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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:00 AM ET

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Mark Strefling

Named as an officer, director or promoter on SEC Form D filings · MN · Mar 11, 2011 → Dec 12, 2017

16deals (issuers)
$11.46Breported sold
2,741investors
51Form D filings
2011–2017years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Strefling is listed as an executive officer and director on 51 SEC Form D filings by 16 issuers between Apr 2010 and Dec 2017. Largest by amount reported sold: Whitebox Multi-Strategy Fund, LP (Minneapolis, MN — pooled investment fund — 2014–2015; $2.92B reported sold to 1,074 investors), Whitebox Multi-Strategy Fund, Ltd. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2015; $2.3B reported sold to 817 investors), Whitebox Relative Value Fund, Ltd. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2015; $1.97B reported sold to 191 investors), Whitebox Asymmetric Opportunities Fund, Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2015; $1.01B reported sold to 68 investors), Whitebox Relative Value Fund, LP (Minneapolis, MN — pooled investment fund — 2014–2015; $895.3M reported sold to 150 investors) and 11 more (all listed below).

What this means That is a lot of deals — 16 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $11.46B sold in total.

Listed alongside Andrew J. Redleaf (50 shared filings), Calum McKenzie (36 shared filings), William Harris (35 shared filings), George Bashforth (19 shared filings), Richard McMillan (19 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

All 16 issuers belong to the sponsor group Whitebox (33 issuers, $13.56B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Whitebox has 33 companies on file and $13.56B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 51 public filings for Mark Strefling and found 23 differences, 3 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; 7 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Strefling has not run yet — it is joining a line of 45,081 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Strefling v. Janssen Research & Development LLC dismissed
District Court, E.D. Louisiana · No. 2:19-cv-06711 · Filed Apr 2, 2019 · Closed Sep 11, 2019 · Nature of suit: 367 Health care / pharm
Role of Strefling: Plaintiff · Outcome: Terminated 2019-09-11 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 3 federal dockets); surname only in the caption; court in LA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Strefling..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Strefling Insurance Agency, Inc. v. Hartstein closed
United States Bankruptcy Court, W.D. Michigan · No. 94-08228 · Filed Jul 14, 1994 · Closed Oct 2, 1995
Role of Strefling Insurance Agency, Inc.: Plaintiff · Outcome: Case closed 1995-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 3 federal dockets); surname only in the caption; court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

23 differences found between the filings for Mark Strefling — 3 worth asking about (compared the newest 50 of 51 filings on Oct 24, 2026; older filings not covered)

Note · Jul 14, 1994 – Oct 2, 1995

Bankruptcy case: Strefling Insurance Agency, Inc. v. Hartstein — filed Jul 14, 1994

United States Bankruptcy Court, W.D. Michigan docket "Strefling Insurance Agency, Inc. v. Hartstein" filed Jul 14, 1994, closed Oct 2, 1995. Mark Strefling is listed as Plaintiff ("Strefling Insurance Agency, Inc."). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · May 25, 2011 – Apr 11, 2014

4 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Whitebox Relative Value Fund, Ltd. · Amount sold went down between filings — Whitebox Relative Value Fund, LP · Amount sold went down between filings — Whitebox Credit Fund, Ltd. · Amount sold went down between filings — WHITEBOX L/S EQUITY FUND, LTD

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Sources
Worth asking · Apr 11, 2012 – Apr 11, 2014

7 offerings reported fewer investors on a later filing

Investor count went down between filings — Whitebox Relative Value Fund, Ltd. · Investor count went down between filings — Whitebox Multi-Strategy Fund, Ltd. · Investor count went down between filings — Whitebox Credit Fund, LP · Investor count went down between filings — Whitebox Multi-Strategy Fund, LP · Investor count went down between filings — Whitebox Relative Value Fund, LP · and 2 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Sources
Note · Jun 1, 2004 – Dec 12, 2017

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Whitebox KFA Advantage Offshore, Ltd. (latest filing Dec 12, 2017) · No amendment in the last 12 months on an offering that may still be open — WHITEBOX L/S EQUITY FUND, LTD (latest filing May 15, 2012) · No amendment in the last 12 months on an offering that may still be open — WHITEBOX SPECIAL OPPORTUNITIES FUND SPC LTD - SEGREGATED PORTFOLIO B (latest filing Mar 6, 2012) · No amendment in the last 12 months on an offering that may still be open — Whitebox Options Fund (Offshore) I, Segregated Portfolio O of Whitebox Special Opportunities Fund SPC, Ltd. (latest filing Aug 10, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Mar 6, 2015 – Jul 22, 2016

12 people are no longer listed on a later amendment

Mark Strefling is no longer listed on the Jul 22, 2016 amendment — Whitebox Asymmetric Opportunities Fund, Ltd · Mark Strefling is no longer listed on the Jul 22, 2016 amendment — Whitebox Relative Value Fund, Ltd. · Mark Strefling is no longer listed on the Jul 22, 2016 amendment — Whitebox Multi-Strategy Fund, Ltd. · Mark Strefling is no longer listed on the Jul 22, 2016 amendment — Whitebox Credit Fund, Ltd. · Mark Strefling is no longer listed on the Mar 4, 2016 amendment — PANDORA SELECT FUND LTD · and 7 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Apr 5, 2012 – Jul 22, 2015

6 role changes for the same people across filings

Mark Strefling's role changed at Whitebox Relative Value Fund, Ltd.: executive officer → director · Mark Strefling's role changed at Whitebox Relative Value Fund, Ltd.: executive officer, director → executive officer · Mark Strefling's role changed at Whitebox Multi-Strategy Fund, Ltd.: executive officer, director → executive officer · Mark Strefling's role changed at Whitebox Credit Fund, Ltd.: executive officer, director → executive officer · Mark Strefling's role changed at Whitebox Asymmetric Opportunities Fund, Ltd: executive officer, director → executive officer · and 1 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Sources
Note · Jun 24, 2015 – Aug 27, 2015

Minimum investment changed between filings — Whitebox Special Opportunities Fund, LP - Series O

The Jun 24, 2015 filing lists a minimum of $5,000,000; the Aug 27, 2015 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Mar 6, 2013 – Mar 6, 2014

Minimum investment changed between filings — Pandora Select Fund, L.P.

The Mar 6, 2013 filing lists a minimum of $0; the Mar 6, 2014 Form D/A lists $10,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Mar 6, 2013 – Mar 6, 2014

Minimum investment changed between filings — PANDORA SELECT FUND LTD

The Mar 6, 2013 filing lists a minimum of $100,000; the Mar 6, 2014 Form D/A lists $10,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jun 29, 2012 – Jun 27, 2013

Minimum investment changed between filings — Whitebox Special Opportunities Fund, LP - Series O

The Jun 29, 2012 filing lists a minimum of $0; the Jun 27, 2013 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Apr 12, 2012 – Apr 11, 2013

Minimum investment changed between filings — Whitebox Multi-Strategy Fund, Ltd.

The Apr 12, 2012 filing lists a minimum of $100,000; the Apr 11, 2013 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Apr 11, 2012 – Apr 11, 2013

Minimum investment changed between filings — Whitebox Credit Fund, Ltd.

The Apr 11, 2012 filing lists a minimum of $100,000; the Apr 11, 2013 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Apr 11, 2012 – Apr 10, 2013

Minimum investment changed between filings — Whitebox Relative Value Fund, Ltd.

The Apr 11, 2012 filing lists a minimum of $100,000; the Apr 10, 2013 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Apr 5, 2012 – Apr 4, 2013

Minimum investment changed between filings — Whitebox Asymmetric Opportunities Fund, Ltd

The Apr 5, 2012 filing lists a minimum of $100,000; the Apr 4, 2013 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · May 26, 2010 – May 25, 2011

Minimum investment changed between filings — WHITEBOX L/S EQUITY FUND, LTD

The May 26, 2010 filing lists a minimum of $1,000,000; the May 25, 2011 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Apr 21, 2010 – Apr 15, 2011

Minimum investment changed between filings — Whitebox Relative Value Fund, Ltd.

The Apr 21, 2010 filing lists a minimum of $5,000,000; the Apr 15, 2011 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Apr 21, 2010 – Apr 15, 2011

Minimum investment changed between filings — Whitebox Multi-Strategy Fund, Ltd.

The Apr 21, 2010 filing lists a minimum of $5,000,000; the Apr 15, 2011 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Apr 21, 2010 – Apr 15, 2011

Minimum investment changed between filings — Whitebox Credit Fund, Ltd.

The Apr 21, 2010 filing lists a minimum of $5,000,000; the Apr 15, 2011 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Apr 12, 2010 – Apr 6, 2011

Minimum investment changed between filings — Whitebox Asymmetric Opportunities Fund, Ltd

The Apr 12, 2010 filing lists a minimum of $1,000,000; the Apr 6, 2011 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Mar 12, 2010 – Mar 11, 2011

Minimum investment changed between filings — PANDORA SELECT FUND LTD

The Mar 12, 2010 filing lists a minimum of $10,000,000; the Mar 11, 2011 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Mar 12, 2010 – Mar 11, 2011

Minimum investment changed between filings — WHITEBOX SPECIAL OPPORTUNITIES FUND SPC LTD - SEGREGATED PORTFOLIO B

The Mar 12, 2010 filing lists a minimum of $1,000,000; the Mar 11, 2011 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Apr 12, 2010 – Mar 11, 2011

Mark Strefling is written 2 different ways on the filings

listed as "Mark M. Strefling" on 6 filings (from Apr 12, 2010), and "Mark Strefling" on 45 filings (from Mar 11, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Mar 16, 2009 – Jun 27, 2023

15 address changes between filings

Address moved from Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Whitebox Relative Value Fund, Ltd. · Address moved from Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Whitebox Multi-Strategy Fund, Ltd. · Address moved from Road Town, Virgin Islands, British (as filed: D8) to Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — Whitebox Relative Value Fund, Ltd. · Address moved from Road Town, Virgin Islands, British (as filed: D8) to Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — Whitebox Multi-Strategy Fund, Ltd. · Address moved from Road Town, Tortola, Virgin Islands, British (as filed: D8) to Grand Cayman, Cayman Islands (as filed: E9) — PANDORA SELECT FUND LTD · and 10 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 51 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

10 of 16 offerings report sales commissions totalling $3,016,632; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 12, 2017 D
Whitebox KFA Advantage Offshore, Ltd.
File 021-300464
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees as provided in the Issuer's offering dcouments.
None listed on this filingEDGAR ↗
Jul 22, 2015 D/A
Whitebox Asymmetric Opportunities Fund, Ltd
File 021-140395
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2015 D/A
Whitebox Credit Fund, Ltd.
File 021-130416
$201,795 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗EDGAR ↗
Jul 22, 2015 D/A
Whitebox Multi-Strategy Fund, Ltd.
File 021-130411
$301,251 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗EDGAR ↗
Jul 22, 2015 D/A
Whitebox Relative Value Fund, Ltd.
File 021-130413
$35,602$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗EDGAR ↗
Jul 22, 2015 D/A
Whitebox Asymmetric Opportunities Fund, LP
File 021-140390
$65,649 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗EDGAR ↗
Jul 22, 2015 D/A
Whitebox Relative Value Fund, LP
File 021-130415
$161,502 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗EDGAR ↗
Jul 22, 2015 D/A
Whitebox Multi-Strategy Fund, LP
File 021-130412
$1,059,671 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗EDGAR ↗
Jul 22, 2015 D/A
Whitebox Credit Fund, LP
File 021-130417
$738,329 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗EDGAR ↗
Jun 24, 2015 D/A
Whitebox Special Opportunities Fund, LP - Series O
File 021-162730
$186,963 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗EDGAR ↗
May 20, 2015 D/A
WHITEBOX INSTITUTIONAL PARTNERS, LP
File 021-178750
$0$0$0None listed on this filingEDGAR ↗
Mar 6, 2015 D/A
PANDORA SELECT FUND LTD
File 021-58591
$96,797 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗EDGAR ↗
Mar 6, 2015 D/A
Pandora Select Fund, L.P.
File 021-127939
$169,073 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗EDGAR ↗
May 15, 2012 D/A
WHITEBOX L/S EQUITY FUND, LTD
File 021-127922
$0$0$0None listed on this filingEDGAR ↗
Mar 6, 2012 D/A
WHITEBOX SPECIAL OPPORTUNITIES FUND SPC LTD - SEGREGATED PORTFOLIO B
File 021-114253
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2011 D
Whitebox Options Fund (Offshore) I, Segregated Portfolio O of Whitebox Special Opportunities Fund SPC, Ltd.
File 021-164235
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 16

Every issuer that named Mark Strefling on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Whitebox

Whitebox KFA Advantage Offshore, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 12, 2017
  • Dec 12, 2017 · D · $100,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $100M from 1 investor as of the latest filing. Mark is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Whitebox

Whitebox Asymmetric Opportunities Fund, Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Apr 12, 2010 → Jul 22, 2015 · 6 filings
  • Jul 22, 2015 · D/A · $311,035,294 sold of Indefinite · 35 investors · min. $1,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Mar 6, 2015 · D/A · $212,320,802 sold of Indefinite · 26 investors · min. $1,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Mar 31, 2014 · D/A · $99,668,404 sold of Indefinite · 17 investors · min. $1,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Apr 5, 2012 · D/A · $8,103,384 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer, Director (Chief Legal Officer of the Investment Manager and Director of the Issuer) EDGAR ↗
  • Apr 6, 2011 · D/A · $6,150,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer, Director (Chief Legal Officer of the Investment Manager and Director of the Issuer) EDGAR ↗
  • Apr 12, 2010 · D · $2,250,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer, Director (Chief Legal Officer of the Investment Manager and Director of the Issuer) EDGAR ↗

Raised $1.01B from 68 investors as of the latest filing. Mark is listed as executive officer, director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Whitebox

Whitebox Asymmetric Opportunities Fund, LP

Minneapolis, MN · Mar 31, 2014 → Jul 22, 2015 · 3 filings
  • Jul 22, 2015 · D/A · $277,085,367 sold of Indefinite · 52 investors · min. $1,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Mar 6, 2015 · D/A · $240,817,206 sold of Indefinite · 44 investors · min. $1,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Mar 31, 2014 · D/A · $174,955,855 sold of Indefinite · 41 investors · min. $1,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗

Raised $665.3M from 82 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Whitebox

Whitebox Relative Value Fund, Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Apr 15, 2011 → Jul 22, 2015 · 5 filings
  • Jul 22, 2015 · D/A · $137,188,638 sold of Indefinite · 28 investors · min. $5,000,000 · role: Director (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Mar 6, 2015 · D/A · $137,188,638 sold of Indefinite · 26 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Apr 11, 2014 · D/A · $127,847,022 sold of Indefinite · 24 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Apr 11, 2012 · D/A · $121,441,659 sold of Indefinite · 54 investors · min. $100,000 · role: Executive Officer, Director (Director of the Issuer and Chief Legal Officer of the Issuer's Investment Manager) EDGAR ↗
  • Apr 15, 2011 · D/A · $116,191,659 sold of Indefinite · 52 investors · min. $100,000 · role: Executive Officer, Director (Director of the Issuer and Chief Legal Officer of the Issuer's Investment Manager) EDGAR ↗

Raised $1.97B from 191 investors as of the latest filing. Mark is listed as director, executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Whitebox

Whitebox Multi-Strategy Fund, Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Apr 15, 2011 → Jul 22, 2015 · 5 filings
  • Jul 22, 2015 · D/A · $655,118,142 sold of Indefinite · 164 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Mar 6, 2015 · D/A · $567,695,893 sold of Indefinite · 139 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Apr 11, 2014 · D/A · $396,087,810 sold of Indefinite · 98 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Apr 12, 2012 · D/A · $299,801,791 sold of Indefinite · 117 investors · min. $100,000 · role: Executive Officer, Director (Director of the Issuer and Chief Legal Officer of the Issuer's Investment Manager) EDGAR ↗
  • Apr 15, 2011 · D/A · $284,842,323 sold of Indefinite · 99 investors · min. $100,000 · role: Executive Officer, Director (Director of the Issuer and Chief Legal Officer of the Issuer's Investment Manager) EDGAR ↗

Raised $2.3B from 817 investors as of the latest filing. Mark is listed as executive officer, director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Whitebox

Whitebox Credit Fund, LP

Minneapolis, MN · Apr 11, 2014 → Jul 22, 2015 · 2 filings
  • Jul 22, 2015 · D/A · $120,734,385 sold of Indefinite · 45 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Apr 11, 2014 · D/A · $116,429,787 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗

Raised $249.9M from 98 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Whitebox

Whitebox Multi-Strategy Fund, LP

Minneapolis, MN · Apr 11, 2014 → Jul 22, 2015 · 3 filings
  • Jul 22, 2015 · D/A · $988,081,249 sold of Indefinite · 379 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Mar 6, 2015 · D/A · $863,704,946 sold of Indefinite · 342 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Apr 11, 2014 · D/A · $713,614,590 sold of Indefinite · 258 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗

Raised $2.92B from 1,074 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Whitebox

Whitebox Relative Value Fund, LP

Minneapolis, MN · Apr 11, 2014 → Jul 22, 2015 · 3 filings
  • Jul 22, 2015 · D/A · $89,689,056 sold of Indefinite · 30 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Mar 6, 2015 · D/A · $89,689,056 sold of Indefinite · 28 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Apr 11, 2014 · D/A · $84,900,273 sold of Indefinite · 25 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗

Raised $895.3M from 150 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Whitebox

Whitebox Credit Fund, Ltd.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Apr 15, 2011 → Jul 22, 2015 · 6 filings
  • Jul 22, 2015 · D/A · $122,259,721 sold of Indefinite · 32 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Mar 6, 2015 · D/A · $122,259,721 sold of Indefinite · 30 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Mar 6, 2015 · D/A · $122,259,721 sold of Indefinite · 30 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Apr 11, 2014 · D/A · $119,783,811 sold of Indefinite · 29 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Apr 11, 2012 · D/A · $126,660,333 sold of Indefinite · 65 investors · min. $100,000 · role: Executive Officer, Director (Director of the Issuer and Chief Legal Officer of the Issuer's Investment Manager) EDGAR ↗
  • Apr 15, 2011 · D/A · $100,464,263 sold of Indefinite · 61 investors · min. $100,000 · role: Executive Officer, Director (Director of the Issuer and Chief Legal Officer of the Issuer's Investment Manager) EDGAR ↗

Raised $146.6M from 65 investors as of the latest filing. Mark is listed as executive officer, director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Whitebox

Whitebox Special Opportunities Fund, LP - Series O

Minneapolis, MN · Jun 27, 2013 → Jun 24, 2015 · 3 filings
  • Jun 24, 2015 · D/A · $156,323,228 sold of Indefinite · 67 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's General Partner) EDGAR ↗
  • Jun 27, 2014 · D/A · $154,406,943 sold of Indefinite · 67 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's General Partner) EDGAR ↗
  • Jun 27, 2013 · D/A · $147,209,128 sold of Indefinite · 67 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's General Partner) EDGAR ↗

Raised $157.6M from 67 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Whitebox

WHITEBOX INSTITUTIONAL PARTNERS, LP

Minneapolis, MN · May 23, 2014 → May 20, 2015 · 2 filings
  • May 20, 2015 · D/A · $186,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Chief Operating Officer of the Issuer's General Partner) EDGAR ↗
  • May 23, 2014 · D/A · $186,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Chief Operating Officer of the Issuer's General Partner) EDGAR ↗

Raised $186M from 2 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Whitebox

Pandora Select Fund, L.P.

Minneapolis, MN · Mar 6, 2014 → Mar 6, 2015 · 2 filings
  • Mar 6, 2015 · D/A · $254,593,641 sold of Indefinite · 47 investors · min. $10,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's General Partner) EDGAR ↗
  • Mar 6, 2014 · D/A · $236,769,565 sold of Indefinite · 41 investors · min. $10,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's General Partner) EDGAR ↗

Raised $328.3M from 49 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Whitebox

PANDORA SELECT FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 11, 2011 → Mar 6, 2015 · 5 filings
  • Mar 6, 2015 · D/A · $236,499,271 sold of Indefinite · 28 investors · min. $10,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Mar 6, 2014 · D/A · $230,194,244 sold of Indefinite · 27 investors · min. $10,000,000 · role: Executive Officer (Chief Operating Officer of the Issuer's Investment Manager) EDGAR ↗
  • Mar 6, 2013 · D/A · $215,021,169 sold of Indefinite · 27 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Mar 6, 2012 · D/A · $184,976,694 sold of Indefinite · 22 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Mar 11, 2011 · D/A · $169,282,594 sold of Indefinite · 21 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗

Raised $447.3M from 32 investors as of the latest filing. Mark is listed as executive officer, director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Whitebox

WHITEBOX L/S EQUITY FUND, LTD

Road Town, Tortola, Virgin Islands, British (as filed: D8) · May 25, 2011 → May 15, 2012 · 2 filings
  • May 15, 2012 · D/A · $67,370,294 sold of Indefinite · 35 investors · min. $100,000 · role: Executive Officer, Director (Chief Legal Officer of the Issuer's Investment Manager and Director of the Issuer) EDGAR ↗
  • May 25, 2011 · D/A · $67,748,294 sold of Indefinite · 34 investors · min. $100,000 · role: Executive Officer, Director (Chief Legal Officer of the Issuer's Investment Manager and Director of the Issuer) EDGAR ↗

Raised $67.7M from 35 investors as of the latest filing. Mark is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Whitebox

WHITEBOX SPECIAL OPPORTUNITIES FUND SPC LTD - SEGREGATED PORTFOLIO B

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Mar 11, 2011 → Mar 6, 2012 · 2 filings
  • Mar 6, 2012 · D/A · $7,500,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Mar 11, 2011 · D/A · $7,500,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗

Raised $7.5M from 5 investors as of the latest filing. Mark is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Whitebox

Whitebox Options Fund (Offshore) I, Segregated Portfolio O of Whitebox Special Opportunities Fund SPC, Ltd.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Aug 10, 2011
  • Aug 10, 2011 · D · $7,323,630 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer, Director (Director of the Issuer and Chief Legal Officer of the Issuer's Investment Manager) EDGAR ↗

Raised $7.32M from 5 investors as of the latest filing. Mark is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Mark 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Whitebox Advisors, LLC

Promoter, Executive Officer · 11 shared filings (10 issuers) · also on 10 other issuers

Whitebox Advisors, LLC is on 20 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Pandora Select Advisors, LLC

Promoter · 7 shared filings (2 issuers)

Listed on the same filings as Mark Strefling. Their page shows their other deals.

Management entity

Whitebox Special Opportunities Advisors, LLC

Promoter, Executive Officer · 6 shared filings (3 issuers) · also on 2 other issuers

Whitebox Special Opportunities Advisors, LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Whitebox L/S Equity Advisors, LLC

Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Strefling. Their page shows their other deals.

Management entity

Whitebox Credit Advisors, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Mark Strefling. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew J. Redleaf

Executive Officer, Director · 50 shared filings (15 issuers) · also on 9 other issuers

Andrew J. Redleaf is on 24 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Calum McKenzie

Director · 36 shared filings (12 issuers) · also on 3 other issuers

Calum McKenzie is on 15 issuers in total — a repeat sponsor. Their page lists every one.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

William Harris

Director · 35 shared filings (11 issuers) · also on 1 other issuer

William Harris is on 12 issuers in total — a repeat sponsor. Their page lists every one.

GB
No photo found (searched own website, image search on Oct 24, 2026)
Person

George Bashforth

Director · 19 shared filings (9 issuers) · also on 119 other issuers

George Bashforth is on 128 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Richard McMillan

Director · 19 shared filings (9 issuers) · also on 18 other issuers

Richard McMillan is on 27 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan D. Wood

Executive Officer, Director · 17 shared filings (8 issuers) · also on 12 other issuers

Jonathan D. Wood is on 20 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael McCormick

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Strefling. Their page shows their other deals.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

Wiliam Harris

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Strefling. Their page shows their other deals.

The team behind the deals

Sponsor group

Whitebox

33 issuers · 256 filings · $13.56B reported sold · 2009–2026

One team, 33 deal companies. Mark Strefling is listed on 16 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Strefling.

Same business address

37 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 13 of the 16 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Whitebox Multi-Strategy Fund, Ltd., Whitebox Relative Value Fund, Ltd., Whitebox Relative Value Fund, LP, Whitebox Multi-Strategy Fund, LP, Whitebox Credit Fund, Ltd., Whitebox Asymmetric Opportunities Fund, LP, PANDORA SELECT FUND LTD, Pandora Select Fund, L.P., WHITEBOX INSTITUTIONAL PARTNERS, LP, Whitebox Credit Fund, LP, Whitebox Asymmetric Opportunities Fund, Ltd, Whitebox KFA Advantage Offshore, Ltd., Whitebox Special Opportunities Fund, LP - Series O.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Strefling by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 16 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Strefling is listed on: none on file. No website or social profile named in Whitebox Multi-Strategy Fund, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #19,864 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Minneapolis, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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