PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:55 AM ET

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KENNETH POLIN

Named as an officer, director or promoter on SEC Form D filings · CA, CO · Jul 7, 2017 → Dec 19, 2025

6deals (issuers)
$392.1Mreported sold
3,272investors
11Form D filings
2017–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

KENNETH POLIN is listed as an executive officer and director on 11 SEC Form D filings by 6 issuers between Jan 2010 and Aug 2026. Largest by amount reported sold: American Residential Housing Trust (Denver, CO — reits and finance — 2026; $226.5M reported sold to 1,778 investors), HSR Income & Value REIT 3, Inc. (Denver, CO — other real estate — 2024–2025; $89.2M reported sold to 665 investors), HSR INCOME & VALUE REIT I, INC. (Los Angeles, CA — residential — 2017–2020; $73M reported sold to 627 investors), HSR Income & Value REIT 2 Inc (Los Angeles, CA — reits and finance — 2022; $1.68M reported sold to 182 investors), eLux Medical, Inc. (Wilmington, DE — other technology — 2025; $1.27M reported sold to 18 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $392.1M sold in total.

Listed alongside Joseph Penner (8 shared filings), TYLER REICHWALD (8 shared filings), SABRINA PARENTI (5 shared filings), MICHAEL PENNER (4 shared filings), PAUL PERKINS (4 shared filings) and 18 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around KENNETH. Each name links to their own page.

5 of the issuers belong to the sponsor group Hsr (6 issuers, $170.5M reported sold, 2013–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Hsr has 6 companies on file and $170.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 9 court cases matching the name, 7 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 11 public filings for KENNETH POLIN and found 12 differences, 5 worth asking the sponsor about: 35% of the money raised went to insiders; 260% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for KENNETH POLIN has not run yet — it is joining a line of 43,339 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

9 cases: 1 open, 5 closed (disposition not in docket feed), 2 dismissed, 1 judgment

Polin v. Palladian Senior Care of Poplar Bluff, LLC open
District Court, E.D. Missouri · No. 1:25-cv-00071 · Filed May 1, 2025 · Nature of suit: 362 Personal Inj. Med. Malpractice · Cause: 28:1332 Diversity-Wrongful Death
Role of Polin: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 21 federal dockets); surname only in the caption; court in MO (not a filing state)
Polin v. Palladian Senior Care of Poplar Bluff, LLC closed
District Court, E.D. Missouri · No. 4:25-cv-00614 · Filed May 1, 2025 · Closed May 2, 2025
Role of Polin: Plaintiff · Outcome: Terminated 2025-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 21 federal dockets); surname only in the caption; court in MO (not a filing state)
POLIN v. ANN'S CHOICE, INC. closed
District Court, E.D. Pennsylvania · No. 2:23-cv-04785 · Filed Dec 4, 2023 · Closed Jun 20, 2024
Role of POLIN: Plaintiff · Outcome: Terminated 2024-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 21 federal dockets); surname only in the caption; court in PA (not a filing state)
Polin, John v. Black River Falls Transit LLC closed
District Court, W.D. Wisconsin · No. 3:21-cv-00577 · Filed Sep 14, 2021 · Closed Jan 11, 2022
Role of Polin, John: Plaintiff · Outcome: Terminated 2022-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 21 federal dockets); different first name (john); court in WI (not a filing state)
KEY INVESTMENTS SERVICES, LLC v. POLIN dismissed
District Court, E.D. Pennsylvania · No. 2:17-cv-02966 · Filed Jun 30, 2017 · Closed Sep 1, 2017 · Nature of suit: 190 Other contract actions
Role of POLIN: Defendant · Outcome: Terminated 2017-09-01 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 21 federal dockets); surname only in the caption; court in PA (not a filing state)
WELLS FARGO BANK, N.A. v. POLIN closed
District Court, S.D. Indiana · No. 1:06-cv-00635 · Filed Apr 19, 2006 · Closed Jun 21, 2007 · Nature of suit: 220 Foreclosure
Role of POLIN: Defendant · Outcome: Terminated 2007-06-21 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 21 federal dockets); surname only in the caption; court in IN (not a filing state)
TWC Cable Partners v. Polin judgment
District Court, E.D. New York · No. 1:94-cv-01751 · Filed Apr 15, 1994 · Closed Jul 7, 1994 · Nature of suit: 890 Other statutory actions
Role of Polin: Defendant · Outcome: Terminated 1994-07-07 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 21 federal dockets); surname only in the caption; court in NY (not a filing state)
W&W EQUIPMENT CO v. POLIN US INC dismissed
District Court, C.D. California · No. · Filed Feb 13, 1986 · Closed Nov 13, 1987 · Nature of suit: 190 Other contract actions
Role of POLIN US INC: Defendant · Outcome: Terminated 1987-11-13 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 21 federal dockets); surname only in the caption; court in the person's filing state (CA)
Polin v. Great Atlantic & Pacific Tea Company, Inc. closed
District Court, S.D. West Virginia · No. 2:73-cv-00287 · Filed Sep 27, 1973 · Closed Sep 27, 1973
Role of Polin: Plaintiff · Outcome: Terminated 1973-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 21 federal dockets); surname only in the caption; court in WV (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched KENNETH POLIN..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

Bauman v. Polin Financial Services, Inc. closed
United States Bankruptcy Court, M.D. Florida · No. 8:03-ap-00632 · Filed Oct 10, 2003 · Closed Feb 16, 2005
Role of Polin Financial Services, Inc.: Defendant · Outcome: Case closed 2005-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 21 federal dockets); surname only in the caption; court in FL (not a filing state)
Lori D. Polin Jones closed
United States Bankruptcy Court, D. Maryland · No. 03-18291 · Filed Aug 25, 2003 · Closed Feb 3, 2005
Role of Lori D. Polin Jones: Debtor · Outcome: Case closed 2005-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 21 federal dockets); different first name (lori); court in MD (not a filing state)
Lori D. Polin Jones closed
United States Bankruptcy Court, D. Maryland · No. 03-12684 · Filed Mar 10, 2003 · Closed Jun 9, 2003
Role of Lori D. Polin Jones: Debtor · Outcome: Case closed 2003-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 21 federal dockets); different first name (lori); court in MD (not a filing state)
Lori D. Polin Jones closed
United States Bankruptcy Court, D. Maryland · No. 01-12116 · Filed Feb 23, 2001 · Closed Oct 18, 2001
Role of Lori D. Polin Jones: Debtor · Outcome: Case closed 2001-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 21 federal dockets); different first name (lori); court in MD (not a filing state)
Paul Madera and Melissa Polin closed
United States Bankruptcy Court, D. New Jersey · No. 96-26899 · Filed Aug 6, 1996 · Closed Dec 9, 1996
Role of Paul Madera and Melissa Polin: Debtor · Outcome: Case closed 1996-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 21 federal dockets); different first name (melissa); court in NJ (not a filing state)
David Jerome Johnson, Sr. and Polin Gail Johnson closed
United States Bankruptcy Court, M.D. Georgia · No. 96-40550 · Filed Mar 14, 1996 · Closed Oct 11, 2000
Role of David Jerome Johnson, Sr. and Polin Gail Johnson: Debtor · Outcome: Case closed 2000-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 21 federal dockets); surname only in the caption; court in GA (not a filing state)
Hargrave v. Polin Poultry Co. closed
United States Bankruptcy Court, D. New Jersey · No. 94-01096 · Filed Apr 12, 1994 · Closed Jul 18, 1994
Role of Polin Poultry Co.: Defendant · Outcome: Case closed 1994-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 21 federal dockets); surname only in the caption; court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for KENNETH POLIN — 5 worth asking about (compared 11 filings on Oct 24, 2026)

Worth asking · Dec 19, 2025

35% of the money raised went to insiders — eLux Medical, Inc.

The Dec 19, 2025 Form D reports $1,275,000 sold and $450,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Accrued amount for monthly stipends since 2023 but only payable upon raising additional sums in the Series B offering.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Dec 19, 2025 ↗eLux Medical, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jan 27, 2010

260% of the money raised went to insiders — Surge Global Energy, Inc.

The Jan 27, 2010 Form D/A reports $77,000 sold and $200,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Jan 27, 2010 ↗Surge Global Energy, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jan 21, 2010

909% of the money raised went to insiders — Surge Global Energy, Inc.

The Jan 21, 2010 Form D reports $22,000 sold and $200,000 of the proceeds used for payments to officers, directors or promoters.

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jan 21, 2010 ↗Surge Global Energy, Inc. — PartnerFacts page ↗
Sources
Note · Jul 21, 2020 – Apr 27, 2022

KENNETH POLIN appears on 2 deals that stopped filing before reaching their target

HSR Income & Value REIT 2 Inc (last filing Apr 27, 2022; $1,682,400 sold of $200,000,000); HSR INCOME & VALUE REIT I, INC. (last filing Jul 21, 2020; $73,011,320 sold of $200,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

HSR Income & Value REIT 2 Inc — PartnerFacts page ↗HSR INCOME & VALUE REIT I, INC. — PartnerFacts page ↗
Sources
Worth asking · Apr 29, 2024 – Dec 19, 2025

Form D filed 599 days after the first sale — eLux Medical, Inc.

The filing says the first sale was Apr 29, 2024. The Form D was filed Dec 19, 2025 — 599 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 584 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Dec 19, 2025 ↗eLux Medical, Inc. — PartnerFacts page ↗
Sources
Worth asking · Mar 21, 2021 – Apr 27, 2022

Form D filed 402 days after the first sale — HSR Income & Value REIT 2 Inc

The filing says the first sale was Mar 21, 2021. The Form D was filed Apr 27, 2022 — 402 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 387 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Apr 27, 2022 ↗HSR Income & Value REIT 2 Inc — PartnerFacts page ↗
Sources
Note · Jun 7, 2024 – Jul 17, 2024

Form D filed 40 days after the first sale — HSR Income & Value REIT 3, Inc.

The filing says the first sale was Jun 7, 2024. The Form D was filed Jul 17, 2024 — 40 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 25 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 17, 2024 ↗HSR Income & Value REIT 3, Inc. — PartnerFacts page ↗
Sources
Note · Jan 19, 2010 – Jul 17, 2025

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — HSR Income & Value REIT 3, Inc. (latest filing Jul 17, 2025) · No amendment in the last 12 months on an offering that may still be open — HSR Income & Value REIT 2 Inc (latest filing Apr 27, 2022) · No amendment in the last 12 months on an offering that may still be open — HSR INCOME & VALUE REIT I, INC. (latest filing Jul 21, 2020) · No amendment in the last 12 months on an offering that may still be open — Surge Global Energy, Inc. (latest filing Jan 27, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 17, 2025 ↗HSR Income & Value REIT 3, Inc. — PartnerFacts page ↗Form D · Apr 27, 2022 ↗HSR Income & Value REIT 2 Inc — PartnerFacts page ↗
Sources
Note · Jan 21, 2010 – Jan 27, 2010

Offering amount changed between filings — Surge Global Energy, Inc.

The Jan 21, 2010 filing says $300,000 offered; the Jan 27, 2010 Form D/A says $330,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 21, 2010 ↗Form D/A (later) · Jan 27, 2010 ↗Surge Global Energy, Inc. — PartnerFacts page ↗
Sources
Note · Jan 21, 2010 – Jul 7, 2017

KENNETH POLIN is written 2 different ways on the filings

listed as "Kenneth D Polin" on 2 filings (from Jan 21, 2010), and "Kenneth Polin" on 9 filings (from Jul 7, 2017).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 21, 2010 ↗Form D · Jul 7, 2017 ↗KENNETH POLIN — PartnerFacts page ↗
Sources
Note · Jan 21, 2010 – Jan 27, 2010

Reported revenue range changed between filings — Surge Global Energy, Inc.

"No Revenues" (Jan 21, 2010); then "$1 - $1,000,000" (Jan 27, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jan 21, 2010 ↗Form D/A · Jan 27, 2010 ↗Surge Global Energy, Inc. — PartnerFacts page ↗
Sources
Note · Jan 21, 2010 – Aug 10, 2026

KENNETH POLIN is listed with 2 different address states: CA, CO

CA on 7 filings (Jan 21, 2010 to Dec 19, 2025); CO on 4 filings (Jul 17, 2024 to Aug 10, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jan 21, 2010 ↗Form D · Jul 17, 2024 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 7 offerings reports sales commissions totalling $50,750; 0 report finder's fees; 2 report proceeds to related persons totalling $650,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 10, 2026 D
American Residential Housing Trust
File 021-593642
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2026 D
American Residential Housing Trust
File 021-591577
$0$0$0None listed on this filingEDGAR ↗
Dec 19, 2025 D
eLux Medical, Inc.
File 021-567607
$50,750$0$450,000
Accrued amount for monthly stipends since 2023 but only payable upon raising additional sums in the Series B offering.
Metric Financial BrokerCheck CRD 33324 ↗EDGAR ↗
Jul 17, 2025 D/A
HSR Income & Value REIT 3, Inc.
File 021-518980
$0 (est.)$0$0None listed on this filingEDGAR ↗
Apr 27, 2022 D
HSR Income & Value REIT 2 Inc
File 021-443606
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2020 D/A
HSR INCOME & VALUE REIT I, INC.
File 021-290232
$0$0$0None listed on this filingEDGAR ↗
Jan 27, 2010 D/A
Surge Global Energy, Inc.
File 021-58035
$0$0$200,000 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Kenneth Polin on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AR
REITS and Finance · group: Hsr

American Residential Housing Trust

Denver, CO · Jul 21, 2026 → Aug 10, 2026 · 2 filings
  • Aug 10, 2026 · D · $673,000 sold of Indefinite · 7 investors · min. $50,000 · role: Director (Independent Trustee) EDGAR ↗
  • Jul 21, 2026 · D · $226,542,010 sold of $240,730,236 · 1,778 investors · min. No minimum reported · role: Director (Independent Trustee) EDGAR ↗

Raised $226.5M from 1,778 investors as of the latest filing. Kenneth is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(c) (253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EM
Other Technology · group: Hsr

eLux Medical, Inc.

Wilmington, DE · Dec 19, 2025
  • Dec 19, 2025 · D · $1,275,000 sold of $4,000,000 · 18 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $1.27M from 18 investors (32% of the $4M target) as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HI
Other Real Estate · group: Hsr

HSR Income & Value REIT 3, Inc.

Denver, CO · Jul 17, 2024 → Jul 17, 2025 · 2 filings
  • Jul 17, 2025 · D/A · $89,153,500 sold of $300,000,000 · 665 investors · min. $75,000 · role: Director EDGAR ↗
  • Jul 17, 2024 · D · $13,820,000 sold of $300,000,000 · 107 investors · min. $75,000 · role: Director EDGAR ↗

Raised $89.2M from 665 investors (30% of the $300M target) as of the latest filing. Kenneth is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HI
REITS and Finance · group: Hsr

HSR Income & Value REIT 2 Inc

Los Angeles, CA · Apr 27, 2022
  • Apr 27, 2022 · D · $1,682,400 sold of $200,000,000 · 182 investors · min. $2,000,000 · role: Director EDGAR ↗

Raised $1.68M from 182 investors (1% of the $200M target) as of the latest filing. Kenneth is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HI
Residential · group: Hsr

HSR INCOME & VALUE REIT I, INC.

Los Angeles, CA · Jul 7, 2017 → Jul 21, 2020 · 3 filings
  • Jul 21, 2020 · D/A · $73,011,320 sold of $200,000,000 · 627 investors · min. $50,000 · role: Director EDGAR ↗
  • Sep 27, 2019 · D/A · $54,112,400 sold of $200,000,000 · 515 investors · min. $50,000 · role: Director EDGAR ↗
  • Jul 7, 2017 · D · $0 sold of $200,000,000 · 0 investors · min. $50,000 · role: Director EDGAR ↗

Raised $73M from 627 investors (37% of the $200M target) as of the latest filing. Kenneth is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(c) (1,237 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SG
Oil and Gas

Surge Global Energy, Inc.

Palm Desert, CA · Jan 21, 2010 → Jan 27, 2010 · 2 filings
  • Jan 27, 2010 · D/A · $77,000 sold of $330,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 21, 2010 · D · $22,000 sold of $300,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $400K from 2 investors (100% of the $330K target) as of the latest filing. Kenneth is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Kenneth 23

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Penner

Executive Officer, Director · 8 shared filings (4 issuers) · also on 3 other issuers

Joseph Penner is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

TYLER REICHWALD

Executive Officer, Director · 8 shared filings (4 issuers) · also on 1 other issuer

TYLER REICHWALD is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

SABRINA PARENTI

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL PENNER

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

PAUL PERKINS

Director · 4 shared filings (2 issuers)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

David Rapaport

Director · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Fritz

Director · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

BN
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Nussbaum

Director · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

FZ
No photo found yet (own website and image search run after this page is viewed)
Person

Fred B Zaziski

Director · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Bernstein

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Sage

Director · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Edwin Korhonen

Director · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN SHAW

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas M. Powers

Director · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brett Brown

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Richard (Rick) F. Dauch

Director · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

Warren M Dillard

Director · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Popple

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Warburg

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Adah Almutairi

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Jamie Schloss

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jamie E Schloss

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

SABRINI PARENTI

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Kenneth Polin. Their page shows their other deals.

The team behind the deals

H
Sponsor group

Hsr

6 issuers · 11 filings · $170.5M reported sold · 2013–2026

One team, 6 deal companies. Kenneth Polin is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name KENNETH POLIN.

Same business address

20 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to KENNETH POLIN by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Kenneth Polin is listed on: none on file. No website or social profile named in American Residential Housing Trust's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #13,628 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Denver, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Colorado state courts — find the court ↗Delaware CourtConnect ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Colorado Secretary of State business search ↗Delaware Secretary of State business search ↗OpenCorporates ↗

Change history

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