PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:40 AM ET

Sponsor Check › Person

Andrew J. Redleaf

Related person on Form D filings · address state as listed: MN · listed Mar 16, 2009 → Feb 23, 2024

24issuers
124Form D filings
2009–2024years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

10 of 26 offerings report sales commissions totalling $3,016,632; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Feb 23, 2024 D/A
File 021-388501
$0$0$0None listed on this filing
EDGAR ↗Feb 23, 2024 D/A
File 021-434596
$0$0$0None listed on this filing
EDGAR ↗Feb 9, 2022 D
File 021-432982
$0$0$0None listed on this filing
EDGAR ↗Feb 7, 2022 D
File 021-432590
$0$0$0Wells Fargo Securities LLC BrokerCheck CRD 126292 ↗
via Wells Fargo Securities LLC (CRD 126292 ↗)
EDGAR ↗Feb 7, 2022 D
File 021-432628
$0$0$0Wells Fargo Securities BrokerCheck CRD 126292 ↗
via Wells Fargo Securities (CRD 126292 ↗)
EDGAR ↗Jul 22, 2015 D/A
File 021-130416
$201,795 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
EDGAR ↗Jul 22, 2015 D/A
File 021-130415
$161,502 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
EDGAR ↗Jul 22, 2015 D/A
File 021-130412
$1,059,671 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
EDGAR ↗Jul 22, 2015 D/A
File 021-130417
$738,329 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
EDGAR ↗Jul 22, 2015 D/A
File 021-130411
$301,251 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
EDGAR ↗Jul 22, 2015 D/A
File 021-130413
$35,602$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
EDGAR ↗Jul 22, 2015 D/A
File 021-140390
$65,649 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
EDGAR ↗Jul 22, 2015 D/A
File 021-140395
$0$0$0None listed on this filing
EDGAR ↗Jun 24, 2015 D/A
File 021-162730
$186,963 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
EDGAR ↗May 20, 2015 D/A
File 021-178750
$0$0$0None listed on this filing
EDGAR ↗Mar 6, 2015 D/A
File 021-58591
$96,797 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
EDGAR ↗Mar 6, 2015 D/A
File 021-127939
$169,073 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗
EDGAR ↗May 15, 2012 D/A
File 021-127922
$0$0$0None listed on this filing
EDGAR ↗May 15, 2012 D/A
File 021-67223
$0$0$0None listed on this filing
EDGAR ↗Mar 6, 2012 D/A
File 021-108184
$0$0$0None listed on this filing
EDGAR ↗Mar 6, 2012 D/A
File 021-114253
$0$0$0None listed on this filing
EDGAR ↗Feb 9, 2012 D
File 021-173152
$0$0$0None listed on this filing
EDGAR ↗Aug 10, 2011 D
File 021-164235
$0$0$0None listed on this filing
EDGAR ↗Mar 12, 2010 D/A
File 021-128000
$0$0$0None listed on this filing
EDGAR ↗Mar 12, 2010 D/A
File 021-128026
$0$0$0None listed on this filing
EDGAR ↗Mar 16, 2009 D/A
File 021-102489
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗X3 Higher Moment Offshore Fund LP
group: Whitebox
Executive Officer
Manager of General Partner of the Issuer
Feb 23, 2024D/A$34,000,000
similar: $763,000–$10,000,000
$34,000,0001
similar: 4–23
$5,000,000
similar: $10,000–$78,388
EDGAR ↗X 3 Higher Moment Fund LLC
group: Whitebox
Executive Officer
Manager of Managing Member of Issuer
Feb 23, 2024D/A$63,500,000
similar: $763,000–$10,000,000
$63,500,0007
similar: 4–23
$5,000,000
similar: $10,000–$78,388
EDGAR ↗X3 Higher Moment Offshore Fund LP
group: Whitebox
Executive Officer
Manager of General Partner of the Issuer
Mar 24, 2023D/A$34,000,000
similar: $763,000–$10,000,000
$34,000,0001
similar: 4–23
$5,000,000
similar: $10,000–$78,388
EDGAR ↗X 3 Higher Moment Fund LLC
group: Whitebox
Executive Officer
Manager of Managing Member of Issuer
Mar 2, 2023D/A$63,500,000
similar: $763,000–$10,000,000
$63,500,0007
similar: 4–23
$5,000,000
similar: $10,000–$78,388
EDGAR ↗X3 Higher Moment Offshore Fund LP
group: Whitebox
Executive Officer
Manager of General Partner of the Issuer
Feb 23, 2022D$20,000,000
similar: $763,000–$10,000,000
$20,000,0001
similar: 4–23
$5,000,000
similar: $10,000–$78,388
EDGAR ↗X3 Higher Moment Offshore Fund LP
group: Whitebox
Executive Officer
Manager of General Partner of the Issuer
Feb 9, 2022D$20,000,000
similar: $763,000–$10,000,000
$20,000,0001
similar: 4–23
$5,000,000
similar: $10,000–$78,388
EDGAR ↗X3 Higher Moment Offshore Fund LP
group: Whitebox
Executive OfficerFeb 7, 2022DIndefinite
similar: $500,000–$16,420,250
$15,000,0001
similar: 2–28
$5,000,000
similar: $5,000–$100,000
EDGAR ↗Highpeak Investment LP
group: Whitebox
Executive OfficerFeb 7, 2022DIndefinite
similar: $155,000–$5,250,000
$15,000,0001
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗X 3 Higher Moment Fund LLC
group: Whitebox
Executive Officer
Manager of Managing Member of Issuer
Feb 3, 2022D/A$44,000,000
similar: $763,000–$10,000,000
$44,000,0004
similar: 4–23
$5,000,000
similar: $10,000–$78,388
EDGAR ↗X 3 Higher Moment Fund LLC
group: Whitebox
Executive Officer
Manager of Managing Member of Issuer
Feb 4, 2021D$15,000,000
similar: $763,000–$10,000,000
$15,000,0002
similar: 4–23
No minimum reported
similar: $10,000–$78,388
EDGAR ↗Whitebox Asymmetric Opportunities Fund, Ltd
group: Whitebox
Executive Officer
Founding Partner of the Issuer's Investment Manager
Jul 22, 2015D/AIndefinite
similar: $155,000–$5,250,000
$311,035,29435
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Asymmetric Opportunities Fund, LP
group: Whitebox
Executive Officer
Founding Partner of the Issuer's Investment Manager
Jul 22, 2015D/AIndefinite
similar: $155,000–$5,250,000
$277,085,36752
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Relative Value Fund, Ltd.
group: Whitebox
Executive Officer
Founding Partner of the Issuer's Investment Manager
Jul 22, 2015D/AIndefinite
similar: $155,000–$5,250,000
$137,188,63828
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Multi-Strategy Fund, Ltd.
group: Whitebox
Executive Officer
Founding Partner of the Issuer's Investment Manager
Jul 22, 2015D/AIndefinite
similar: $155,000–$5,250,000
$655,118,142164
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Credit Fund, LP
group: Whitebox
Executive Officer
Founding Partner of the Issuer's Investment Manager
Jul 22, 2015D/AIndefinite
similar: $155,000–$5,250,000
$120,734,38545
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Multi-Strategy Fund, LP
group: Whitebox
Executive Officer
Founding Partner of the Issuer's Investment Manager
Jul 22, 2015D/AIndefinite
similar: $155,000–$5,250,000
$988,081,249379
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Relative Value Fund, LP
group: Whitebox
Executive Officer
Founding Partner of the Issuer's Investment Manager
Jul 22, 2015D/AIndefinite
similar: $155,000–$5,250,000
$89,689,05630
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Credit Fund, Ltd.
group: Whitebox
Executive Officer
Founding Partner of the Issuer's Investment Manager
Jul 22, 2015D/AIndefinite
similar: $155,000–$5,250,000
$122,259,72132
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Special Opportunities Fund, LP - Series O
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Jun 24, 2015D/AIndefinite
similar: $155,000–$5,250,000
$156,323,22867
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗WHITEBOX INSTITUTIONAL PARTNERS, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
May 20, 2015D/AIndefinite
similar: $155,000–$5,250,000
$186,000,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Whitebox Relative Value Fund, Ltd.
group: Whitebox
Executive Officer
Chief Operating Officer of the Issuer's Investment Manager
Mar 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$137,188,63826
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Multi-Strategy Fund, Ltd.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
Mar 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$567,695,893139
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Multi-Strategy Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$863,704,946342
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Asymmetric Opportunities Fund, Ltd
group: Whitebox
Executive Officer
Chief Executive Officer of the Investment Manager
Mar 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$212,320,80226
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Asymmetric Opportunities Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$240,817,20644
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Pandora Select Fund, L.P.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$254,593,64147
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗PANDORA SELECT FUND LTD
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
Mar 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$236,499,27128
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Relative Value Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$89,689,05628
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Credit Fund, Ltd.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
Mar 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$122,259,72130
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Credit Fund, Ltd.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
Mar 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$122,259,72130
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Special Opportunities Fund, LP - Series O
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Jun 27, 2014D/AIndefinite
similar: $155,000–$5,250,000
$154,406,94367
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗WHITEBOX INSTITUTIONAL PARTNERS, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
May 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$186,000,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Whitebox Relative Value Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$84,900,27325
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Credit Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$116,429,78740
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Credit Fund, Ltd.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$119,783,81129
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Multi-Strategy Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$713,614,590258
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Multi-Strategy Fund, Ltd.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$396,087,81098
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Relative Value Fund, Ltd.
group: Whitebox
Executive Officer
Chief Operating Officer of the Issuer's Investment Manager
Apr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$127,847,02224
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Asymmetric Opportunities Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 31, 2014D/AIndefinite
similar: $155,000–$5,250,000
$174,955,85541
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Asymmetric Opportunities Fund, Ltd
group: Whitebox
Executive Officer
Chief Executive Officer of the Investment Manager
Mar 31, 2014D/AIndefinite
similar: $155,000–$5,250,000
$99,668,40417
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PANDORA SELECT FUND LTD
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
Mar 6, 2014D/AIndefinite
similar: $155,000–$5,250,000
$230,194,24427
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗Pandora Select Fund, L.P.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 6, 2014D/AIndefinite
similar: $155,000–$5,250,000
$236,769,56541
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Special Opportunities Fund, LP - Series O
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Jun 27, 2013D/AIndefinite
similar: $155,000–$5,250,000
$147,209,12867
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗WHITEBOX INSTITUTIONAL PARTNERS, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
May 23, 2013D/AIndefinite
similar: $155,000–$5,250,000
$150,000,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Whitebox Relative Value Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 11, 2013D/AIndefinite
similar: $155,000–$5,250,000
$132,091,42380
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Credit Fund, Ltd.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
Apr 11, 2013D/AIndefinite
similar: $155,000–$5,250,000
$117,943,98262
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Credit Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 11, 2013D/AIndefinite
similar: $155,000–$5,250,000
$112,579,78798
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Multi-Strategy Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 11, 2013D/AIndefinite
similar: $155,000–$5,250,000
$599,957,980283
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Multi-Strategy Fund, Ltd.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
Apr 11, 2013D/AIndefinite
similar: $155,000–$5,250,000
$333,914,007135
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Relative Value Fund, Ltd.
group: Whitebox
Executive Officer
Chief Operating Officer of the Issuer's Investment Manager
Apr 10, 2013D/AIndefinite
similar: $155,000–$5,250,000
$246,150,88157
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Asymmetric Opportunities Fund, Ltd
group: Whitebox
Executive Officer
Chief Executive Officer of the Investment Manager
Apr 4, 2013D/AIndefinite
similar: $155,000–$5,250,000
$18,373,3849
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Asymmetric Opportunities Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 4, 2013D/AIndefinite
similar: $155,000–$5,250,000
$135,717,85528
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Pandora Select Fund, L.P.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 6, 2013D/AIndefinite
similar: $155,000–$5,250,000
$181,547,16041
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PANDORA SELECT FUND LTD
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
Mar 6, 2013D/AIndefinite
similar: $155,000–$5,250,000
$215,021,16927
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Special Opportunities Fund, LP - Series O
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Jun 29, 2012D/AIndefinite
similar: $155,000–$5,250,000
$128,419,66366
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗WHITEBOX INSTITUTIONAL PARTNERS, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
May 24, 2012DIndefinite
similar: $155,000–$5,250,000
$50,000,0001
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗WHITEBOX L/S EQUITY FUND, L.P.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
May 15, 2012D/AIndefinite
similar: $155,000–$5,250,000
$60,706,76953
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗WHITEBOX L/S EQUITY FUND, LTD
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
May 15, 2012D/AIndefinite
similar: $155,000–$5,250,000
$67,370,29435
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Multi-Strategy Fund, Ltd.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
Apr 12, 2012D/AIndefinite
similar: $155,000–$5,250,000
$299,801,791117
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Multi-Strategy Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 11, 2012D/AIndefinite
similar: $155,000–$5,250,000
$567,516,187243
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Whitebox Credit Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 11, 2012D/AIndefinite
similar: $155,000–$5,250,000
$128,010,40698
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Whitebox Credit Fund, Ltd.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
Apr 11, 2012D/AIndefinite
similar: $155,000–$5,250,000
$126,660,33365
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Relative Value Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 11, 2012D/AIndefinite
similar: $155,000–$5,250,000
$82,081,79477
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Whitebox Relative Value Fund, Ltd.
group: Whitebox
Executive Officer
Chief Operating Officer of the Issuer's Investment Manager
Apr 11, 2012D/AIndefinite
similar: $155,000–$5,250,000
$121,441,65954
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Asymmetric Opportunities Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 5, 2012D/AIndefinite
similar: $155,000–$5,250,000
$102,556,64623
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Whitebox Asymmetric Opportunities Fund, Ltd
group: Whitebox
Executive Officer
Chief Executive Officer of the Investment Manager
Apr 5, 2012D/AIndefinite
similar: $155,000–$5,250,000
$8,103,3845
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗WHITEBOX SPECIAL OPPORTUNITIES FUND SPC LTD - SEGREGATED PORTFOLIO B
group: Whitebox
Executive Officer, Director
Chief Executive Officer of the Issuer's Investment Manager
Mar 6, 2012D/AIndefinite
similar: $155,000–$5,250,000
$7,500,0005
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Pandora Select Fund, L.P.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 6, 2012D/AIndefinite
similar: $155,000–$5,250,000
$177,860,32937
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PANDORA SELECT FUND LTD
group: Whitebox
Executive Officer, Director
Chief Executive Officer of the Issuer's Investment Manager
Mar 6, 2012D/AIndefinite
similar: $155,000–$5,250,000
$184,976,69422
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Special Opportunities Fund LP Series B
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 6, 2012D/AIndefinite
similar: $155,000–$5,250,000
$25,632,05023
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ready Credit CorpDirectorFeb 9, 2012D$2,046,200
similar: $2,144,500–$20,220,000
$2,046,20044
similar: 2–24
$1,950
similar: $10,000–$100,000
EDGAR ↗Whitebox Options Fund (Offshore) I, Segregated Portfolio O of Whitebox Special Opportunities Fund SPC, Ltd.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
Aug 10, 2011DIndefinite
similar: $155,000–$5,250,000
$7,323,6305
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Special Opportunities Fund, LP - Series O
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Jul 12, 2011DIndefinite
similar: $155,000–$5,250,000
$81,835,55025
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗WHITEBOX L/S EQUITY FUND, LTD
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
May 25, 2011D/AIndefinite
similar: $155,000–$5,250,000
$67,748,29434
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗WHITEBOX L/S EQUITY FUND, L.P.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
May 25, 2011D/AIndefinite
similar: $155,000–$5,250,000
$60,310,82852
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Whitebox Credit Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 15, 2011D/AIndefinite
similar: $155,000–$5,250,000
$115,413,05192
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Whitebox Credit Fund, Ltd.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
Apr 15, 2011D/AIndefinite
similar: $155,000–$5,250,000
$100,464,26361
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Relative Value Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 15, 2011D/AIndefinite
similar: $155,000–$5,250,000
$78,061,97873
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Whitebox Relative Value Fund, Ltd.
group: Whitebox
Executive Officer
Chief Operating Officer of the Issuer's Investment Manager
Apr 15, 2011D/AIndefinite
similar: $155,000–$5,250,000
$116,191,65952
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Multi-Strategy Fund, Ltd.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's Investment Manager
Apr 15, 2011D/AIndefinite
similar: $155,000–$5,250,000
$284,842,32399
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Multi-Strategy Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 15, 2011D/AIndefinite
similar: $155,000–$5,250,000
$546,131,742207
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Whitebox Asymmetric Opportunities Fund, Ltd
group: Whitebox
Executive Officer
Chief Executive Officer of the Investment Manager
Apr 6, 2011D/AIndefinite
similar: $155,000–$5,250,000
$6,150,0004
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Asymmetric Opportunities Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 6, 2011D/AIndefinite
similar: $155,000–$5,250,000
$91,306,64619
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PANDORA SELECT FUND LTD
group: Whitebox
Executive Officer, Director
Chief Executive Officer of the Issuer's Investment Manager
Mar 11, 2011D/AIndefinite
similar: $155,000–$5,250,000
$169,282,59421
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗WHITEBOX SPECIAL OPPORTUNITIES FUND SPC LTD - SEGREGATED PORTFOLIO B
group: Whitebox
Executive Officer, Director
Chief Executive Officer of the Issuer's Investment Manager
Mar 11, 2011D/AIndefinite
similar: $155,000–$5,250,000
$7,500,0005
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Special Opportunities Fund LP Series B
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 11, 2011D/AIndefinite
similar: $155,000–$5,250,000
$25,632,05023
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Pandora Select Fund, L.P.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 11, 2011D/AIndefinite
similar: $155,000–$5,250,000
$142,940,69834
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗WHITEBOX L/S EQUITY FUND, L.P.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
May 26, 2010D/AIndefinite
similar: $155,000–$5,250,000
$59,081,09650
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗WHITEBOX L/S EQUITY FUND, LTD
group: Whitebox
Executive Officer, Director
Chief Executive Officer of the Issuer's Investment Manager and Director of the Issuer
May 26, 2010D/AIndefinite
similar: $155,000–$5,250,000
$66,748,29433
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Relative Value Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 21, 2010D/AIndefinite
similar: $155,000–$5,250,000
$69,849,38164
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Relative Value Fund, Ltd.
group: Whitebox
Executive Officer, Director
Director of the Issuer and Chief Operating Officer of the Issuer's Investment Manager
Apr 21, 2010D/AIndefinite
similar: $155,000–$5,250,000
$108,091,65940
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Multi-Strategy Fund, Ltd.
group: Whitebox
Executive Officer, Director
Director of the Issuer and Chief Executive Officer of the Issuer's Investment Manager
Apr 21, 2010D/AIndefinite
similar: $155,000–$5,250,000
$244,111,52784
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Multi-Strategy Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 21, 2010D/AIndefinite
similar: $155,000–$5,250,000
$469,203,966169
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Credit Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 21, 2010D/AIndefinite
similar: $155,000–$5,250,000
$86,015,63573
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Credit Fund, Ltd.
group: Whitebox
Executive Officer, Director
Director of the Issuer and Chief Executive Officer of the Issuer's Investment Manager
Apr 21, 2010D/AIndefinite
similar: $155,000–$5,250,000
$78,416,22544
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Asymmetric Opportunities Fund, Ltd
group: Whitebox
Executive Officer
Chief Executive Officer of the Investment Manager
Apr 12, 2010DIndefinite
similar: $155,000–$5,250,000
$2,250,0002
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Asymmetric Opportunities Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 12, 2010DIndefinite
similar: $155,000–$5,250,000
$79,511,48012
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Diversified Convertible Arbitrage Fund, L.P.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 12, 2010D/AIndefinite
similar: $155,000–$5,250,000
$238,914,97866
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Diversified Convertible Arbitrage Fund, Ltd.
group: Whitebox
Executive Officer, Director
Chief Executive Officer of the Issuer's Investment Manager & Director of the Issuer
Mar 12, 2010D/AIndefinite
similar: $155,000–$5,250,000
$511,448,60086
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Special Opportunities Fund LP Series B
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 12, 2010D/AIndefinite
similar: $155,000–$5,250,000
$25,582,05023
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗WHITEBOX L/S EQUITY FUND, LTD
group: Whitebox
Executive Officer, Director
Chief Executive Officer of the Issuer's Investment Manager and Director of the Issuer
Mar 12, 2010D/AIndefinite
similar: $155,000–$5,250,000
$66,748,29433
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗WHITEBOX SPECIAL OPPORTUNITIES FUND SPC LTD - SEGREGATED PORTFOLIO B
group: Whitebox
Executive Officer, Director
Chief Executive Officer of the Issuer's Investment Manager and Director of the Issuer
Mar 12, 2010D/AIndefinite
similar: $155,000–$5,250,000
$7,500,0005
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Pandora Select Fund, L.P.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 12, 2010D/AIndefinite
similar: $155,000–$5,250,000
$134,373,86525
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗PANDORA SELECT FUND LTD
group: Whitebox
Executive Officer, Director
Chief Executive Officer of the Issuer's Investment Manager and Director of the Issuer
Mar 12, 2010D/AIndefinite
similar: $155,000–$5,250,000
$141,252,06916
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗WHITEBOX L/S EQUITY FUND, L.P.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 12, 2010D/AIndefinite
similar: $155,000–$5,250,000
$59,081,09650
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Credit Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 22, 2009DIndefinite
similar: $155,000–$5,250,000
$68,781,87962
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Credit Fund, Ltd.
group: Whitebox
Executive Officer, Director
Director of the Issuer and Chief Executive Officer of the Issuer's Investment Manager
Apr 22, 2009DIndefinite
similar: $155,000–$5,250,000
$65,285,22541
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Relative Value Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 22, 2009DIndefinite
similar: $155,000–$5,250,000
$63,477,06459
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Relative Value Fund, Ltd.
group: Whitebox
Executive Officer, Director
Director of the Issuer and Chief Operating Officer of the Issuer's Investment Manager
Apr 22, 2009DIndefinite
similar: $155,000–$5,250,000
$94,432,13534
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Multi-Strategy Fund, LP
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Apr 22, 2009DIndefinite
similar: $155,000–$5,250,000
$429,297,509129
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Multi-Strategy Fund, Ltd.
group: Whitebox
Executive Officer, Director
Director of the Issuer and Chief Executive Officer of the Issuer's Investment Manager
Apr 22, 2009DIndefinite
similar: $155,000–$5,250,000
$214,357,13772
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Diversified Convertible Arbitrage Fund, Ltd.
group: Whitebox
Executive Officer, Director
Chief Executive Officer of the Issuer's Investment Manager & Director of the Issuer
Mar 17, 2009D/AIndefinite
similar: $155,000–$5,250,000
$473,109,50078
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Diversified Convertible Arbitrage Fund, Ltd.
group: Whitebox
Director, PromoterMar 16, 2009DIndefinite
similar: $155,000–$5,250,000
$11,100,0006
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Pandora Select Fund, L.P.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 16, 2009D/AIndefinite
similar: $155,000–$5,250,000
$126,082,98920
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Diversified Convertible Arbitrage Fund, L.P.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 16, 2009D/AIndefinite
similar: $155,000–$5,250,000
$208,925,51445
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗WHITEBOX L/S EQUITY FUND, LTD
group: Whitebox
Executive Officer, Director
Chief Executive Officer of the Issuer's Investment Manager and Director of the Issuer
Mar 16, 2009D/AIndefinite
similar: $155,000–$5,250,000
$66,748,29433
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Diversified Convertible Arbitrage Fund, L.P.
group: Whitebox
PromoterMar 16, 2009DIndefinite
similar: $155,000–$5,250,000
$44,060,00011
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PANDORA SELECT FUND LTD
group: Whitebox
Executive Officer, Director
Chief Executive Officer of the Issuer's Investment Manager and Director of the Issuer
Mar 16, 2009D/AIndefinite
similar: $155,000–$5,250,000
$106,449,98015
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗WHITEBOX SPECIAL OPPORTUNITIES FUND SPC LTD - SEGREGATED PORTFOLIO B
group: Whitebox
Executive Officer, Director
Chief Executive Officer of the Issuer's Investment Manager and Director of the Issuer
Mar 16, 2009D/AIndefinite
similar: $155,000–$5,250,000
$7,500,0005
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Special Opportunities Fund LP Series A
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 16, 2009D/AIndefinite
similar: $155,000–$5,250,000
$62,331,99021
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Whitebox Special Opportunities Fund LP Series B
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 16, 2009D/AIndefinite
similar: $155,000–$5,250,000
$23,330,91718
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Pandora Select Fund, L.P.
group: Whitebox
Promoter
The above-named person was also listed as a beneficial owner on the Issuer's paper Form D filed in August 2003. (See Item 13 Clarification.)
Mar 16, 2009DIndefinite
similar: $155,000–$5,250,000
$2,500,0004
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗WHITEBOX L/S EQUITY FUND, L.P.
group: Whitebox
Executive Officer
Chief Executive Officer of the Issuer's General Partner
Mar 16, 2009D/AIndefinite
similar: $155,000–$5,250,000
$57,731,73846
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗WHITEBOX L/S EQUITY FUND, LTD
group: Whitebox
DirectorMar 16, 2009DIndefinite
similar: $155,000–$5,250,000
$950,0002
similar: 4–27
$1,000,000
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); Pooled Investment Fund / 506(c) (8,096 filings); Pooled Investment Fund / 506(b) (83,801 filings); Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (31 management entities, 9 people)

People and management entities the issuers listed as related persons on the same Form D filings as Andrew J. Redleaf. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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