PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:59 PM ET

Sponsor Check › Person

NADIA SMALL

Related person on Form D filings · address state as listed: NY · listed Apr 15, 2011 → Aug 31, 2015

19issuers
64Form D filings
2011–2015years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:59 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:59 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:59 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 19 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Aug 31, 2015 D
File 021-246701
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Apr 16, 2015 D/A
File 021-158480
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Apr 16, 2015 D/A
File 021-161308
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Apr 16, 2015 D/A
File 021-165843
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Apr 16, 2015 D/A
File 021-106198
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Apr 16, 2015 D/A
File 021-176669
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Apr 16, 2015 D/A
File 021-184000
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Apr 16, 2015 D/A
File 021-184001
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Apr 16, 2015 D/A
File 021-134445
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Apr 16, 2015 D/A
File 021-136187
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Apr 16, 2015 D/A
File 021-101619
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Apr 23, 2014 D
File 021-216079
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Mar 10, 2014 D/A
File 021-206153
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Feb 25, 2014 D
File 021-212438
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Jun 17, 2013 D
File 021-198102
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Jun 17, 2013 D
File 021-198103
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Nov 20, 2012 D
File 021-187268
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Nov 15, 2011 D
File 021-168690
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Sep 14, 2011 D/A
File 021-161309
$0$0$0UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗AlphaKeys Real Estate Opportunities Fund V, L.L.C.
group: Alphakeys
Executive OfficerAug 31, 2015D$539,585,350
similar: $155,000–$5,250,000
$539,585,3501129
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS MILLENNIUM FUND III, L.L.C.
group: Alphakeys
Executive OfficerApr 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$397,927,289843
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS MILLENNIUM FUND, L.L.C.
group: Alphakeys
Executive OfficerApr 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$348,018,151765
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS PAULSON ADVANTAGE II, L.L.C.
group: Alphakeys
Executive OfficerApr 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$119,780,300167
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS PAULSON ADVANTAGE, L.L.C.
group: Alphakeys
Executive OfficerApr 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$237,986,500530
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.
group: Alphakeys
Executive OfficerApr 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$166,361,994187
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.
group: Alphakeys
Executive OfficerApr 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$193,294,483353
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.
group: Alphakeys
Executive OfficerApr 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$225,628,178308
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C.
group: Alphakeys
Executive OfficerApr 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$67,812,000183
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS GAVEA FUND, L.L.C.
group: Alphakeys
Executive OfficerApr 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$46,309,329137
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C.
group: Alphakeys
Executive OfficerApr 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$60,104,000169
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS MILLENNIUM FUND II, L.L.C.
group: Alphakeys
Executive OfficerApr 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$280,467,832673
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS MILLENNIUM FUND III, L.L.C.
group: Alphakeys
Executive OfficerOct 9, 2014D/AIndefinite
similar: $155,000–$5,250,000
$339,782,000723
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C.
group: Alphakeys
Executive OfficerSep 10, 2014D/AIndefinite
similar: $155,000–$5,250,000
$60,232,000172
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS EUROPEAN REAL ESTATE OPPORTUNITIES FUND, L.L.C.
group: Alphakeys
Executive OfficerApr 23, 2014D$202,051,000
similar: $155,000–$5,250,000
$202,051,000469
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.
group: Alphakeys
Executive OfficerApr 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$163,561,995179
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.
group: Alphakeys
Executive OfficerApr 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$192,797,483351
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.
group: Alphakeys
Executive OfficerApr 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$222,678,178299
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS PAULSON ADVANTAGE, L.L.C.
group: Alphakeys
Executive OfficerApr 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$237,986,500530
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS MILLENNIUM FUND II, L.L.C.
group: Alphakeys
Executive OfficerApr 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$271,017,832650
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C.
group: Alphakeys
Executive OfficerApr 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$55,776,000159
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS GAVEA FUND, L.L.C.
group: Alphakeys
Executive OfficerApr 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$42,234,329130
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS PAULSON ADVANTAGE II, L.L.C.
group: Alphakeys
Executive OfficerApr 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$119,780,300167
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS MILLENNIUM FUND, L.L.C.
group: Alphakeys
Executive OfficerApr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$322,260,651704
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS KKR ENERGY INCOME FUND, L.L.C.
group: Alphakeys
Executive OfficerMar 10, 2014D/AIndefinite
similar: $155,000–$5,250,000
$331,946,000820
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS CARLYLE ASIA IV, L.L.C.
group: Alphakeys
Executive OfficerFeb 25, 2014D$66,751,000
similar: $155,000–$5,250,000
$66,751,000167
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.
group: Alphakeys
Executive OfficerJan 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$161,011,995175
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.
group: Alphakeys
Executive OfficerJan 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$192,654,083350
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.
group: Alphakeys
Executive OfficerNov 15, 2013D/AIndefinite
similar: $155,000–$5,250,000
$222,678,178299
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS PAULSON ADVANTAGE, L.L.C.
group: Alphakeys
Executive OfficerNov 14, 2013D/AIndefinite
similar: $155,000–$5,250,000
$237,936,500529
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS KKR ENERGY INCOME FUND, L.L.C.
group: Alphakeys
Executive OfficerNov 12, 2013DIndefinite
similar: $155,000–$5,250,000
$303,221,000741
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS MILLENNIUM FUND III, L.L.C.
group: Alphakeys
Executive OfficerOct 9, 2013D/AIndefinite
similar: $155,000–$5,250,000
$223,890,000442
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C.
group: Alphakeys
Executive OfficerSep 11, 2013D/AIndefinite
similar: $155,000–$5,250,000
$36,404,000116
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.
group: Alphakeys
Executive OfficerSep 11, 2013D/AIndefinite
similar: $155,000–$5,250,000
$158,061,995167
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS GAVEA FUND, L.L.C.
group: Alphakeys
Executive OfficerSep 11, 2013D/AIndefinite
similar: $155,000–$5,250,000
$35,491,829118
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS PAULSON ADVANTAGE II, L.L.C.
group: Alphakeys
Executive OfficerAug 9, 2013D/AIndefinite
similar: $155,000–$5,250,000
$119,280,300165
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS WP XI, L.L.C.
group: Alphakeys
Executive OfficerJun 17, 2013D$77,851,000
similar: $155,000–$5,250,000
$77,851,000206
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS RIALTO REAL ESTATE FUND II, L.L.C.
group: Alphakeys
Executive OfficerJun 17, 2013D$157,651,000
similar: $155,000–$5,250,000
$157,651,000283
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C.
group: Alphakeys
Executive OfficerJun 12, 2013D/AIndefinite
similar: $155,000–$5,250,000
$54,176,000155
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS MILLENNIUM FUND II, L.L.C.
group: Alphakeys
Executive OfficerJun 12, 2013D/AIndefinite
similar: $155,000–$5,250,000
$257,184,936622
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS MILLENNIUM FUND, L.L.C.
group: Alphakeys
Executive OfficerApr 12, 2013D/AIndefinite
similar: $155,000–$5,250,000
$289,241,884634
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS PAULSON ADVANTAGE, L.L.C.
group: Alphakeys
Executive OfficerNov 30, 2012D/AIndefinite
similar: $155,000–$5,250,000
$237,631,500526
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS KKR FUND XI, L.L.C.
group: Alphakeys
Executive OfficerNov 20, 2012DIndefinite
similar: $155,000–$5,250,000
$194,771,000478
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS MILLENNIUM FUND III, L.L.C.
group: Alphakeys
Executive OfficerOct 9, 2012D/AIndefinite
similar: $155,000–$5,250,000
$58,135,00079
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS GAVEA FUND, L.L.C.
group: Alphakeys
Executive OfficerSep 12, 2012D/AIndefinite
similar: $155,000–$5,250,000
$27,841,82994
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.
group: Alphakeys
Executive OfficerSep 12, 2012D/AIndefinite$152,411,995143No minimum reported
EDGAR ↗ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C.
group: Alphakeys
Executive OfficerSep 12, 2012DIndefinite
similar: $155,000–$5,250,000
$14,556,00044
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS MILLENNIUM FUND III, L.L.C.
group: Alphakeys
Executive OfficerSep 12, 2012DIndefinite
similar: $155,000–$5,250,000
$20,601,00020
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS GAVEA FUND, L.L.C.
group: Alphakeys
Executive OfficerJul 12, 2012D/AIndefinite
similar: $155,000–$5,250,000
$27,841,82994
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C.
group: Alphakeys
Executive OfficerJun 12, 2012D/AIndefinite
similar: $155,000–$5,250,000
$42,526,000119
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS MILLENNIUM FUND II, L.L.C.
group: Alphakeys
Executive OfficerJun 12, 2012D/AIndefinite
similar: $155,000–$5,250,000
$245,554,936590
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C.
group: Alphakeys
Executive OfficerMay 14, 2012D/AIndefinite
similar: $155,000–$5,250,000
$35,476,00098
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS GAVEA FUND, L.L.C.
group: Alphakeys
Executive OfficerApr 13, 2012D/AIndefinite
similar: $155,000–$5,250,000
$22,815,40074
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C.
group: Alphakeys
Executive OfficerApr 13, 2012DIndefinite
similar: $155,000–$5,250,000
$21,991,00063
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS MILLENNIUM FUND, L.L.C.
group: Alphakeys
Executive OfficerApr 13, 2012D/AIndefinite
similar: $155,000–$5,250,000
$274,741,884596
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.
group: Alphakeys
Executive OfficerMar 15, 2012D/AIndefinite$138,516,995118No minimum reported
EDGAR ↗UBS REAL ESTATE OPPORTUNITY FUND IV, L.L.C.
group: Alphakeys
Executive OfficerNov 15, 2011DIndefinite
similar: $155,000–$5,250,000
$170,520,000391
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗UBS Rialto Real Estate Fund, L.L.C.
group: Alphakeys
Executive OfficerSep 14, 2011D/AIndefinite
similar: $155,000–$5,250,000
$91,637,500274
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS GAVEA FUND, L.L.C.
group: Alphakeys
Executive OfficerSep 14, 2011DIndefinite
similar: $155,000–$5,250,000
$9,075,00024
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗UBS Rialto Real Estate Fund, L.L.C.
group: Alphakeys
Executive OfficerAug 12, 2011D/AIndefinite
similar: $155,000–$5,250,000
$64,437,500212
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗UBS Rialto Real Estate Fund, L.L.C.
group: Alphakeys
Executive OfficerJul 14, 2011D/AIndefinite
similar: $155,000–$5,250,000
$34,737,500160
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗UBS Rialto Real Estate Fund, L.L.C.
group: Alphakeys
Executive OfficerJun 15, 2011DIndefinite
similar: $155,000–$5,250,000
$11,437,50092
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS MILLENNIUM FUND II, L.L.C.
group: Alphakeys
Executive OfficerJun 15, 2011DIndefinite
similar: $155,000–$5,250,000
$200,256,333470
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ALPHAKEYS MILLENNIUM FUND, L.L.C.
group: Alphakeys
Executive OfficerApr 15, 2011DIndefinite
similar: $155,000–$5,250,000
$184,427,000448
similar: 4–27
No minimum reported
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 17 names on the same filings (0 management entities, 17 people)

People and management entities the issuers listed as related persons on the same Form D filings as NADIA SMALL. Source: the EDGAR rows in the table above.

  • JERRY PASCUCCI — 64 shared filings (19 issuers) · roles as listed: Executive Officer, Director · also listed on 27 other issuers
  • LINA RUBIN — 64 shared filings (19 issuers) · roles as listed: Executive Officer, Director · also listed on 11 other issuers
  • STACIE YATES — 64 shared filings (19 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • GARY MUNIZ — 64 shared filings (19 issuers) · role as listed: Executive Officer · also listed on 11 other issuers
  • ANNA GINDES — 58 shared filings (13 issuers) · role as listed: Executive Officer · also listed on 11 other issuers
  • CLIFFORD B. WATTLEY — 39 shared filings (19 issuers) · role as listed: Executive Officer · also listed on 11 other issuers
  • ALEXANDER GUREVICH — 36 shared filings (16 issuers) · role as listed: Executive Officer
  • OTTAVIO ROSETO — 31 shared filings (14 issuers) · role as listed: Executive Officer · also listed on 11 other issuers
  • LOUIS KLEIST — 28 shared filings (17 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • GEORGE SMITH — 19 shared filings (5 issuers) · role as listed: Executive Officer
  • BRIAN OPATOSKY — 19 shared filings (7 issuers) · role as listed: Executive Officer
  • LEE THOMPSON — 17 shared filings (11 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Jennifer Magro — 16 shared filings (13 issuers) · role as listed: Executive Officer · also listed on 33 other issuers
  • LAUREN RIOS — 14 shared filings (11 issuers) · role as listed: Executive Officer · also listed on 10 other issuers
  • DARYL DEWBREY — 13 shared filings (10 issuers) · role as listed: Executive Officer · also listed on 26 other issuers
  • JOSEPH CHIURAZZI — 12 shared filings (8 issuers) · role as listed: Executive Officer
  • JOE CHIURAZZI — 6 shared filings (3 issuers) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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