Sponsor Check › Person
Related person on Form D filings · address state as listed: NY · listed Apr 15, 2011 → Aug 31, 2015
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:59 PM ET · SEC enforcement last checked: not yet
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:59 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 19 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Aug 31, 2015 D File 021-246701 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Apr 16, 2015 D/A File 021-158480 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Apr 16, 2015 D/A File 021-161308 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Apr 16, 2015 D/A File 021-165843 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Apr 16, 2015 D/A File 021-106198 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Apr 16, 2015 D/A File 021-176669 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Apr 16, 2015 D/A File 021-184000 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Apr 16, 2015 D/A File 021-184001 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Apr 16, 2015 D/A File 021-134445 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Apr 16, 2015 D/A File 021-136187 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Apr 16, 2015 D/A File 021-101619 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Apr 23, 2014 D File 021-216079 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Mar 10, 2014 D/A File 021-206153 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Feb 25, 2014 D File 021-212438 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Jun 17, 2013 D File 021-198102 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Jun 17, 2013 D File 021-198103 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Nov 20, 2012 D File 021-187268 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Nov 15, 2011 D File 021-168690 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Sep 14, 2011 D/A File 021-161309 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | AlphaKeys Real Estate Opportunities Fund V, L.L.C. group: Alphakeys | Executive Officer | Aug 31, 2015 | D | $539,585,350 similar: $155,000–$5,250,000 | $539,585,350 | 1129 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS MILLENNIUM FUND III, L.L.C. group: Alphakeys | Executive Officer | Apr 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $397,927,289 | 843 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS MILLENNIUM FUND, L.L.C. group: Alphakeys | Executive Officer | Apr 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $348,018,151 | 765 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS PAULSON ADVANTAGE II, L.L.C. group: Alphakeys | Executive Officer | Apr 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $119,780,300 | 167 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS PAULSON ADVANTAGE, L.L.C. group: Alphakeys | Executive Officer | Apr 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $237,986,500 | 530 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. group: Alphakeys | Executive Officer | Apr 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $166,361,994 | 187 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. group: Alphakeys | Executive Officer | Apr 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $193,294,483 | 353 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C. group: Alphakeys | Executive Officer | Apr 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $225,628,178 | 308 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C. group: Alphakeys | Executive Officer | Apr 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $67,812,000 | 183 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS GAVEA FUND, L.L.C. group: Alphakeys | Executive Officer | Apr 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $46,309,329 | 137 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C. group: Alphakeys | Executive Officer | Apr 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,104,000 | 169 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS MILLENNIUM FUND II, L.L.C. group: Alphakeys | Executive Officer | Apr 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $280,467,832 | 673 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS MILLENNIUM FUND III, L.L.C. group: Alphakeys | Executive Officer | Oct 9, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $339,782,000 | 723 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C. group: Alphakeys | Executive Officer | Sep 10, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,232,000 | 172 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS EUROPEAN REAL ESTATE OPPORTUNITIES FUND, L.L.C. group: Alphakeys | Executive Officer | Apr 23, 2014 | D | $202,051,000 similar: $155,000–$5,250,000 | $202,051,000 | 469 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. group: Alphakeys | Executive Officer | Apr 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $163,561,995 | 179 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. group: Alphakeys | Executive Officer | Apr 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $192,797,483 | 351 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C. group: Alphakeys | Executive Officer | Apr 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $222,678,178 | 299 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS PAULSON ADVANTAGE, L.L.C. group: Alphakeys | Executive Officer | Apr 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $237,986,500 | 530 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS MILLENNIUM FUND II, L.L.C. group: Alphakeys | Executive Officer | Apr 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $271,017,832 | 650 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C. group: Alphakeys | Executive Officer | Apr 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $55,776,000 | 159 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS GAVEA FUND, L.L.C. group: Alphakeys | Executive Officer | Apr 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,234,329 | 130 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS PAULSON ADVANTAGE II, L.L.C. group: Alphakeys | Executive Officer | Apr 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $119,780,300 | 167 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS MILLENNIUM FUND, L.L.C. group: Alphakeys | Executive Officer | Apr 11, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $322,260,651 | 704 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS KKR ENERGY INCOME FUND, L.L.C. group: Alphakeys | Executive Officer | Mar 10, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $331,946,000 | 820 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS CARLYLE ASIA IV, L.L.C. group: Alphakeys | Executive Officer | Feb 25, 2014 | D | $66,751,000 similar: $155,000–$5,250,000 | $66,751,000 | 167 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. group: Alphakeys | Executive Officer | Jan 28, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $161,011,995 | 175 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. group: Alphakeys | Executive Officer | Jan 28, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $192,654,083 | 350 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C. group: Alphakeys | Executive Officer | Nov 15, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $222,678,178 | 299 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS PAULSON ADVANTAGE, L.L.C. group: Alphakeys | Executive Officer | Nov 14, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $237,936,500 | 529 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS KKR ENERGY INCOME FUND, L.L.C. group: Alphakeys | Executive Officer | Nov 12, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $303,221,000 | 741 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS MILLENNIUM FUND III, L.L.C. group: Alphakeys | Executive Officer | Oct 9, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $223,890,000 | 442 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C. group: Alphakeys | Executive Officer | Sep 11, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $36,404,000 | 116 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. group: Alphakeys | Executive Officer | Sep 11, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $158,061,995 | 167 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS GAVEA FUND, L.L.C. group: Alphakeys | Executive Officer | Sep 11, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,491,829 | 118 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS PAULSON ADVANTAGE II, L.L.C. group: Alphakeys | Executive Officer | Aug 9, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $119,280,300 | 165 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS WP XI, L.L.C. group: Alphakeys | Executive Officer | Jun 17, 2013 | D | $77,851,000 similar: $155,000–$5,250,000 | $77,851,000 | 206 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS RIALTO REAL ESTATE FUND II, L.L.C. group: Alphakeys | Executive Officer | Jun 17, 2013 | D | $157,651,000 similar: $155,000–$5,250,000 | $157,651,000 | 283 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C. group: Alphakeys | Executive Officer | Jun 12, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $54,176,000 | 155 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS MILLENNIUM FUND II, L.L.C. group: Alphakeys | Executive Officer | Jun 12, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $257,184,936 | 622 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS MILLENNIUM FUND, L.L.C. group: Alphakeys | Executive Officer | Apr 12, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $289,241,884 | 634 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS PAULSON ADVANTAGE, L.L.C. group: Alphakeys | Executive Officer | Nov 30, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $237,631,500 | 526 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS KKR FUND XI, L.L.C. group: Alphakeys | Executive Officer | Nov 20, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $194,771,000 | 478 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS MILLENNIUM FUND III, L.L.C. group: Alphakeys | Executive Officer | Oct 9, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,135,000 | 79 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS GAVEA FUND, L.L.C. group: Alphakeys | Executive Officer | Sep 12, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,841,829 | 94 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. group: Alphakeys | Executive Officer | Sep 12, 2012 | D/A | Indefinite | $152,411,995 | 143 | No minimum reported |
| EDGAR ↗ | ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C. group: Alphakeys | Executive Officer | Sep 12, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $14,556,000 | 44 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS MILLENNIUM FUND III, L.L.C. group: Alphakeys | Executive Officer | Sep 12, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $20,601,000 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS GAVEA FUND, L.L.C. group: Alphakeys | Executive Officer | Jul 12, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,841,829 | 94 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C. group: Alphakeys | Executive Officer | Jun 12, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,526,000 | 119 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS MILLENNIUM FUND II, L.L.C. group: Alphakeys | Executive Officer | Jun 12, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $245,554,936 | 590 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C. group: Alphakeys | Executive Officer | May 14, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,476,000 | 98 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS GAVEA FUND, L.L.C. group: Alphakeys | Executive Officer | Apr 13, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,815,400 | 74 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C. group: Alphakeys | Executive Officer | Apr 13, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $21,991,000 | 63 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS MILLENNIUM FUND, L.L.C. group: Alphakeys | Executive Officer | Apr 13, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $274,741,884 | 596 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. group: Alphakeys | Executive Officer | Mar 15, 2012 | D/A | Indefinite | $138,516,995 | 118 | No minimum reported |
| EDGAR ↗ | UBS REAL ESTATE OPPORTUNITY FUND IV, L.L.C. group: Alphakeys | Executive Officer | Nov 15, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $170,520,000 | 391 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | UBS Rialto Real Estate Fund, L.L.C. group: Alphakeys | Executive Officer | Sep 14, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $91,637,500 | 274 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS GAVEA FUND, L.L.C. group: Alphakeys | Executive Officer | Sep 14, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $9,075,000 | 24 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | UBS Rialto Real Estate Fund, L.L.C. group: Alphakeys | Executive Officer | Aug 12, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $64,437,500 | 212 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | UBS Rialto Real Estate Fund, L.L.C. group: Alphakeys | Executive Officer | Jul 14, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $34,737,500 | 160 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | UBS Rialto Real Estate Fund, L.L.C. group: Alphakeys | Executive Officer | Jun 15, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $11,437,500 | 92 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS MILLENNIUM FUND II, L.L.C. group: Alphakeys | Executive Officer | Jun 15, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $200,256,333 | 470 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ALPHAKEYS MILLENNIUM FUND, L.L.C. group: Alphakeys | Executive Officer | Apr 15, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $184,427,000 | 448 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as NADIA SMALL. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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