Sponsor Check › Emr Capital › Issuer
Other · organized in CAYMAN ISLANDS · formed Over five years ago · CAMANA BAY, GRAND CAYMAN, E9 · SEC CIK 1391842
Part of sponsor group: Emr Capital (131 issuers, 727 filings) · grouped because: shared people, shared management entity, same business address · confidence 87% · Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Oct 21, 2026 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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What will be compared: what the sponsor says publicly (website, marketing materials, claimed profile) against what public records show — SEC Form D filings, Form ADV adviser registration, and state business records. Every comparison is reviewed by a person before it is published.
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Sources to be compared: sponsor public claims · SEC Form D · SEC Form ADV (IAPD) · state business records · As of Oct 23, 2026, 9:13 PM ET.
1 of 1 offering reports sales commissions totalling $10,449,124; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 21, 2026 D/A File 021-100713 | $10,449,124 (est.) | $0 | $0 | Equitybee Securities, LLC BrokerCheck CRD 41896 ↗ Modern Capital Group Ltd. TGP Securities Inc. BrokerCheck CRD 159008 ↗ Hollister Associates, LLC BrokerCheck CRD 173366 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering. "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates.
Each filing as reported by the issuer. Open a row for the full plain-English detail.
| Filing | Form D/A (amendment) filed Oct 21, 2026 · amends 0000905148-25-003644 ↗ SEC file no. 021-100713 · accession 0000905148-26-004533 |
|---|---|
| Raise progress | $935,096,352 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Oct 21, 2026 (8694 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 21, 2026. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 68 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Equitybee Securities, LLC — FINRA BrokerCheck CRD 41896 ↗ Solicits in: All States Modern Capital Group Ltd. — no CRD number reported TGP Securities Inc. — FINRA BrokerCheck CRD 159008 ↗ Solicits in: DE, HI, WY, OR, TX, FL, MT, NY, CO, SC, CT, ND, TN, MI, NJ, OK, CA Hollister Associates, LLC — FINRA BrokerCheck CRD 173366 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $10,449,124 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Includes sales commissions paid to all placement agents listed in this Form D. Issuer
has terminated its agreement with Equitybee Securities, LLC (prev. Hamilton Miller
Investments, LLC), Modern Capital Group Ltd. and TGP Securities, Inc. |
| Signed by | Andrew Ma, Chief Compliance Officer of the Investment Advisor (Oct 21, 2026) |
| Changes vs prior filing | total sold: $898,031,352 → $935,096,352 investors: 66 → 68 sales commissions: $8,656,409 → $10,449,124 Compared with the D/A filed Oct 21, 2025 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $50,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 68. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the EDGAR daily index |
| Filing | Form D/A (amendment) filed Oct 21, 2025 · amends 0001391842-24-000001 ↗ SEC file no. 021-100713 · accession 0000905148-25-003644 |
|---|---|
| Raise progress | $898,031,352 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Oct 21, 2025 (8329 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 21, 2025. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 66 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Equitybee Securities, LLC — FINRA BrokerCheck CRD 41896 ↗ Solicits in: All States Modern Capital Group Ltd. — no CRD number reported TGP Securities Inc. — FINRA BrokerCheck CRD 159008 ↗ Solicits in: CA, CO, CT, DE, FL, HI, MI, MT, ND, NJ, NY, OK, OR, SC, TN, TX, WY Hollister Associates, LLC — FINRA BrokerCheck CRD 173366 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $8,656,409 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Includes sales commissions paid to all placement agents listed in this Form D. Issuer has terminated its agreement with Equitybee Securities, LLC (prev. Hamilton Miller Investments, LLC), Modern Capital Group Ltd. and TGP Securities, Inc. |
| Signed by | Andrew Ma, Chief Compliance Officer of the Investment Advisor (Oct 21, 2025) |
| Changes vs prior filing | total sold: $867,308,134 → $898,031,352 investors: 65 → 66 sales commissions: $7,474,824 → $8,656,409 Compared with the D/A filed Oct 21, 2024 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $50,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 66. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 21, 2024 · amends 0001391842-23-000002 ↗ SEC file no. 021-100713 · accession 0001391842-24-000001 |
|---|---|
| Raise progress | $867,308,134 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Oct 21, 2024 (7964 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 21, 2024. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 65 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Equitybee Securities, LLC — FINRA BrokerCheck CRD 41896 ↗ Solicits in: All States Modern Capital Group Ltd. — no CRD number reported TGP Securities Inc. — FINRA BrokerCheck CRD 159008 ↗ Solicits in: CA, CO, CT, DE, FL, HI, MI, MT, ND, NJ, NY, OK, OR, SC, TN, TX, WY |
| Money to insiders | Sales commissions: $7,474,824 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Includes sales commissions paid to all placement agents listed in this Form D. Issuer has terminated its agreement with Equitybee Securities, LLC (prev. Hamilton Miller Investments, LLC) and Modern Capital Group Ltd. |
| Signed by | Andrew Ma, Chief Compliance Officer of the Investment Advisor (Oct 21, 2024) |
| Changes vs prior filing | total sold: $864,874,304 → $867,308,134 investors: 62 → 65 sales commissions: $6,012,036 → $7,474,824 Compared with the D/A filed Oct 19, 2023 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $50,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 65. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 19, 2023 · amends 0001791394-22-000005 ↗ SEC file no. 021-100713 · accession 0001391842-23-000002 |
|---|---|
| Raise progress | $864,874,304 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Oct 19, 2023 (7596 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 19, 2023. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 62 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Equitybee Securities, LLC — FINRA BrokerCheck CRD 79 ↗ Solicits in: All States Modern Capital Group Ltd. — no CRD number reported TGP Securities Inc. — FINRA BrokerCheck CRD 159008 ↗ Solicits in: CA, CO, CT, DE, FL, HI, MI, MT, ND, NJ, NY, OK, OR, SC, TN, TX, WY |
| Money to insiders | Sales commissions: $6,012,036 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Includes sales commissions paid to all placement agents listed in this Form D. Issuer has terminated its agreement with Equitybee Securities, LLC (prev. Hamilton Miller Investments, LLC) and Modern Capital Group Ltd. |
| Signed by | Andrew Ma, Chief Compliance Officer of the Investment Advisor (Oct 19, 2023) |
| Changes vs prior filing | total sold: $839,874,304 → $864,874,304 investors: 60 → 62 sales commissions: $5,139,736 → $6,012,036 Compared with the D/A filed Oct 19, 2022 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $50,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 62. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 19, 2022 · amends 0001756356-21-000007 ↗ SEC file no. 021-100713 · accession 0001791394-22-000005 |
|---|---|
| Raise progress | $839,874,304 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Oct 19, 2022 (7231 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 19, 2022. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 60 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Hamilton Miller Investments, LLC — FINRA BrokerCheck CRD 41896 ↗ Solicits in: AZ, CA, CO, CT, DC, FL, GA, IL, NY, OH, TX, UT Modern Capital Group Ltd. — no CRD number reported TGP Securities Inc. — FINRA BrokerCheck CRD 159008 ↗ Solicits in: CA, CT, DE, FL, HI, MI, ND, NJ, NY, OK, OR, SC |
| Money to insiders | Sales commissions: $5,139,736 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Includes sales commissions paid to all placement agents listed in this Form D. Issuer has terminated its agreement with Hamilton Miller Investments, LLC and Modern Capital Group Ltd. |
| Signed by | Andrew Ma, Chief Compliance Officer of the Investment Advisor (Oct 19, 2022) |
| Changes vs prior filing | total sold: $806,424,304 → $839,874,304 investors: 55 → 60 sales commissions: $5,126,103 → $5,139,736 Compared with the D/A filed Oct 19, 2021 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $50,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 60. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 19, 2021 · amends 0001836665-20-000006 ↗ SEC file no. 021-100713 · accession 0001756356-21-000007 |
|---|---|
| Raise progress | $806,424,304 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Oct 19, 2021 (6866 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 19, 2021. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 55 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Hamilton Miller Investments, LLC — FINRA BrokerCheck CRD 41896 ↗ Solicits in: AZ, CA, CO, CT, DC, FL, GA, IL, NY, OH, TX, UT Modern Capital Group Ltd. — no CRD number reported TGP Securities Inc. — FINRA BrokerCheck CRD 159008 ↗ Solicits in: CA, CT, DE, FL, HI, MI, ND, NJ, NY, OK, SC |
| Money to insiders | Sales commissions: $5,126,103 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Includes sales commissions paid to all placement agents listed in this Form D. Issuer has terminated its agreement with Hamilton Miller Investments, LLC and Modern Capital Group Ltd. |
| Signed by | Andrew Ma, Chief Compliance Officer of the Investment Advisor (Oct 19, 2021) |
| Changes vs prior filing | total sold: $581,264,985 → $806,424,304 investors: 43 → 55 sales commissions: $2,548,042 → $5,126,103 Compared with the D/A filed Dec 21, 2020 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $50,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 55. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Dec 21, 2020 · amends 0000902664-19-004635 ↗ SEC file no. 021-100713 · accession 0001836665-20-000006 |
|---|---|
| Raise progress | $581,264,985 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Dec 21, 2020 (6564 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Dec 21, 2020. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 43 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Hamilton Miller Investments, LLC — FINRA BrokerCheck CRD 41896 ↗ Solicits in: AZ, CA, CO, CT, DC, FL, GA, IL, MD, NY, OH, TX, UT Modern Capital Group Ltd. — no CRD number reported TGP Securities Inc. — FINRA BrokerCheck CRD 159008 ↗ Solicits in: CA, CT, DE, FL, HI, MI, ND, NJ, NY, OK, SC |
| Money to insiders | Sales commissions: $2,548,042 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Includes sales commissions paid to all placement agents listed in this Form D. |
| Signed by | Andrew Ma, Chief Compliance Officer of the Investment Advisor (Dec 21, 2020) |
| Changes vs prior filing | total sold: $314,989,985 → $581,264,985 investors: 31 → 43 sales commissions: $2,110,171 → $2,548,042 Compared with the D/A filed Dec 20, 2019 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $50,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 43. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Dec 20, 2019 · amends 0000902664-18-004415 ↗ SEC file no. 021-100713 · accession 0000902664-19-004635 |
|---|---|
| Raise progress | $314,989,985 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Dec 20, 2019 (6197 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Dec 20, 2019. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 31 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Hamilton Miller Investments, LLC — FINRA BrokerCheck CRD 41896 ↗ Solicits in: AZ, CA, CO, CT, DC, FL, GA, IL, MD, NY, TX, UT, WA Modern Capital Group Ltd. — no CRD number reported |
| Money to insiders | Sales commissions: $2,110,171 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Includes sales commissions paid to all placement agents listed in this Form D. · The fund charges a management fee that is described in the fund's offering documents. |
| Signed by | Herman Gill, CFO of Polar Asset Mgmt Prtnrs Inc., the Investment Advisor (Dec 20, 2019) |
| Changes vs prior filing | total sold: $276,089,985 → $314,989,985 investors: 30 → 31 sales commissions: $1,525,205 → $2,110,171 Compared with the D/A filed Dec 21, 2018 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $50,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 31. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Dec 21, 2018 · amends 0000902664-17-004680 ↗ SEC file no. 021-100713 · accession 0000902664-18-004415 |
|---|---|
| Raise progress | $276,089,985 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Dec 21, 2018 (5833 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Dec 21, 2018. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 30 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Hamilton Miller Investments, LLC — FINRA BrokerCheck CRD 41896 ↗ Solicits in: AZ, CA, CO, CT, DC, FL, GA, IL, MD, NY, TX, UT, WA Modern Capital Group Ltd. — no CRD number reported |
| Money to insiders | Sales commissions: $1,525,205 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Includes sales commissions paid to all placement agents listed in this Form D. · The fund charges a management fee that is described in the fund's offering documents. |
| Signed by | Herman Gill, CFO of Polar Asset Mgmt Prtnrs Inc., the Investment Advisor (Dec 21, 2018) |
| Changes vs prior filing | total sold: $197,989,985 → $276,089,985 investors: 27 → 30 sales commissions: $1,126,402 → $1,525,205 Compared with the D/A filed Dec 22, 2017 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $50,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 30. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Dec 22, 2017 · amends 0000902664-16-009171 ↗ SEC file no. 021-100713 · accession 0000902664-17-004680 |
|---|---|
| Raise progress | $197,989,985 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Dec 22, 2017 (5469 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Dec 22, 2017. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 27 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Hamilton Miller Investments, LLC — FINRA BrokerCheck CRD 41896 ↗ Solicits in: AZ, CA, CO, CT, DC, FL, GA, IL, MD, NY, TX, UT, WA Modern Capital Group Ltd. — no CRD number reported |
| Money to insiders | Sales commissions: $1,126,402 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Includes sales commissions paid to all placement agents listed in this Form D. · The fund charges a management fee that is described in the fund's offering documents. |
| Signed by | Herman Gill, CFO of Polar Asset Mgmt Prtnrs Inc., the Investment Advisor (Dec 22, 2017) |
| Changes vs prior filing | total sold: $181,139,985 → $197,989,985 investors: 19 → 27 sales commissions: $867,361 → $1,126,402 Compared with the D/A filed Dec 22, 2016 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $50,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 27. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Dec 22, 2016 · amends 0000902664-15-004588 ↗ SEC file no. 021-100713 · accession 0000902664-16-009171 |
|---|---|
| Raise progress | $181,139,985 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Dec 22, 2016 (5104 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Dec 22, 2016. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 19 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Hamilton Miller Investments, LLC — FINRA BrokerCheck CRD 41896 ↗ Solicits in: CA, CO, CT, DC, FL, GA, IL, MD, NY, OH, TX, UT, WA Modern Capital Group Ltd. — no CRD number reported |
| Money to insiders | Sales commissions: $867,361 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Includes sales commissions paid to all placement agents listed in this Form D. · The fund charges a management fee that is described in the fund's offering documents. |
| Signed by | Herman Gill, CFO of Polar Asset Mgmt Prtnrs Inc., the Investment Advisor (Dec 22, 2016) |
| Changes vs prior filing | total sold: $104,314,985 → $181,139,985 investors: 15 → 19 sales commissions: $792,325 → $867,361 Compared with the D/A filed Dec 22, 2015 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $50,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 19. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Dec 22, 2015 · amends 0000902664-15-001482 ↗ SEC file no. 021-100713 · accession 0000902664-15-004588 |
|---|---|
| Raise progress | $104,314,985 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Dec 22, 2015 (4738 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Dec 22, 2015. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 15 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Hamilton Miller Investments, LLC — FINRA BrokerCheck CRD 41896 ↗ Solicits in: CA, CO, CT, DC, FL, GA, IL, MD, NY, OH, TX, UT, WA Modern Capital LLP — no CRD number reported |
| Money to insiders | Sales commissions: $792,325 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Includes sales commissions paid to all placement agents listed in this Form D. · The fund charges a management fee that is described in the fund's offering documents. |
| Signed by | Herman Gill, CFO of Polar Asset Mgmt Prtnrs Inc., the Investment Advisor (Dec 16, 2015) |
| Changes vs prior filing | total sold: $90,764,985 → $104,314,985 investors: 14 → 15 sales commissions: $756,877 → $792,325 Compared with the D/A filed Mar 3, 2015 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $50,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 15. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Mar 3, 2015 · amends 0000902664-14-001456 ↗ SEC file no. 021-100713 · accession 0000902664-15-001482 |
|---|---|
| Raise progress | $90,764,985 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Mar 3, 2015 (4444 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 3, 2015. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 14 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Hamilton Miller Investments, LLC — FINRA BrokerCheck CRD 41896 ↗ Solicits in: CA, CO, CT, DC, FL, GA, IL, MD, NY, OH, TX, UT, WA Modern Capital LLP — no CRD number reported |
| Money to insiders | Sales commissions: $756,877 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Includes sales commissions paid to all placement agents listed in this Form D. · The fund charges a management fee that is described in the fund's offering documents. |
| Signed by | Herman Gill, CFO of Polar Securities Inc., the Investment Advisor (Mar 3, 2015) |
| Changes vs prior filing | total sold: $76,714,985 → $90,764,985 investors: 13 → 14 sales commissions: $557,832 → $756,877 Compared with the D/A filed Mar 3, 2014 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Mar 3, 2014 · amends 0000902664-13-001286 ↗ SEC file no. 021-100713 · accession 0000902664-14-001456 |
|---|---|
| Raise progress | $76,714,985 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Mar 3, 2014 (4079 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 3, 2014. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 13 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Hamilton Miller Investments, LLC — FINRA BrokerCheck CRD 41896 ↗ Solicits in: CA, CO, CT, DC, FL, GA, IL, MD, NY, OH, TX, UT, WA Modern Capital LLP — no CRD number reported |
| Money to insiders | Sales commissions: $557,832 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Includes sales commissions paid to all placement agents listed in this Form D. · The fund charges a management fee that is described in the fund's offering documents. |
| Signed by | Herman Gill, CFO of Polar Securities Inc., the Investment Advisor (Mar 3, 2014) |
| Changes vs prior filing | total sold: $76,214,985 → $76,714,985 sales commissions: $427,205 → $557,832 exemption: 06, 3C, 3C.7 → 06b, 3C, 3C.7 Compared with the D/A filed Mar 1, 2013 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Mar 1, 2013 · amends 0001140361-12-012024 ↗ SEC file no. 021-100713 · accession 0000902664-13-001286 |
|---|---|
| Raise progress | $76,214,985 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Mar 1, 2013 (3712 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 1, 2013. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 13 total · issuer reported no non-accredited investors |
| Exemption claimed | 06; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Hamilton Miller Investments, LLC — FINRA BrokerCheck CRD 41896 ↗ Solicits in: AZ, CA, CO, CT, DC, DE, FL, GA, IL, MD, NY, OH, TX, UT, WA Modern Capital LLP — no CRD number reported |
| Money to insiders | Sales commissions: $427,205 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Includes sales commissions paid to all placement agents listed in this Form D. · The fund charges a management fee that is described in the fund's offering documents. |
| Signed by | /s/ Herman Gill, Chief Financial Officer of Polar Securities Inc. (Mar 1, 2013) |
| Changes vs prior filing | total sold: $73,114,985 → $76,214,985 sales commissions: $276,018 → $427,205 exemption: 06, 3C.7 → 06, 3C, 3C.7 Compared with the D/A filed Mar 1, 2012 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Mar 1, 2012 · amends 0001140361-11-012870 ↗ SEC file no. 021-100713 · accession 0001140361-12-012024 |
|---|---|
| Raise progress | $73,114,985 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Mar 1, 2012 (3347 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 1, 2012. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 13 total · issuer reported no non-accredited investors |
| Exemption claimed | 06; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Hamilton Miller Investments, LLC — FINRA BrokerCheck CRD 41896 ↗ Solicits in: AZ, CA, CO, CT, DC, DE, FL, GA, IL, MD, NY, OH, TX, UT, WA Modern Capital LLP — no CRD number reported |
| Money to insiders | Sales commissions: $276,018 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Includes sales commissions paid to all placement agents listed in this Form D. · The fund charges a management fee that is described in the fund's offering documents. |
| Signed by | Herman Gill, Chief Financial Officer of Polar Securities Inc. (Mar 1, 2012) |
| Changes vs prior filing | total sold: $62,764,985 → $73,114,985 investors: 12 → 13 sales commissions: $0 → $276,018 Compared with the D/A filed Mar 1, 2011 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Mar 1, 2011 · amends 0000902664-10-001201 ↗ SEC file no. 021-100713 · accession 0001140361-11-012870 |
|---|---|
| Raise progress | $62,764,985 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Mar 1, 2011 (2981 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 1, 2011. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 12 total · issuer reported no non-accredited investors |
| Exemption claimed | 06; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 The fund charges a management fee that is described in the fund's offering documents. |
| Signed by | Herman Gill, Chief Financial Officer of Polar Securities Inc. (Mar 1, 2011) |
| Changes vs prior filing | total sold: $20,264,985 → $62,764,985 investors: 8 → 12 exemption: 06, 3C, 3C.7 → 06, 3C.7 Compared with the D/A filed Mar 1, 2010 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Mar 1, 2010 · amends 9999999997-09-008801 ↗ SEC file no. 021-100713 · accession 0000902664-10-001201 |
|---|---|
| Raise progress | $20,264,985 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Jan 1, 2003 · Form D filed: Mar 1, 2010 (2616 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,697 days (23.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 1, 2010. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 8 total · issuer reported no non-accredited investors |
| Exemption claimed | 06; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $50,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 The fund charges a management fee that is described in the Fund's offering documents. |
| Signed by | Herman Gill, Chief Financial Officer of Polar Securities Inc. (Feb 24, 2010) |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months · most recent filing Oct 21, 2026.
| Name | Relationship | Address state | On filings | Also listed on |
|---|---|---|---|---|
| Gary Linford | Director | E9 | Mar 1, 2010 → Oct 21, 2026 | 122 other issuers |
| Gregory Bennett | Director | E9 | Mar 1, 2013 → Oct 21, 2026 | 66 other issuers |
| John P. Sabourin | Executive Officer | A6 | Dec 21, 2020 → Oct 21, 2026 | 4 other issuers |
| Polar Asset Management Partners Inc. entity | Executive Officer Investment Advisor | A6 | Dec 22, 2015 → Oct 21, 2026 | 8 other issuers |
| Richard G. Lemaich | Executive Officer | A6 | Dec 21, 2020 → Oct 21, 2026 | 4 other issuers |
| Richard S. Puma | Executive Officer, Director | A6 | Oct 19, 2023 → Oct 21, 2026 | 4 other issuers |
| Gary S. Linford | Director | E9 | Dec 21, 2020 → Oct 21, 2025 | 3 other issuers |
| Gregory S. Bennett | Director | E9 | Dec 21, 2020 → Oct 21, 2025 | 18 other issuers |
| Richard S. Vaughan | Director | E9 | Dec 21, 2020 → Oct 21, 2024 | 4 other issuers |
| Thomas J. Sabourin | Director Director of the Investment Advisor | A6 | Dec 21, 2020 → Oct 21, 2024 | 4 other issuers |
| Herman S. Gill | Executive Officer | A6 | Dec 21, 2020 → Oct 19, 2022 | 3 other issuers |
| Richard Vaughan | Director | E9 | Mar 1, 2010 → Dec 20, 2019 | 4 other issuers |
| Polar Securities Inc. entity | Promoter Investment Advisor | A6 | Mar 3, 2015 | 3 other issuers |
| CFS Company Ltd. CFS Company Ltd. entity | Director | E9 | Mar 1, 2010 → Mar 1, 2012 | 11 other issuers |
Executive officers, directors and promoters as self-reported by the issuer. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.
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Shared address: this business address appears on filings for 10 other issuers. Stated as a count only — many addresses are shared office buildings or registered agents.
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