PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:27 AM ET

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LT
No photo found yet (own website and image search run after this page is viewed)

Lee Thompson

Named as an officer, director or promoter on SEC Form D filings · WA · Jan 28, 2010 → Apr 2, 2019

2deals (issuers)
$19.5Mreported sold
33investors
9Form D filings
2010–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Lee Thompson is listed as an executive officer and director on 9 SEC Form D filings by 2 issuers between Jan 2010 and Apr 2019: OceanGate Inc (Everett, WA — industry reported as "Other" — 2012–2019; $19.3M reported sold to 22 investors) and BLUEVIEW TECHNOLOGIES INC (Seattle, WA — other technology — 2010; $216K reported sold to 11 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $19.5M sold in total.

Listed alongside Geoffrey Barker (8 shared filings), John Lockwood (8 shared filings), Doug Gorder (7 shared filings), Neil McCurdy (6 shared filings), R Stockton Rush (6 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Lee. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 9 public filings for Lee Thompson and found 7 differences: Lee Thompson appears on 1 deal that stopped filing before reaching its target; Form D filed 16 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Lee Thompson has not run yet — it is joining a line of 54,637 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Lee Thompson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Lee Thompson (compared 9 filings on Oct 24, 2026)

Note · Jan 28, 2010

Lee Thompson appears on 1 deal that stopped filing before reaching its target

BLUEVIEW TECHNOLOGIES INC (last filing Jan 28, 2010; $215,931 sold of $500,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

BLUEVIEW TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Jan 12, 2010 – Jan 28, 2010

Form D filed 16 days after the first sale — BLUEVIEW TECHNOLOGIES INC

The filing says the first sale was Jan 12, 2010. The Form D was filed Jan 28, 2010 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 28, 2010 ↗BLUEVIEW TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Jan 12, 2010 – Oct 23, 2017

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — OceanGate Inc (latest filing Oct 23, 2017) · No amendment in the last 12 months on an offering that may still be open — OceanGate Inc (latest filing May 13, 2015) · No amendment in the last 12 months on an offering that may still be open — OceanGate Inc (latest filing Sep 27, 2012) · No amendment in the last 12 months on an offering that may still be open — BLUEVIEW TECHNOLOGIES INC (latest filing Jan 28, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 23, 2017 ↗OceanGate Inc — PartnerFacts page ↗Form D · May 13, 2015 ↗Form D · Sep 27, 2012 ↗
Sources
Note · Sep 27, 2012 – Dec 22, 2017

Reported revenue range changed between filings — OceanGate Inc

"$1 - $1,000,000" (Sep 27, 2012); then "Decline to Disclose" (May 13, 2015); then "$1 - $1,000,000" (Jul 1, 2016); then "Decline to Disclose" (Dec 22, 2017).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Sep 27, 2012 ↗Form D · May 13, 2015 ↗Form D · Jul 1, 2016 ↗Form D · Dec 22, 2017 ↗
Sources
Note · May 20, 2026

Same name, different state: "Lee Taylor Thompson" (NY) is a separate record

This page covers filings where the address state is WA. A separate record, "Lee Taylor Thompson" with address state NY, is listed on 1 filing — most recently by SK Orchard Park Holdings LP (May 20, 2026). The two records do not overlap in time: this page runs Jan 28, 2010 to Apr 2, 2019; the other has one filing dated May 20, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Lee Taylor Thompson (NY) — PartnerFacts page ↗Form D · May 20, 2026 ↗SK Orchard Park Holdings LP — PartnerFacts page ↗Lee Thompson (WA) — this page ↗
Sources
Note · Nov 12, 2013 – May 14, 2014

Same name, different state: "LEE THOMPSON" (NY) is a separate record

This page covers filings where the address state is WA. A separate record, "LEE THOMPSON" with address state NY, is listed on 18 filings — most recently by ALPHAKEYS BRASIL INFRASTRUCTURE FUND, L.L.C. (May 14, 2014). Both records have filings in the same period (Nov 12, 2013 to May 14, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

LEE THOMPSON (NY) — PartnerFacts page ↗Form D · May 14, 2014 ↗ALPHAKEYS BRASIL INFRASTRUCTURE FUND, L.L.C. — PartnerFacts page ↗Lee Thompson (WA) — this page ↗
Sources
Note · Dec 17, 2013 – May 13, 2015

Address moved from Seattle, WA to Everett, WA — OceanGate Inc

The people listed on the Dec 17, 2013 filing give Seattle, WA; on the May 13, 2015 filing they give Everett, WA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Dec 17, 2013 ↗Form D · May 13, 2015 ↗OceanGate Inc — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 7 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 2, 2019 D
OceanGate Inc
File 021-336291
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2017 D
OceanGate Inc
File 021-301545
$0$0$0None listed on this filingEDGAR ↗
Oct 23, 2017 D/A
OceanGate Inc
File 021-266276
$0$0$0None listed on this filingEDGAR ↗
May 13, 2015 D
OceanGate Inc
File 021-239735
$0$0$0None listed on this filingEDGAR ↗
Dec 17, 2013 D
OceanGate Inc
File 021-208111
$0$0$0None listed on this filingEDGAR ↗
Sep 27, 2012 D
OceanGate Inc
File 021-184709
$0$0$0
No gross proceeds will be paid to officers, directors or promoters. The proceeds will be used as working capital and accordingly some of this may be used to pay for regularly scheduled salaries to officers during the course of operations.
None BrokerCheck CRD 00000000 ↗
via n/a (CRD 00000000 ↗)
EDGAR ↗
Jan 28, 2010 D
BLUEVIEW TECHNOLOGIES INC
File 021-71480
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Lee Thompson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

O
Other

OceanGate Inc

Everett, WA · Sep 27, 2012 → Apr 2, 2019 · 8 filings
  • Apr 2, 2019 · D · $0 sold of $5,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2017 · D · $0 sold of $5,100,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 23, 2017 · D/A · $4,000,000 sold of $5,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2016 · D/A · $1,600,000 sold of $5,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 1, 2016 · D · $600,000 sold of $5,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 13, 2015 · D · $2,975,000 sold of $5,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 17, 2013 · D · $0 sold of $10,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 27, 2012 · D · $1,736,682 sold of $3,000,000 · 10 investors · min. $50,000 · role: Director EDGAR ↗

Raised $19.3M from 22 investors (100% of the $5M target) as of the latest filing. Lee is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BT
Other Technology

BLUEVIEW TECHNOLOGIES INC

Seattle, WA · Jan 28, 2010
  • Jan 28, 2010 · D · $215,931 sold of $500,000 · 11 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗

Raised $216K from 11 investors (43% of the $500K target) as of the latest filing. Lee is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • LEE THOMPSON — NY, 12 issuers, Nov 12, 2013 → May 14, 2014 · no shared issuer
  • Lee Taylor Thompson — NY, 1 issuer, May 20, 2026 → May 20, 2026 · no shared issuer

People around Lee 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Geoffrey Barker

Director · 8 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Lee Thompson. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John Lockwood

Director · 8 shared filings (2 issuers)

Listed on the same filings as Lee Thompson. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Gorder

Executive Officer · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Lee Thompson. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

R Stockton Rush

Executive Officer, Director, Promoter · 6 shared filings (1 issuer)

Listed on the same filings as Lee Thompson. Their page shows their other deals.

NM
No photo found yet (own website and image search run after this page is viewed)
Person

Neil McCurdy

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Lee Thompson. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Snyder

Director · 5 shared filings (1 issuer)

Listed on the same filings as Lee Thompson. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Furlotti

Director · 4 shared filings (1 issuer)

Listed on the same filings as Lee Thompson. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Colleen Hahn

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Lee Thompson. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Stockton Rush

Director, Executive Officer, Promoter · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Lee Thompson. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Scott T Bachelor

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Lee Thompson. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Seawall

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Lee Thompson. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Art J Schroeder

Director · 1 shared filing (1 issuer)

Listed on the same filings as Lee Thompson. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Stockton Rush

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Lee Thompson. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Guillermo Sohnlein

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Lee Thompson. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Joel Perry

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Lee Thompson. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Bob Shuman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Lee Thompson. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Dianna Raedle

Director · 1 shared filing (1 issuer)

Listed on the same filings as Lee Thompson. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Furlotti

Director · 1 shared filing (1 issuer)

Listed on the same filings as Lee Thompson. Their page shows their other deals.

The team behind the deals

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Lee Thompson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Lee Thompson is listed on: none on file. No website or social profile named in OceanGate Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #221,770 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Everett, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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