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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:29 AM ET

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Mark Perry

Named as an officer, director or promoter on SEC Form D filings · FL · Nov 27, 2018 → Apr 12, 2024

16deals (issuers)
$5Breported sold
691investors
52Form D filings
2018–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:43 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Perry is listed as an executive officer on 52 SEC Form D filings by 16 issuers between Nov 2018 and Apr 2024. Largest by amount reported sold: III RELATIVE VALUE CREDIT STRATEGIES FUND LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2019–2020; $930.3M reported sold to 76 investors), III FUND LP (Boca Raton, FL — pooled investment fund — 2019; $747.9M reported sold to 96 investors), III Credit Opportunities Fund Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2019–2024; $740.5M reported sold to 76 investors), III SELECT CREDIT FUND LTD (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2019–2021; $617.5M reported sold to 42 investors), III Convex Strategies Fund Ltd. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2018–2023; $445.8M reported sold to 11 investors) and 11 more (all listed below).

What this means That is a lot of deals — 16 separate companies raised money with this person listed as executive officer, over about 6 years. Across those companies the filings report $5B sold in total.

Listed alongside III Capital Management (52 shared filings, management entity), Karen Hansen (52 shared filings), Robert Hart (52 shared filings), Scott L. Wyler (52 shared filings), Thomas Olofsson (52 shared filings) and 25 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

All 16 issuers belong to the sponsor group James River (58 issuers, $8.81B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. James River has 58 companies on file and $8.81B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 52 public filings for Mark Perry and found 8 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Mark Perry is no longer listed on the Apr 14, 2025 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Perry has not run yet — it is #48,822 of 55,072 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:43 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Perry..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Mark Perry closed
United States Bankruptcy Court, M.D. Florida · No. 3:12-bk-02050 · Filed Mar 28, 2012 · Closed Nov 26, 2013
Role of Mark Perry: Debtor · Outcome: Case closed 2013-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 241 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (FL)
Mark G. Perry and Kerstin A. D. Perry closed
United States Bankruptcy Court, M.D. Florida · No. 6:95-bk-04288 · Filed Aug 18, 1995 · Closed Dec 26, 1995
Role of Mark G. Perry and Kerstin A. D. Perry: Debtor · Outcome: Case closed 1995-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 241 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (FL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:43 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Mark Perry — 3 worth asking about (compared the newest 50 of 52 filings on Oct 24, 2026; older filings not covered)

Worth asking · Dec 2, 2021 – Mar 22, 2023

Amount sold went down between filings — III Convex Strategies Fund Ltd.

The Dec 2, 2021 filing says $445,819,394 sold; the Mar 22, 2023 Form D/A says $286,053,226 sold — $159,766,168 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Dec 2, 2021 ↗Form D/A (later) · Mar 22, 2023 ↗III Convex Strategies Fund Ltd. — PartnerFacts page ↗
Sources
Note · Feb 1, 2019 – Feb 22, 2019

Form D filed 21 days after the first sale — III Government Relative Value Fund Ltd.

The filing says the first sale was Feb 1, 2019. The Form D was filed Feb 22, 2019 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 22, 2019 ↗III Government Relative Value Fund Ltd. — PartnerFacts page ↗
Sources
Note · Jan 2, 2019 – Jan 30, 2019

Form D filed 28 days after the first sale — III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC

The filing says the first sale was Jan 2, 2019. The Form D was filed Jan 30, 2019 — 28 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 13 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 30, 2019 ↗III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC — PartnerFacts page ↗
Sources
Note · Nov 1, 1994 – Mar 22, 2024

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — III SELECT CREDIT FUND LP (latest filing Mar 22, 2024) · No amendment in the last 12 months on an offering that may still be open — III Convex Strategies Hub Fund Ltd. (latest filing Mar 22, 2023) · No amendment in the last 12 months on an offering that may still be open — III Convex Strategies Fund Ltd. (latest filing Mar 22, 2023) · No amendment in the last 12 months on an offering that may still be open — III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC (latest filing Feb 11, 2022) · No amendment in the last 12 months on an offering that may still be open — III Convex Strategies Fund L.P. (latest filing Oct 28, 2021) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 22, 2024 ↗III SELECT CREDIT FUND LP — PartnerFacts page ↗Form D/A · Mar 22, 2023 ↗III Convex Strategies Hub Fund Ltd. — PartnerFacts page ↗
Sources
Worth asking · Apr 12, 2024 – Apr 14, 2025

Mark Perry is no longer listed on the Apr 14, 2025 amendment — III Credit Opportunities Fund Ltd.

Mark Perry appears on the Apr 12, 2024 Form D/A (executive officer) but not on the Apr 14, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Apr 12, 2024 ↗Form D/A · Apr 14, 2025 ↗Mark Perry — PartnerFacts page ↗III Credit Opportunities Fund Ltd. — PartnerFacts page ↗
Sources
Worth asking · Apr 12, 2024 – Apr 14, 2025

Mark Perry is no longer listed on the Apr 14, 2025 amendment — III Credit Opportunities Fund L.P.

Mark Perry appears on the Apr 12, 2024 Form D/A (executive officer) but not on the Apr 14, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Apr 12, 2024 ↗Form D/A · Apr 14, 2025 ↗Mark Perry — PartnerFacts page ↗III Credit Opportunities Fund L.P. — PartnerFacts page ↗
Sources
Note · Apr 17, 2009 – Nov 1, 2021

Same name, different state: "Mark Perry" (CA) is a separate record

This page covers filings where the address state is FL. A separate record, "Mark Perry" with address state CA, is listed on 14 filings — most recently by Wilshire MNCPPC Employees' Retirement System Global, L.P. (Series III) (Nov 1, 2021). Both records have filings in the same period (Nov 27, 2018 to Nov 1, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Perry (CA) — PartnerFacts page ↗Form D · Nov 1, 2021 ↗Wilshire MNCPPC Employees' Retirement System Global, L.P. (Series III) — PartnerFacts page ↗Mark Perry (FL) — this page ↗
Sources
Note · Dec 22, 2009 – Jun 14, 2011

Same name, different state: "Mark W. Perry" (CA or CO) is a separate record

This page covers filings where the address state is FL. A separate record, "Mark W. Perry" with address state CA or CO, is listed on 4 filings — most recently by Alien Technology Corp (Jun 14, 2011). The two records do not overlap in time: this page runs Nov 27, 2018 to Apr 12, 2024; the other runs Dec 22, 2009 to Jun 14, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark W. Perry (CA,CO) — PartnerFacts page ↗Form D/A · Jun 14, 2011 ↗Alien Technology Corp — PartnerFacts page ↗Mark Perry (FL) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 52 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

13 of 16 offerings report sales commissions totalling $37,388,518; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 12, 2024 D/A
III Credit Opportunities Fund L.P.
File 021-144051
$4,435,714 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
Anchor Asset Management BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗		EDGAR ↗
Apr 12, 2024 D/A
III Credit Opportunities Fund Ltd.
File 021-162037
$1,590,729 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
Anchor Asset Management BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗		EDGAR ↗
Mar 22, 2024 D/A
III SELECT CREDIT FUND LP
File 021-114350
$908,748 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
Anchor Asset Management BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗		EDGAR ↗
Mar 22, 2023 D/A
III Convex Strategies Fund Ltd.
File 021-244711
$3,539,260 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗		EDGAR ↗
Mar 22, 2023 D/A
III Convex Strategies Hub Fund Ltd.
File 021-279357
$0 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Feb 11, 2022 D/A
III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC
File 021-331789
$715,686$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Oct 28, 2021 D/A
III SELECT CREDIT FUND LTD
File 021-114343
$8,466,102 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗		EDGAR ↗
Oct 28, 2021 D/A
III Convex Strategies Fund L.P.
File 021-296730
$96,008$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗		EDGAR ↗
Aug 27, 2021 D/A
III EP Strategies Fund Ltd.
File 021-293698
$0$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Aug 27, 2021 D/A
III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC
File 021-293688
$276,701$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Feb 21, 2020 D/A
III Government Relative Value Fund Ltd.
File 021-333415
$274,569 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Jan 9, 2020 D/A
III RELATIVE VALUE CREDIT STRATEGIES FUND L P
File 021-83335
$762,569 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Maymont Partners, Inc. BrokerCheck CRD 120536 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗		EDGAR ↗
Jan 9, 2020 D/A
III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
File 021-124010
$6,573,232 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Maymont Partners, Inc. BrokerCheck CRD 120536 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗		EDGAR ↗
May 10, 2019 D/A
III CRE Bridge Loan Fund L.P.
File 021-302038
$0 (est.)$0$0 (est.)
The Manager or an affiliate of the Manager receives management fees.
AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Feb 22, 2019 D/A
III FUND LP
File 021-48374
$2,310,684 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Maymont Partners, Inc. BrokerCheck CRD 120536 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗		EDGAR ↗
Feb 22, 2019 D/A
III Fund Ltd.
File 021-133422
$7,438,516 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
Maymont Partners, Inc. BrokerCheck CRD 120536 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 16

Every issuer that named Mark Perry on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CO
Pooled Investment Fund · group: James River

III Credit Opportunities Fund L.P.

Boca Raton, FL · Feb 28, 2019 → Apr 12, 2024 · 6 filings
  • Apr 12, 2024 · D/A · $402,567,174 sold of Indefinite · 168 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 12, 2023 · D/A · $394,140,182 sold of Indefinite · 161 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2022 · D/A · $387,945,182 sold of Indefinite · 156 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 5, 2021 · D/A · $377,377,039 sold of Indefinite · 140 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2020 · D/A · $366,410,028 sold of Indefinite · 130 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2019 · D/A · $295,638,225 sold of Indefinite · 121 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $428M from 173 investors as of the latest filing. Mark is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Pooled Investment Fund · group: James River

III Credit Opportunities Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Feb 28, 2019 → Apr 12, 2024 · 6 filings
  • Apr 12, 2024 · D/A · $698,742,594 sold of Indefinite · 74 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 12, 2023 · D/A · $636,368,621 sold of Indefinite · 66 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2022 · D/A · $628,500,415 sold of Indefinite · 57 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 5, 2021 · D/A · $615,250,415 sold of Indefinite · 56 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2020 · D/A · $596,550,035 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2019 · D/A · $454,940,820 sold of Indefinite · 48 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $740.5M from 76 investors as of the latest filing. Mark is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: James River

III SELECT CREDIT FUND LP

Boca Raton, FL · Feb 28, 2019 → Mar 22, 2024 · 5 filings
  • Mar 22, 2024 · D/A · $91,512,420 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 22, 2023 · D/A · $91,437,141 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 28, 2021 · D/A · $91,437,141 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2020 · D/A · $83,437,142 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2019 · D/A · $83,437,141 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $91.5M from 53 investors as of the latest filing. Mark is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: James River

III Convex Strategies Hub Fund Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jan 25, 2019 → Mar 22, 2023 · 5 filings
  • Mar 22, 2023 · D/A · $2,300,003 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 11, 2022 · D/A · $2,300,003 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 27, 2021 · D/A · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 24, 2020 · D/A · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 25, 2019 · D/A · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $2.3M from 6 investors as of the latest filing. Mark is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: James River

III Convex Strategies Fund Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Nov 27, 2018 → Mar 22, 2023 · 5 filings
  • Mar 22, 2023 · D/A · $286,053,226 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 2, 2021 · D/A · $445,819,394 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 25, 2020 · D/A · $445,819,394 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 27, 2019 · D/A · $315,701,893 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 27, 2018 · D/A · $223,611,626 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $445.8M from 11 investors as of the latest filing. Mark is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: James River

III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jan 30, 2019 → Feb 11, 2022 · 4 filings
  • Feb 11, 2022 · D/A · $146,453,301 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jan 29, 2021 · D/A · $138,903,301 sold of Indefinite · 23 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jan 30, 2020 · D/A · $122,753,301 sold of Indefinite · 21 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jan 30, 2019 · D · $57,938,301 sold of Indefinite · 12 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $146.5M from 24 investors as of the latest filing. Mark is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: James River

III SELECT CREDIT FUND LTD

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Feb 28, 2019 → Oct 28, 2021 · 3 filings
  • Oct 28, 2021 · D/A · $617,466,691 sold of Indefinite · 42 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2020 · D/A · $612,166,909 sold of Indefinite · 42 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2019 · D/A · $611,573,567 sold of Indefinite · 41 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $617.5M from 42 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: James River

III Convex Strategies Fund L.P.

Boca Raton, FL · Oct 16, 2019 → Oct 28, 2021 · 3 filings
  • Oct 28, 2021 · D/A · $20,790,305 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 26, 2020 · D/A · $20,790,305 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 16, 2019 · D/A · $8,704,530 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $20.8M from 9 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ET
Pooled Investment Fund · group: James River

III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC

Grand Cayman, Cayman Islands (as filed: E9) · Aug 29, 2019 → Aug 27, 2021 · 3 filings
  • Aug 27, 2021 · D/A · $48,175,290 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 28, 2020 · D/A · $46,739,580 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 29, 2019 · D/A · $45,239,580 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $48.2M from 8 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ES
Pooled Investment Fund · group: James River

III EP Strategies Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 29, 2019 → Aug 27, 2021 · 3 filings
  • Aug 27, 2021 · D/A · $46,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 28, 2020 · D/A · $33,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 29, 2019 · D/A · $28,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $46M from 1 investor as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GR
Pooled Investment Fund · group: James River

III Government Relative Value Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 22, 2019 → Feb 21, 2020 · 2 filings
  • Feb 21, 2020 · D/A · $96,056,425 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Feb 22, 2019 · D · $50,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $96.1M from 8 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RV
Pooled Investment Fund · group: James River

III RELATIVE VALUE CREDIT STRATEGIES FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Jan 9, 2019 → Jan 9, 2020 · 2 filings
  • Jan 9, 2020 · D/A · $930,335,770 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 9, 2019 · D/A · $930,335,770 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $930.3M from 76 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RV
Pooled Investment Fund · group: James River

III RELATIVE VALUE CREDIT STRATEGIES FUND L P

Boca Raton, FL · Jan 9, 2019 → Jan 9, 2020 · 2 filings
  • Jan 9, 2020 · D/A · $214,036,681 sold of Indefinite · 63 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 9, 2019 · D/A · $214,036,681 sold of Indefinite · 63 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $214M from 63 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CB
Pooled Investment Fund · group: James River

III CRE Bridge Loan Fund L.P.

Boca Raton, FL · May 10, 2019
  • May 10, 2019 · D/A · $70,000,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Executive Officer EDGAR ↗

Raised $70M from 2 investors as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

F
Pooled Investment Fund · group: James River

III FUND LP

Boca Raton, FL · Feb 22, 2019
  • Feb 22, 2019 · D/A · $553,916,642 sold of Indefinite · 96 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $747.9M from 96 investors as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

F
Pooled Investment Fund · group: James River

III Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 22, 2019
  • Feb 22, 2019 · D/A · $350,672,347 sold of Indefinite · 43 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $350.7M from 43 investors as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark Perry — CA, 8 issuers, Apr 17, 2009 → Nov 1, 2021 · no shared issuer
  • Mark W. Perry — CA, CO, 2 issuers, Dec 22, 2009 → Jun 14, 2011 · no shared issuer

People around Mark 30

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CM
Management entity

III Capital Management

Promoter, Executive Officer · 52 shared filings (16 issuers) · also on 5 other issuers

III Capital Management is on 21 issuers in total — a repeat sponsor. Their page lists every one.

CB
Management entity

III CRE Bridge Loan GP 1 LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Perry. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Scott L. Wyler

Executive Officer · 52 shared filings (16 issuers) · also on 15 other issuers

Scott L. Wyler is on 31 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Hart

Executive Officer · 52 shared filings (16 issuers) · also on 10 other issuers

Robert Hart is on 26 issuers in total — a repeat sponsor. Their page lists every one.

TO
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Olofsson

Executive Officer · 52 shared filings (16 issuers) · also on 6 other issuers

Thomas Olofsson is on 22 issuers in total — a repeat sponsor. Their page lists every one.

YA
No photo found yet (own website and image search run after this page is viewed)
Person

Yelena Anuar

Executive Officer · 52 shared filings (16 issuers) · also on 2 other issuers

Yelena Anuar is on 18 issuers in total — a repeat sponsor. Their page lists every one.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Hansen

Executive Officer · 52 shared filings (16 issuers) · also on 2 other issuers

Karen Hansen is on 18 issuers in total — a repeat sponsor. Their page lists every one.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

Lester N. Coyle

Executive Officer · 50 shared filings (15 issuers) · also on 7 other issuers

Lester N. Coyle is on 22 issuers in total — a repeat sponsor. Their page lists every one.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A. Printz

Executive Officer · 50 shared filings (16 issuers) · also on 14 other issuers

Robert A. Printz is on 30 issuers in total — a repeat sponsor. Their page lists every one.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Prest

Executive Officer · 50 shared filings (16 issuers) · also on 2 other issuers

Jason Prest is on 18 issuers in total — a repeat sponsor. Their page lists every one.

FF
No photo found yet (own website and image search run after this page is viewed)
Person

Francis D. Feeney

Executive Officer · 49 shared filings (16 issuers) · also on 12 other issuers

Francis D. Feeney is on 28 issuers in total — a repeat sponsor. Their page lists every one.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Deep Kumar

Executive Officer · 49 shared filings (16 issuers) · also on 12 other issuers

Deep Kumar is on 28 issuers in total — a repeat sponsor. Their page lists every one.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Brandon Pellegrino

Executive Officer · 40 shared filings (16 issuers) · also on 1 other issuer

Brandon Pellegrino is on 17 issuers in total — a repeat sponsor. Their page lists every one.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

Garth Friesen

Executive Officer · 40 shared filings (16 issuers) · also on 12 other issuers

Garth Friesen is on 28 issuers in total — a repeat sponsor. Their page lists every one.

CV
No photo found yet (own website and image search run after this page is viewed)
Person

Clifford G. Viner

Executive Officer · 40 shared filings (16 issuers) · also on 12 other issuers

Clifford G. Viner is on 28 issuers in total — a repeat sponsor. Their page lists every one.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William P. McCauley

Executive Officer · 40 shared filings (16 issuers) · also on 24 other issuers

William P. McCauley is on 40 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Reger

Executive Officer · 40 shared filings (16 issuers) · also on 8 other issuers

Michael Reger is on 24 issuers in total — a repeat sponsor. Their page lists every one.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Laura P. McGrath

Director · 36 shared filings (11 issuers) · also on 37 other issuers

Laura P. McGrath is on 48 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Bree

Director · 27 shared filings (11 issuers) · also on 399 other issuers

David Bree is on 410 issuers in total — a repeat sponsor. Their page lists every one.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Galloway

Director · 24 shared filings (10 issuers) · also on 263 other issuers

Andrew Galloway is on 273 issuers in total — a repeat sponsor. Their page lists every one.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Pellegrino

Executive Officer · 12 shared filings (6 issuers) · also on 2 other issuers

Christian Pellegrino is on 8 issuers in total — a repeat sponsor. Their page lists every one.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paras Malde

Director · 9 shared filings (5 issuers) · also on 73 other issuers

Paras Malde is on 78 issuers in total — a repeat sponsor. Their page lists every one.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Gonen Minuskin

Executive Officer · 8 shared filings (5 issuers)

Gonen Minuskin is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Wells

Executive Officer · 8 shared filings (5 issuers)

Jay Wells is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Antoine Tan

Executive Officer · 6 shared filings (4 issuers)

Listed on the same filings as Mark Perry. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Morgan

Director · 4 shared filings (3 issuers) · also on 27 other issuers

Jonathan Morgan is on 30 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Morgan

Director · 4 shared filings (4 issuers)

Listed on the same filings as Mark Perry. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Antonine Tan

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Mark Perry. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A. Prinz

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Perry. Their page shows their other deals.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

Lester B. Coyle

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Perry. Their page shows their other deals.

The team behind the deals

JR
Sponsor group

James River

58 issuers · 289 filings · $8.81B reported sold · 2009–2026

One team, 58 deal companies. Mark Perry is listed on 16 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Perry.

Same business address

25 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 7 of the 16 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): III Credit Opportunities Fund L.P., III SELECT CREDIT FUND LP, III SELECT CREDIT FUND LTD, III RELATIVE VALUE CREDIT STRATEGIES FUND LTD, III RELATIVE VALUE CREDIT STRATEGIES FUND L P, III FUND LP, III Fund Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Perry by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 16 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Perry is listed on: none on file. No website or social profile named in III RELATIVE VALUE CREDIT STRATEGIES FUND LTD's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #222,112 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗OpenCorporates ↗

Change history

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