Jonathan Roberts is listed as a director on 18 SEC Form D filings by 6 issuers between May 2009 and Aug 2021. Largest by amount reported sold: DOCUSIGN, INC. (San Francisco, CA — other technology — 2009–2015; $233.1M reported sold to 54 investors), INTELLISIST INC (Seattle, WA — other technology — 2015; $28.8M reported sold to 6 investors), NavigatorSRVS, Inc. (Seattle, WA — business services — 2021; $17.3M reported sold to 32 investors), Applied Voice & Speech Technologies, Inc. (Foothill Ranch, CA — telecommunications — 2011; $4.09M reported sold to 7 investors), Intellisist, Inc. (Bellevue, WA — other technology — 2009–2010; $3.5M reported sold to 11 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as director, over about 12 years. Across those companies the filings report $287.6M sold in total.
Listed alongside SCOTT W. DARLING (12 shared filings), Tom Gonser (12 shared filings), Keith Krach (10 shared filings), Ken Moyle (9 shared filings), Rory O'Driscoll (9 shared filings) and 40 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jonathan. Each name links to their own page.
2 of the issuers belong to the sponsor group Intellisist (2 issuers, $32.3M reported sold, 2009–2015).
What this means A sponsor group is one team that sets up a new company for each deal. Intellisist has 2 companies on file and $32.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 18 public filings for Jonathan Roberts and found 9 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.