PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:28 AM ET

Sponsor Check › Person

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Mark Buis

Named as an officer, director or promoter on SEC Form D filings · MI · Aug 16, 2016 → Jul 28, 2026

2deals (issuers)
$684Kreported sold
114investors
9Form D filings
2016–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:05 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Buis is listed as a director on 9 SEC Form D filings by 2 issuers between Dec 2010 and Jul 2026: GABRIEL ROEDER SMITH & CO /MI (Southfield, MI — industry reported as "Other" — 2010–2012; $378K reported sold to 66 investors) and Gabriel, Roeder, Smith & Co Holdings, Inc. (Southfield, MI — industry reported as "Other" — 2016–2026; $306K reported sold to 48 investors).

What this means 2 separate companies raised money with this person listed as director, over about 16 years. Across those companies the filings report $684K sold in total.

Listed alongside Judith A. Kermans (9 shared filings), Brad L. Armstrong (8 shared filings), Christine Scheer (8 shared filings), Theora P. Braccialarghe (8 shared filings), Mark R. Randall (6 shared filings) and 21 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

All 2 issuers belong to the sponsor group Gabriel Roeder Smith (2 issuers, $463K reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Gabriel Roeder Smith has 2 companies on file and $463K reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 12 court cases matching the name, 9 bankruptcy cases matching the name listed in Key records below.

What this means 21 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Mark Buis and found 3 differences, 1 worth asking the sponsor about: 6 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Buis has not run yet — it is joining a line of 17,116 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

12 cases: 7 closed (disposition not in docket feed), 1 open, 3 dismissed, 1 judgment

Buis v. B&N Clearing & Environmental, LLC closed
District Court, S.D. Ohio · No. 2:22-cv-02585 · Filed Jun 22, 2022 · Closed Dec 29, 2023
Role of Buis: Plaintiff · Outcome: Terminated 2023-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in OH (not a filing state)
BUIS v. CHOICE RECOVERY, INC. closed
District Court, S.D. Indiana · No. 1:22-cv-01203 · Filed Jun 15, 2022 · Closed Sep 12, 2022
Role of BUIS: Plaintiff · Outcome: Terminated 2022-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in IN (not a filing state)
Buis v. Atrium Medical Corporation closed
District Court, D. New Hampshire · No. 1:21-cv-00300 · Filed Apr 12, 2021 · Closed Feb 14, 2024
Role of Buis: Plaintiff · Outcome: Terminated 2024-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in NH (not a filing state)
Buis v. C.R. Bard, Inc. open
District Court, S.D. Ohio · No. 2:19-cv-04962 · Filed Nov 8, 2019 · Nature of suit: 367 Health care / pharm
Role of Buis: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in OH (not a filing state)
Buis v. Capital One Bank, N.A. dismissed
District Court, E.D. Virginia · No. 3:18-cv-00482 · Filed Jul 12, 2018 · Closed Dec 17, 2018 · Nature of suit: 480 Consumer Credit · Cause: 47:227 Restrictions of Use of Telephone Equipment
Role of Buis: Plaintiff · Outcome: Terminated 2018-12-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in VA (not a filing state)
Buis v. DePuy Orthopaedic, Inc closed
District Court, N.D. Texas · No. 3:13-cv-03803 · Filed Sep 18, 2013 · Closed Feb 24, 2022 · Nature of suit: 367 Health care / pharm
Role of Buis: Plaintiff · Outcome: Terminated 2022-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in TX (not a filing state)
Lee's Famous Recipes, Inc. v. Buis dismissed
District Court, W.D. Kentucky · No. 1:10-cv-00042 · Filed Mar 10, 2010 · Closed Jan 2, 2014 · Nature of suit: 220 Foreclosure
Role of Buis: Defendant · Outcome: Terminated 2014-01-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in KY (not a filing state)
Buis v. Wells Fargo Bank NA dismissed
District Court, N.D. Texas · No. 3:08-cv-00545 · Filed Mar 28, 2008 · Closed Dec 31, 2008 · Nature of suit: 220 Foreclosure
Role of Buis: Plaintiff · Outcome: Terminated 2008-12-31 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in TX (not a filing state)
Buis v. Wells Fargo Bank NA closed
District Court, N.D. Texas · No. 3:05-cv-00559 · Filed Mar 21, 2005 · Closed Nov 18, 2005 · Nature of suit: Real Property: Foreclosure · Cause: 28:1345 Foreclosure
Role of Buis: Plaintiff · Outcome: Terminated 2005-11-18 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in TX (not a filing state)
Buis v. Wells Fargo Bank, NA closed
District Court, N.D. Texas · No. Civ.A. 3:05-CV-0559-L · Filed Mar 21, 2005 · Closed Nov 18, 2005 · Nature of suit: 220 Foreclosure
Role of Buis: Plaintiff · Outcome: Terminated 2005-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in TX (not a filing state)
BUIS v. MONACO COACH CORPORATION closed
District Court, N.D. Florida · No. 3:04-cv-00058 · Filed Feb 18, 2004 · Closed Jun 9, 2004 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of BUIS: Plaintiff · Outcome: Terminated 2004-06-09 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in FL (not a filing state)
BUIS v. WZQ FINANCIAL INC judgment
District Court, C.D. Illinois · No. · Filed Jun 9, 1986 · Closed Jun 17, 1988 · Nature of suit: 850 Securities, Commodities, Exchange
Role of BUIS: Plaintiff · Outcome: Terminated 1988-06-17 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in IL (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:05 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Buis..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

Buis, III v. JPMorgan Chase Bank NA closed
United States Bankruptcy Court, N.D. Illinois · No. 13-00192 · Filed Feb 13, 2013 · Closed Apr 10, 2013
Role of Buis, III: Plaintiff · Outcome: Case closed 2013-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in IL (not a filing state)
Buis v. First Bank closed
United States Bankruptcy Court, S.D. Illinois · No. 10-03217 · Filed Dec 8, 2010 · Closed Dec 30, 2010
Role of Buis: Plaintiff · Outcome: Case closed 2010-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in IL (not a filing state)
Carmel Financial Corp., Inc. v. Buis closed
United States Bankruptcy Court, E.D. Kentucky · No. 06-05187 · Filed Aug 25, 2006 · Closed Jan 19, 2007
Role of Buis: Defendant · Outcome: Case closed 2007-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in KY (not a filing state)
Kleven v. Buis Oil Company, Inc. closed
United States Bankruptcy Court, N.D. Indiana · No. 03-01366 · Filed Oct 6, 2003 · Closed Feb 25, 2005
Role of Buis Oil Company, Inc.: Defendant · Outcome: Case closed 2005-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in IN (not a filing state)
Buis v. Monumental Investment Corporation closed
United States Bankruptcy Court, E.D. Virginia · No. 01-03107 · Filed Jun 15, 2001 · Closed Dec 11, 2001
Role of Buis: Plaintiff · Outcome: Case closed 2001-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in VA (not a filing state)
Buis v. Midland Mortgage Company closed
United States Bankruptcy Court, E.D. Virginia · No. 00-03064 · Filed May 4, 2000 · Closed Jun 30, 2000
Role of Buis: Plaintiff · Outcome: Case closed 2000-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in VA (not a filing state)
Buis v. Mercury Finance Company of Virginia closed
United States Bankruptcy Court, E.D. Virginia · No. 99-03196 · Filed Dec 3, 1999 · Closed Jan 7, 2000
Role of Buis: Plaintiff · Outcome: Case closed 2000-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in VA (not a filing state)
Buis v. Summit Builders of Virginia, Inc. closed
United States Bankruptcy Court, E.D. Virginia · No. 97-03079 · Filed May 13, 1997 · Closed Mar 10, 1998
Role of Buis: Plaintiff · Outcome: Case closed 1998-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in VA (not a filing state)
Buis v. Summit Builders of Virginia, Inc. closed
United States Bankruptcy Court, E.D. Virginia · No. 97-03078 · Filed May 13, 1997 · Closed Mar 10, 1998
Role of Buis: Plaintiff · Outcome: Case closed 1998-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in VA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:05 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Mark Buis — 1 worth asking about (compared 9 filings on Oct 24, 2026)

Worth asking · May 31, 2016 – Jul 28, 2026

6 Form Ds were filed more than 15 days after the first sale

Form D filed 119 days after the first sale — Gabriel, Roeder, Smith & Co Holdings, Inc. · Form D filed 68 days after the first sale — Gabriel, Roeder, Smith & Co Holdings, Inc. · Form D filed 143 days after the first sale — Gabriel, Roeder, Smith & Co Holdings, Inc. · Form D filed 67 days after the first sale — Gabriel, Roeder, Smith & Co Holdings, Inc. · Form D filed 77 days after the first sale — Gabriel, Roeder, Smith & Co Holdings, Inc. · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jul 28, 2026 ↗Gabriel, Roeder, Smith & Co Holdings, Inc. — PartnerFacts page ↗Form D · Aug 6, 2025 ↗Form D · Aug 23, 2024 ↗
Sources
Note · Nov 30, 2010 – Aug 6, 2025

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Gabriel, Roeder, Smith & Co Holdings, Inc. (latest filing Aug 6, 2025) · No amendment in the last 12 months on an offering that may still be open — Gabriel, Roeder, Smith & Co Holdings, Inc. (latest filing Aug 23, 2024) · No amendment in the last 12 months on an offering that may still be open — GABRIEL ROEDER SMITH & CO /MI (latest filing Dec 11, 2012) · No amendment in the last 12 months on an offering that may still be open — GABRIEL ROEDER SMITH & CO /MI (latest filing Dec 9, 2011) · No amendment in the last 12 months on an offering that may still be open — GABRIEL ROEDER SMITH & CO /MI (latest filing Dec 13, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 6, 2025 ↗Gabriel, Roeder, Smith & Co Holdings, Inc. — PartnerFacts page ↗Form D · Aug 23, 2024 ↗Form D · Dec 11, 2012 ↗
Sources
Note · Dec 13, 2010 – Aug 16, 2016

Mark Buis is written 2 different ways on the filings

listed as "Mark H. Buis" on 3 filings (from Dec 13, 2010), and "Mark Buis" on 6 filings (from Aug 16, 2016).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Dec 13, 2010 ↗Form D · Aug 16, 2016 ↗Mark Buis — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 9 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 28, 2026 D
Gabriel, Roeder, Smith & Co Holdings, Inc.
File 021-592318
$0$0$0None listed on this filingEDGAR ↗
Aug 6, 2025 D
Gabriel, Roeder, Smith & Co Holdings, Inc.
File 021-553836
$0$0$0None listed on this filingEDGAR ↗
Aug 23, 2024 D
Gabriel, Roeder, Smith & Co Holdings, Inc.
File 021-522320
$0$0$0None listed on this filingEDGAR ↗
Aug 6, 2018 D
Gabriel, Roeder, Smith & Co Holdings, Inc.
File 021-318527
$0$0$0None listed on this filingEDGAR ↗
Jun 28, 2017 D
Gabriel, Roeder, Smith & Co Holdings, Inc.
File 021-289601
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2016 D
Gabriel, Roeder, Smith & Co Holdings, Inc.
File 021-269000
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2012 D
GABRIEL ROEDER SMITH & CO /MI
File 021-188177
$0$0$0None listed on this filingEDGAR ↗
Dec 9, 2011 D
GABRIEL ROEDER SMITH & CO /MI
File 021-169840
$0$0$0None listed on this filingEDGAR ↗
Dec 13, 2010 D
GABRIEL ROEDER SMITH & CO /MI
File 021-151756
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Mark Buis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GR
Other · group: Gabriel Roeder Smith

Gabriel, Roeder, Smith & Co Holdings, Inc.

Southfield, MI · Aug 16, 2016 → Jul 28, 2026 · 6 filings
  • Jul 28, 2026 · D · $95,943 sold of $1,110,450 · 0 investors · min. $740 · role: Director EDGAR ↗
  • Aug 6, 2025 · D · $148,742 sold of $871,200 · 10 investors · min. $580 · role: Director EDGAR ↗
  • Aug 23, 2024 · D · $93,855 sold of $761,400 · 7 investors · min. $507 · role: Director EDGAR ↗
  • Aug 6, 2018 · D · $86,954 sold of $86,954 · 11 investors · min. $37 · role: Director EDGAR ↗
  • Jun 28, 2017 · D · $306,065 sold of $306,065 · 48 investors · min. $25 · role: Director EDGAR ↗
  • Aug 16, 2016 · D · $80,770 sold of $80,770 · 10 investors · min. $25 · role: Director EDGAR ↗

Raised $306K from 48 investors (28% of the $1.11M target) as of the latest filing. Mark is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GR
Other · group: Gabriel Roeder Smith

GABRIEL ROEDER SMITH & CO /MI

Southfield, MI · Dec 13, 2010 → Dec 11, 2012 · 3 filings
  • Dec 11, 2012 · D · $232,206 sold of $379,050 · 44 investors · min. $25 · role: Director EDGAR ↗
  • Dec 9, 2011 · D · $290,418 sold of $376,800 · 40 investors · min. $23 · role: Director EDGAR ↗
  • Dec 13, 2010 · D · $324,387 sold of $346,050 · 41 investors · min. $23 · role: Director EDGAR ↗

Raised $378K from 66 investors (100% of the $379K target) as of the latest filing. Mark is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Mark 26

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Judith A. Kermans

Director, Executive Officer · 9 shared filings (2 issuers)

Listed on the same filings as Mark Buis. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Theora P. Braccialarghe

Director, Executive Officer · 8 shared filings (2 issuers)

Listed on the same filings as Mark Buis. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Brad L. Armstrong

Director · 8 shared filings (2 issuers)

Listed on the same filings as Mark Buis. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Christine Scheer

Executive Officer · 8 shared filings (2 issuers)

Listed on the same filings as Mark Buis. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Mark R. Randall

Executive Officer, Director · 6 shared filings (2 issuers)

Listed on the same filings as Mark Buis. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian B. Murphy

Executive Officer, Director · 5 shared filings (2 issuers)

Listed on the same filings as Mark Buis. Their page shows their other deals.

LW
No photo found yet (own website and image search run after this page is viewed)
Person

Lewis Ward

Director · 4 shared filings (2 issuers)

Listed on the same filings as Mark Buis. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Steinbrunner

Director · 4 shared filings (2 issuers)

Listed on the same filings as Mark Buis. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel White

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Buis. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Amrose

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Buis. Their page shows their other deals.

NJ
No photo found yet (own website and image search run after this page is viewed)
Person

Norman Jones

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Buis. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Newton

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Buis. Their page shows their other deals.

LW
No photo found yet (own website and image search run after this page is viewed)
Person

Lance Weiss

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Buis. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Hansen

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Buis. Their page shows their other deals.

PK
No photo found yet (own website and image search run after this page is viewed)
Person

Piotr Krekora

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Buis. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Lyle

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Buis. Their page shows their other deals.

FD
No photo found yet (own website and image search run after this page is viewed)
Person

F. Kenneth Davis

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Buis. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

J. Stephen Palmquist

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Buis. Their page shows their other deals.

LT
No photo found yet (own website and image search run after this page is viewed)
Person

Leslie L Thompson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Buis. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

James Anderson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Buis. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

David T. Kausch

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Buis. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John Krienke

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Buis. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Ryan Falls

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Buis. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rebecca Stouffer

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Buis. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Mahalik

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Buis. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Wood

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Buis. Their page shows their other deals.

The team behind the deals

GR
Sponsor group

Gabriel Roeder Smith

2 issuers · 18 filings · $463K reported sold · 2009–2026

One team, 2 deal companies. Mark Buis is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Buis.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Buis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Buis is listed on: none on file. No website or social profile named in GABRIEL ROEDER SMITH & CO /MI's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #295,396 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Southfield, MI). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Michigan state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Michigan Secretary of State business search ↗OpenCorporates ↗

Change history

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