PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:53 AM ET

Sponsor Check › Person

LT

LEE THOMPSON

Named as an officer, director or promoter on SEC Form D filings · NY · Nov 12, 2013 → May 14, 2014

12deals (issuers)
$4.47Breported sold
9,714investors
18Form D filings
2013–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: not yet

The short version

LEE THOMPSON is listed as an executive officer on 18 SEC Form D filings by 12 issuers between Nov 2013 and May 2014. Largest by amount reported sold: ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. (New York, NY — pooled investment fund — 2014; $1.03B reported sold to 1,820 investors), ALPHAKEYS MILLENNIUM FUND, L.L.C. (New York, NY — pooled investment fund — 2014; $957.6M reported sold to 2,502 investors), ALPHAKEYS MILLENNIUM FUND II, L.L.C. (New York, NY — pooled investment fund — 2014; $691.9M reported sold to 1,487 investors), ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C. (New York, NY — pooled investment fund — 2013–2014; $417.9M reported sold to 739 investors), ALPHAKEYS PAULSON ADVANTAGE II, L.L.C. (New York, NY — pooled investment fund — 2014; $355.2M reported sold to 689 investors) and 7 more (all listed below).

What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer. Across those companies the filings report $4.47B sold in total.

Listed alongside CLIFFORD B. WATTLEY (18 shared filings), GARY MUNIZ (18 shared filings), JERRY PASCUCCI (18 shared filings), LINA RUBIN (18 shared filings), LOUIS KLEIST (18 shared filings) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around LEE. Each name links to their own page.

All 12 issuers belong to the sponsor group Alphakeys (35 issuers, $9.16B reported sold, 2009–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Alphakeys has 35 companies on file and $9.16B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Lee W. Thompson and Brenda Thompson closed
United States Bankruptcy Court, W.D. New York · No. 1-84-11483 · Filed Aug 15, 1984 · Closed Aug 16, 1989
Role of Lee W. Thompson and Brenda Thompson: Debtor · Outcome: Case closed 1989-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 135 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

0 of 12 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 14, 2014 D
ALPHAKEYS BRASIL INFRASTRUCTURE FUND, L.L.C.
File 021-217350
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗EDGAR ↗
Apr 23, 2014 D
ALPHAKEYS EUROPEAN REAL ESTATE OPPORTUNITIES FUND, L.L.C.
File 021-216079
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗EDGAR ↗
Apr 14, 2014 D/A
ALPHAKEYS PAULSON ADVANTAGE, L.L.C.
File 021-134445
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗EDGAR ↗
Apr 14, 2014 D/A
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.
File 021-101619
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗EDGAR ↗
Apr 14, 2014 D/A
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.
File 021-106198
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗EDGAR ↗
Apr 14, 2014 D/A
ALPHAKEYS PAULSON ADVANTAGE II, L.L.C.
File 021-136187
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗EDGAR ↗
Apr 14, 2014 D/A
ALPHAKEYS GAVEA FUND, L.L.C.
File 021-165843
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗EDGAR ↗
Apr 14, 2014 D/A
ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C.
File 021-176669
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗EDGAR ↗
Apr 14, 2014 D/A
ALPHAKEYS MILLENNIUM FUND II, L.L.C.
File 021-161308
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗EDGAR ↗
Apr 11, 2014 D/A
ALPHAKEYS MILLENNIUM FUND, L.L.C.
File 021-158480
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗EDGAR ↗
Mar 10, 2014 D/A
ALPHAKEYS KKR ENERGY INCOME FUND, L.L.C.
File 021-206153
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗EDGAR ↗
Feb 25, 2014 D
ALPHAKEYS CARLYLE ASIA IV, L.L.C.
File 021-212438
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 12

Every issuer that named LEE Thompson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AB
Pooled Investment Fund · group: Alphakeys

ALPHAKEYS BRASIL INFRASTRUCTURE FUND, L.L.C.

New York, NY · May 14, 2014
  • May 14, 2014 · D · $57,696,000 sold of Indefinite · 154 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $57.7M from 154 investors as of the latest filing. LEE is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AE
Pooled Investment Fund · group: Alphakeys

ALPHAKEYS EUROPEAN REAL ESTATE OPPORTUNITIES FUND, L.L.C.

New York, NY · Apr 23, 2014
  • Apr 23, 2014 · D · $202,051,000 sold of $202,051,000 · 469 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $202.1M from 469 investors (100% of the $202.1M target) as of the latest filing. LEE is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AR
Pooled Investment Fund · group: Alphakeys

ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.

New York, NY · Jan 28, 2014 → Apr 14, 2014 · 4 filings
  • Apr 14, 2014 · D/A · $163,561,995 sold of Indefinite · 179 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 14, 2014 · D/A · $192,797,483 sold of Indefinite · 351 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 28, 2014 · D/A · $161,011,995 sold of Indefinite · 175 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 28, 2014 · D/A · $192,654,083 sold of Indefinite · 350 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.03B from 1,820 investors as of the latest filing. LEE is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AR
Pooled Investment Fund · group: Alphakeys

ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.

New York, NY · Nov 15, 2013 → Apr 14, 2014 · 2 filings
  • Apr 14, 2014 · D/A · $222,678,178 sold of Indefinite · 299 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 15, 2013 · D/A · $222,678,178 sold of Indefinite · 299 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $417.9M from 739 investors as of the latest filing. LEE is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Pooled Investment Fund · group: Alphakeys

ALPHAKEYS PAULSON ADVANTAGE, L.L.C.

New York, NY · Nov 14, 2013 → Apr 14, 2014 · 2 filings
  • Apr 14, 2014 · D/A · $237,986,500 sold of Indefinite · 530 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 14, 2013 · D/A · $237,936,500 sold of Indefinite · 529 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $238M from 542 investors as of the latest filing. LEE is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Alphakeys

ALPHAKEYS MILLENNIUM FUND II, L.L.C.

New York, NY · Apr 14, 2014
  • Apr 14, 2014 · D/A · $271,017,832 sold of Indefinite · 650 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $691.9M from 1,487 investors as of the latest filing. LEE is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Pooled Investment Fund · group: Alphakeys

ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C.

New York, NY · Apr 14, 2014
  • Apr 14, 2014 · D/A · $55,776,000 sold of Indefinite · 159 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $66.5M from 180 investors as of the latest filing. LEE is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Pooled Investment Fund · group: Alphakeys

ALPHAKEYS GAVEA FUND, L.L.C.

New York, NY · Apr 14, 2014
  • Apr 14, 2014 · D/A · $42,234,329 sold of Indefinite · 130 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $48.5M from 145 investors as of the latest filing. LEE is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Pooled Investment Fund · group: Alphakeys

ALPHAKEYS PAULSON ADVANTAGE II, L.L.C.

New York, NY · Apr 14, 2014
  • Apr 14, 2014 · D/A · $119,780,300 sold of Indefinite · 167 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $355.2M from 689 investors as of the latest filing. LEE is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Alphakeys

ALPHAKEYS MILLENNIUM FUND, L.L.C.

New York, NY · Apr 11, 2014
  • Apr 11, 2014 · D/A · $322,260,651 sold of Indefinite · 704 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $957.6M from 2,502 investors as of the latest filing. LEE is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AK
Pooled Investment Fund · group: Alphakeys

ALPHAKEYS KKR ENERGY INCOME FUND, L.L.C.

New York, NY · Nov 12, 2013 → Mar 10, 2014 · 2 filings
  • Mar 10, 2014 · D/A · $331,946,000 sold of Indefinite · 820 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 12, 2013 · D · $303,221,000 sold of Indefinite · 741 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $331.9M from 820 investors as of the latest filing. LEE is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Alphakeys

ALPHAKEYS CARLYLE ASIA IV, L.L.C.

New York, NY · Feb 25, 2014
  • Feb 25, 2014 · D · $66,751,000 sold of $66,751,000 · 167 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $66.8M from 167 investors (100% of the $66.8M target) as of the latest filing. LEE is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Lee Thompson — WA, 2 issuers, Jan 28, 2010 → Apr 2, 2019 · no shared issuer
  • Lee Taylor Thompson — NY, 1 issuer, May 20, 2026 → May 20, 2026 · no shared issuer

People around LEE 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JP
Person

JERRY PASCUCCI

Executive Officer, Director · 18 shared filings (12 issuers) · also on 34 other issuers

JERRY PASCUCCI is on 46 issuers in total — a repeat sponsor. Their page lists every one.

LR
Person

LINA RUBIN

Executive Officer, Director · 18 shared filings (12 issuers) · also on 18 other issuers

LINA RUBIN is on 30 issuers in total — a repeat sponsor. Their page lists every one.

CW
Person

CLIFFORD B. WATTLEY

Executive Officer · 18 shared filings (12 issuers) · also on 18 other issuers

CLIFFORD B. WATTLEY is on 30 issuers in total — a repeat sponsor. Their page lists every one.

SY
Person

STACIE YATES

Executive Officer · 18 shared filings (12 issuers) · also on 8 other issuers

STACIE YATES is on 20 issuers in total — a repeat sponsor. Their page lists every one.

GM
Person

GARY MUNIZ

Executive Officer · 18 shared filings (12 issuers) · also on 18 other issuers

GARY MUNIZ is on 30 issuers in total — a repeat sponsor. Their page lists every one.

LK
Person

LOUIS KLEIST

Executive Officer · 18 shared filings (12 issuers) · also on 6 other issuers

LOUIS KLEIST is on 18 issuers in total — a repeat sponsor. Their page lists every one.

OR
Person

OTTAVIO ROSETO

Executive Officer · 18 shared filings (12 issuers) · also on 13 other issuers

OTTAVIO ROSETO is on 25 issuers in total — a repeat sponsor. Their page lists every one.

AG
Person

ANNA GINDES

Executive Officer · 17 shared filings (11 issuers) · also on 13 other issuers

ANNA GINDES is on 24 issuers in total — a repeat sponsor. Their page lists every one.

NS
Person

NADIA SMALL

Executive Officer · 17 shared filings (11 issuers) · also on 8 other issuers

NADIA SMALL is on 19 issuers in total — a repeat sponsor. Their page lists every one.

JM
Person

Jennifer Magro

Executive Officer · 3 shared filings (3 issuers) · also on 43 other issuers

Jennifer Magro is on 46 issuers in total — a repeat sponsor. Their page lists every one.

AG
Person

ALEXANDER GUREVICH

Executive Officer · 3 shared filings (3 issuers) · also on 13 other issuers

ALEXANDER GUREVICH is on 16 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

A
Sponsor group

Alphakeys

35 issuers · 162 filings · $9.16B reported sold · 2009–2024

One team, 35 deal companies. LEE Thompson is listed on 12 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name LEE THOMPSON.

Same business address

21 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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