other employees in the ordinary course of business.
None listed on this filingEDGAR ↗
Aug 22, 2014 D
MyoKardia Inc
File 021-223478
$0$0$0None listed on this filingEDGAR ↗
Mar 6, 2013 D
Pathway Therapeutics, Inc.
File 021-192819
$0$0$0None listed on this filingEDGAR ↗
Nov 30, 2012 D
Pathway Therapeutics, Inc.
File 021-187687
$0$0$0None listed on this filingEDGAR ↗
Mar 18, 2011 D
Aerovance Inc
File 021-157015
$0$0$0None listed on this filingEDGAR ↗
Sep 20, 2010 D
Aerovance Inc
File 021-147949
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2010 D/A
Glacier Bay, Inc.
File 021-133900
$0$450,000 (est.)$0None listed on this filingEDGAR ↗
Oct 16, 2009 D/A
NEW ENTERPRISE ASSOCIATES 13 LP
File 021-125476
$1,200,000 (est.)$0$0 (est.)
An affiliate of the General Partner will receive a fee for management services. Amount to be paid, number of years to be paid and extent to be paid out of adjusted gross proceeds unknown at this time.
Greenhill & Co., LLC BrokerCheck CRD 40290 ↗EDGAR ↗
Jul 8, 2009 D
newScale Inc
File 021-71739
$0$0$0None listed on this filingEDGAR ↗
Apr 17, 2009 D
Aerovance Inc
File 021-68836
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Mark Perry on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

WM
Pooled Investment Fund · group: Wilshire

Wilshire MNCPPC Employees' Retirement System Global, L.P. (Series III)

Santa Monica, CA · Nov 1, 2021
  • Nov 1, 2021 · D · $45,000,000 sold of $45,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $45M from 1 investor (100% of the $45M target) as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WM
Pooled Investment Fund · group: Wilshire

Wilshire MNCPPC Employees' Retirement System Global, L.P. (Series II)

Santa Monica, CA · Mar 7, 2016
  • Mar 7, 2016 · D · $45,000,000 sold of $60,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $45M from 1 investor (75% of the $60M target) as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

M
Biotechnology

MyoKardia Inc

South San Francisco, CA · Aug 22, 2014 → Apr 30, 2015 · 2 filings
  • Apr 30, 2015 · D · $46,000,001 sold of $46,000,001 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 22, 2014 · D · $10,000,000 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $46M from 9 investors (100% of the $46M target) as of the latest filing. Mark is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PT
Biotechnology

Pathway Therapeutics, Inc.

San Francisco, CA · Nov 30, 2012 → Mar 6, 2013 · 2 filings
  • Mar 6, 2013 · D · $400,000 sold of $750,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 30, 2012 · D · $200,000 sold of $400,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8.75M from 6 investors (100% of the $750K target) as of the latest filing. Mark is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

A
Biotechnology

Aerovance Inc

Berkeley, CA · Apr 17, 2009 → Mar 18, 2011 · 3 filings
  • Mar 18, 2011 · D · $500,000 sold of $1,621,000 · 17 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 20, 2010 · D · $2,000,000 sold of $7,500,000 · 17 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 17, 2009 · D · $20,000,000 sold of $37,999,998 · 21 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $20M from 21 investors (100% of the $1.62M target) as of the latest filing. Mark is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GB
Other Energy

Glacier Bay, Inc.

Union City, CA · Aug 25, 2009 → Feb 8, 2010 · 2 filings
  • Feb 8, 2010 · D/A · $12,002,191 sold of $14,500,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 25, 2009 · D · $4,300,000 sold of $10,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $12M from 3 investors (83% of the $14.5M target) as of the latest filing. Mark is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NE
Pooled Investment Fund · group: Nea

NEW ENTERPRISE ASSOCIATES 13 LP

Baltimore, MD · Apr 27, 2009 → Oct 16, 2009 · 2 filings
  • Oct 16, 2009 · D/A · $2,457,680,000 sold of $2,500,000,000 · 187 investors · min. No minimum reported · role: Director (Director of the GP LTD) EDGAR ↗
  • Apr 27, 2009 · D/A · $2,152,425,000 sold of $2,500,000,000 · 160 investors · min. No minimum reported · role: Director (Director of the GP LTD) EDGAR ↗

Raised $2.46B from 187 investors (98% of the $2.5B target) as of the latest filing. Mark is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

N
Other Technology

newScale Inc

San Mateo, CA · Jul 8, 2009
  • Jul 8, 2009 · D · $2,159,149 sold of $3,045,319 · 20 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.16M from 20 investors (71% of the $3.05M target) as of the latest filing. Mark is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark Perry — FL, 16 issuers, Nov 27, 2018 → Apr 12, 2024 · no shared issuer
  • Mark W. Perry — CA, CO, 2 issuers, Dec 22, 2009 → Jun 14, 2011 · no shared issuer

People around Mark 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

FC
No photo found yet (own website and image search run after this page is viewed)
Person

Farah Champsi

Director · 3 shared filings (1 issuer) · also on 6 other issuers

Farah Champsi is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Robert W. Kuhn

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Mark Perry. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David A. Happel

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Mark Perry. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Walker

Director · 3 shared filings (1 issuer) · also on 6 other issuers

John Walker is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas E. Williams

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Perry. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Ann Hanham

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Perry. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Alain Schreiber

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Perry. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Rimac

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Mark Perry. Their page shows their other deals.

NG
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Galakatos

Director · 2 shared filings (1 issuer) · also on 31 other issuers

Nicholas Galakatos is on 32 issuers in total — a repeat sponsor. Their page lists every one.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

Forest Baskett

Director · 2 shared filings (1 issuer) · also on 29 other issuers

Forest Baskett is on 30 issuers in total — a repeat sponsor. Their page lists every one.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Homcy

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Charles Homcy is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Katherine Bowdish

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Perry. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan Drant

Director · 2 shared filings (1 issuer) · also on 37 other issuers

Ryan Drant is on 38 issuers in total — a repeat sponsor. Their page lists every one.

CN
No photo found yet (own website and image search run after this page is viewed)
Person

Charles W. Newhall, III

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Mark Perry. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Krishna Kolluri

Director · 2 shared filings (1 issuer) · also on 25 other issuers

Krishna Kolluri is on 26 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

M. James Barrett

Director · 2 shared filings (1 issuer) · also on 6 other issuers

M. James Barrett is on 7 issuers in total — a repeat sponsor. Their page lists every one.

ET
No photo found yet (own website and image search run after this page is viewed)
Person

Eugene A. Trainor

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Perry. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Sandell

Director · 2 shared filings (1 issuer) · also on 39 other issuers

Scott Sandell is on 40 issuers in total — a repeat sponsor. Their page lists every one.

PK
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick J. Kerins

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Perry. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Charles M. Linehan

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Perry. Their page shows their other deals.

HW
No photo found yet (own website and image search run after this page is viewed)
Person

Harry Weller

Director · 2 shared filings (1 issuer) · also on 26 other issuers

Harry Weller is on 27 issuers in total — a repeat sponsor. Their page lists every one.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

C. Richard Kramlich

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Perry. Their page shows their other deals.

KA
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Alston

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Perry. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Hoge

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Perry. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Hoffman

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Perry. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Arno Penzias

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Perry. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Starr

Director · 2 shared filings (1 issuer) · also on 8 other issuers

Kevin Starr is on 9 issuers in total — a repeat sponsor. Their page lists every one.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Goddard

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Perry. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Funder

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Joshua Funder is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Mott

Director · 2 shared filings (1 issuer) · also on 23 other issuers

David Mott is on 24 issuers in total — a repeat sponsor. Their page lists every one.

TO
No photo found yet (own website and image search run after this page is viewed)
Person

Tunde Otulana

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Perry. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Julie Cherrington

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Mark Perry. Their page shows their other deals.

IB
No photo found yet (own website and image search run after this page is viewed)
Person

ILONA BROM

Executive Officer · 2 shared filings (2 issuers) · also on 6 other issuers

ILONA BROM is on 8 issuers in total — a repeat sponsor. Their page lists every one.

WE
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM VAN EESTEREN

Executive Officer · 2 shared filings (2 issuers) · also on 12 other issuers

WILLIAM VAN EESTEREN is on 14 issuers in total — a repeat sponsor. Their page lists every one.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

MARC FRIEDBERG

Executive Officer · 2 shared filings (2 issuers) · also on 5 other issuers

MARC FRIEDBERG is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Tassos Anastasios Gianakakos

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Perry. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Barris

Director · 2 shared filings (1 issuer) · also on 19 other issuers

Peter Barris is on 20 issuers in total — a repeat sponsor. Their page lists every one.

AZ
No photo found yet (own website and image search run after this page is viewed)
Person

ALEXA ZHANG

Executive Officer · 1 shared filing (1 issuer) · also on 6 other issuers

ALEXA ZHANG is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Dorsey

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Michael Dorsey is on 8 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

W
Sponsor group

Wilshire

15 issuers · 15 filings · $791.8M reported sold · 2013–2021

One team, 15 deal companies. Mark Perry is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Perry.

N
Sponsor group

Nea

19 issuers · 27 filings · $10.96B reported sold · 2009–2025

One team, 19 deal companies. Mark Perry is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Perry.

Same business address

43 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Perry by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Perry is listed on: none on file. No website or social profile named in NEW ENTERPRISE ASSOCIATES 13 LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #367,263 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Baltimore, MD). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Maryland Judiciary case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Maryland Secretary of State business search ↗OpenCorporates ↗

Change history

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