PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:04 AM ET

Sponsor Check › Sponsor group

B

Brookline

One sponsor team, 24 deal companies · Birmingham, AL

Grouped because: 6 shared people, same business address (21 issuers), similar issuer names (19) (automatic match from the filings) · not the same sponsor?

24deal companies
$62.5Mreported sold
298investors
46Form D filings
2008–2026active
0new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Aug 13, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: Oct 24, 2026, 3:30 AM ET

The short version

Brookline is a sponsor group of 24 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names, same person name on both filings; automatic match from the filings), filing 46 Form D filings between Jan 2008 and Aug 2026.

What this means One team, 24 deal companies, about 18 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $62.5M to 298 investors (latest filing per issuer). Industries as reported: Investing (20), Other Technology (1), Pharmaceuticals (1), Pooled Investment Fund (1) and 1 more. Issuers are based in AL (22), CA (1), NJ (1).

What this means $62.5M raised across the group, about $210K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Madding King, III (23 issuers, executive officer, director, and promoter), J. Rainer Twiford (21 issuers, executive officer and director), Robert A. Claassen (5 issuers, executive officer and director), Hollis N. Gieger, Jr. (4 issuers, executive officer), James E. Cantrell, Jr., M.D. (2 issuers, executive officer and promoter) and 18 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Aug 13, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: BROOKLINE INVESTMENTS, INC..

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 6 court cases matching the name, 1 state regulator order, 2 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 46 public filings for Brookline and found 25 differences, 9 worth asking the sponsor about: Regulator action naming a team member: Advisors, Inc. f/k/a Public Employees Financial Advisors,Inc. and Thomas Leroy Brown (Sep 26, 1997); 53% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brookline has not run yet — it is joining a line of 46,322 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

6 cases: 5 closed (disposition not in docket feed), 1 dismissed

Merrow Manufacturing, LLC v. Brookline, LLC closed matched at sponsor-group level (Brookline)
District Court, D. Massachusetts · No. 1:23-cv-10859 · Filed Apr 21, 2023 · Closed Aug 31, 2023 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Brookline, LLC: Defendant · Outcome: Terminated 2023-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MA (not the issuer's state)
Brookline LLC v. Barupon LLC closed matched at sponsor-group level (Brookline)
District Court, S.D. New York · No. 1:23-cv-00838 · Filed Feb 1, 2023 · Closed Aug 29, 2024 · Nature of suit: 190 Contract: Other · Cause: 28:1332bc Diversity-Breach of Contract
Role of Brookline LLC: Plaintiff · Outcome: Terminated 2024-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NY (not the issuer's state)
FarFrom Boring Promotions.Com, LLC v. Brookline, LLC closed matched at sponsor-group level (Brookline)
District Court, S.D. Florida · No. 9:20-cv-82063 · Filed Nov 11, 2020 · Closed Nov 11, 2020 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Brookline, LLC: Defendant · Outcome: Terminated 2020-11-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state)
FarFromBoring Promotions.Com, LLC v. Brookline, LLC closed matched at sponsor-group level (Brookline)
District Court, S.D. Florida · No. 9:20-cv-82062 · Filed Nov 11, 2020 · Closed Nov 11, 2020 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Brookline, LLC: Defendant · Outcome: Terminated 2020-11-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state)
FarFromBoring Promotions.Com, LLC v. Brookline, LLC closed matched at sponsor-group level (Brookline)
District Court, S.D. Florida · No. 9:20-cv-82065 · Filed Nov 11, 2020 · Closed Mar 9, 2022 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Contract Dispute
Role of Brookline, LLC: Defendant · Outcome: Terminated 2022-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state)
Brookline Special Situations Fund LLC v. Cup Food You Pick Up LLC dismissed
District Court, N.D. Alabama · No. 2:16-cv-00388 · Filed Mar 3, 2016 · Closed Aug 23, 2017 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Brookline Special Situations Fund LLC: Plaintiff · Outcome: Terminated 2017-08-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; court in the issuer's state (AL)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Consent order AR · Arkansas Securities Department
Order date Jun 24, 2010 · Regulator: Arkansas Securities Department · S-10-0030-10-OR01 · Parties (regulator's caption): BROOKLINE ZIOPHARM INVESTMENT FUND, LLC
As listed by the regulator: Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas. Order / docket ↗ Regulator's list ↗
exact company name in the order; regulator in AR, issuer in AL
What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 24, 2026, 3:30 AM ET for 1 of 24 issuers.

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

Searched so far: 1 of 24 issuers in this group; 23 still to be searched (1 in line). Results are added automatically.

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

MICHAEL B. JOSEPH, TRUSTEE v. BROOKLINE, INC. closed matched at sponsor-group level (Brookline)
United States Bankruptcy Court, D. Delaware · No. 00-00952 · Filed Aug 16, 2000 · Closed Oct 30, 2002
Role of BROOKLINE, INC.: Defendant · Outcome: Case closed 2002-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in DE (not the issuer's state); filed 2000, issuer incorporated 2007
HEALTH RESOURCES OF SOLOMON/BROOKLINE, INC. closed matched at sponsor-group level (Brookline)
United States Bankruptcy Court, D. Delaware · No. 00-02600 · Filed Jun 22, 2000 · Closed Jan 30, 2007
Role of BROOKLINE, INC.: Debtor · Outcome: Case closed 2007-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in DE (not the issuer's state); filed 2000, issuer incorporated 2007
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

25 differences found between the filings for Brookline — 9 worth asking about (compared 46 filings on Oct 24, 2026)

Worth asking · Sep 26, 1997

Regulator action naming a team member: Advisors, Inc. f/k/a Public Employees Financial Advisors,Inc. and Thomas Leroy Brown (Sep 26, 1997)

A ap release dated Sep 26, 1997 names Thomas P. Brown (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Note · Mar 8, 2002 – Jan 23, 2003

Bankruptcy case: Hart & Iliff Fuel Oil Co. v. Aromando — filed Mar 8, 2002

United States Bankruptcy Court, D. New Jersey docket "Hart & Iliff Fuel Oil Co. v. Aromando" filed Mar 8, 2002, closed Jan 23, 2003. Andrew P. Aromando (listed on the same filings) is listed as Defendant ("Aromando"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Oct 28, 2010

53% of the money raised went to insiders — Cahaba Pharmaceuticals, LLC

The Oct 28, 2010 Form D reports $500,000 sold and $264,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "$22,000 per month to Chief Executive Officer".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Worth asking · May 29, 2009

26% of the money raised went to insiders — Cahaba Pharmaceuticals, LLC

The May 29, 2009 Form D/A reports $831,959 sold and $216,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "$18,000 per month salary to Chief Executive Officer.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Note · Sep 9, 2009

Brookline ZIFMM, LLC is both a listed director and a paid seller — Brookline Ziopharm Investment Fund, LLC

The Sep 9, 2009 Form D lists Brookline ZIFMM, LLC as director of the issuer and also as a person receiving sales compensation (no CRD number given).

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Sources
Worth asking · May 11, 2009 – Oct 6, 2020

Brookline includes 11 deals that stopped filing before reaching their target

Camp One Ventures (Fund B), LLC (last filing Oct 6, 2020; $0 sold of $12,000,000); Camp One Ventures (Fund D), LLC (last filing Jul 5, 2017; $0 sold of $30,000,000); Camp One Ventures (Fund C), LLC (last filing Sep 15, 2016; $6,775,000 sold of $30,000,000); Brookline Special Situations Fund, LLC (last filing Mar 7, 2013; $1,700,000 sold of $5,000,000); Cahaba Pharmaceuticals, LLC (last filing Jan 18, 2013; $831,959 sold of $3,000,000); Camp One Ventures, LLC (last filing May 31, 2012; $1,150,000 sold of $5,000,000); and 5 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Jan 2, 2008 – Dec 10, 2009

5 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Nonapplicable — Brookline Ziopharm Investment Fund II, LLC · Paid seller listed without a CRD number: N/A - No Comp. Being Received — Capital Strategies Advisors Fund II, LLC · Paid seller listed without a CRD number: Capital Strategies Advisors Fund II, LLC — Capital Strategies Advisors Fund II, LLC · Paid seller listed without a CRD number: Brookline ZIFMM, LLC — Brookline Ziopharm Investment Fund, LLC · Paid seller listed without a CRD number: CSA Biotechnology Fund II, LLC — CSA Biotechnology Fund II, LLC

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Note · Jan 18, 2013

10 other issuers file from the same address — Cahaba Pharmaceuticals, LLC

The address on file, 103 Carnegie Center, Suite 300, Princeton, NJ, is used by 11 issuers in our index across 2 sponsor groups; 10 are outside this group. It is on our registered-agent / shared-office list (11 issuers in 9 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sources
Worth asking · Jul 22, 2022 – Sep 26, 2025

5 Form Ds were filed more than 15 days after the first sale

Form D filed 177 days after the first sale — Brookline SPV, LLC - Series H · Form D filed 326 days after the first sale — Brookline SPV, LLC - Series G · Form D filed 105 days after the first sale — Brookline SPV, LLC - Series F · Form D filed 686 days after the first sale — Brookline SPV, LLC (Series E) · Form D filed 711 days after the first sale — Brookline SPV, LLC (Series D)

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Feb 28, 2008 – Jun 21, 2019

17 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Brookline SPV, LLC (latest filing Jun 21, 2019) · No amendment in the last 12 months on an offering that may still be open — Camp One Ventures (Fund C), LLC (latest filing Mar 29, 2016) · No amendment in the last 12 months on an offering that may still be open — Brookline Value Investment Fund, LLC (latest filing Apr 6, 2015) · No amendment in the last 12 months on an offering that may still be open — Brookline Pope Asset Fund I, LLC (latest filing Feb 19, 2014) · No amendment in the last 12 months on an offering that may still be open — Brookline Special Situations Fund, LLC (latest filing Mar 7, 2013) · and 12 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Sep 26, 2025 – Aug 13, 2026

Madding King, III is no longer listed on the Aug 13, 2026 amendment — Brookline SPV, LLC - Series H

Madding King, III appears on the Sep 26, 2025 Form D (executive officer) but not on the Aug 13, 2026 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Jul 23, 2025 – Aug 13, 2026

Madding King, III is no longer listed on the Aug 13, 2026 amendment — Brookline SPV, LLC - Series G

Madding King, III appears on the Jul 23, 2025 Form D (executive officer) but not on the Aug 13, 2026 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Feb 11, 2011 – Feb 19, 2014

Hollis N. Gieger, Jr. is no longer listed on the Feb 19, 2014 amendment — Brookline Pope Asset Fund I, LLC

Hollis N. Gieger, Jr. appears on the Feb 11, 2011 Form D/A (executive officer) but not on the Feb 19, 2014 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Feb 16, 2010 – Sep 16, 2014

8 role changes for the same people across filings

Madding King, III's role changed at Brookline Tracon Investment Fund II, LLC: executive officer, director → promoter · J. Rainer Twiford's role changed at Brookline Tracon Investment Fund II, LLC: executive officer, director → executive officer · Jimmie Huling Harvey, Jr., M.D.'s role changed at Brookline Tracon Investment Fund II, LLC: director → promoter · James E. Cantrell, Jr., M.D.'s role changed at Brookline Tracon Investment Fund II, LLC: director → promoter · Madding King, III's role changed at Brookline Tracon Investment Fund II, LLC: director → executive officer, director · and 3 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Sources
Note · Mar 30, 2009 – Feb 19, 2014

4 offerings changed their target amount between filings

Offering amount changed between filings — Brookline Pope Asset Fund I, LLC · Offering amount changed between filings — Brookline Pope Asset Fund I, LLC · Offering amount changed between filings — Capital Strategies Advisors Fund II, LLC · Offering amount changed between filings — Cahaba Pharmaceuticals, LLC

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Feb 11, 2011 – Feb 19, 2014

Minimum investment changed between filings — Brookline Pope Asset Fund I, LLC

The Feb 11, 2011 filing lists a minimum of $25,000; the Feb 19, 2014 Form D/A lists $1.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jan 2, 2008 – Nov 24, 2009

Minimum investment changed between filings — CSA Biotechnology Fund II, LLC

The Jan 2, 2008 filing lists a minimum of $125,000; the Nov 24, 2009 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jan 2, 2008 – May 31, 2012

4 people are written more than one way across the filings

Robert A. Claassen is written 2 different ways on the filings · William M Testa is written 2 different ways on the filings · Madding King, III is written 2 different ways on the filings · Hollis N. Gieger, Jr. is written 3 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Sources
Note · Nov 24, 2009 – Feb 3, 2011

Industry group changed between filings — Brookline Pope Asset Fund I, LLC

"Investment Banking" (Nov 24, 2009); then "Investing" (Feb 3, 2011 to Feb 19, 2014).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Feb 16, 2010 – Sep 16, 2014

Reported revenue range changed between filings — Brookline Tracon Investment Fund II, LLC

"No Revenues" (Feb 16, 2010); then "Decline to Disclose" (Sep 16, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Nov 24, 2009 – Feb 3, 2011

Reported revenue range changed between filings — Brookline Pope Asset Fund I, LLC

"$5,000,001 - $25,000,000" (Nov 24, 2009); then "Not Applicable" (Feb 3, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Jan 18, 2013

Address on file is a registered agent / shared office — Cahaba Pharmaceuticals, LLC

The latest filing lists 103 Carnegie Center, Suite 300, Princeton, NJ. That address is used by 11 issuers in our index (11 issuers in 9 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Sources
Note · May 11, 2009 – Aug 13, 2026

Member companies were formed in 2 different states

Delaware (23), De (1) — out of 24 member issuers. The odd ones out: Brookline Pope Asset Fund II, LLC (De).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
Note · May 11, 2009 – Aug 13, 2026

Member companies list addresses in 3 different states

AL (22), NJ (1), CA (1). 1 member uses a registered-agent or shared-office address: Cahaba Pharmaceuticals, LLC (103 Carnegie Center, Suite 300, Princeton, NJ).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Sources
Note · Nov 24, 2009 – Feb 19, 2014

Issuer used a different name before — Brookline Pope Asset Fund I, LLC

SEC records list prior names for this filer: CSA Pope Asset fund I, LLC. The current name on file is "Brookline Pope Asset Fund I, LLC".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 33 offerings report sales commissions totalling $323,900; 0 report finder's fees; 4 report proceeds to related persons totalling $844,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 13, 2026 D/A
Brookline SPV, LLC - Series G
File 021-552593
$0$0$0None listed on this filingEDGAR ↗
Aug 13, 2026 D/A
Brookline SPV, LLC - Series H
File 021-558869
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2024 D
Brookline SPV, LLC (Series D)
File 021-517590
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2024 D
Brookline SPV, LLC (Series E)
File 021-517591
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2024 D
Brookline SPV, LLC - Series F
File 021-517596
$0$0$0None listed on this filingEDGAR ↗
Jun 26, 2023 D
Solaris VC, LLC (Series A)
File 021-485162
$0$0$0None listed on this filingEDGAR ↗
Oct 6, 2020 D
Camp One Ventures (Fund B), LLC
File 021-377229
$0$0$0None listed on this filingEDGAR ↗
Jun 21, 2019 D
Brookline SPV, LLC
File 021-342481
$0$0$0None listed on this filingEDGAR ↗
Jul 5, 2017 D/A
Camp One Ventures (Fund D), LLC
File 021-289818
$0$0$0Brookline Group, LLC BrokerCheck CRD 153587 ↗EDGAR ↗
Sep 15, 2016 D
Camp One Ventures (Fund C), LLC
File 021-270722
$0$0$0Brookline Group, LLC BrokerCheck CRD 153587 ↗EDGAR ↗
Mar 29, 2016 D/A
Camp One Ventures (Fund C), LLC
File 021-235368
$0$0$0Brookline Group, LLC BrokerCheck CRD 153587 ↗EDGAR ↗
Apr 6, 2015 D/A
Brookline Value Investment Fund, LLC
File 021-144919
$0$0$0Brookline Securities, LLC BrokerCheck CRD 153587 ↗EDGAR ↗
Sep 16, 2014 D
Brookline Tracon Investment Fund II, LLC
File 021-224818
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2014 D/A
Brookline Pope Asset Fund I, LLC
File 021-120560
$0$0$0N/A no CRD number reportedEDGAR ↗
Jul 19, 2013 D
Camp One Ventures (Fund B), LLC
File 021-199989
$0$0$0Brookline Group, LLC BrokerCheck CRD 153587 ↗
via Brookline Group, LLC (CRD 153587 ↗)
EDGAR ↗
Mar 7, 2013 D
Brookline Special Situations Fund, LLC
File 021-192931
$0$0$0Brookline Group, LLC BrokerCheck CRD 153587 ↗
via Brookline Group, LLC (CRD 153587 ↗)
EDGAR ↗
Jan 18, 2013 D
Cahaba Pharmaceuticals, LLC
File 021-190531
$16,400 (est.)$0$0Julio A. Marquez BrokerCheck CRD 2261430 ↗
via Gottbetter Capital Markets, LLC (CRD 20680 ↗)

Stephen Renaud BrokerCheck CRD 1476612 ↗
via Gottbetter Capital Markets, LLC (CRD 20680 ↗)
EDGAR ↗
May 31, 2012 D
Camp One Ventures, LLC
File 021-179075
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 22, 2012 D
Cahaba Pharmaceuticals, LLC
File 021-175413
$7,500$0$0Julio A. Marquez BrokerCheck CRD 2261430 ↗
via Gottbetter Capital Markets, LLC (CRD 20680 ↗)
EDGAR ↗
Mar 29, 2011 D
Brookline Tracon Investment Fund II, LLC
File 021-157502
$0$0$0None no CRD number reportedEDGAR ↗
Feb 3, 2011 D
Brookline Pope Asset Fund I, LLC
File 021-154778
$0$0$0N/A no CRD number reportedEDGAR ↗
Dec 17, 2010 D
Cahaba Pharmaceuticals, LLC
File 021-152053
$300,000 (est.)$0$264,000
$22,000.00 per month to Chief Executive Officer
Michael A. Silverman BrokerCheck CRD 4351669 ↗
via Gottbetter Capital Markets, LLC (CRD 20680 ↗)
EDGAR ↗
Dec 8, 2010 D
Brookline AHC Investment Fund, LLC
File 021-151558
$0$0$0NA no CRD number reportedEDGAR ↗
Oct 28, 2010 D
Cahaba Pharmaceuticals, LLC
File 021-149700
$0$0$264,000
$22,000 per month to Chief Executive Officer
N/A no CRD number reportedEDGAR ↗
Apr 5, 2010 D
Brookline Coronado Investment Fund, LLC
File 021-140182
$0$0$0NA no CRD number reportedEDGAR ↗
Feb 16, 2010 D
Brookline Tracon Investment Fund II, LLC
File 021-138753
$0$0$0None no CRD number reportedEDGAR ↗
Dec 10, 2009 D
Brookline Ziopharm Investment Fund II, LLC
File 021-136794
$0$0$0Nonapplicable no CRD number reportedEDGAR ↗
Dec 9, 2009 D/A
Capital Strategies Advisors Fund II, LLC
File 021-131971
$0$0$0N/A - No Comp. Being Received no CRD number reportedEDGAR ↗
Nov 24, 2009 D/A
CSA Biotechnology Fund II, LLC
File 021-136347
$0$0$0Brookline Investments, Inc. no CRD number reported
via Sterne Agee & Leach, Inc. (CRD 791 ↗)
EDGAR ↗
Nov 5, 2009 D
Hug Energy, Inc.
File 021-135868
$0$0$0
Shares issued in exchange for contributed business plan and intellectual property. There were no cash proceeds from this offering.
None listed on this filingEDGAR ↗
Sep 9, 2009 D
Brookline Ziopharm Investment Fund, LLC
File 021-134261
$0$0$100,000 (est.)
Reserve for Management Fee to be paid to Brookline ZIFMM, LLC.
Brookline ZIFMM, LLC no CRD number reportedEDGAR ↗
May 29, 2009 D/A
Cahaba Pharmaceuticals, LLC
File 021-129249
$0$0$216,000 (est.)
$18,000 per month salary to Chief Executive Officer.
None listed on this filingEDGAR ↗
May 11, 2009 D
Brookline Pope Asset Fund II, LLC
File 021-130821
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 24 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Brookline in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗CB CSA Biotechnology Fund II, LLCshared people, same person name on both filings, same business addressBIRMINGHAM, ALInvestment Banking2$8,550,00058$25,0002008–2009
EDGAR ↗CP Cahaba Pharmaceuticals, LLCshared people, same person name on both filingsPrinceton, NJPharmaceuticals6$831,9591No minimum reported2009–2013
EDGAR ↗BP Brookline Pope Asset Fund II, LLCshared people, same person name on both filings, same business address, similar issuer namesBirmingham, ALInvesting1$975,0003$250,0002009–2009
EDGAR ↗CS Capital Strategies Advisors Fund II, LLCshared people, same person name on both filings, same business addressBirmingham, ALInvesting3$1,050,00017$25,0002009–2009
EDGAR ↗BZ Brookline Ziopharm Investment Fund, LLCshared people, same person name on both filings, same business address, similar issuer namesBIRMINGHAM, ALPooled Investment Fund1$00$25,0002009–2009
EDGAR ↗HE Hug Energy, Inc.shared peopleSAN FRANCISCO, CAOther Technology1$03No minimum reported2009–2009
EDGAR ↗BP Brookline Pope Asset Fund I, LLCshared people, same person name on both filings, same business address, similar issuer namesBirmingham, ALInvesting4$10,555,000
offering Indefinite · similar: $763,000–$10,000,000
39
similar: 4–23
$1
similar: $10,000–$78,388
2009–2014
EDGAR ↗BZ Brookline Ziopharm Investment Fund II, LLCshared people, same person name on both filings, same business address, similar issuer namesBIRMINGHAM, ALInvesting1$1,000,0000$25,0002009–2009
EDGAR ↗BT Brookline Tracon Investment Fund II, LLCshared people, same person name on both filings, same business address, similar issuer namesBIRMINGHAM, ALInvesting3$1,875,000
offering $3,000,000 · similar: $763,000–$10,000,000
0
similar: 4–23
No minimum reported
similar: $10,000–$78,388
2010–2014
EDGAR ↗BC Brookline Coronado Investment Fund, LLCshared people, same person name on both filings, similar issuer namesBIRMINGHAM, ALInvesting1$225,0004$12010–2010
EDGAR ↗BV Brookline Value Investment Fund, LLCshared people, same person name on both filings, same business address, similar issuer namesBIRMINGHAM, ALInvesting3$11,400,000
offering Indefinite · similar: $763,000–$10,000,000
15
similar: 4–23
No minimum reported
similar: $10,000–$78,388
2010–2015
EDGAR ↗BA Brookline AHC Investment Fund, LLCshared people, same person name on both filings, same business address, similar issuer namesBIRMINGHAM, ALInvesting1$00$100,0002010–2010
EDGAR ↗CO Camp One Ventures, LLCshared people, same person name on both filings, same business address, similar issuer namesBIRMINGHAM, ALInvesting1$1,150,0000$100,0002012–2012
EDGAR ↗BS Brookline Special Situations Fund, LLCshared people, same person name on both filings, same business address, similar issuer namesBIRMINGHAM, ALInvesting1$1,700,0007No minimum reported2013–2013
EDGAR ↗CO Camp One Ventures (Fund B), LLCshared people, same person name on both filings, same business address, similar issuer namesBIRMINGHAM, ALInvesting2$0
offering $6,250,000 · similar: $763,000–$10,000,000
0
similar: 4–23
$1
similar: $10,000–$78,388
2013–2020
EDGAR ↗CO Camp One Ventures (Fund C), LLCshared people, same person name on both filings, same business address, similar issuer namesBIRMINGHAM, ALInvesting4$6,775,000
offering $2,000,000 · similar: $763,000–$10,000,000
30
similar: 4–23
No minimum reported
similar: $10,000–$78,388
2015–2016
EDGAR ↗CO Camp One Ventures (Fund D), LLCshared people, same business address, similar issuer namesBIRMINGHAM, ALInvesting2$0
offering $30,000,000 · similar: $763,000–$10,000,000
0
similar: 4–23
No minimum reported
similar: $10,000–$78,388
2017–2017
EDGAR ↗BS Brookline SPV, LLCshared people, same person name on both filings, same business address, similar issuer namesBIRMINGHAM, ALInvesting1$170,000
offering Indefinite · similar: $763,000–$10,000,000
5
similar: 4–23
No minimum reported
similar: $10,000–$78,388
2019–2019
EDGAR ↗SV Solaris VC, LLC (Series A)shared people, same person name on both filings, same business addressBIRMINGHAM, ALInvesting1$3,304,000
offering $3,304,000 · similar: $763,000–$10,000,000
31
similar: 4–23
$1
similar: $10,000–$78,388
2023–2023
EDGAR ↗BS Brookline SPV, LLC (Series D)shared people, same person name on both filings, same business address, similar issuer namesBIRMINGHAM, ALInvesting1$11,840,000
offering $11,840,000 · similar: $763,000–$10,000,000
46
similar: 4–23
$1
similar: $10,000–$78,388
2024–2024
EDGAR ↗BS Brookline SPV, LLC (Series E)shared people, same person name on both filings, same business address, similar issuer namesBIRMINGHAM, ALInvesting1$250,000
offering $250,000 · similar: $763,000–$10,000,000
1
similar: 4–23
$1
similar: $10,000–$78,388
2024–2024
EDGAR ↗BS Brookline SPV, LLC - Series Fshared people, same person name on both filings, same business address, similar issuer namesBIRMINGHAM, ALInvesting1$2,330,000
offering $2,330,000 · similar: $763,000–$10,000,000
9
similar: 4–23
$1
similar: $10,000–$78,388
2024–2024
EDGAR ↗BS Brookline SPV, LLC - Series Gshared people, same person name on both filings, same business address, similar issuer namesBIRMINGHAM, ALInvesting2$3,385,000
offering $3,385,000 · similar: $763,000–$10,000,000
11
similar: 4–23
$1
similar: $10,000–$78,388
2025–2026
EDGAR ↗BS Brookline SPV, LLC - Series Hshared people, same person name on both filings, same business address, similar issuer namesBIRMINGHAM, ALInvesting2$4,420,000
offering $4,420,000 · similar: $763,000–$10,000,000
18
similar: 4–23
$1
similar: $10,000–$78,388
2025–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Aug 13, 2026Brookline SPV, LLC - Series HD/AInvesting$4,420,000$4,420,000
EDGAR ↗Aug 13, 2026Brookline SPV, LLC - Series GD/AInvesting$3,385,000$3,385,000
EDGAR ↗Sep 26, 2025Brookline SPV, LLC - Series HDInvesting$4,420,000$4,420,000
EDGAR ↗Jul 23, 2025Brookline SPV, LLC - Series GDInvesting$3,385,000$3,385,000
EDGAR ↗Jul 2, 2024Brookline SPV, LLC - Series FDInvesting$2,330,000$2,330,000
EDGAR ↗Jul 2, 2024Brookline SPV, LLC (Series E)DInvesting$250,000$250,000
EDGAR ↗Jul 2, 2024Brookline SPV, LLC (Series D)DInvesting$11,840,000$11,840,000
EDGAR ↗Jun 26, 2023Solaris VC, LLC (Series A)DInvesting$3,304,000$3,304,000
EDGAR ↗Oct 6, 2020Camp One Ventures (Fund B), LLCDInvesting$6,250,000$0
EDGAR ↗Jun 21, 2019Brookline SPV, LLCDInvestingIndefinite$170,000
EDGAR ↗Jul 5, 2017Camp One Ventures (Fund D), LLCD/AInvesting$30,000,000$0
EDGAR ↗Jun 30, 2017Camp One Ventures (Fund D), LLCDInvesting$30,000,000$0
EDGAR ↗Sep 15, 2016Camp One Ventures (Fund C), LLCDInvesting$2,000,000$0
EDGAR ↗Mar 29, 2016Camp One Ventures (Fund C), LLCD/AInvesting$30,000,000$6,775,000
EDGAR ↗Mar 25, 2016Camp One Ventures (Fund C), LLCD/AInvesting$30,000,000$5,650,000
EDGAR ↗Apr 6, 2015Brookline Value Investment Fund, LLCD/AInvestingIndefinite$11,400,000
EDGAR ↗Mar 6, 2015Camp One Ventures (Fund C), LLCDInvesting$30,000,000$0
EDGAR ↗Sep 16, 2014Brookline Tracon Investment Fund II, LLCDInvesting$3,000,000$0
EDGAR ↗Feb 19, 2014Brookline Pope Asset Fund I, LLCD/AInvestingIndefinite$10,555,000
EDGAR ↗Jul 19, 2013Camp One Ventures (Fund B), LLCDInvesting$12,000,000$0
EDGAR ↗Mar 7, 2013Brookline Special Situations Fund, LLCDInvesting$5,000,000$1,700,000
EDGAR ↗Jan 18, 2013Cahaba Pharmaceuticals, LLCDPharmaceuticals$1,000,000$205,000
EDGAR ↗May 31, 2012Camp One Ventures, LLCDInvesting$5,000,000$1,150,000
EDGAR ↗Mar 22, 2012Cahaba Pharmaceuticals, LLCDPharmaceuticalsIndefinite$250,000
EDGAR ↗Sep 16, 2011Brookline Value Investment Fund, LLCD/AInvestingIndefinite$4,200,000
EDGAR ↗Mar 29, 2011Brookline Tracon Investment Fund II, LLCDInvesting$2,000,000$1,875,000
EDGAR ↗Feb 11, 2011Brookline Pope Asset Fund I, LLCD/AInvesting$10,555,000$10,555,000
EDGAR ↗Feb 3, 2011Brookline Pope Asset Fund I, LLCDInvestingIndefinite$0
EDGAR ↗Dec 17, 2010Cahaba Pharmaceuticals, LLCDPharmaceuticals$3,000,000$0
EDGAR ↗Dec 8, 2010Brookline AHC Investment Fund, LLCDInvesting$600,000$0
EDGAR ↗Oct 28, 2010Cahaba Pharmaceuticals, LLCDPharmaceuticals$1,500,000$500,000
EDGAR ↗Jul 14, 2010Brookline Value Investment Fund, LLCDInvestingIndefinite$4,200,000
EDGAR ↗Apr 5, 2010Brookline Coronado Investment Fund, LLCDInvesting$4,000,000$225,000
EDGAR ↗Feb 16, 2010Brookline Tracon Investment Fund II, LLCDInvesting$3,000,000$0
EDGAR ↗Dec 10, 2009Brookline Ziopharm Investment Fund II, LLCDInvesting$5,000,000$1,000,000
EDGAR ↗Dec 9, 2009Capital Strategies Advisors Fund II, LLCD/AInvesting$1,050,000$1,050,000
EDGAR ↗Nov 24, 2009CSA Biotechnology Fund II, LLCD/AInvestment Banking$10,000,000$8,550,000
EDGAR ↗Nov 24, 2009Brookline Pope Asset Fund I, LLCD/AInvestment BankingIndefinite$9,725,000
EDGAR ↗Nov 12, 2009Capital Strategies Advisors Fund II, LLCD/AInvesting$1,050,000$550,000
EDGAR ↗Nov 5, 2009Hug Energy, Inc.DOther TechnologyIndefinite$0
EDGAR ↗Sep 9, 2009Brookline Ziopharm Investment Fund, LLCDPooled Investment Fund$5,000,000$0
EDGAR ↗Jun 15, 2009Capital Strategies Advisors Fund II, LLCDInvesting$500,000$500,000
EDGAR ↗May 29, 2009Cahaba Pharmaceuticals, LLCD/APharmaceuticals$2,735,023$831,959
EDGAR ↗May 11, 2009Brookline Pope Asset Fund II, LLCDInvesting$4,000,000$975,000
EDGAR ↗Mar 30, 2009Cahaba Pharmaceuticals, LLCDPharmaceuticals$735,023$0
EDGAR ↗Jan 2, 2008CSA Biotechnology Fund II, LLCDInvestment Banking$10,000,000$0

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Aug 13, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Investment Banking (2008), Pharmaceuticals (2009), Investing (2009), Pooled Investment Fund (2009), Other Technology (2009), Investing (2009–2010), Pharmaceuticals (2010), Investing (2010), Pharmaceuticals (2010), Investing (2011), Pharmaceuticals (2012), Investing (2012), Pharmaceuticals (2013). Latest offering: Investing (2013–2025; most recent Sep 26, 2025).

People across the group

NameRolesIssuers hereFirst → last listed
Madding King, III Madding King, IIIExecutive Officer, Director, Promoter23Jan 2, 2008 → Sep 26, 2025
J. Rainer Twiford J. Rainer TwifordExecutive Officer, Director21Jan 2, 2008 → Aug 13, 2026
RC Robert A. ClaassenExecutive Officer, Director5Nov 5, 2009 → Oct 6, 2020
Hollis N. Gieger, Jr. Hollis N. Gieger, Jr.Executive Officer4Jan 2, 2008 → Feb 11, 2011
JD Jimmie Huling Harvey, Jr., M.D.Executive Officer, Promoter2Dec 10, 2009 → Sep 16, 2014
JD James E. Cantrell, Jr., M.D.Executive Officer, Promoter2Dec 10, 2009 → Sep 16, 2014
BI Brookline Investments, Inc. entityPromoter1Jun 21, 2019 → Jun 21, 2019
BS Brookline SPV Manager, LLC entityExecutive Officer1Jun 21, 2019 → Jun 21, 2019
TB Thomas P. BrownExecutive Officer1Jun 30, 2017 → Jul 5, 2017
BT Brookline TIFMM, entityDirector1Feb 16, 2010 → Sep 16, 2014
BF Brookline Financial Partners, Inc. entityPromoter1Sep 16, 2014 → Sep 16, 2014
HL Harris LydonDirector1Mar 7, 2013 → Mar 7, 2013
AA Andrew P. AromandoExecutive Officer1Mar 30, 2009 → Jan 18, 2013
WT William M TestaExecutive Officer1Oct 28, 2010 → Dec 17, 2010
DH Dr. Jimmie Huling Harvey, Jr.Director1Apr 5, 2010 → Apr 5, 2010
DC Dr. James E Cantrell, Jr.Director1Apr 5, 2010 → Apr 5, 2010
MT Marcus TallhamnExecutive Officer, Director1Nov 5, 2009 → Nov 5, 2009
SP Sean PlaiceDirector1Nov 5, 2009 → Nov 5, 2009
BO Benjamin OlsonExecutive Officer1Nov 5, 2009 → Nov 5, 2009
PB Paul BlomdahlDirector1Nov 5, 2009 → Nov 5, 2009
BZ Brookline ZIFMM, LLC entityDirector1Sep 9, 2009 → Sep 9, 2009
JH Jimmie Huling Harvey, Jr.Director1Mar 30, 2009 → May 29, 2009
JC James E. Cantrell, Jr.Director1Mar 30, 2009 → May 29, 2009

Business registration (state registry / Secretary of State)

5 of 24 issuers have a matched state registry record — records by status: withdrawn 3 · active 2.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

BROOKLINE INVESTMENTS, INC. — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Dec 16, 1999 · SEC file 801-57057 · Main office: BIRMINGHAM, AL · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $281,468,586 as reported on Form ADV filed Jun 5, 2026 (Item 5.F(2)(c)) · 33 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.INSTAGRAM.COM/CAMPONEVENTURES ↗

Item 11 disclosure questions as answered on Form ADV filed Jun 5, 2026: 1 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (1 disclosure reported) — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (AL) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

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