PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:17 AM ET

Sponsor Check › Person

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Marc Unger

Named as an officer, director or promoter on SEC Form D filings · NY · Dec 15, 2017 → Dec 11, 2020

7deals (issuers)
$1.73Breported sold
102investors
10Form D filings
2017–2020years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:40 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Marc Unger is listed as an executive officer on 10 SEC Form D filings by 7 issuers between Dec 2017 and Dec 2020. Largest by amount reported sold: Harvest Partners Structured Capital Fund II, L.P. (New York, NY — pooled investment fund — 2017–2018; $570.2M reported sold to 30 investors), Harvest Partners Structured Capital Fund III, L.P. (New York, NY — pooled investment fund — 2020; $494.6M reported sold to 22 investors), Harvest Partners Structured Capital Fund III (Parallel), L.P. (New York, NY — pooled investment fund — 2020; $449M reported sold to 22 investors), Harvest Partners Structured Capital Fund II (Parallel), L.P. (New York, NY — pooled investment fund — 2017–2018; $216M reported sold to 6 investors), Harvest SR Co-Invest, L.P. (New York, NY — pooled investment fund — 2020) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $1.73B sold in total.

Listed alongside Ira D. Kleinman (10 shared filings), John Campbell Wilkins, Jr. (10 shared filings), Michael B. DeFlorio (10 shared filings), Stephen Eisenstein (10 shared filings), Thomas W. Arenz (10 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Marc. Each name links to their own page.

All 7 issuers belong to the sponsor group Harvest (29 issuers, $12.6B reported sold, 2011–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Harvest has 29 companies on file and $12.6B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Marc Unger and found 9 differences, 6 worth asking the sponsor about: Bankruptcy case: Marc Unger; Bankruptcy case: Marc L Unger; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Marc Unger has not run yet — it is joining a line of 50,875 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:40 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Marc Unger..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Marc Unger closed
United States Bankruptcy Court, D. New Jersey · No. 13-18987 · Filed Apr 26, 2013 · Closed Oct 8, 2013
Role of Marc Unger: Debtor · Outcome: Case closed 2013-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in NJ (not a filing state)
Marc L Unger closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 11-15010 · Filed Jun 24, 2011 · Closed Oct 17, 2011
Role of Marc L Unger: Debtor · Outcome: Case closed 2011-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:40 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Marc Unger — 6 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Apr 26, 2013 – Oct 8, 2013

Bankruptcy case: Marc Unger — filed Apr 26, 2013

United States Bankruptcy Court, D. New Jersey docket "Marc Unger" filed Apr 26, 2013, closed Oct 8, 2013. Marc Unger is listed as Debtor. Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jun 24, 2011 – Oct 17, 2011

Bankruptcy case: Marc L Unger — filed Jun 24, 2011

United States Bankruptcy Court, E.D. Pennsylvania docket "Marc L Unger" filed Jun 24, 2011, closed Oct 17, 2011. Marc Unger is listed as Debtor ("Marc L Unger"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Oct 26, 2018 – Jun 29, 2021

Marc Unger appears on 6 deals that stopped filing before reaching their target

Harvest Partners Structured Capital Fund III (Parallel), L.P. (last filing Jun 29, 2021; $449,000,000 sold of $1,000,000,000); Harvest Strategic Associates Structured Capital Fund III, L.P. (last filing Jun 29, 2021; $0 sold of $1,000,000,000); Harvest Partners Structured Capital Fund III, L.P. (last filing Jun 29, 2021; $494,625,380 sold of $1,000,000,000); Harvest SR Co-Invest, L.P. (last filing Dec 11, 2020; $0 sold of $25,000,000); Harvest Strategic Associates Structured Capital Fund II, L.P. (last filing Oct 26, 2018; $0 sold of $800,000,000); Harvest Partners Structured Capital Fund II (Parallel), L.P. (last filing Oct 26, 2018; $216,000,000 sold of $800,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Feb 14, 2018 – Oct 26, 2018

No amendment in the last 12 months on an offering that may still be open — Harvest Partners Structured Capital Fund II (Parallel), L.P. (latest filing Oct 26, 2018)

The latest filing for this offering is dated Oct 26, 2018 (first sale Feb 14, 2018). It reports $216,000,000 sold of $800,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Dec 18, 2017 – Oct 26, 2018

No amendment in the last 12 months on an offering that may still be open — Harvest Partners Structured Capital Fund II, L.P. (latest filing Oct 26, 2018)

The latest filing for this offering is dated Oct 26, 2018 (first sale Dec 18, 2017). It reports $570,200,000 sold of $800,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Worth asking · Jun 30, 2020 – Jun 29, 2021

Marc Unger is no longer listed on the Jun 29, 2021 amendment — Harvest Partners Structured Capital Fund III, L.P.

Marc Unger appears on the Jun 30, 2020 Form D (executive officer) but not on the Jun 29, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Jun 30, 2020 – Jun 29, 2021

Marc Unger is no longer listed on the Jun 29, 2021 amendment — Harvest Strategic Associates Structured Capital Fund III, L.P.

Marc Unger appears on the Jun 30, 2020 Form D (executive officer) but not on the Jun 29, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Jun 30, 2020 – Jun 29, 2021

Marc Unger is no longer listed on the Jun 29, 2021 amendment — Harvest Partners Structured Capital Fund III (Parallel), L.P.

Marc Unger appears on the Jun 30, 2020 Form D (executive officer) but not on the Jun 29, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Dec 15, 2017 – Jun 29, 2021

6 offerings changed their target amount between filings

Offering amount changed between filings — Harvest Partners Structured Capital Fund III, L.P. · Offering amount changed between filings — Harvest Strategic Associates Structured Capital Fund III, L.P. · Offering amount changed between filings — Harvest Partners Structured Capital Fund III (Parallel), L.P. · Offering amount changed between filings — Harvest Partners Structured Capital Fund II (Parallel), L.P. · Offering amount changed between filings — Harvest Strategic Associates Structured Capital Fund II, L.P. · and 1 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

6 of 7 offerings report sales commissions totalling $33,930,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 11, 2020 D
Harvest SR Co-Invest, L.P.
File 021-382939
$0$0$0
The Issuer will pay management fees to its investment manager, Harvest Partners, LP.
None listed on this filingEDGAR ↗
Jun 30, 2020 D
Harvest Partners Structured Capital Fund III (Parallel), L.P.
File 021-369920
$5,550,000 (est.)$0$0
The GP of the Issuer is entitled to a carried interest. The Issuer will also pay management fees to its investment manager, Harvest Partners SCF, LP. The carried interest and management fee are disclosed in the Issuer's confidential offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jun 30, 2020 D
Harvest Strategic Associates Structured Capital Fund III, L.P.
File 021-369921
$5,550,000 (est.)$0$0
The general partner of the Issuer is entitled to a carried interest. The carried interest is disclosed in the Issuer's confidential offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jun 30, 2020 D
Harvest Partners Structured Capital Fund III, L.P.
File 021-369922
$5,550,000 (est.)$0$0
The GP of the Issuer is entitled to a carried interest. The Issuer will also pay management fees to its investment manager, Harvest Partners SCF, LP. The carried interest and management fee are disclosed in the Issuer's confidential offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Oct 26, 2018 D/A
Harvest Strategic Associates Structured Capital Fund II, L.P.
File 021-300924
$5,760,000 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Innovation Partners, LLC BrokerCheck CRD 146344 ↗
EDGAR ↗
Oct 26, 2018 D/A
Harvest Partners Structured Capital Fund II (Parallel), L.P.
File 021-300925
$5,760,000 (est.)$0$0
The Issuer will pay management fees to its investment manager, Harvest Partners SCF, LP.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Innovation Partners, LLC BrokerCheck CRD 146344 ↗
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
EDGAR ↗
Oct 26, 2018 D/A
Harvest Partners Structured Capital Fund II, L.P.
File 021-300927
$5,760,000 (est.)$0$0
The Issuer will pay management fees to its investment manager, Harvest Partners SCF, LP.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Innovation Partners, LLC BrokerCheck CRD 146344 ↗
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Marc Unger on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Harvest

Harvest SR Co-Invest, L.P.

New York, NY · Dec 11, 2020
  • Dec 11, 2020 · D · $0 sold of $25,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Marc is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Strategic Associates Structured Capital Fund III, L.P.

New York, NY · Jun 30, 2020
  • Jun 30, 2020 · D · $0 sold of $1,000,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

22 investors reported; no amount sold yet as of the latest filing. Marc is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Partners Structured Capital Fund III (Parallel), L.P.

New York, NY · Jun 30, 2020
  • Jun 30, 2020 · D · $0 sold of $1,000,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

Raised $449M from 22 investors (45% of the $1B target) as of the latest filing. Marc is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Partners Structured Capital Fund III, L.P.

New York, NY · Jun 30, 2020
  • Jun 30, 2020 · D · $0 sold of $1,000,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

Raised $494.6M from 22 investors (49% of the $1B target) as of the latest filing. Marc is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Partners Structured Capital Fund II (Parallel), L.P.

New York, NY · Dec 15, 2017 → Oct 26, 2018 · 2 filings
  • Oct 26, 2018 · D/A · $216,000,000 sold of $800,000,000 · 6 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Dec 15, 2017 · D · $0 sold of $600,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

Raised $216M from 6 investors (27% of the $800M target) as of the latest filing. Marc is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Strategic Associates Structured Capital Fund II, L.P.

New York, NY · Dec 15, 2017 → Oct 26, 2018 · 2 filings
  • Oct 26, 2018 · D/A · $0 sold of $800,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Dec 15, 2017 · D · $0 sold of $600,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Marc is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Partners Structured Capital Fund II, L.P.

New York, NY · Dec 15, 2017 → Oct 26, 2018 · 2 filings
  • Oct 26, 2018 · D/A · $570,200,000 sold of $800,000,000 · 30 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Dec 15, 2017 · D · $0 sold of $600,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

Raised $570.2M from 30 investors (71% of the $800M target) as of the latest filing. Marc is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Marc 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Eisenstein

Executive Officer · 10 shared filings (7 issuers) · also on 12 other issuers

Stephen Eisenstein is on 19 issuers in total — a repeat sponsor. Their page lists every one.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas W. Arenz

Executive Officer · 10 shared filings (7 issuers) · also on 14 other issuers

Thomas W. Arenz is on 21 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael B. DeFlorio

Executive Officer · 10 shared filings (7 issuers) · also on 21 other issuers

Michael B. DeFlorio is on 28 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Campbell Wilkins, Jr.

Executive Officer · 10 shared filings (7 issuers) · also on 15 other issuers

John Campbell Wilkins, Jr. is on 22 issuers in total — a repeat sponsor. Their page lists every one.

IK
No photo found yet (own website and image search run after this page is viewed)
Person

Ira D. Kleinman

Executive Officer · 10 shared filings (7 issuers) · also on 16 other issuers

Ira D. Kleinman is on 23 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Murphy

Executive Officer · 9 shared filings (6 issuers)

Sean Murphy is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Duke

Executive Officer · 9 shared filings (6 issuers) · also on 3 other issuers

Steven Duke is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark C. Smith

Executive Officer · 6 shared filings (3 issuers)

Listed on the same filings as Marc Unger. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jamie E. Toothman

Executive Officer · 4 shared filings (4 issuers) · also on 12 other issuers

Jamie E. Toothman is on 16 issuers in total — a repeat sponsor. Their page lists every one.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Glickman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Marc Unger. Their page shows their other deals.

The team behind the deals

Sponsor group

Harvest

29 issuers · 62 filings · $12.6B reported sold · 2011–2026

One team, 29 deal companies. Marc Unger is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Marc Unger.

Same business address

15 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Marc Unger by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Marc Unger is listed on: none on file. No website or social profile named in Harvest SR Co-Invest, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #203,821 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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