PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:04 AM ET

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JOHN SHAW

Named as an officer, director or promoter on SEC Form D filings · CA · Sep 3, 2014 → Sep 27, 2019

2deals (issuers)
$76.8Mreported sold
638investors
3Form D filings
2014–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

JOHN SHAW is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Sep 2014 and Sep 2019: HSR INCOME & VALUE REIT I, INC. (Los Angeles, CA — residential — 2017–2019; $73M reported sold to 627 investors) and Als Cherry Creek LLC, a Colorado Ltd liability Co (San Diego, CA — residential — 2014; $3.8M reported sold to 11 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $76.8M sold in total.

Listed alongside Joseph Penner (2 shared filings), KENNETH POLIN (2 shared filings), SABRINA PARENTI (2 shared filings), TYLER REICHWALD (2 shared filings), Albert L. Blum (1 shared filing) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JOHN. Each name links to their own page.

1 of the issuers belongs to the sponsor group Hsr (6 issuers, $170.5M reported sold, 2013–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Hsr has 6 companies on file and $170.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 12 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for JOHN SHAW and found 9 differences, 3 worth asking the sponsor about: 65% of the money raised went to insiders; JOHN SHAW is no longer listed on the Jul 21, 2020 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for JOHN SHAW has not run yet — it is joining a line of 46,322 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 closed (disposition not in docket feed), 2 dismissed

John K. Shaw v. Ultimate Franchises, Inc. closed
District Court, C.D. California · No. 8:18-cv-02273 · Filed Dec 21, 2018 · Closed Jul 10, 2018 · Nature of suit: Contract: Franchise · Cause: 28:1332 Diversity-Fraud
Role of John K. Shaw: Plaintiff · Outcome: Terminated 2018-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
John Shaw v. Microtek Lab Inc dismissed
District Court, C.D. California · No. 2:96-cv-02676 · Filed Apr 15, 1996 · Closed Nov 15, 1996 · Nature of suit: 890 Other statutory actions
Role of John Shaw: Plaintiff · Outcome: Terminated 1996-11-15 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
John Shaw v. Microtek Lab Inc dismissed
District Court, C.D. California · No. 2:95-cv-04036 · Filed Jun 16, 1995 · Closed Dec 1, 1995 · Nature of suit: 890 Other statutory actions
Role of John Shaw: Plaintiff · Outcome: Terminated 1995-12-01 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched JOHN SHAW..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 12 closed (disposition not in docket feed)

John R Shaw closed
United States Bankruptcy Court, E.D. California · No. 14-15937 · Filed Dec 15, 2014 · Closed Apr 3, 2015
Role of John R Shaw: Debtor · Outcome: Case closed 2015-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
John E. Shaw and Jasmine M. Shaw closed
United States Bankruptcy Court, N.D. California · No. 09-45874 · Filed Jul 1, 2009 · Closed Mar 3, 2010
Role of John E. Shaw and Jasmine M. Shaw: Debtor · Outcome: Case closed 2010-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
John C Shaw closed
United States Bankruptcy Court, C.D. California · No. 6:08-bk-28861 · Filed Dec 31, 2008 · Closed Jul 31, 2009
Role of John C Shaw: Debtor · Outcome: Case closed 2009-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
John C. Shaw and Kathy Norris Hodges closed
United States Bankruptcy Court, S.D. California · No. 07-04640 · Filed Aug 24, 2007 · Closed Dec 31, 2009
Role of John C. Shaw and Kathy Norris Hodges: Debtor · Outcome: Case closed 2009-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
John A Shaw and Romilda L. Shaw closed
United States Bankruptcy Court, S.D. California · No. 05-07247 · Filed Aug 8, 2005 · Closed Nov 18, 2005
Role of John A Shaw and Romilda L. Shaw: Debtor · Outcome: Case closed 2005-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
John G. Shaw closed
United States Bankruptcy Court, N.D. California · No. 98-12528 · Filed Jul 8, 1998 · Closed Jan 25, 1999
Role of John G. Shaw: Debtor · Outcome: Case closed 1999-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
John H Shaw and Lorrie A Shaw closed
United States Bankruptcy Court, C.D. California · No. 6:97-bk-30551 · Filed Nov 24, 1997 · Closed Mar 20, 1998
Role of John H Shaw and Lorrie A Shaw: Debtor · Outcome: Case closed 1998-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
John A Shaw and Shelli D Shaw closed
United States Bankruptcy Court, C.D. California · No. 6:96-bk-15150 · Filed Apr 2, 1996 · Closed Aug 6, 1996
Role of John A Shaw and Shelli D Shaw: Debtor · Outcome: Case closed 1996-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
John L. Shaw and Maureen C. Shaw closed
United States Bankruptcy Court, C.D. California · No. 8:94-bk-15106 · Filed May 18, 1994 · Closed Oct 11, 1994
Role of John L. Shaw and Maureen C. Shaw: Debtor · Outcome: Case closed 1994-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
John Shaw closed
United States Bankruptcy Court, C.D. California · No. 1:92-bk-28970 · Filed May 12, 1992 · Closed Dec 14, 1992
Role of John Shaw: Debtor · Outcome: Case closed 1992-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
John E Shaw and Helen B Shaw closed
United States Bankruptcy Court, C.D. California · No. 1:89-bk-52664 · Filed Jun 27, 1989 · Closed Mar 27, 1995
Role of John E Shaw and Helen B Shaw: Debtor · Outcome: Case closed 1995-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
John Shaw and Tina Shaw closed
United States Bankruptcy Court, C.D. California · No. 1:88-bk-50171 · Filed Jan 13, 1988 · Closed Sep 15, 1995
Role of John Shaw and Tina Shaw: Debtor · Outcome: Case closed 1995-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for JOHN SHAW — 3 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Sep 3, 2014

65% of the money raised went to insiders — Als Cherry Creek LLC, a Colorado Ltd liability Co

The Sep 3, 2014 Form D reports $200,000 sold and $129,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Acquisition fee to Pacific Living Communities LLC, a Colorado limited liability company, as Manager of Als Cherry Creek doing business as Pacific Sunset Park Holdings LLC".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Sep 3, 2014 ↗Als Cherry Creek LLC, a Colorado Ltd liability Co — PartnerFacts page ↗
Sources
Note · Jul 21, 2020

JOHN SHAW appears on 1 deal that stopped filing before reaching its target

HSR INCOME & VALUE REIT I, INC. (last filing Jul 21, 2020; $73,011,320 sold of $200,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

HSR INCOME & VALUE REIT I, INC. — PartnerFacts page ↗
Sources
Worth asking · Sep 27, 2019 – Jul 21, 2020

JOHN SHAW is no longer listed on the Jul 21, 2020 amendment — HSR INCOME & VALUE REIT I, INC.

JOHN SHAW appears on the Sep 27, 2019 Form D/A (executive officer, director) but not on the Jul 21, 2020 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Sep 27, 2019 ↗Form D/A · Jul 21, 2020 ↗JOHN SHAW — PartnerFacts page ↗HSR INCOME & VALUE REIT I, INC. — PartnerFacts page ↗
Sources
Worth asking · Sep 3, 2014 – Dec 16, 2014

JOHN SHAW is no longer listed on the Dec 16, 2014 amendment — Als Cherry Creek LLC, a Colorado Ltd liability Co

JOHN SHAW appears on the Sep 3, 2014 Form D (executive officer) but not on the Dec 16, 2014 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Sep 3, 2014 ↗Form D/A · Dec 16, 2014 ↗JOHN SHAW — PartnerFacts page ↗Als Cherry Creek LLC, a Colorado Ltd liability Co — PartnerFacts page ↗
Sources
Note · Aug 28, 2025 – Aug 20, 2026

Same name, different state: "John Shaw" (N4) is a separate record

This page covers filings where the address state is CA. A separate record, "John Shaw" with address state N4, is listed on 3 filings — most recently by SES S.A. (Aug 20, 2026). The two records do not overlap in time: this page runs Sep 3, 2014 to Sep 27, 2019; the other runs Aug 28, 2025 to Aug 20, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Shaw (N4) — PartnerFacts page ↗Form D · Aug 20, 2026 ↗SES S.A. — PartnerFacts page ↗JOHN SHAW (CA) — this page ↗
Sources
Note · Feb 26, 2014 – Apr 16, 2026

Same name, different state: "John Shaw" (WA) is a separate record

This page covers filings where the address state is CA. A separate record, "John Shaw" with address state WA, is listed on 5 filings — most recently by Stoke Space Technologies, Inc. (Apr 16, 2026). Both records have filings in the same period (Sep 3, 2014 to Sep 27, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Shaw (WA) — PartnerFacts page ↗Form D · Apr 16, 2026 ↗Stoke Space Technologies, Inc. — PartnerFacts page ↗JOHN SHAW (CA) — this page ↗
Sources
Note · Oct 13, 2021 – Jun 13, 2023

Same name, different state: "John Joseph Shaw" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "John Joseph Shaw" with address state NY, is listed on 3 filings — most recently by CION Ares Diversified Credit Fund (Jun 13, 2023). The two records do not overlap in time: this page runs Sep 3, 2014 to Sep 27, 2019; the other runs Oct 13, 2021 to Jun 13, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Joseph Shaw (NY) — PartnerFacts page ↗Form D · Jun 13, 2023 ↗CION Ares Diversified Credit Fund — PartnerFacts page ↗JOHN SHAW (CA) — this page ↗
Sources
Note · Mar 12, 2012 – Apr 12, 2023

Same name, different state: "John R. Shaw" (NH) is a separate record

This page covers filings where the address state is CA. A separate record, "John R. Shaw" with address state NH, is listed on 6 filings — most recently by Itaconix Plc (Apr 12, 2023). Both records have filings in the same period (Sep 3, 2014 to Sep 27, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John R. Shaw (NH) — PartnerFacts page ↗Form D · Apr 12, 2023 ↗Itaconix Plc — PartnerFacts page ↗JOHN SHAW (CA) — this page ↗
Sources
Note · May 12, 2010

Same name, different state: "John Brandon Shaw" (GA) is a separate record

This page covers filings where the address state is CA. A separate record, "John Brandon Shaw" with address state GA, is listed on 1 filing — most recently by Wellness Centers of America, Inc. (May 12, 2010). The two records do not overlap in time: this page runs Sep 3, 2014 to Sep 27, 2019; the other has one filing dated May 12, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Brandon Shaw (GA) — PartnerFacts page ↗Form D · May 12, 2010 ↗Wellness Centers of America, Inc. — PartnerFacts page ↗JOHN SHAW (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $129,000.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 27, 2019 D/A
HSR INCOME & VALUE REIT I, INC.
File 021-290232
$0$0$0None listed on this filingEDGAR ↗
Sep 3, 2014 D
Als Cherry Creek LLC, a Colorado Ltd liability Co
File 021-223978
$0$0$129,000
Acquisition fee to Pacific Living Communities LLC, a Colorado limited liability company, as Manager of Als Cherry Creek doing business as Pacific Sunset Park Holdings LLC
None no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named John Shaw on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HI
Residential · group: Hsr

HSR INCOME & VALUE REIT I, INC.

Los Angeles, CA · Jul 7, 2017 → Sep 27, 2019 · 2 filings
  • Sep 27, 2019 · D/A · $54,112,400 sold of $200,000,000 · 515 investors · min. $50,000 · role: Executive Officer, Director (COO, CFO AND SECRETARY) EDGAR ↗
  • Jul 7, 2017 · D · $0 sold of $200,000,000 · 0 investors · min. $50,000 · role: Executive Officer, Director (COO, CFO AND SECRETARY) EDGAR ↗

Raised $73M from 627 investors (37% of the $200M target) as of the latest filing. John is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(c) (1,237 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Residential

Als Cherry Creek LLC, a Colorado Ltd liability Co

San Diego, CA · Sep 3, 2014
  • Sep 3, 2014 · D · $200,000 sold of $3,800,000 · 1 investors · min. $100,000 · role: Executive Officer (Manager of Pacific Living Communities LLC, as Manager of Applicant) EDGAR ↗

Raised $3.8M from 11 investors (100% of the $3.8M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(c) (1,237 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (9)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Shaw — WA, 2 issuers, Feb 26, 2014 → Apr 16, 2026 · no shared issuer
  • John R. Shaw — NH, 2 issuers, Mar 12, 2012 → Apr 12, 2023 · no shared issuer
  • John Shaw — Luxembourg (as filed: N4), 1 issuer, Aug 28, 2025 → Aug 20, 2026 · no shared issuer
  • John Joseph Shaw — NY, 1 issuer, Oct 13, 2021 → Jun 13, 2023 · no shared issuer
  • John Brandon Shaw — GA, 1 issuer, May 12, 2010 → May 12, 2010 · no shared issuer
  • JOHN SHAW — Alberta, Canada (as filed: A0), 1 issuer, Oct 8, 2019 → Oct 8, 2019 · no shared issuer
  • John Shaw — MA, 1 issuer, Nov 6, 2020 → Oct 12, 2021 · no shared issuer
  • John E. Shaw — CO, 1 issuer, May 14, 2026 → May 14, 2026 · no shared issuer
  • John C. Shaw — NY, 1 issuer, Mar 30, 2009 → Mar 30, 2009 · no shared issuer

People around John 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

KENNETH POLIN

Director · 2 shared filings (1 issuer) · also on 5 other issuers

KENNETH POLIN is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Penner

Executive Officer, Director · 2 shared filings (1 issuer) · also on 6 other issuers

Joseph Penner is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

TYLER REICHWALD

Executive Officer · 2 shared filings (1 issuer) · also on 4 other issuers

TYLER REICHWALD is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

SABRINA PARENTI

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Shaw. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Miller

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Shaw. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Albert L. Blum

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Shaw. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Sari Simchoni

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Shaw. Their page shows their other deals.

The team behind the deals

H
Sponsor group

Hsr

6 issuers · 11 filings · $170.5M reported sold · 2013–2026

One team, 6 deal companies. John Shaw is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name JOHN SHAW.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to JOHN SHAW by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Shaw is listed on: none on file. No website or social profile named in Als Cherry Creek LLC, a Colorado Ltd liability Co's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #309,233 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Diego, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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