Sponsor Check › Person
Related person on Form D filings · address state as listed: CT · listed Mar 10, 2009 → Sep 10, 2021
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 31 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Sep 10, 2021 D File 021-412873 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 3, 2021 D/A File 021-331279 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Nov 27, 2019 D/A File 021-170967 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | AQR Investments, LLC BrokerCheck CRD 289244 ↗ |
| EDGAR ↗ | Jan 31, 2019 D/A File 021-162254 | $0 | $0 | $0 The investment manager (or its) affiliate is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Dec 19, 2018 D/A File 021-276620 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Oct 16, 2018 D/A File 021-128674 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | Merrill, Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Feb 9, 2017 D/A File 021-173175 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Dec 7, 2016 D/A File 021-252789 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Nov 30, 2016 D/A File 021-231942 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Nov 18, 2016 D/A File 021-137403 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Oct 28, 2016 D/A File 021-143642 | $0 | $0 | $0 The Investment Manager (or its affiliate) is entitled to receive an annual managment fee in an amount equal to a specified percentage of assets uner management. | None listed on this filing |
| EDGAR ↗ | Oct 25, 2016 D/A File 021-250059 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Sep 13, 2016 D File 021-270467 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Sep 12, 2016 D/A File 021-197250 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Sep 2, 2016 D/A File 021-165603 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Aug 31, 2016 D/A File 021-200478 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Aug 18, 2016 D/A File 021-197423 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Jul 18, 2016 D/A File 021-157066 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Jul 13, 2016 D/A File 021-196880 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Jul 13, 2016 D/A File 021-198706 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Jul 8, 2016 D/A File 021-177457 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Jul 8, 2016 D/A File 021-199702 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Jun 24, 2016 D File 021-265690 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Apr 22, 2016 D/A File 021-103243 | $0 | $0 | $0 (est.) The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Apr 21, 2016 D File 021-261769 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Mar 29, 2016 D/A File 021-127899 | $0 | $0 | $0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Mar 4, 2016 D/A File 021-128716 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Feb 12, 2016 D File 021-257449 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Feb 26, 2013 D/A File 021-128627 | $0 | $0 | $0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Sep 23, 2011 D/A File 021-135642 | $0 | $0 | $0 The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Jun 26, 2009 D File 021-132290 | $0 | $0 | $0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | AVITUS ORTHOPAEDICS, INC. | Director | Sep 10, 2021 | D | $5,000,000 similar: $829,831–$9,999,998 | $5,000,000 | 2 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | CNH Finance, L.P. group: Cnh Finance | Executive Officer Manager of General Partner of Issuer | Sep 3, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $79,200,000 | 22 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CNH Finance, L.P. group: Cnh Finance | Executive Officer Manager of General Partner of Issuer | Sep 8, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $43,000,000 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Offshore Fund (GBP) Ltd. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Nov 27, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,862,475 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CNH Finance Fund I, L.P. group: Cnh Finance | Executive Officer Manager of the General Partner of the Issuer | Jan 31, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,800,000 | 13 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CNH Finance, L.P. group: Cnh Finance | Executive Officer Manager of the General Partner of the Issuer | Jan 24, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $29,200,000 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA XN Offshore Fund II Ltd. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $243,001,022 | 13 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Offshore Fund (GBP) Ltd. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 7, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,862,475 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Apex Total Return Fund, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Oct 16, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $198,573,676 | 592 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA XN Offshore Fund II Ltd. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 19, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $243,001,022 | 13 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Offshore Fund (GBP) Ltd. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 7, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $496,928,762 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CNH Finance Fund I, L.P. group: Cnh Finance | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Investment Manager of the Issuer. | Oct 25, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,993,299 | 13 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Apex Total Return Fund, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Oct 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $123,464,997 | 354 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CNH Diversified Opportunities Master Account, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Investment Manager of the Issuer. | Feb 9, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,963,940 | 7 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA XN Offshore Fund II Ltd. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 20, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Offshore Fund (GBP) Ltd. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 15, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $358,637,429 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Multi-Strategy Fund XII, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 7, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $750,262,187 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA AlphaPort 500 Fund, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Nov 30, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $450,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Fund II, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Nov 18, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,222,896,025 | 33 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Offshore Fund II Ltd. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Oct 28, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $247,330,011 | 20 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Multi-Strategy Fund X, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Oct 25, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,118,426,687 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CNH Finance Fund I, L.P. group: Cnh Finance | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Investment Manager of the Issuer. | Oct 24, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,993,299 | 13 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Apex Total Return Fund, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Oct 19, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $36,682,773 | 95 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR MULTI-STRATEGY FUND XVI, L.P. group: Aqr | Executive Officer Mark Mitchell, is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Sep 13, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA-Port Fund, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Sep 12, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $300,500,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Offshore Fund V Ltd. group: Aqr | Executive Officer Mark Mitchell, is an Executive Officer of CNH Partners, LLC, the sub-advisor of the Issuer. | Sep 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $286,305,208 | 6 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Multi-Strategy Fund VI, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Aug 31, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,037,918,378 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Offshore Multi-Strategy Fund VIII Ltd. | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Aug 18, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $206,622,218 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Fund III, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Jul 18, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,895,000 | 30 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA XN Offshore Fund, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Jul 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,335,202,091 | 60 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA XN Fund, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Jul 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,429,483,652 | 23 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Multi-Strategy Fund XI, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Jul 8, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $101,800,997 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Offshore Multi-Strategy Fund VII Ltd. | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the sub-advisor of the Issuer. | Jul 8, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $140,729,057 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Offshore Multi-Strategy Fund XVIII, L.P. group: Aqr | Executive Officer Mark Mitchell is and Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Jun 24, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CNH CA II, Ltd group: Aqr | Executive Officer Mark Mitchell is an executive officer of CNH Partners, LLC, the investment manager of the issuer. | Apr 22, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $214,553,558 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Apex Total Return Offshore Fund, L.P. group: Aqr | Executive Officer Mark Mitchell, is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Apr 21, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Sapphire Fund, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC. | Mar 29, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $353,183,145 | 6 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Offshore Fund, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Mar 4, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,428,357,997 | 67 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR CHURCHILL II OFFSHORE FUND, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Feb 12, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CNH Finance Fund I, L.P. group: Cnh Finance | Executive Officer Mark Mitchell is an Executive Officer of CNH Principal Partners II, LLC, the General Partner of the Issuer. | Dec 31, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,993,299 | 13 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Offshore Multi-Strategy Fund VIII Ltd. | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 31, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $206,622,218 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Multi-Strategy Fund VI, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 31, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,037,918,378 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Offshore Multi-Strategy Fund VII Ltd. | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the sub-advisor of the Issuer. | Dec 30, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $140,729,057 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Offshore Fund (GBP) Ltd. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 30, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $156,550,929 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA-Port Fund, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 21, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $300,500,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Fund III, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $19,995,000 | 29 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Multi-Strategy Fund XI, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $101,800,997 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Multi-Strategy Fund XII, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 10, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Sapphire Fund, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC. | Dec 7, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $353,183,145 | 6 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Fund III, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC. | Nov 17, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $19,995,000 | 29 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Fund II, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Nov 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,098,152,938 | 30 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Offshore Fund II Ltd. group: Aqr | Executive Officer Mark Mitchell is an executive officer of CNH Partners, LLC, a sub-advisor to AQR Capital Management, LLC in respect of the Issuer. | Nov 5, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $236,880,011 | 19 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Multi-Strategy Fund X, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Oct 26, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CNH CA II, Ltd group: Aqr | Executive Officer Mark Mitchell is an executive officer of CNH Partners, LLC, the investment manager of the issuer. | Sep 1, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $179,553,558 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA XN Offshore Fund, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Jul 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $983,758,464 | 41 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA XN Fund, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Jul 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $961,387,427 | 15 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Offshore Fund, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | May 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,119,873,608 | 64 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA AlphaPort 500 Fund, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Jan 12, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $450,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Offshore Fund (GBP) Ltd. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 31, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $149,949,649 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CNH Finance Fund I, L.P. group: Cnh Finance | Executive Officer Mark Mitchell is an Executive Officer of CNH Principal Partners II, LLC, the General Partner of the Issuer. | Dec 29, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,745,001 | 11 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Multi-Strategy Fund VI, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 23, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $609,619,710 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Offshore Multi-Strategy Fund VIII Ltd. | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 23, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $186,622,218 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA-Port Fund, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 23, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $300,500,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR Offshore Multi-Strategy Fund VII Ltd. | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the sub-advisor of the Issuer. | Dec 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $133,083,106 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | AQR DELTA Fund II, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | Dec 11, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,018,286,582 | 24 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CNH CA II, Ltd group: Aqr | Executive Officer Mark Mitchell is an executive officer of the investment manager of the issuer. | Nov 10, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $158,553,558 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CNH CA II, Ltd group: Aqr | Executive Officer Mark Mitchell is an executive officer of CNH Partners, LLC, the investment manager of the issuer. | Mar 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $137,553,558 | 5 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CNH Diversified Opportunities Master Account, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Principal Partners I, LLC, the General Partner of the Issuer. | Feb 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,963,940 | 7 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CNH Finance Fund I, L.P. group: Cnh Finance | Executive Officer Mark Mitchell is an Executive Officer of CNH Principal Partners II, LLC, the General Partner of the Issuer. | Jun 28, 2013 | D/A | Indefinite | $9,170,001 | 9 | $5,000,000 |
| EDGAR ↗ | CNH CA II, Ltd group: Aqr | Executive Officer Mark Mitchell is an executive officer of the investment manager of the issuer. | Mar 12, 2013 | D/A | Indefinite | $85,553,558 | 4 | $5,000,000 |
| EDGAR ↗ | CNH CA Institutional Fund, L.P. | Executive Officer Mark Mitchell is an executive officer of the General Partner of the Issuer. | Feb 26, 2013 | D/A | Indefinite | $61,395,375 | 10 | $5,000,000 |
| EDGAR ↗ | CNH Diversified Opportunities Master Account, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Principal Partners I, LLC, the General Partner of the Issuer. | Feb 7, 2013 | D/A | Indefinite | $4,963,940 | 3 | $5,000,000 |
| EDGAR ↗ | CNH Finance Fund I, L.P. group: Cnh Finance | Executive Officer Mark Mitchell is an Executive Officer of CNH Principal Partners II, LLC, the General Partner of the Issuer. | Jul 2, 2012 | D/A | Indefinite | $3,550,000 | 5 | $5,000,000 |
| EDGAR ↗ | CNH CA II, Ltd group: Aqr | Executive Officer Mark Mitchell is an executive officer of the investment manager of the issuer. | Mar 8, 2012 | D/A | Indefinite | $85,553,558 | 4 | $5,000,000 |
| EDGAR ↗ | CNH Diversified Opportunities Master Account, L.P. group: Aqr | Executive Officer Mark Mitchell is an Executive Officer of CNH Principal Partners I, LLC, the General Partner of the Issuer. | Feb 9, 2012 | D | Indefinite | $4,963,940 | 3 | $5,000,000 |
| EDGAR ↗ | Convertible Opportunities Bond Fund, L.P. group: Alphablend | Executive Officer Mark Mitchell is an executive officer of CNH Principal Partners II, LLC, the General Partner of the Issuer. | Sep 23, 2011 | D/A | Indefinite | $78,954,740 | 1 | $5,000,000 |
| EDGAR ↗ | CNH Finance Fund I, L.P. group: Cnh Finance | Executive Officer Mark Mitchell is an Executive Officer of CNH Principal Partners II, LLC, the General Partner of the Issuer. | Jul 5, 2011 | D | Indefinite | $0 | 0 | $5,000,000 |
| EDGAR ↗ | CNH CA II, Ltd group: Aqr | Executive Officer Mark Mitchell is an executive officer of the investment manager of the issuer. | Mar 10, 2011 | D/A | Indefinite | $85,553,558 | 4 | $5,000,000 |
| EDGAR ↗ | Convertible Opportunities Bond Fund, L.P. group: Alphablend | Executive Officer Mark Mitchell is an executive officer of CNH Principal Partners II, LLC, the General Partner of the Issuer. | Sep 29, 2010 | D/A | Indefinite | $78,954,740 | 1 | $5,000,000 |
| EDGAR ↗ | CNH CA II, Ltd group: Aqr | Executive Officer Mark Mitchell is an executive officer of the investment manager of the issuer. | Mar 10, 2010 | D/A | Indefinite | $85,553,558 | 4 | $5,000,000 |
| EDGAR ↗ | Convertible Opportunities Bond Fund, L.P. group: Alphablend | Executive Officer Mark Mitchell is an executive officer of the General Partner of the Issuer. | Oct 28, 2009 | D | Indefinite | $78,700,000 | 1 | $5,000,000 |
| EDGAR ↗ | Oregon Convertible Opportunities Bond Fund, L.P. | Executive Officer Mark Mitchell is an executive officer of the General Partner of the Issuer. | Jun 26, 2009 | D | Indefinite | $150,150,000 | 5 | $5,000,000 |
| EDGAR ↗ | CNH CA II, Ltd group: Aqr | Executive Officer Mark Mitchell is an executive officer of the investment manager of the issuer. | Mar 10, 2009 | D/A | Indefinite | $152,069,204 | 12 | $5,000,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Mark Mitchell. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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