F. Kenneth Davis is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Dec 2009 and Dec 2010: GABRIEL ROEDER SMITH & CO /MI (Southfield, MI — industry reported as "Other" — 2009–2010; $378K reported sold to 66 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Gabriel Roeder Smith (2 issuers, $463K reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Gabriel Roeder Smith has 2 companies on file and $463K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for F. Kenneth Davis and found 2 differences: No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.