Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:43 AM ET

Sponsor Check › Person

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John Yang

Named as an officer, director or promoter on SEC Form D filings · TX · Dec 29, 2020 → Jul 23, 2026

2deals (issuers)

$272.8Mreported sold

26investors

8Form D filings

2020–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:47 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Yang is listed as an executive officer on 8 SEC Form D filings by 2 issuers between Dec 2020 and Jul 2026: Sycamore Tree Opportunistic Credit Fund, LP (Dallas, TX — pooled investment fund — 2020–2026; $141.3M reported sold to 20 investors) and Sycamore Tree High Grade CLO Debt Fund, L.P. (Dallas, TX — pooled investment fund — 2026; $131.5M reported sold to 6 investors).

What this means 2 separate companies raised money with this person listed as executive officer, over about 6 years. Across those companies the filings report $272.8M sold in total.

Listed alongside Bradford Borud (8 shared filings), Christopher Wise (8 shared filings), Lee Blackwell Parker III (8 shared filings), Mark Okada (8 shared filings), Sycamore Tree Opportunistic Credit Fund GP, LLC (6 shared filings, management entity) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

All 2 issuers belong to the sponsor group Sycamore Tree (7 issuers, $609.7M reported sold, 2012–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Sycamore Tree has 7 companies on file and $609.7M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 21 bankruptcy cases matching the name listed in Key records below.

What this means 22 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for John Yang and found 6 differences, 3 worth asking the sponsor about: Bankruptcy case: John Yang and Lik Cheng; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Yang has not run yet — it is joining a line of 39,392 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:47 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Stipulation and Consent CO · Colorado Department of Regulatory Agencies, Division of Securities

Order date Jun 13, 2007 · Regulator: Colorado Department of Regulatory Agencies, Division of Securities · Parties (regulator's caption): Modern Twain Partners II LLC, Oak Films, LLC, Joseph Reilly, Steve Games, John Yang, and Tom Kelly

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same full name in the order; 3 people with this name in Form D filings; regulator in CO (not a filing state)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Yang..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

21 cases: 2 open, 19 closed (disposition not in docket feed)

Maria Theresa Yang and John Yang open

United States Bankruptcy Court, D. Minnesota · No. 25-33305 · Filed Oct 17, 2025

Role of John Yang: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)

John G Yang open

United States Bankruptcy Court, E.D. Wisconsin · No. 25-23536 · Filed Jun 19, 2025

Role of John G Yang: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

John Yang closed

United States Bankruptcy Court, E.D. California · No. 21-10583 · Filed Mar 10, 2021 · Closed Jul 16, 2021

Role of John Yang: Debtor · Outcome: Case closed 2021-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

John Yang and Pachia Xiong closed

United States Bankruptcy Court, D. Minnesota · No. 18-33416 · Filed Oct 31, 2018 · Closed Apr 10, 2020

Role of John Yang and Pachia Xiong: Debtor · Outcome: Case closed 2020-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)

John Yang closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-16-12285 · Filed Jun 29, 2016 · Closed Dec 12, 2016

Role of John Yang: Debtor · Outcome: Case closed 2016-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

John Yang closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 16-11103 · Filed Feb 21, 2016 · Closed Aug 2, 2021

Role of John Yang: Debtor · Outcome: Case closed 2021-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

John Yang closed

United States Bankruptcy Court, N.D. California · No. 14-44979 · Filed Dec 23, 2014 · Closed Apr 15, 2015

Role of John Yang: Debtor · Outcome: Case closed 2015-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

John B. Yang and Jer Lao closed

United States Bankruptcy Court, E.D. Wisconsin · No. 13-32706 · Filed Sep 25, 2013 · Closed Jan 6, 2014

Role of John B. Yang and Jer Lao: Debtor · Outcome: Case closed 2014-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

John S Yang closed

United States Bankruptcy Court, E.D. Michigan · No. 12-61198 · Filed Sep 19, 2012 · Closed Feb 17, 2015

Role of John S Yang: Debtor · Outcome: Case closed 2015-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

John Yang and Jeannette L Yang closed

United States Bankruptcy Court, D. New Jersey · No. 11-30827 · Filed Jul 12, 2011 · Closed Jun 29, 2012

Role of John Yang and Jeannette L Yang: Debtor · Outcome: Case closed 2012-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

John Yang and Lik Cheng closed

United States Bankruptcy Court, S.D. Texas · No. 10-40655 · Filed Nov 30, 2010 · Closed Apr 12, 2011

Role of John Yang and Lik Cheng: Debtor · Outcome: Case closed 2011-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (TX)

JOHN YANG and TIA LEE YANG closed

United States Bankruptcy Court, D. Minnesota · No. 09-34728 · Filed Jul 9, 2009 · Closed Oct 26, 2009

Role of JOHN YANG and TIA LEE YANG: Debtor · Outcome: Case closed 2009-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)

John Yang closed

United States Bankruptcy Court, D. Colorado · No. 09-16650 · Filed Apr 15, 2009 · Closed Sep 3, 2009

Role of John Yang: Debtor · Outcome: Case closed 2009-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in CO (not a filing state)

John H. Yang and Amy K Yang closed

United States Bankruptcy Court, W.D. Arkansas · No. 2:09-bk-70855 · Filed Feb 26, 2009 · Closed Jun 8, 2009

Role of John H. Yang and Amy K Yang: Debtor · Outcome: Case closed 2009-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)

John Yang and Shoua Her closed

United States Bankruptcy Court, E.D. California · No. 08-15584 · Filed Sep 9, 2008 · Closed Mar 17, 2009

Role of John Yang and Shoua Her: Debtor · Outcome: Case closed 2009-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

John Yang and Bee V Yang closed

United States Bankruptcy Court, D. Minnesota · No. 08-40509 · Filed Feb 7, 2008 · Closed Dec 29, 2009

Role of John Yang and Bee: Plaintiff · Outcome: Case closed 2009-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)

John Yang and Pachia Xiong closed

United States Bankruptcy Court, D. Minnesota · No. 08-30159 · Filed Jan 15, 2008 · Closed Dec 28, 2009

Role of John Yang and Pachia Xiong: Debtor · Outcome: Case closed 2009-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)

John Yang closed

United States Bankruptcy Court, D. Colorado · No. 05-22597 · Filed May 23, 2005 · Closed Oct 28, 2005

Role of John Yang: Debtor · Outcome: Case closed 2005-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in CO (not a filing state)

John Yang closed

United States Bankruptcy Court, D. Vermont · No. 01-10469 · Filed Apr 5, 2001 · Closed Aug 3, 2001

Role of John Yang: Debtor · Outcome: Case closed 2001-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in VT (not a filing state)

John S. Yang and Miranda Yang closed

United States Bankruptcy Court, N.D. California · No. 97-33480 · Filed Jul 29, 1997 · Closed Nov 12, 1997

Role of John S. Yang and Miranda Yang: Debtor · Outcome: Case closed 1997-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

JOHN K. YANG closed

United States Bankruptcy Court, N.D. Alabama · No. 95-81349 · Filed May 19, 1995 · Closed Dec 20, 1995

Role of JOHN K. YANG: Debtor · Outcome: Case closed 1995-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 26 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:47 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for John Yang — 3 worth asking about (compared 8 filings on Oct 24, 2026)

Worth asking · Nov 30, 2010 – Apr 12, 2011

Bankruptcy case: John Yang and Lik Cheng — filed Nov 30, 2010

United States Bankruptcy Court, S.D. Texas docket "John Yang and Lik Cheng" filed Nov 30, 2010, closed Apr 12, 2011. John Yang is listed as Debtor ("John Yang and Lik Cheng"). Our match estimate: 44%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Texas ↗

Sources

Docket · United States Bankruptcy Court, S.D. Texas ↗ (Nov 30, 2010)

Worth asking · Jan 29, 2024 – Jul 19, 2024

Amount sold went down between filings — Sycamore Tree Opportunistic Credit Fund, LP

The Jan 29, 2024 filing says $76,335,000 sold; the Jul 19, 2024 Form D/A says $73,225,000 sold — $3,110,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 29, 2024 ↗Form D/A (later) · Jul 19, 2024 ↗Sycamore Tree Opportunistic Credit Fund, LP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jan 29, 2024 ↗ (Jan 29, 2024)
Form D/A (later) · Jul 19, 2024 ↗ (Jul 19, 2024)
Sycamore Tree Opportunistic Credit Fund, LP — PartnerFacts page ↗ (Jul 23, 2026)

Worth asking · Jan 29, 2024 – Jul 19, 2024

Investor count went down between filings — Sycamore Tree Opportunistic Credit Fund, LP

The Jan 29, 2024 filing reports 20 investors; the Jul 19, 2024 Form D/A reports 19 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 29, 2024 ↗Form D/A (later) · Jul 19, 2024 ↗Sycamore Tree Opportunistic Credit Fund, LP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jan 29, 2024 ↗ (Jan 29, 2024)
Form D/A (later) · Jul 19, 2024 ↗ (Jul 19, 2024)
Sycamore Tree Opportunistic Credit Fund, LP — PartnerFacts page ↗ (Jul 23, 2026)

Note · Dec 29, 2020 – Feb 2, 2022

Reported net asset value range changed between filings — Sycamore Tree Opportunistic Credit Fund, LP

"No Aggregate Net Asset Value" (Dec 29, 2020); then "Decline to Disclose" (Feb 2, 2022).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Dec 29, 2020 ↗Form D/A · Feb 2, 2022 ↗Sycamore Tree Opportunistic Credit Fund, LP — PartnerFacts page ↗

Sources

Form D · Dec 29, 2020 ↗ (Dec 29, 2020)
Form D/A · Feb 2, 2022 ↗ (Feb 2, 2022)
Sycamore Tree Opportunistic Credit Fund, LP — PartnerFacts page ↗ (Jul 23, 2026)

Note · Jul 22, 2016 – Jan 14, 2019

Same name, different state: "John Yang" (NY) is a separate record

This page covers filings where the address state is TX. A separate record, "John Yang" with address state NY, is listed on 8 filings — most recently by Alcentra Global Credit Alternatives Fund, L.L.C. (Jan 14, 2019). The two records do not overlap in time: this page runs Dec 29, 2020 to Jul 23, 2026; the other runs Jul 22, 2016 to Jan 14, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Yang (NY) — PartnerFacts page ↗Form D/A · Jan 14, 2019 ↗Alcentra Global Credit Alternatives Fund, L.L.C. — PartnerFacts page ↗John Yang (TX) — this page ↗

Sources

John Yang (NY) — PartnerFacts page ↗ (Jan 14, 2019)
Form D/A · Jan 14, 2019 ↗ (Jan 14, 2019)
Alcentra Global Credit Alternatives Fund, L.L.C. — PartnerFacts page ↗ (Jan 14, 2020)
John Yang (TX) — this page ↗ (Jul 23, 2026)

Note · Feb 11, 2015

Same name, different state: "John Yang" (E9) is a separate record

This page covers filings where the address state is TX. A separate record, "John Yang" with address state E9, is listed on 1 filing — most recently by Excelsior Capital Asia Partners V, L.P. (Feb 11, 2015). The two records do not overlap in time: this page runs Dec 29, 2020 to Jul 23, 2026; the other has one filing dated Feb 11, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Yang (E9) — PartnerFacts page ↗Form D · Feb 11, 2015 ↗Excelsior Capital Asia Partners V, L.P. — PartnerFacts page ↗John Yang (TX) — this page ↗

Sources

John Yang (E9) — PartnerFacts page ↗ (Feb 11, 2015)
Form D · Feb 11, 2015 ↗ (Feb 11, 2015)
Excelsior Capital Asia Partners V, L.P. — PartnerFacts page ↗ (Feb 11, 2015)
John Yang (TX) — this page ↗ (Jul 23, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jul 23, 2026 D/A Sycamore Tree Opportunistic Credit Fund, LP File 021-384649	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 23, 2026 D/A Sycamore Tree High Grade CLO Debt Fund, L.P. File 021-452935	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named John Yang on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Sycamore Tree

Sycamore Tree Opportunistic Credit Fund, LP

Dallas, TX · Dec 29, 2020 → Jul 23, 2026 · 7 filings

Jul 23, 2026 · D/A · $141,335,000 sold of Indefinite · 20 investors · min. $1,500,000 · role: Executive Officer (President of the General Partner of the Issuer) EDGAR ↗
Jul 18, 2025 · D/A · $141,335,000 sold of Indefinite · 20 investors · min. $1,500,000 · role: Executive Officer (President of the General Partner of the Issuer) EDGAR ↗
Jul 19, 2024 · D/A · $73,225,000 sold of Indefinite · 19 investors · min. $1,500,000 · role: Executive Officer (President of the General Partner of the Issuer) EDGAR ↗
Jan 29, 2024 · D/A · $76,335,000 sold of Indefinite · 20 investors · min. $1,500,000 · role: Executive Officer (President of the General Partner of the Issuer) EDGAR ↗
Jan 30, 2023 · D/A · $73,225,000 sold of Indefinite · 19 investors · min. $1,500,000 · role: Executive Officer (President of the General Partner of the Issuer) EDGAR ↗
Feb 2, 2022 · D/A · $30,000,000 sold of Indefinite · 5 investors · min. $1,500,000 · role: Executive Officer (President of the General Partner of the Issuer) EDGAR ↗
Dec 29, 2020 · D · $30,000,000 sold of Indefinite · 5 investors · min. $1,500,000 · role: Executive Officer (President of the General Partner of the Issuer) EDGAR ↗

Raised $141.3M from 20 investors as of the latest filing. John is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sycamore Tree

Sycamore Tree High Grade CLO Debt Fund, L.P.

Dallas, TX · Jul 23, 2026

Jul 23, 2026 · D/A · $131,500,000 sold of Indefinite · 6 investors · min. $5,000,000 · role: Executive Officer (President of the General Partner of the Issuer) EDGAR ↗

Raised $131.5M from 6 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

John Yang — NY, 4 issuers, Jul 22, 2016 → Jan 14, 2019 · no shared issuer
John Yang — Cayman Islands (as filed: E9), 1 issuer, Feb 11, 2015 → Feb 11, 2015 · no shared issuer

People around John 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity