Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:54 AM ET

Sponsor Check › Person

PETER POCKLINGTON

Named as an officer, director or promoter on SEC Form D filings · AZ, CA · Nov 23, 2011 → Aug 6, 2020

4deals (issuers)

$8.26Mreported sold

206investors

15Form D filings

2011–2020years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: not yet

The short version

PETER POCKLINGTON is listed as an executive officer and promoter on 15 SEC Form D filings by 4 issuers between Sep 2011 and Aug 2020: CRYSTAL PISTOL RESOURCES LLC (Scottsdale, AZ — industry reported as "Other" — 2011; $4.81M reported sold to 116 investors), NOVA OCULUS PARTNERS, LLC (Palm Desert, CA — other health care — 2017–2020; $1.79M reported sold to 47 investors), LIBERTY BELL RESOURCES I LLC (Palm Desert, CA — industry reported as "Other" — 2011–2012; $1.57M reported sold to 40 investors) and DREAM HEALER, LLC (Palm Desert, CA — other health care — 2018; $80K reported sold to 3 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and promoter, over about 9 years. Across those companies the filings report $8.26M sold in total.

Listed alongside WALTER O'ROURKE (8 shared filings), MIKE SAMUEL (7 shared filings), JOHN McNEIL (5 shared filings), G. HOWARD EATON (3 shared filings), LANTSON ELDRED (3 shared filings) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around PETER. Each name links to their own page.

2 of the issuers belong to the sponsor group Crystal (2 issuers, $4.81M reported sold, 2011–2012).

What this means A sponsor group is one team that sets up a new company for each deal. Crystal has 2 companies on file and $4.81M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 4 court cases matching the name, 1 SEC release, 2 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 7 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 1 open, 1 closed (disposition not in docket feed), 1 judgment, 1 dismissed

POCKLINGTON v. LLT MANAGEMENT LLC open

District Court, D. New Jersey · No. 3:24-cv-04865 · Filed Apr 12, 2024

Role of POCKLINGTON: Plaintiff · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 8 federal dockets); surname only in the caption; court in NJ (not a filing state)

Securities and Exchange Commission v. Peter H. Pocklington closed

District Court, C.D. California · No. 5:18-cv-00701 · Filed Apr 5, 2018 · Closed May 30, 2022 · Nature of suit: 850 Securities/Commodities · Cause: 15:77 Securities Fraud

Role of Peter H. Pocklington: Defendant · Outcome: Terminated 2022-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 8 federal dockets); first name matches; court in the person's filing state (CA)

Protein Ingredient Technologies Inc v. Peter Pocklington judgment

District Court, C.D. California · No. 2:06-cv-03154 · Filed May 23, 2006 · Closed Aug 6, 2007 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract

Role of Peter Pocklington: Defendant · Outcome: Terminated 2007-08-06 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 8 federal dockets); first name matches; court in the person's filing state (CA)

POCKLINGTON SEED CO INC v. RYDER dismissed

District Court, C.D. Illinois · No. · Filed May 27, 1987 · Closed Mar 17, 1988 · Nature of suit: 190 Other contract actions

Role of POCKLINGTON SEED CO INC: Plaintiff · Outcome: Terminated 1988-03-17 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 8 federal dockets); surname only in the caption; court in IL (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Peter H. Pocklington, Lantson E. Eldred, Terrence J. Walton, Yolanda C. Velazquez a/k/a Lana Velazquez a/k/a Lana Puleo, Vanessa Puleo, Robert A. Vanetten, Nova Oculus Partners, LLC f/k/a The Eye Machine, LLC, and AMC Holdings, LLC Litigation release

SEC · Apr 5, 2018 · Parties as named in the release: Peter H. Pocklington, Lantson E. Eldred, Terrence J. Walton, Yolanda C. Velazquez a/k/a Lana Velazquez a/k/a Lana Puleo, Vanessa Puleo, Robert A. Vanetten, Nova Oculus Partners, LLC f/k/a The Eye Machine, LLC, and AMC Holdings, LLC Read the release ↗

same rare surname (5 people in Form D filings); first name matches; the person's filing state is named in the release; Form D issuer NOVA OCULUS PARTNERS, LLC named in the release

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — matched Oct 23, 2026, 6:48 PM ET from the sec.gov index; a name search for this subject has not completed yet.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Peter Hugh Pocklington closed

United States Bankruptcy Court, C.D. California · No. 6:08-bk-20174 · Filed Aug 11, 2008 · Closed Jan 31, 2014

Role of Peter Hugh Pocklington: Debtor · Outcome: Case closed 2014-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 8 federal dockets); different first name (hugh); court in the person's filing state (CA)

Bailey and Associates Inc v. Pocklington closed

United States Bankruptcy Court, E.D. Missouri · No. 97-02771 · Filed Jul 31, 1997 · Closed Jan 5, 1998

Role of Pocklington: Defendant · Outcome: Case closed 1998-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 8 federal dockets); surname only in the caption; court in MO (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

0 of 8 offerings report sales commissions; 2 report finder's fees totalling $4,780,000; 7 report proceeds to related persons totalling $7,135,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Aug 6, 2020 D/A NOVA OCULUS PARTNERS, LLC File 021-371248	$0	$0	$1,155,000 (est.) Includes a one time management fee equal to 7% of the gross proceeds of the offering, payable to the majority member, which, if the offering raises $16,500,000, is a maximum of $1,155,000.	None listed on this filing	EDGAR ↗
Jul 30, 2019 D NOVA OCULUS PARTNERS, LLC File 021-345397	$0 (est.)	$0 (est.)	$490,000 (est.) Includes a one time management fee equal to 7% of the gross proceeds of the offering, payable to the majority member, which, if the offering raises $5,500,000, is a maximum of $385,000.	None listed on this filing	EDGAR ↗
Feb 4, 2019 D/A NOVA OCULUS PARTNERS, LLC File 021-306465	$0 (est.)	$0 (est.)	$490,000 (est.) Includes a one time management fee equal to 7% of the gross proceeds of the offering, payable to the majority member, which, if the offering raises $5,500,000, is a maximum of $385,000.	None listed on this filing	EDGAR ↗
Jun 28, 2018 D/A DREAM HEALER, LLC File 021-315036	$0 (est.)	$0 (est.)	$1,250,000 (est.) Includes a one-time management fee equal to 7% of the gross proceeds of the offering, payable to the majority member, which, if the offering raises $12,500,000, is a maximum of $875,000.	None listed on this filing	EDGAR ↗
Apr 12, 2017 D NOVA OCULUS PARTNERS, LLC File 021-284630	$0 (est.)	$0 (est.)	$490,000 (est.) One time management fee equal to 7% of the gross proceeds payable to the majority member.	None listed on this filing	EDGAR ↗
Feb 16, 2012 D LIBERTY BELL RESOURCES I LLC File 021-173583	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Feb 15, 2012 D/A LIBERTY BELL RESOURCES I LLC File 021-169180	$0	$2,280,000 (est.)	$1,260,000 (est.)	None listed on this filing	EDGAR ↗
Sep 9, 2011 D/A CRYSTAL PISTOL RESOURCES LLC File 021-158119	$0	$2,500,000 (est.)	$2,000,000 (est.)	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Peter Pocklington on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care

NOVA OCULUS PARTNERS, LLC

Palm Desert, CA · Apr 12, 2017 → Aug 6, 2020 · 8 filings

Aug 6, 2020 · D/A · $22,500 sold of $15,000,000 · 2 investors · min. $25,000 · role: Executive Officer EDGAR ↗
Jul 16, 2020 · D · $0 sold of $6,000,000 · 0 investors · min. $25,000 · role: Executive Officer EDGAR ↗
Jul 30, 2019 · D · $0 sold of $5,500,000 · 0 investors · min. $5,000 · role: Executive Officer (Manager) EDGAR ↗
Feb 4, 2019 · D/A · $265,000 sold of $5,500,000 · 7 investors · min. $5,000 · role: Executive Officer (Manager) EDGAR ↗
Dec 4, 2018 · D/A · $250,000 sold of $5,500,000 · 5 investors · min. $5,000 · role: Executive Officer (Manager) EDGAR ↗
Mar 16, 2018 · D/A · $250,000 sold of $5,500,000 · 5 investors · min. $5,000 · role: Promoter (Administrator) EDGAR ↗
Feb 27, 2018 · D · $250,000 sold of $5,500,000 · 5 investors · min. $5,000 · role: Promoter (Administrator) EDGAR ↗
Apr 12, 2017 · D · $119,419 sold of $7,500,000 · 3 investors · min. $5,000 · role: Promoter (Administrator) EDGAR ↗

Raised $1.79M from 47 investors (12% of the $15M target) as of the latest filing. Peter is listed as executive officer, promoter on 8 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(c) (171 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

DREAM HEALER, LLC

Palm Desert, CA · Jun 20, 2018 → Jun 28, 2018 · 2 filings

Jun 28, 2018 · D/A · $5,000 sold of $12,500,000 · 1 investors · min. $5,000 · role: Executive Officer (Manager) EDGAR ↗
Jun 20, 2018 · D · $5,000 sold of $12,500,000 · 1 investors · min. $5,000 · role: Executive Officer (Manager) EDGAR ↗

Raised $80K from 3 investors (1% of the $12.5M target) as of the latest filing. Peter is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Other · group: Crystal

LIBERTY BELL RESOURCES I LLC

Palm Desert, CA · Nov 23, 2011 → Feb 16, 2012 · 4 filings

Feb 16, 2012 · D · $0 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Manager) EDGAR ↗
Feb 15, 2012 · D/A · $1,572,500 sold of $19,000,000 · 40 investors · min. $5,000 · role: Executive Officer (Manager) EDGAR ↗
Jan 24, 2012 · D/A · $1,287,500 sold of $19,000,000 · 29 investors · min. $5,000 · role: Executive Officer (Manager) EDGAR ↗
Nov 23, 2011 · D · $310,000 sold of $19,000,000 · 3 investors · min. $5,000 · role: Executive Officer (Manager) EDGAR ↗

Raised $1.57M from 40 investors as of the latest filing. Peter is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other · group: Crystal

CRYSTAL PISTOL RESOURCES LLC

Scottsdale, AZ · Sep 9, 2011

Sep 9, 2011 · D/A · $4,812,617 sold of $20,500,000 · 116 investors · min. $5,000 · role: Executive Officer EDGAR ↗

Raised $4.81M from 116 investors (23% of the $20.5M target) as of the latest filing. Peter is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Peter 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity