PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:33 AM ET

Sponsor Check › Person

JB
No photo found yet (own website and image search run after this page is viewed)

JOHN BABCOCK

Named as an officer, director or promoter on SEC Form D filings · WA · Nov 8, 2011 → Nov 8, 2011

1deal (issuers)
$876Kreported sold
4investors
1Form D filing
2011year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

JOHN BABCOCK is listed as a director on 1 SEC Form D filing by 1 issuer in Nov 2011: HYPERQUALITY INC. (Seattle, WA — industry reported as "Other" — 2011; $876K reported sold to 4 investors).

What this means One deal on file with the SEC, filed Nov 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside BRUCE R. HALLETT (1 shared filing), CHRISTOPHER B. COLES (1 shared filing), G. KEVIN DOREN (1 shared filing), Howard Lee (1 shared filing), Jonathan Roberts (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JOHN. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 34 bankruptcy cases matching the name listed in Key records below.

What this means 35 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for JOHN BABCOCK and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "John P. Babcock" (NJ) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for JOHN BABCOCK has not run yet — it is joining a line of 35,622 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

BASKIN ROBBINS INC. v. JOHN L. BABCOCK dismissed
District Court, D. Nevada · No. 2:99-cv-00542 · Filed May 4, 1999 · Closed Jul 26, 1999 · Nature of suit: 190 Other contract actions
Role of JOHN L. BABCOCK: Defendant · Outcome: Terminated 1999-07-26 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched JOHN BABCOCK..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

34 cases: 33 closed (disposition not in docket feed), 1 open

John A. Babcock, II and Deena Babcock closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-21-11524 · Filed Jul 20, 2021 · Closed Mar 13, 2023
Role of John A. Babcock, II: Debtor · Outcome: Case closed 2023-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
John Babcock, III and Deanna I Babcock open
United States Bankruptcy Court, N.D. New York · No. 21-60042 · Filed Jan 26, 2021
Role of John Babcock, III: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
John Babcock, Jr. and Eva Babcock closed
United States Bankruptcy Court, S.D. Ohio · No. 2:16-bk-53158 · Filed May 12, 2016 · Closed Oct 12, 2016
Role of John Babcock, Jr.: Debtor · Outcome: Case closed 2016-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
John P. Babcock, Jr. and Jennifer L. Babcock closed
United States Bankruptcy Court, D. Massachusetts · No. 14-31031 · Filed Oct 29, 2014 · Closed Feb 24, 2015
Role of John P. Babcock, Jr.: Debtor · Outcome: Case closed 2015-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
John F Babcock closed
United States Bankruptcy Court, M.D. Florida · No. 6:14-bk-00572 · Filed Jan 17, 2014 · Closed Apr 22, 2014
Role of John F Babcock: Debtor · Outcome: Case closed 2014-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John W Babcock closed
United States Bankruptcy Court, N.D. New York · No. 10-62851 · Filed Oct 28, 2010 · Closed Feb 7, 2011
Role of John W Babcock: Debtor · Outcome: Case closed 2011-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
John G Babcock closed
United States Bankruptcy Court, N.D. New York · No. 10-30563 · Filed Mar 12, 2010 · Closed Jul 27, 2015
Role of John G Babcock: Debtor · Outcome: Case closed 2015-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
John D Babcock closed
United States Bankruptcy Court, W.D. Washington · No. 09-44873 · Filed Jul 7, 2009 · Closed Oct 16, 2009
Role of John D Babcock: Debtor · Outcome: Case closed 2009-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (WA)
John C. Babcock closed
United States Bankruptcy Court, D. Massachusetts · No. 09-11047 · Filed Feb 11, 2009 · Closed May 19, 2009
Role of John C. Babcock: Debtor · Outcome: Case closed 2009-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
John T. Babcock and Donna R. Babcock closed
United States Bankruptcy Court, S.D. Ohio · No. 2:05-bk-78661 · Filed Dec 29, 2005 · Closed Jun 9, 2010
Role of John T. Babcock and Donna R. Babcock: Debtor · Outcome: Case closed 2010-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
John S Babcock and Kristina M Babcock closed
United States Bankruptcy Court, W.D. Washington · No. 05-50067 · Filed Oct 5, 2005 · Closed Nov 5, 2009
Role of John S Babcock and Kristina M Babcock: Debtor · Outcome: Case closed 2009-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (WA)
John A Babcock and Eva J Babcock closed
United States Bankruptcy Court, S.D. Ohio · No. 2:05-bk-66652 · Filed Sep 12, 2005 · Closed Mar 5, 2008
Role of John A Babcock and Eva J Babcock: Debtor · Outcome: Case closed 2008-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
John D. Babcock closed
United States Bankruptcy Court, N.D. New York · No. 05-13240 · Filed May 6, 2005 · Closed Jan 24, 2006
Role of John D. Babcock: Debtor · Outcome: Case closed 2006-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
John F. Babcock and Christy J. Babcock closed
United States Bankruptcy Court, E.D. Wisconsin · No. 05-26588 · Filed Apr 22, 2005 · Closed Aug 7, 2005
Role of John F. Babcock and Christy J. Babcock: Debtor · Outcome: Case closed 2005-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
John E. Babcock and Catherine A. Babcock closed
United States Bankruptcy Court, N.D. New York · No. 01-65509 · Filed Sep 12, 2001 · Closed Jan 15, 2002
Role of John E. Babcock and Catherine A. Babcock: Debtor · Outcome: Case closed 2002-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
JOHN BABCOCK closed
United States Bankruptcy Court, D. Nevada · No. 01-16026 · Filed Jun 13, 2001 · Closed Apr 11, 2005
Role of JOHN BABCOCK: Debtor · Outcome: Case closed 2005-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)
John Babcock closed
United States Bankruptcy Court, W.D. Michigan · No. 00-09372 · Filed Nov 22, 2000 · Closed Apr 3, 2001
Role of John Babcock: Debtor · Outcome: Case closed 2001-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
John C. Babcock closed
United States Bankruptcy Court, E.D. Wisconsin · No. 00-27412 · Filed Aug 9, 2000 · Closed Nov 22, 2000
Role of John C. Babcock: Debtor · Outcome: Case closed 2000-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
John M. Babcock closed
United States Bankruptcy Court, N.D. Ohio · No. 99-35245 · Filed Dec 21, 1999 · Closed May 14, 2002
Role of John M. Babcock: Debtor · Outcome: Case closed 2002-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
John L Babcock Jr closed
United States Bankruptcy Court, C.D. California · No. 6:99-bk-28125 · Filed Oct 29, 1999 · Closed Jan 20, 2000
Role of John L Babcock Jr: Debtor · Outcome: Case closed 2000-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
John T. Babcock and Viengkhone S. Babcock closed
United States Bankruptcy Court, E.D. Virginia · No. 98-34427 · Filed Jun 15, 1998 · Closed Sep 29, 1998
Role of John T. Babcock and Viengkhone S. Babcock: Debtor · Outcome: Case closed 1998-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
John E Babcock closed
United States Bankruptcy Court, S.D. Ohio · No. 1:98-bk-12616 · Filed Apr 24, 1998 · Closed Oct 13, 1998
Role of John E Babcock: Debtor · Outcome: Case closed 1998-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
John L. Babcock closed
United States Bankruptcy Court, S.D. California · No. 97-12242 · Filed Aug 20, 1997 · Closed Dec 10, 1997
Role of John L. Babcock: Debtor · Outcome: Case closed 1997-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
John Babcock and Cheryl A. Babcock closed
United States Bankruptcy Court, N.D. New York · No. 97-64226 · Filed Jul 10, 1997 · Closed Dec 15, 1997
Role of John Babcock and Cheryl A. Babcock: Debtor · Outcome: Case closed 1997-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
John J. Babcock and Julie A. Babcock closed
United States Bankruptcy Court, D. Massachusetts · No. 97-14418 · Filed May 7, 1997 · Closed Aug 27, 1997
Role of John J. Babcock and Julie A. Babcock: Debtor · Outcome: Case closed 1997-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
John L Babcock closed
United States Bankruptcy Court, C.D. California · No. 6:97-bk-17145 · Filed Apr 22, 1997 · Closed Jan 27, 1998
Role of John L Babcock: Debtor · Outcome: Case closed 1998-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
John B.G. Babcock closed
United States Bankruptcy Court, D. Massachusetts · No. 94-14885 · Filed Jul 25, 1994 · Closed Sep 5, 1997
Role of John B.G. Babcock: Debtor · Outcome: Case closed 1997-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
John W. Babcock and Bonnie J. Babcock closed
United States Bankruptcy Court, M.D. Florida · No. 8:94-bk-06946 · Filed Jul 18, 1994 · Closed Oct 18, 1994
Role of John W. Babcock and Bonnie J. Babcock: Debtor · Outcome: Case closed 1994-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John L. Babcock closed
United States Bankruptcy Court, C.D. California · No. 9:94-bk-11488 · Filed Apr 8, 1994 · Closed Dec 6, 1994
Role of John L. Babcock: Debtor · Outcome: Case closed 1994-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
John Babcock and Mary Ann Babcock closed
United States Bankruptcy Court, S.D. California · No. 94-03047 · Filed Mar 18, 1994 · Closed Jul 22, 1994
Role of John Babcock and Mary Ann Babcock: Debtor · Outcome: Case closed 1994-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
John Babcock, III closed
United States Bankruptcy Court, N.D. New York · No. 92-10740 · Filed Feb 20, 1992 · Closed Jul 17, 1992
Role of John Babcock, III: Debtor · Outcome: Case closed 1992-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
John G. Babcock, Jr. and Elizabeth Babcock closed
United States Bankruptcy Court, N.D. New York · No. 91-11718 · Filed Apr 25, 1991 · Closed Dec 18, 1991
Role of John G. Babcock, Jr.: Debtor · Outcome: Case closed 1991-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
John C. Babcock and Pamela M. Babcock closed
United States Bankruptcy Court, D. Connecticut · No. 86-21075 · Filed Oct 27, 1986 · Closed Feb 27, 1987
Role of John C. Babcock and Pamela M. Babcock: Debtor · Outcome: Case closed 1987-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)
John B. Babcock and Linda K. Babcock closed
United States Bankruptcy Court, M.D. Florida · No. 6:85-bk-01444 · Filed Oct 4, 1985 · Closed Nov 17, 1988
Role of John B. Babcock and Linda K. Babcock: Debtor · Outcome: Case closed 1988-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 59 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for JOHN BABCOCK (compared 1 filing on Oct 24, 2026)

Note · Oct 26, 2011 – Nov 8, 2011

No amendment in the last 12 months on an offering that may still be open — HYPERQUALITY INC. (latest filing Nov 8, 2011)

The latest filing for this offering is dated Nov 8, 2011 (first sale Oct 26, 2011). It reports $876,393 sold of $1,154,334 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 8, 2011 ↗HYPERQUALITY INC. — PartnerFacts page ↗
Sources
Note · May 8, 2015 – Aug 3, 2026

Same name, different state: "John P. Babcock" (NJ) is a separate record

This page covers filings where the address state is WA. A separate record, "John P. Babcock" with address state NJ, is listed on 4 filings — most recently by PEAPACK GLADSTONE FINANCIAL CORP (Aug 3, 2026). The two records do not overlap in time: this page has one filing dated Nov 8, 2011; the other runs May 8, 2015 to Aug 3, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John P. Babcock (NJ) — PartnerFacts page ↗Form D/A · Aug 3, 2026 ↗PEAPACK GLADSTONE FINANCIAL CORP — PartnerFacts page ↗JOHN BABCOCK (WA) — this page ↗
Sources
Note · Oct 6, 2008 – Jul 31, 2020

Same name, different state: "John Babcock" (CA) is a separate record

This page covers filings where the address state is WA. A separate record, "John Babcock" with address state CA, is listed on 9 filings — most recently by Avana Partners, LLC (Jul 31, 2020). Both records have filings in the same period (Nov 8, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Babcock (CA) — PartnerFacts page ↗Form D · Jul 31, 2020 ↗Avana Partners, LLC — PartnerFacts page ↗JOHN BABCOCK (WA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 8, 2011 D
HYPERQUALITY INC.
File 021-168372
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John Babcock on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

H
Other

HYPERQUALITY INC.

Seattle, WA · Nov 8, 2011
  • Nov 8, 2011 · D · $876,393 sold of $1,154,334 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $876K from 4 investors (76% of the $1.15M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Babcock — CA, 4 issuers, Oct 6, 2008 → Jul 31, 2020 · no shared issuer
  • John P. Babcock — NJ, 1 issuer, May 8, 2015 → Aug 3, 2026 · no shared issuer

People around John 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Roberts

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Jonathan Roberts is on 6 issuers in total — a repeat sponsor. Their page lists every one.

HL
No photo found yet (own website and image search run after this page is viewed)
Person

Howard Lee

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as John Babcock. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

BRUCE R. HALLETT

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Babcock. Their page shows their other deals.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

G. KEVIN DOREN

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Babcock. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

CHRISTOPHER B. COLES

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Babcock. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Hawk

Director · 1 shared filing (1 issuer) · also on 13 other issuers

Robert Hawk is on 14 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to JOHN BABCOCK by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Babcock is listed on: none on file. No website or social profile named in HYPERQUALITY INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #346,833 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Seattle, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when JOHN BABCOCK appears on a new Form D, or when a court case or SEC action is matched to them. See plans →