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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:00 AM ET

Sponsor Check › Person

Madding King, III
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Madding King, III

Named as an officer, director or promoter on SEC Form D filings · AL, TN · Jan 2, 2008 → Sep 26, 2025

24deals (issuers)
$73Mreported sold
303investors
51Form D filings
2008–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Madding King, III is listed as an executive officer, director, and promoter on 51 SEC Form D filings by 24 issuers between Jan 2008 and Sep 2025. Largest by amount reported sold: Brookline SPV, LLC (Series D) (Birmingham, AL — investing — 2024; $11.8M reported sold to 46 investors), Brookline Value Investment Fund, LLC (Birmingham, AL — investing — 2010–2015; $11.4M reported sold to 15 investors), Brookline Pope Asset Fund I, LLC (Birmingham, AL — investing — 2009–2014; $10.6M reported sold to 39 investors), CSA Biotechnology Fund II, LLC (Birmingham, AL — investment banking — 2008–2009; $8.55M reported sold to 58 investors), Camp One Ventures (Fund C), LLC (Birmingham, AL — investing — 2015–2016; $6.78M reported sold to 30 investors) and 19 more (all listed below).

What this means That is a lot of deals — 24 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $73M sold in total.

Listed alongside J. Rainer Twiford (40 shared filings), Hollis N. Gieger, Jr. (9 shared filings), Robert A. Claassen (9 shared filings), Hossein Dovlatabadi (8 shared filings), Andrew P. Aromando (6 shared filings) and 16 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Madding. Each name links to their own page.

23 of the issuers belong to the sponsor group Brookline (24 issuers, $62.5M reported sold, 2008–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Brookline has 24 companies on file and $62.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name listed in Key records below.

What this means 1 record came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 51 public filings for Madding King, III and found 24 differences, 8 worth asking the sponsor about: Regulator action naming a team member: Advisors, Inc. f/k/a Public Employees Financial Advisors,Inc. and Thomas Leroy Brown (Sep 26, 1997); 53% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026).

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

Barber v. Madding King open
District Court, N.D. Alabama · No. 2:26-cv-01170 · Filed Jul 7, 2026 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Madding King: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (rare in federal dockets); 3 people with this name in Form D filings; court in the person's filing state (AL)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Madding King, III..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

24 differences found between the filings for Madding King, III — 8 worth asking about (compared the newest 50 of 51 filings on Oct 24, 2026; older filings not covered)

Worth asking · Sep 26, 1997

Regulator action naming a team member: Advisors, Inc. f/k/a Public Employees Financial Advisors,Inc. and Thomas Leroy Brown (Sep 26, 1997)

A ap release dated Sep 26, 1997 names Thomas P. Brown (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Advisors, Inc. f/k/a Public Employees Financial Advisors,Inc. and Thomas Leroy Brown ↗Thomas P. Brown — PartnerFacts page ↗
Sources
Note · Mar 8, 2002 – Jan 23, 2003

Bankruptcy case: Hart & Iliff Fuel Oil Co. v. Aromando — filed Mar 8, 2002

United States Bankruptcy Court, D. New Jersey docket "Hart & Iliff Fuel Oil Co. v. Aromando" filed Mar 8, 2002, closed Jan 23, 2003. Andrew P. Aromando (listed on the same filings) is listed as Defendant ("Aromando"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗Andrew P. Aromando — PartnerFacts page ↗
Sources
Worth asking · Oct 28, 2010

53% of the money raised went to insiders — Cahaba Pharmaceuticals, LLC

The Oct 28, 2010 Form D reports $500,000 sold and $264,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "$22,000 per month to Chief Executive Officer".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Oct 28, 2010 ↗Cahaba Pharmaceuticals, LLC — PartnerFacts page ↗
Sources
Worth asking · May 29, 2009

26% of the money raised went to insiders — Cahaba Pharmaceuticals, LLC

The May 29, 2009 Form D/A reports $831,959 sold and $216,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "$18,000 per month salary to Chief Executive Officer.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · May 29, 2009 ↗Cahaba Pharmaceuticals, LLC — PartnerFacts page ↗
Sources
Note · Aug 24, 2015

24% of the money raised went to insiders — Saba Labs, LLC

The Aug 24, 2015 Form D/A reports $1,225,000 sold and $300,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Aug 24, 2015 ↗Saba Labs, LLC — PartnerFacts page ↗
Sources
Note · Sep 9, 2009

Brookline ZIFMM, LLC is both a listed director and a paid seller — Brookline Ziopharm Investment Fund, LLC

The Sep 9, 2009 Form D lists Brookline ZIFMM, LLC as director of the issuer and also as a person receiving sales compensation (no CRD number given).

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Form D · Sep 9, 2009 ↗Brookline ZIFMM, LLC — PartnerFacts page ↗Brookline Ziopharm Investment Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · May 11, 2009 – Oct 6, 2020

Madding King, III appears on 11 deals that stopped filing before reaching their target

Camp One Ventures (Fund B), LLC (last filing Oct 6, 2020; $0 sold of $12,000,000); Camp One Ventures (Fund D), LLC (last filing Jul 5, 2017; $0 sold of $30,000,000); Camp One Ventures (Fund C), LLC (last filing Sep 15, 2016; $6,775,000 sold of $30,000,000); Brookline Special Situations Fund, LLC (last filing Mar 7, 2013; $1,700,000 sold of $5,000,000); Cahaba Pharmaceuticals, LLC (last filing Jan 18, 2013; $831,959 sold of $3,000,000); Camp One Ventures, LLC (last filing May 31, 2012; $1,150,000 sold of $5,000,000); and 5 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Camp One Ventures (Fund B), LLC — PartnerFacts page ↗Camp One Ventures (Fund D), LLC — PartnerFacts page ↗Camp One Ventures (Fund C), LLC — PartnerFacts page ↗Brookline Special Situations Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · Sep 9, 2009 – Dec 10, 2009

4 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Nonapplicable — Brookline Ziopharm Investment Fund II, LLC · Paid seller listed without a CRD number: N/A - No Comp. Being Received — Capital Strategies Advisors Fund II, LLC · Paid seller listed without a CRD number: Capital Strategies Advisors Fund II, LLC — Capital Strategies Advisors Fund II, LLC · Paid seller listed without a CRD number: Brookline ZIFMM, LLC — Brookline Ziopharm Investment Fund, LLC

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Dec 10, 2009 ↗BrokerCheck search: Nonapplicable ↗Brookline Ziopharm Investment Fund II, LLC — PartnerFacts page ↗Form D/A · Dec 9, 2009 ↗
Sources
Worth asking · Jul 22, 2022 – Sep 26, 2025

5 Form Ds were filed more than 15 days after the first sale

Form D filed 177 days after the first sale — Brookline SPV, LLC - Series H · Form D filed 326 days after the first sale — Brookline SPV, LLC - Series G · Form D filed 105 days after the first sale — Brookline SPV, LLC - Series F · Form D filed 686 days after the first sale — Brookline SPV, LLC (Series E) · Form D filed 711 days after the first sale — Brookline SPV, LLC (Series D)

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Sep 26, 2025 ↗Brookline SPV, LLC - Series H — PartnerFacts page ↗Form D · Jul 23, 2025 ↗Brookline SPV, LLC - Series G — PartnerFacts page ↗
Sources
Note · Feb 28, 2008 – Jun 21, 2019

16 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Brookline SPV, LLC (latest filing Jun 21, 2019) · No amendment in the last 12 months on an offering that may still be open — Camp One Ventures (Fund C), LLC (latest filing Mar 29, 2016) · No amendment in the last 12 months on an offering that may still be open — Brookline Value Investment Fund, LLC (latest filing Apr 6, 2015) · No amendment in the last 12 months on an offering that may still be open — Brookline Pope Asset Fund I, LLC (latest filing Feb 19, 2014) · No amendment in the last 12 months on an offering that may still be open — Brookline Special Situations Fund, LLC (latest filing Mar 7, 2013) · and 11 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 21, 2019 ↗Brookline SPV, LLC — PartnerFacts page ↗Form D/A · Mar 29, 2016 ↗Camp One Ventures (Fund C), LLC — PartnerFacts page ↗
Sources
Worth asking · Sep 26, 2025 – Aug 13, 2026

Madding King, III is no longer listed on the Aug 13, 2026 amendment — Brookline SPV, LLC - Series H

Madding King, III appears on the Sep 26, 2025 Form D (executive officer) but not on the Aug 13, 2026 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Sep 26, 2025 ↗Form D/A · Aug 13, 2026 ↗Madding King, III — PartnerFacts page ↗Brookline SPV, LLC - Series H — PartnerFacts page ↗
Sources
Worth asking · Jul 23, 2025 – Aug 13, 2026

Madding King, III is no longer listed on the Aug 13, 2026 amendment — Brookline SPV, LLC - Series G

Madding King, III appears on the Jul 23, 2025 Form D (executive officer) but not on the Aug 13, 2026 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jul 23, 2025 ↗Form D/A · Aug 13, 2026 ↗Madding King, III — PartnerFacts page ↗Brookline SPV, LLC - Series G — PartnerFacts page ↗
Sources
Note · Feb 16, 2010 – Mar 2, 2017

7 role changes for the same people across filings

Madding King, III's role changed at Saba Labs, LLC: director → executive officer · Madding King, III's role changed at Saba Labs, LLC: executive officer → director · Madding King, III's role changed at Saba Labs, LLC: director → executive officer · Madding King, III's role changed at Brookline Tracon Investment Fund II, LLC: executive officer, director → promoter · Madding King, III's role changed at Saba Labs, LLC: executive officer, director → director · and 2 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Aug 23, 2016 ↗Form D/A · Mar 2, 2017 ↗Madding King, III — PartnerFacts page ↗Saba Labs, LLC — PartnerFacts page ↗
Sources
Note · Mar 30, 2009 – Aug 24, 2015

5 offerings changed their target amount between filings

Offering amount changed between filings — Saba Labs, LLC · Offering amount changed between filings — Brookline Pope Asset Fund I, LLC · Offering amount changed between filings — Brookline Pope Asset Fund I, LLC · Offering amount changed between filings — Capital Strategies Advisors Fund II, LLC · Offering amount changed between filings — Cahaba Pharmaceuticals, LLC

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Mar 26, 2015 ↗Form D/A (later) · Aug 24, 2015 ↗Saba Labs, LLC — PartnerFacts page ↗Form D/A (earlier) · Feb 11, 2011 ↗
Sources
Note · Feb 11, 2011 – Feb 19, 2014

Minimum investment changed between filings — Brookline Pope Asset Fund I, LLC

The Feb 11, 2011 filing lists a minimum of $25,000; the Feb 19, 2014 Form D/A lists $1.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 11, 2011 ↗Form D/A (later) · Feb 19, 2014 ↗Brookline Pope Asset Fund I, LLC — PartnerFacts page ↗
Sources
Note · Jan 2, 2008 – Nov 24, 2009

Minimum investment changed between filings — CSA Biotechnology Fund II, LLC

The Jan 2, 2008 filing lists a minimum of $125,000; the Nov 24, 2009 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 2, 2008 ↗Form D/A (later) · Nov 24, 2009 ↗CSA Biotechnology Fund II, LLC — PartnerFacts page ↗
Sources
Note · Jan 2, 2008 – Apr 5, 2010

Madding King, III is written 2 different ways on the filings

listed as "Madding King III" on 46 filings (from Jan 2, 2008), and "Madding King" on 5 filings (from Apr 5, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 2, 2008 ↗Form D · Apr 5, 2010 ↗Madding King, III — PartnerFacts page ↗
Sources
Note · Dec 20, 2013 – Mar 2, 2017

Industry group changed between filings — Saba Labs, LLC

"Pharmaceuticals" (Dec 20, 2013); then "Other Health Care" (Mar 31, 2014 to Aug 24, 2015); then "Pharmaceuticals" (Feb 18, 2016); then "Other Health Care" (Aug 23, 2016); then "Pharmaceuticals" (Mar 2, 2017).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Dec 20, 2013 ↗Form D/A · Mar 31, 2014 ↗Form D · Feb 18, 2016 ↗Form D/A · Aug 23, 2016 ↗
Sources
Note · Nov 24, 2009 – Feb 3, 2011

Industry group changed between filings — Brookline Pope Asset Fund I, LLC

"Investment Banking" (Nov 24, 2009); then "Investing" (Feb 3, 2011 to Feb 19, 2014).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D/A · Nov 24, 2009 ↗Form D · Feb 3, 2011 ↗Brookline Pope Asset Fund I, LLC — PartnerFacts page ↗
Sources
Note · Feb 16, 2010 – Sep 16, 2014

Reported revenue range changed between filings — Brookline Tracon Investment Fund II, LLC

"No Revenues" (Feb 16, 2010); then "Decline to Disclose" (Sep 16, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 16, 2010 ↗Form D · Sep 16, 2014 ↗Brookline Tracon Investment Fund II, LLC — PartnerFacts page ↗
Sources
Note · Nov 24, 2009 – Feb 3, 2011

Reported revenue range changed between filings — Brookline Pope Asset Fund I, LLC

"$5,000,001 - $25,000,000" (Nov 24, 2009); then "Not Applicable" (Feb 3, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Nov 24, 2009 ↗Form D · Feb 3, 2011 ↗Brookline Pope Asset Fund I, LLC — PartnerFacts page ↗
Sources
Note · Sep 10, 2020 – Jan 26, 2022

Same name, different state: "Madding King III" (FL) is a separate record

This page covers filings where the address state is AL or TN. A separate record, "Madding King III" with address state FL, is listed on 4 filings — most recently by ID Innovation Fund LLC (Jan 26, 2022). Both records have filings in the same period (Sep 10, 2020 to Jan 26, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Madding King III (FL) — PartnerFacts page ↗Form D · Jan 26, 2022 ↗ID Innovation Fund LLC — PartnerFacts page ↗Madding King, III (AL,TN) — this page ↗
Sources
Note · Dec 3, 2019

Same name, different state: "Madding King III" (CO) is a separate record

This page covers filings where the address state is AL or TN. A separate record, "Madding King III" with address state CO, is listed on 1 filing — most recently by EMF MEDICAL DEVICES INC. (Dec 3, 2019). Both records have filings in the same period (Dec 3, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Madding King III (CO) — PartnerFacts page ↗Form D/A · Dec 3, 2019 ↗EMF MEDICAL DEVICES INC. — PartnerFacts page ↗Madding King, III (AL,TN) — this page ↗
Sources
Note · Jan 2, 2008 – Sep 26, 2025

Madding King, III is listed with 2 different address states: AL, TN

AL on 48 filings (Jan 2, 2008 to Sep 26, 2025); TN on 3 filings (Jul 2, 2024 to Jul 2, 2024).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jan 2, 2008 ↗Form D · Jul 2, 2024 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 51 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

6 of 35 offerings report sales commissions totalling $648,900; 0 report finder's fees; 5 report proceeds to related persons totalling $1,144,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 26, 2025 D
Brookline SPV, LLC - Series H
File 021-558869
$0$0$0None listed on this filingEDGAR ↗
Jul 23, 2025 D
Brookline SPV, LLC - Series G
File 021-552593
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2024 D
Brookline SPV, LLC (Series D)
File 021-517590
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2024 D
Brookline SPV, LLC (Series E)
File 021-517591
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2024 D
Brookline SPV, LLC - Series F
File 021-517596
$0$0$0None listed on this filingEDGAR ↗
Jun 26, 2023 D
Solaris VC, LLC (Series A)
File 021-485162
$0$0$0None listed on this filingEDGAR ↗
Oct 6, 2020 D
Camp One Ventures (Fund B), LLC
File 021-377229
$0$0$0None listed on this filingEDGAR ↗
Jun 21, 2019 D
Brookline SPV, LLC
File 021-342481
$0$0$0None listed on this filingEDGAR ↗
Jul 5, 2017 D/A
Camp One Ventures (Fund D), LLC
File 021-289818
$0$0$0Brookline Group, LLC BrokerCheck CRD 153587 ↗EDGAR ↗
Mar 2, 2017 D/A
Saba Labs, LLC
File 021-257679
$100,000 (est.)$0$0Brookline Group, LLC BrokerCheck CRD 153587 ↗EDGAR ↗
Sep 15, 2016 D
Camp One Ventures (Fund C), LLC
File 021-270722
$0$0$0Brookline Group, LLC BrokerCheck CRD 153587 ↗EDGAR ↗
Aug 23, 2016 D/A
Saba Labs, LLC
File 021-236704
$75,000 (est.)$0$0 (est.)Brookline Group, LLC BrokerCheck CRD 153587 ↗EDGAR ↗
Mar 29, 2016 D/A
Camp One Ventures (Fund C), LLC
File 021-235368
$0$0$0Brookline Group, LLC BrokerCheck CRD 153587 ↗EDGAR ↗
Aug 24, 2015 D/A
Saba Labs, LLC
File 021-208439
$150,000 (est.)$0$300,000 (est.)Brookline Group, LLC BrokerCheck CRD 153587 ↗EDGAR ↗
Apr 6, 2015 D/A
Brookline Value Investment Fund, LLC
File 021-144919
$0$0$0Brookline Securities, LLC BrokerCheck CRD 153587 ↗EDGAR ↗
Sep 16, 2014 D
Brookline Tracon Investment Fund II, LLC
File 021-224818
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2014 D/A
Brookline Pope Asset Fund I, LLC
File 021-120560
$0$0$0N/A no CRD number reportedEDGAR ↗
Jul 19, 2013 D
Camp One Ventures (Fund B), LLC
File 021-199989
$0$0$0Brookline Group, LLC BrokerCheck CRD 153587 ↗
via Brookline Group, LLC (CRD 153587 ↗)
EDGAR ↗
Mar 7, 2013 D
Brookline Special Situations Fund, LLC
File 021-192931
$0$0$0Brookline Group, LLC BrokerCheck CRD 153587 ↗
via Brookline Group, LLC (CRD 153587 ↗)
EDGAR ↗
Jan 18, 2013 D
Cahaba Pharmaceuticals, LLC
File 021-190531
$16,400 (est.)$0$0Julio A. Marquez BrokerCheck CRD 2261430 ↗
via Gottbetter Capital Markets, LLC (CRD 20680 ↗)

Stephen Renaud BrokerCheck CRD 1476612 ↗
via Gottbetter Capital Markets, LLC (CRD 20680 ↗)
EDGAR ↗
May 31, 2012 D
Camp One Ventures, LLC
File 021-179075
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 22, 2012 D
Cahaba Pharmaceuticals, LLC
File 021-175413
$7,500$0$0Julio A. Marquez BrokerCheck CRD 2261430 ↗
via Gottbetter Capital Markets, LLC (CRD 20680 ↗)
EDGAR ↗
Mar 29, 2011 D
Brookline Tracon Investment Fund II, LLC
File 021-157502
$0$0$0None no CRD number reportedEDGAR ↗
Feb 3, 2011 D
Brookline Pope Asset Fund I, LLC
File 021-154778
$0$0$0N/A no CRD number reportedEDGAR ↗
Dec 17, 2010 D
Cahaba Pharmaceuticals, LLC
File 021-152053
$300,000 (est.)$0$264,000
$22,000.00 per month to Chief Executive Officer
Michael A. Silverman BrokerCheck CRD 4351669 ↗
via Gottbetter Capital Markets, LLC (CRD 20680 ↗)
EDGAR ↗
Dec 8, 2010 D
Brookline AHC Investment Fund, LLC
File 021-151558
$0$0$0NA no CRD number reportedEDGAR ↗
Oct 28, 2010 D
Cahaba Pharmaceuticals, LLC
File 021-149700
$0$0$264,000
$22,000 per month to Chief Executive Officer
N/A no CRD number reportedEDGAR ↗
Apr 5, 2010 D
Brookline Coronado Investment Fund, LLC
File 021-140182
$0$0$0NA no CRD number reportedEDGAR ↗
Feb 16, 2010 D
Brookline Tracon Investment Fund II, LLC
File 021-138753
$0$0$0None no CRD number reportedEDGAR ↗
Dec 10, 2009 D
Brookline Ziopharm Investment Fund II, LLC
File 021-136794
$0$0$0Nonapplicable no CRD number reportedEDGAR ↗
Dec 9, 2009 D/A
Capital Strategies Advisors Fund II, LLC
File 021-131971
$0$0$0N/A - No Comp. Being Received no CRD number reportedEDGAR ↗
Nov 24, 2009 D/A
CSA Biotechnology Fund II, LLC
File 021-136347
$0$0$0Brookline Investments, Inc. no CRD number reported
via Sterne Agee & Leach, Inc. (CRD 791 ↗)
EDGAR ↗
Sep 9, 2009 D
Brookline Ziopharm Investment Fund, LLC
File 021-134261
$0$0$100,000 (est.)
Reserve for Management Fee to be paid to Brookline ZIFMM, LLC.
Brookline ZIFMM, LLC no CRD number reportedEDGAR ↗
May 29, 2009 D/A
Cahaba Pharmaceuticals, LLC
File 021-129249
$0$0$216,000 (est.)
$18,000 per month salary to Chief Executive Officer.
None listed on this filingEDGAR ↗
May 11, 2009 D
Brookline Pope Asset Fund II, LLC
File 021-130821
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 24

Every issuer that named Madding King, III on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BS
Investing · group: Brookline

Brookline SPV, LLC - Series H

Birmingham, AL · Sep 26, 2025
  • Sep 26, 2025 · D · $4,420,000 sold of $4,420,000 · 18 investors · min. $1 · role: Executive Officer (Member and President of Brookline SPV Manager, LLC, the Issuer's Manager) EDGAR ↗

Raised $4.42M from 18 investors (100% of the $4.42M target) as of the latest filing. Madding is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Investing · group: Brookline

Brookline SPV, LLC - Series G

Birmingham, AL · Jul 23, 2025
  • Jul 23, 2025 · D · $3,385,000 sold of $3,385,000 · 11 investors · min. $1 · role: Executive Officer (Member and President of Brookline SPV Manager, LLC, the Issuer's Manager.) EDGAR ↗

Raised $3.38M from 11 investors (100% of the $3.38M target) as of the latest filing. Madding is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Investing · group: Brookline

Brookline SPV, LLC - Series F

Birmingham, AL · Jul 2, 2024
  • Jul 2, 2024 · D · $2,330,000 sold of $2,330,000 · 9 investors · min. $1 · role: Executive Officer (Member and President of Brookline SPV Manager, LLC, the Issuer's Manager.) EDGAR ↗

Raised $2.33M from 9 investors (100% of the $2.33M target) as of the latest filing. Madding is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Investing · group: Brookline

Brookline SPV, LLC (Series E)

Birmingham, AL · Jul 2, 2024
  • Jul 2, 2024 · D · $250,000 sold of $250,000 · 1 investors · min. $1 · role: Executive Officer (Member and President of Brookline SPV Manager, LLC, the Issuer's Manager Last.) EDGAR ↗

Raised $250K from 1 investor (100% of the $250K target) as of the latest filing. Madding is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Investing · group: Brookline

Brookline SPV, LLC (Series D)

Birmingham, AL · Jul 2, 2024
  • Jul 2, 2024 · D · $11,840,000 sold of $11,840,000 · 46 investors · min. $1 · role: Executive Officer (Member and President of Brookline SPV Manager, LLC, the Issuer's Manager.) EDGAR ↗

Raised $11.8M from 46 investors (100% of the $11.8M target) as of the latest filing. Madding is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SV
Investing · group: Brookline

Solaris VC, LLC (Series A)

Birmingham, AL · Jun 26, 2023
  • Jun 26, 2023 · D · $3,304,000 sold of $3,304,000 · 31 investors · min. $1 · role: Executive Officer EDGAR ↗

Raised $3.3M from 31 investors (100% of the $3.3M target) as of the latest filing. Madding is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Investing · group: Brookline

Camp One Ventures (Fund B), LLC

Birmingham, AL · Jul 19, 2013 → Oct 6, 2020 · 2 filings
  • Oct 6, 2020 · D · $0 sold of $6,250,000 · 0 investors · min. $1 · role: Executive Officer, Director EDGAR ↗
  • Jul 19, 2013 · D · $0 sold of $12,000,000 · 0 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. Madding is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Investing · group: Brookline

Brookline SPV, LLC

Birmingham, AL · Jun 21, 2019
  • Jun 21, 2019 · D · $170,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Sole Member of Manager) EDGAR ↗

Raised $170K from 5 investors as of the latest filing. Madding is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Investing · group: Brookline

Camp One Ventures (Fund D), LLC

Birmingham, AL · Jun 30, 2017 → Jul 5, 2017 · 2 filings
  • Jul 5, 2017 · D/A · $0 sold of $30,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 30, 2017 · D · $0 sold of $30,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Madding is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SL
Pharmaceuticals

Saba Labs, LLC

Birmingham, AL · Dec 20, 2013 → Mar 2, 2017 · 8 filings
  • Mar 2, 2017 · D/A · $525,000 sold of $1,000,000 · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 23, 2016 · D/A · $850,000 sold of $850,000 · 7 investors · min. $1 · role: Director (Manager and Member) EDGAR ↗
  • Feb 18, 2016 · D · $0 sold of $1,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 24, 2015 · D/A · $1,225,000 sold of $1,500,000 · 8 investors · min. $1 · role: Director (Manager and Member) EDGAR ↗
  • Aug 24, 2015 · D/A · $800,000 sold of $850,000 · 6 investors · min. $1 · role: Director (Manager and Member) EDGAR ↗
  • Mar 26, 2015 · D · $0 sold of $750,000 · 0 investors · min. $1 · role: Director (Manager and Member) EDGAR ↗
  • Mar 31, 2014 · D/A · $0 sold of $1,500,000 · 0 investors · min. $1 · role: Director (Manager and Member) EDGAR ↗
  • Dec 20, 2013 · D · $0 sold of $1,500,000 · 0 investors · min. $1 · role: Executive Officer, Director (Manager and Member) EDGAR ↗

Raised $1.23M from 8 investors (100% of the $1M target) as of the latest filing. Madding is listed as executive officer, director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Investing · group: Brookline

Camp One Ventures (Fund C), LLC

Birmingham, AL · Mar 6, 2015 → Sep 15, 2016 · 4 filings
  • Sep 15, 2016 · D · $0 sold of $2,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 29, 2016 · D/A · $6,775,000 sold of $30,000,000 · 30 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 25, 2016 · D/A · $5,650,000 sold of $30,000,000 · 21 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 6, 2015 · D · $0 sold of $30,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $6.78M from 30 investors (100% of the $2M target) as of the latest filing. Madding is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BV
Investing · group: Brookline

Brookline Value Investment Fund, LLC

Birmingham, AL · Jul 14, 2010 → Apr 6, 2015 · 3 filings
  • Apr 6, 2015 · D/A · $11,400,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 16, 2011 · D/A · $4,200,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 14, 2010 · D · $4,200,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $11.4M from 15 investors as of the latest filing. Madding is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BT
Investing · group: Brookline

Brookline Tracon Investment Fund II, LLC

Birmingham, AL · Feb 16, 2010 → Sep 16, 2014 · 3 filings
  • Sep 16, 2014 · D · $0 sold of $3,000,000 · 0 investors · min. No minimum reported · role: Promoter (Owner of Managing Member) EDGAR ↗
  • Mar 29, 2011 · D · $1,875,000 sold of $2,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 16, 2010 · D · $0 sold of $3,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.88M (63% of the $3M target) as of the latest filing. Madding is listed as promoter, executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BP
Investing · group: Brookline

Brookline Pope Asset Fund I, LLC

Birmingham, AL · Nov 24, 2009 → Feb 19, 2014 · 4 filings
  • Feb 19, 2014 · D/A · $10,555,000 sold of Indefinite · 39 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Feb 11, 2011 · D/A · $10,555,000 sold of $10,555,000 · 39 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Feb 3, 2011 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Nov 24, 2009 · D/A · $9,725,000 sold of Indefinite · 34 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $10.6M from 39 investors as of the latest filing. Madding is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Investing · group: Brookline

Brookline Special Situations Fund, LLC

Birmingham, AL · Mar 7, 2013
  • Mar 7, 2013 · D · $1,700,000 sold of $5,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.7M from 7 investors (34% of the $5M target) as of the latest filing. Madding is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CP
Pharmaceuticals · group: Brookline

Cahaba Pharmaceuticals, LLC

Princeton, NJ · Mar 30, 2009 → Jan 18, 2013 · 6 filings
  • Jan 18, 2013 · D · $205,000 sold of $1,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director (Manages Brookline CPMM, LLC, which is Manager of Cahaba Pharmaceuticals, LLC.) EDGAR ↗
  • Mar 22, 2012 · D · $250,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (Manages Brookline CPMM, LLC, which is Manager of Cahaba Pharmaceuticals, LLC) EDGAR ↗
  • Dec 17, 2010 · D · $0 sold of $3,000,000 · 0 investors · min. $50,000 · role: Executive Officer, Director (Manages Brookline CPMM, LLC, which is Manager of Cahaba Pharmaceuticals, LLC) EDGAR ↗
  • Oct 28, 2010 · D · $500,000 sold of $1,500,000 · 1 investors · min. $1 · role: Director, Promoter (Manages Brookline CPMM,LLC, which is Manager of Cahaba Pharmaceuticals, LLC) EDGAR ↗
  • May 29, 2009 · D/A · $831,959 sold of $2,735,023 · 0 investors · min. $1 · role: Director, Promoter (Manager of Brookline CPMM, LLC, which is Manager of Cahaba Pharmaceuticals, LLC.) EDGAR ↗
  • Mar 30, 2009 · D · $0 sold of $735,023 · 0 investors · min. $1 · role: Director, Promoter (Manager of Brookline CPMM, LLC, which is Manager of Cahaba Pharmaceuticals, LLC.) EDGAR ↗

Raised $832K from 1 investor (83% of the $1M target) as of the latest filing. Madding is listed as executive officer, director, promoter on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CO
Investing · group: Brookline

Camp One Ventures, LLC

Birmingham, AL · May 31, 2012
  • May 31, 2012 · D · $1,150,000 sold of $5,000,000 · 0 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗

Raised $1.15M (23% of the $5M target) as of the latest filing. Madding is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BA
Investing · group: Brookline

Brookline AHC Investment Fund, LLC

Birmingham, AL · Dec 8, 2010
  • Dec 8, 2010 · D · $0 sold of $600,000 · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Madding is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BC
Investing · group: Brookline

Brookline Coronado Investment Fund, LLC

Birmingham, AL · Apr 5, 2010
  • Apr 5, 2010 · D · $225,000 sold of $4,000,000 · 4 investors · min. $1 · role: Director (Member of Brookline CIFMM, LLC, which is manager for Brookline Coronado Investment Fund, LLC) EDGAR ↗

Raised $225K from 4 investors (6% of the $4M target) as of the latest filing. Madding is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BZ
Investing · group: Brookline

Brookline Ziopharm Investment Fund II, LLC

Birmingham, AL · Dec 10, 2009
  • Dec 10, 2009 · D · $1,000,000 sold of $5,000,000 · 0 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $1M (20% of the $5M target) as of the latest filing. Madding is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CS
Investing · group: Brookline

Capital Strategies Advisors Fund II, LLC

Birmingham, AL · Jun 15, 2009 → Dec 9, 2009 · 3 filings
  • Dec 9, 2009 · D/A · $1,050,000 sold of $1,050,000 · 17 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Nov 12, 2009 · D/A · $550,000 sold of $1,050,000 · 0 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Jun 15, 2009 · D · $500,000 sold of $500,000 · 0 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $1.05M from 17 investors (100% of the $1.05M target) as of the latest filing. Madding is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CB
Investment Banking · group: Brookline

CSA Biotechnology Fund II, LLC

Birmingham, AL · Jan 2, 2008 → Nov 24, 2009 · 2 filings
  • Nov 24, 2009 · D/A · $8,550,000 sold of $10,000,000 · 58 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Jan 2, 2008 · D · $0 sold of $10,000,000 · 0 investors · min. $125,000 · role: Executive Officer EDGAR ↗

Raised $8.55M from 58 investors (86% of the $10M target) as of the latest filing. Madding is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BZ
Pooled Investment Fund · group: Brookline

Brookline Ziopharm Investment Fund, LLC

Birmingham, AL · Sep 9, 2009
  • Sep 9, 2009 · D · $0 sold of $5,000,000 · 0 investors · min. $25,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Madding is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BP
Investing · group: Brookline

Brookline Pope Asset Fund II, LLC

Birmingham, AL · May 11, 2009
  • May 11, 2009 · D · $975,000 sold of $4,000,000 · 3 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $975K from 3 investors (24% of the $4M target) as of the latest filing. Madding is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Madding King III — FL, 2 issuers, Sep 10, 2020 → Jan 26, 2022 · no shared issuer
  • Madding King III — CO, 1 issuer, Dec 3, 2019 → Dec 3, 2019 · no shared issuer

People around Madding 21

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BT
Management entity

Brookline TIFMM,

Director · 3 shared filings (1 issuer)

Listed on the same filings as Madding King, III. Their page shows their other deals.

BZ
Management entity

Brookline ZIFMM, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Madding King, III. Their page shows their other deals.

BI
Management entity

Brookline Investments, Inc.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Madding King, III. Their page shows their other deals.

BS
Management entity

Brookline SPV Manager, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Madding King, III. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A. Claassen

Executive Officer, Director · 9 shared filings (4 issuers) · also on 1 other issuer

Robert A. Claassen is on 5 issuers in total — a repeat sponsor. Their page lists every one.

HD
No photo found yet (own website and image search run after this page is viewed)
Person

Hossein Dovlatabadi

Executive Officer, Director · 8 shared filings (1 issuer)

Listed on the same filings as Madding King, III. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew P. Aromando

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Madding King, III. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Philip White

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Madding King, III. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jimmie Huling Harvey, Jr., M.D.

Executive Officer, Director, Promoter · 4 shared filings (2 issuers)

Listed on the same filings as Madding King, III. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James E. Cantrell, Jr., M.D.

Executive Officer, Director, Promoter · 4 shared filings (2 issuers)

Listed on the same filings as Madding King, III. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jimmie Huling Harvey, Jr.

Director · 2 shared filings (1 issuer)

Listed on the same filings as Madding King, III. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James E. Cantrell, Jr.

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Madding King, III. Their page shows their other deals.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

William A. Legg, Jr.

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Madding King, III. Their page shows their other deals.

WT
No photo found yet (own website and image search run after this page is viewed)
Person

William M Testa

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Madding King, III. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas P. Brown

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Madding King, III. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Dr. Jimmie Huling Harvey, Jr.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Madding King, III. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Dr. James E Cantrell, Jr.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Madding King, III. Their page shows their other deals.

HL
No photo found yet (own website and image search run after this page is viewed)
Person

Harris Lydon

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Madding King, III. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Brookline

24 issuers · 46 filings · $62.5M reported sold · 2008–2026

One team, 24 deal companies. Madding King, III is listed on 23 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Madding King, III.

Same business address

15 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 24 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Brookline SPV, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Madding King, III by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 24 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Madding King, III is listed on: none on file. No website or social profile named in Brookline SPV, LLC (Series D)'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #95,701 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Birmingham, AL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Alabama state courts — find the court ↗Davidson County TN Circuit Court Clerk case search ↗New Jersey state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Alabama Secretary of State business search ↗Tennessee Secretary of State business search ↗New Jersey Secretary of State business search ↗OpenCorporates ↗

Change history

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