Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · NV, CA · Aug 25, 2014 → Mar 16, 2018
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
LANTSON ELDRED is listed as an executive officer and director on 16 SEC Form D filings by 3 issuers between Sep 2012 and Mar 2018: NOVA OCULUS PARTNERS, LLC (Palm Desert, CA — other health care — 2014–2018; $1.79M reported sold to 47 investors), GUNNER GOLD LLC (Indian Wells, CA — industry reported as "Other" — 2012–2013; $1.59M reported sold to 43 investors) and GOLD STAR RESOURCES, LLC (Palm Desert, CA — industry reported as "Other" — 2013–2014; $189K reported sold to 149 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $3.57M sold in total.
Listed alongside TERRANCE WALTON (4 shared filings), JOHN GUY-BRAY (3 shared filings), PETER POCKLINGTON (3 shared filings), WALTER O'ROURKE (3 shared filings), GEORGE O'CLOCK (2 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around LANTSON. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 SEC releases listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 16 public filings for LANTSON ELDRED and found 15 differences, 8 worth asking the sponsor about: Regulator action: Lantson E. Eldred, Esq. (Dec 23, 2020); Regulator action: Peter H. Pocklington, Lantson E. Eldred, Terrence J. Walton, Yolanda C. Velazquez a/k/a Lana Velazquez a/k/a Lana Puleo, Vanessa Puleo, Robert A. Vanetten, Nova Oculus Partners, LLC f/k/a The Eye Machine, LLC, and AMC Holdings, LLC (Apr 5, 2018); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for LANTSON ELDRED has not run yet — it is joining a line of 48,936 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
2 SEC releases
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched LANTSON ELDRED..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
15 differences found between the filings for LANTSON ELDRED — 8 worth asking about (compared 16 filings on Oct 24, 2026)
A ap release dated Dec 23, 2020 names LANTSON ELDRED. Our match estimate: 50%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
An SEC litigation release dated Apr 5, 2018 names LANTSON ELDRED. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
The May 3, 2016 filing says $365,000 sold; the May 5, 2016 Form D/A says $170,000 sold — $195,000 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The May 3, 2016 filing reports 13 investors; the May 5, 2016 Form D/A reports 5 investors.
What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.
196% of the money raised went to insiders — NOVA OCULUS PARTNERS, LLC · 196% of the money raised went to insiders — NOVA OCULUS PARTNERS, LLC · 410% of the money raised went to insiders — NOVA OCULUS PARTNERS, LLC · 27% of the money raised went to insiders — NOVA OCULUS PARTNERS, LLC · 288% of the money raised went to insiders — NOVA OCULUS PARTNERS, LLC · and 10 more
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
NOVA OCULUS PARTNERS, LLC (last filing Apr 14, 2023; $1,790,000 sold of $15,000,000); GOLD STAR RESOURCES, LLC (last filing Apr 1, 2014; $188,767 sold of $4,500,000); GUNNER GOLD LLC (last filing Aug 23, 2013; $1,588,050 sold of $20,300,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
Form D filed 75 days after the first sale — NOVA OCULUS PARTNERS, LLC · Form D filed 22 days after the first sale — NOVA OCULUS PARTNERS, LLC · Form D filed 20 days after the first sale — GOLD STAR RESOURCES, LLC · Form D filed 36 days after the first sale — GUNNER GOLD LLC · Form D filed 22 days after the first sale — GOLD STAR RESOURCES, LLC
What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.
No amendment in the last 12 months on an offering that may still be open — NOVA OCULUS PARTNERS, LLC (latest filing Apr 12, 2017) · No amendment in the last 12 months on an offering that may still be open — NOVA OCULUS PARTNERS, LLC (latest filing Sep 26, 2016) · No amendment in the last 12 months on an offering that may still be open — NOVA OCULUS PARTNERS, LLC (latest filing May 5, 2015) · No amendment in the last 12 months on an offering that may still be open — NOVA OCULUS PARTNERS, LLC (latest filing Feb 6, 2015) · No amendment in the last 12 months on an offering that may still be open — GOLD STAR RESOURCES, LLC (latest filing Apr 1, 2014) · and 4 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
LANTSON ELDRED appears on the Mar 16, 2018 Form D/A (executive officer) but not on the Dec 4, 2018 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
The May 5, 2016 filing says $7,000,000 offered; the Sep 26, 2016 Form D/A says $7,500,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
listed as "Lantson Eldred" on 11 filings (from Sep 6, 2012), and "Lantson E. Eldred" on 4 filings (from Aug 14, 2013), and "Lantson Edward Eldred" on the Apr 1, 2014 filing.
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"No Revenues" (Aug 25, 2014); then "$1 - $1,000,000" (Feb 6, 2015).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
The people listed on the Sep 26, 2016 filing give Indian Wells, CA; on the Apr 12, 2017 filing they give Palm Desert, CA.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
The people listed on the Sep 6, 2012 filing give Las Vegas, NV; on the Aug 23, 2013 filing they give Indian Wells, CA.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
NV on 2 filings (Sep 6, 2012 to Sep 6, 2012); CA on 14 filings (Aug 14, 2013 to Mar 16, 2018).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 10 offerings report sales commissions; 6 report finder's fees totalling $12,834,000; 9 report proceeds to related persons totalling $4,847,500. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Mar 16, 2018 D/A NOVA OCULUS PARTNERS, LLC File 021-306465 | $0 (est.) | $0 (est.) | $490,000 (est.) Includes a one time management fee equal to 7% of the gross proceeds of the offering, payable to the majority member, which, if the offering raises $5,500,000, is a maximum of $385,000. | None listed on this filing | EDGAR ↗ |
| Apr 12, 2017 D NOVA OCULUS PARTNERS, LLC File 021-284630 | $0 (est.) | $0 (est.) | $490,000 (est.) One time management fee equal to 7% of the gross proceeds payable to the majority member. | None listed on this filing | EDGAR ↗ |
| Sep 26, 2016 D/A NOVA OCULUS PARTNERS, LLC File 021-262492 | $0 (est.) | $0 (est.) | $490,000 (est.) One time management fee equal to 7% of the gross proceeds payable to the majority member. | None listed on this filing | EDGAR ↗ |
| May 5, 2015 D NOVA OCULUS PARTNERS, LLC File 021-239160 | $0 | $2,450,000 (est.) | $612,500 (est.) One time management fee equal to 7% of the gross proceeds payable to the majority member. | None listed on this filing | EDGAR ↗ |
| Feb 6, 2015 D/A NOVA OCULUS PARTNERS, LLC File 021-223585 | $0 | $2,940,000 (est.) | $735,000 (est.) One time management fee equal to 7% of the gross proceeds payable to the majority member. | None listed on this filing | EDGAR ↗ |
| Apr 1, 2014 D GOLD STAR RESOURCES, LLC File 021-214621 | $0 | $594,000 (est.) | $140,000 (est.) One-time management administration fee equal to approximately 7% of the gross proceeds. This amount will be adjusted up or down on a pro rata basis to the extent the Company raises more or less than $2,000,000. | None listed on this filing | EDGAR ↗ |
| Oct 15, 2013 D GOLD STAR RESOURCES, LLC File 021-204489 | $0 | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Aug 23, 2013 D GUNNER GOLD LLC File 021-201787 | $0 | $1,750,000 (est.) | $210,000 (est.) This amount will be adjusted up or down on a pro rata basis to the extent the Company raises more or less than $3,000,000. | None listed on this filing | EDGAR ↗ |
| Aug 14, 2013 D/A GOLD STAR RESOURCES, LLC File 021-201307 | $0 | $100,000 (est.) | $280,000 (est.) This amount will be adjusted up or down on a pro rata basis to the extent the Company raises more or less than $4,000,000. | None listed on this filing | EDGAR ↗ |
| Sep 6, 2012 D/A GUNNER GOLD LLC File 021-183729 | $0 | $5,000,000 (est.) | $1,400,000 (est.) This amount will be adjusted down on a pro rata basis to the extent the Company raises less than $20,000,000 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Lantson Eldred on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $1.79M from 47 investors (33% of the $5.5M target) as of the latest filing. Lantson is listed as executive officer on 9 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(c) (171 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $189K from 149 investors (9% of the $2.2M target) as of the latest filing. Lantson is listed as executive officer, director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.59M from 43 investors (45% of the $3.5M target) as of the latest filing. Lantson is listed as executive officer, director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Lantson Eldred. Their page shows their other deals.
Listed on the same filings as Lantson Eldred. Their page shows their other deals.
Listed on the same filings as Lantson Eldred. Their page shows their other deals.
Listed on the same filings as Lantson Eldred. Their page shows their other deals.
Listed on the same filings as Lantson Eldred. Their page shows their other deals.
Listed on the same filings as Lantson Eldred. Their page shows their other deals.
Listed on the same filings as Lantson Eldred. Their page shows their other deals.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to LANTSON ELDRED by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Lantson Eldred is listed on: none on file. No website or social profile named in GOLD STAR RESOURCES, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #318,909 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Palm Desert, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when LANTSON ELDRED appears on a new Form D, or when a court case or SEC action is matched to them. See plans →