PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:07 AM ET

Sponsor Check › Sponsor group

ST

Sycamore Tree

One sponsor team, 7 deal companies · Dallas, TX

Grouped because: 6 shared people, 2 shared management entities, similar issuer names (6) (automatic match from the filings) · not the same sponsor?

7deal companies
$609.7Mreported sold
49investors
25Form D filings
2012–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jul 23, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Sycamore Tree is a sponsor group of 7 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names, shared management entity; automatic match from the filings), filing 25 Form D filings between May 2012 and Jul 2026.

What this means One team, 7 deal companies, about 14 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $609.7M to 49 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (7). Issuers are based in TX (7).

What this means $609.7M raised across the group, about $12.4M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Mark Okada (6 issuers, executive officer and director), Lee Blackwell Parker III (3 issuers, executive officer and director), Bradford Borud (2 issuers, executive officer), Christopher Wise (2 issuers, executive officer), John Yang (2 issuers, executive officer) and 13 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Jul 23, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: SYCAMORE TREE CAPITAL PARTNERS, L.P..

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 25 public filings for Sycamore Tree and found 17 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Sycamore Tree has not run yet — it is #41,338 of 47,392 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Sycamore Tree..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

17 differences found between the filings for Sycamore Tree — 5 worth asking about (compared 25 filings on Oct 24, 2026)

Worth asking · Jan 29, 2024 – Jul 19, 2024

Amount sold went down between filings — Sycamore Tree Opportunistic Credit Fund, LP

The Jan 29, 2024 filing says $76,335,000 sold; the Jul 19, 2024 Form D/A says $73,225,000 sold — $3,110,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 29, 2024 ↗Form D/A (later) · Jul 19, 2024 ↗Sycamore Tree Opportunistic Credit Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Jan 29, 2024 – Jul 19, 2024

Investor count went down between filings — Sycamore Tree Opportunistic Credit Fund, LP

The Jan 29, 2024 filing reports 20 investors; the Jul 19, 2024 Form D/A reports 19 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 29, 2024 ↗Form D/A (later) · Jul 19, 2024 ↗Sycamore Tree Opportunistic Credit Fund, LP — PartnerFacts page ↗
Sources
Note · Aug 16, 2023

Last filing Aug 16, 2023 with 29% of the target sold — Sycamore Tree CLO Fund, LP

Sycamore Tree CLO Fund, LP (last filing Aug 16, 2023; $156,200,000 sold of $541,000,000). There is no filing in more than two years and the last one reported under half the target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sycamore Tree CLO Fund, LP — PartnerFacts page ↗EDGAR filer page ↗
Sources
Note · Aug 16, 2023 – Jul 23, 2026

88 other issuers file from the same address — 5 member issuers (Sycamore Tree Opportunistic Credit Fund, LP; Sycamore Tree CLO Fund, LP; Sycamore Tree Floating Rate Loan Fund, LP; …)

The address on file, 2101 Cedar Springs Rd., Suite 1250, Dallas, TX, is used by 93 issuers in our index across 14 sponsor groups; 88 are outside this group. It is on our registered-agent / shared-office list (97 issuers in 36 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sycamore Tree Opportunistic Credit Fund, LP — PartnerFacts page ↗Sycamore Tree CLO Fund, LP — PartnerFacts page ↗Sycamore Tree Floating Rate Loan Fund, LP — PartnerFacts page ↗EDGAR filer page · Sycamore Tree Opportunistic Credit Fund, LP ↗
Sources
Note · May 4, 2012 – May 15, 2018

107 other issuers file from the same address — 2 member issuers (Granite Bay Long/Short Credit Fund, L.P.; HIGHLAND DYNAMIC INCOME FUND, LTD)

The address on file, 300 Crescent Court, Suite 700, Dallas, TX, is used by 109 issuers in our index across 13 sponsor groups; 107 are outside this group. It is on our registered-agent / shared-office list (123 issuers in 30 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Granite Bay Long/Short Credit Fund, L.P. — PartnerFacts page ↗HIGHLAND DYNAMIC INCOME FUND, LTD — PartnerFacts page ↗EDGAR filer page · Granite Bay Long/Short Credit Fund, L.P. ↗
Sources
Worth asking · Jun 1, 2013 – Jan 24, 2014

Form D filed 237 days after the first sale — HIGHLAND DYNAMIC INCOME FUND, LTD

The filing says the first sale was Jun 1, 2013. The Form D was filed Jan 24, 2014 — 237 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 222 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jan 24, 2014 ↗HIGHLAND DYNAMIC INCOME FUND, LTD — PartnerFacts page ↗
Sources
Worth asking · Oct 1, 2010 – May 4, 2012

Form D filed 581 days after the first sale — Granite Bay Long/Short Credit Fund, L.P.

The filing says the first sale was Oct 1, 2010. The Form D was filed May 4, 2012 — 581 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 566 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · May 4, 2012 ↗Granite Bay Long/Short Credit Fund, L.P. — PartnerFacts page ↗
Sources
Note · Oct 1, 2010 – Jul 18, 2025

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Sycamore Tree Floating Rate Loan Fund, LP (latest filing Jul 18, 2025) · No amendment in the last 12 months on an offering that may still be open — Sycamore Tree CLO Fund, LP (latest filing Aug 16, 2023) · No amendment in the last 12 months on an offering that may still be open — HIGHLAND DYNAMIC INCOME FUND, LTD (latest filing May 15, 2018) · No amendment in the last 12 months on an offering that may still be open — HIGHLAND DYNAMIC INCOME FUND, LTD (latest filing Jan 24, 2014) · No amendment in the last 12 months on an offering that may still be open — Granite Bay Long/Short Credit Fund, L.P. (latest filing May 4, 2012)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 18, 2025 ↗Sycamore Tree Floating Rate Loan Fund, LP — PartnerFacts page ↗Form D/A · Aug 16, 2023 ↗Sycamore Tree CLO Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Dec 29, 2020 – Feb 2, 2022

Sycamore Tree Credit Dislocation Fund GP LLC is no longer listed on the Feb 2, 2022 amendment — Sycamore Tree Opportunistic Credit Fund, LP

Sycamore Tree Credit Dislocation Fund GP LLC appears on the Dec 29, 2020 Form D (executive officer) but not on the Feb 2, 2022 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Dec 29, 2020 ↗Form D/A · Feb 2, 2022 ↗Sycamore Tree Credit Dislocation Fund GP LLC — PartnerFacts page ↗Sycamore Tree Opportunistic Credit Fund, LP — PartnerFacts page ↗
Sources
Note · Aug 5, 2021 – Aug 5, 2022

Offering amount lowered between filings — Sycamore Tree CLO Fund, LP

The Aug 5, 2021 filing says $541,000,000 offered; the Aug 5, 2022 Form D/A says $400,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Aug 5, 2021 ↗Form D/A (later) · Aug 5, 2022 ↗Sycamore Tree CLO Fund, LP — PartnerFacts page ↗
Sources
Note · May 4, 2012 – May 15, 2018

Mark Okada is written 3 different ways on the filings

listed as "Mark K. Okada" on 10 filings (from May 4, 2012), and "Mark Okada" on 9 filings (from Jan 24, 2014), and "Mark Kiyoshi Okada" on the May 15, 2018 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 4, 2012 ↗Form D · Jan 24, 2014 ↗Form D · May 15, 2018 ↗Mark Okada — PartnerFacts page ↗
Sources
Note · Dec 29, 2020 – Feb 2, 2022

Reported net asset value range changed between filings — Sycamore Tree Opportunistic Credit Fund, LP

"No Aggregate Net Asset Value" (Dec 29, 2020); then "Decline to Disclose" (Feb 2, 2022).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Dec 29, 2020 ↗Form D/A · Feb 2, 2022 ↗Sycamore Tree Opportunistic Credit Fund, LP — PartnerFacts page ↗
Sources
Note · Jan 24, 2014 – May 15, 2018

Reported net asset value range changed between filings — HIGHLAND DYNAMIC INCOME FUND, LTD

"$25,000,001 - $50,000,000" (Jan 24, 2014); then "Decline to Disclose" (May 15, 2018).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jan 24, 2014 ↗Form D · May 15, 2018 ↗HIGHLAND DYNAMIC INCOME FUND, LTD — PartnerFacts page ↗
Sources
Note · May 4, 2012 – Jul 23, 2026

7 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Sycamore Tree CLO Fund II, L.P. · Address on file is a registered agent / shared office — Sycamore Tree High Grade CLO Debt Fund, L.P. · Address on file is a registered agent / shared office — Sycamore Tree Opportunistic Credit Fund, LP · Address on file is a registered agent / shared office — Sycamore Tree Floating Rate Loan Fund, LP · Address on file is a registered agent / shared office — Sycamore Tree CLO Fund, LP · and 2 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Jul 23, 2026 ↗Sycamore Tree CLO Fund II, L.P. — PartnerFacts page ↗Form D/A · Jul 23, 2026 ↗Sycamore Tree High Grade CLO Debt Fund, L.P. — PartnerFacts page ↗
Sources
Note · May 4, 2012 – Jul 23, 2026

Member companies were formed in 2 different states

Delaware (6), Cayman Islands (1) — out of 7 member issuers. The odd ones out: HIGHLAND DYNAMIC INCOME FUND, LTD (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sycamore Tree — sponsor group page ↗HIGHLAND DYNAMIC INCOME FUND, LTD — PartnerFacts page ↗
Sources
Note · Dec 29, 2020 – Jul 23, 2026

Issuer used a different name before — Sycamore Tree Opportunistic Credit Fund, LP

SEC records list prior names for this filer: Sycamore Tree Credit Dislocation Fund, LP. The current name on file is "Sycamore Tree Opportunistic Credit Fund, LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Sycamore Tree Opportunistic Credit Fund, LP — PartnerFacts page ↗
Sources
Note · Jan 24, 2014 – May 15, 2018

Issuer used a different name before — HIGHLAND DYNAMIC INCOME FUND, LTD

SEC records list prior names for this filer: HIGHLAND LOAN FUND, LTD. The current name on file is "HIGHLAND DYNAMIC INCOME FUND, LTD".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗HIGHLAND DYNAMIC INCOME FUND, LTD — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 8 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 23, 2026 D/A
Sycamore Tree Opportunistic Credit Fund, LP
File 021-384649
$0$0$0None listed on this filingEDGAR ↗
Jul 23, 2026 D/A
Sycamore Tree High Grade CLO Debt Fund, L.P.
File 021-452935
$0$0$0None listed on this filingEDGAR ↗
Jul 23, 2026 D/A
Sycamore Tree CLO Fund II, L.P.
File 021-531815
$0$0$0
The Issuer will pay asset management fees to the Investment Adviser as detailed in the Issuer's offering material.
None listed on this filingEDGAR ↗
Jul 18, 2025 D/A
Sycamore Tree Floating Rate Loan Fund, LP
File 021-452933
$0$0$0Ana Gomez Chapman BrokerCheck CRD 2383255 ↗
via Hollister Associates LLC (CRD 173366 ↗)
EDGAR ↗
Aug 16, 2023 D/A
Sycamore Tree CLO Fund, LP
File 021-409009
$0$0$0
The Issuer will pay asset management fees to the Investment Manager as detailed in the Issuer's offering material.
None listed on this filingEDGAR ↗
May 15, 2018 D
HIGHLAND DYNAMIC INCOME FUND, LTD
File 021-312395
$0$0$0None listed on this filingEDGAR ↗
Jan 24, 2014 D
HIGHLAND DYNAMIC INCOME FUND, LTD
File 021-210657
$0$0$0 (est.)
Investments in the Fund are generally subject to a 0.5% Management Fee per annum, payable quarterly in advance.
N/A no CRD number reported
via NEXBANK SECURITIES, INC. (CRD 133267 ↗)
EDGAR ↗
May 4, 2012 D
Granite Bay Long/Short Credit Fund, L.P.
File 021-177675
$0$0$0 (est.)
Investments in the fund are generally subject to a 1.5% Management Fee per annum, payable quarterly in advance.
N/A no CRD number reported
via NexBank Securities, Inc. (CRD 133267 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 7 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Sycamore Tree in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗GB Granite Bay Long/Short Credit Fund, L.P.shared peopleDALLAS, TXPooled Investment Fund1$23,200,0005$1,000,0002012–2012
EDGAR ↗HD HIGHLAND DYNAMIC INCOME FUND, LTDshared people, similar issuer namesDALLAS, TXPooled Investment Fund2$26,540,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
$500,000
similar: $1,000–$100,000
2014–2018
EDGAR ↗ST Sycamore Tree Opportunistic Credit Fund, LPshared people, similar issuer namesDALLAS, TXPooled Investment Fund7$141,335,000
offering Indefinite · similar: $155,000–$5,250,000
20
similar: 4–27
$1,500,000
similar: $1,000–$100,000
2020–2026
EDGAR ↗ST Sycamore Tree CLO Fund, LPshared management entity, similar issuer namesDALLAS, TXPooled Investment Fund3$156,200,000
offering $400,000,000 · similar: $155,000–$5,250,000
7
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2021–2023
EDGAR ↗ST Sycamore Tree Floating Rate Loan Fund, LPshared people, shared management entity, similar issuer namesDALLAS, TXPooled Investment Fund4$50,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2022–2025
EDGAR ↗ST Sycamore Tree High Grade CLO Debt Fund, L.P.shared people, shared management entity, similar issuer namesDALLAS, TXPooled Investment Fund5$131,500,000
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2022–2026
EDGAR ↗ST Sycamore Tree CLO Fund II, L.P.shared people, shared management entity, similar issuer namesDALLAS, TXPooled Investment Fund3$105,500,000
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2024–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jul 23, 2026Sycamore Tree CLO Fund II, L.P.D/APooled Investment FundIndefinite$105,500,000
EDGAR ↗Jul 23, 2026Sycamore Tree High Grade CLO Debt Fund, L.P.D/APooled Investment FundIndefinite$131,500,000
EDGAR ↗Jul 23, 2026Sycamore Tree Opportunistic Credit Fund, LPD/APooled Investment FundIndefinite$141,335,000
EDGAR ↗Jul 18, 2025Sycamore Tree Opportunistic Credit Fund, LPD/APooled Investment FundIndefinite$141,335,000
EDGAR ↗Jul 18, 2025Sycamore Tree High Grade CLO Debt Fund, L.P.D/APooled Investment FundIndefinite$121,500,000
EDGAR ↗Jul 18, 2025Sycamore Tree CLO Fund II, L.P.D/APooled Investment FundIndefinite$105,500,000
EDGAR ↗Jul 18, 2025Sycamore Tree Floating Rate Loan Fund, LPD/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Dec 11, 2024Sycamore Tree CLO Fund II, L.P.DPooled Investment FundIndefinite$85,500,000
EDGAR ↗Jul 19, 2024Sycamore Tree High Grade CLO Debt Fund, L.P.D/APooled Investment FundIndefinite$100,500,000
EDGAR ↗Jul 19, 2024Sycamore Tree Floating Rate Loan Fund, LPD/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Jul 19, 2024Sycamore Tree Opportunistic Credit Fund, LPD/APooled Investment FundIndefinite$73,225,000
EDGAR ↗Jan 29, 2024Sycamore Tree Opportunistic Credit Fund, LPD/APooled Investment FundIndefinite$76,335,000
EDGAR ↗Aug 16, 2023Sycamore Tree CLO Fund, LPD/APooled Investment Fund$400,000,000$156,200,000
EDGAR ↗Jul 19, 2023Sycamore Tree High Grade CLO Debt Fund, L.P.D/APooled Investment FundIndefinite$100,500,000
EDGAR ↗Jul 19, 2023Sycamore Tree Floating Rate Loan Fund, LPD/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Jan 30, 2023Sycamore Tree Opportunistic Credit Fund, LPD/APooled Investment FundIndefinite$73,225,000
EDGAR ↗Aug 5, 2022Sycamore Tree CLO Fund, LPD/APooled Investment Fund$400,000,000$141,000,000
EDGAR ↗Jul 19, 2022Sycamore Tree High Grade CLO Debt Fund, L.P.DPooled Investment FundIndefinite$100,000,000
EDGAR ↗Jul 19, 2022Sycamore Tree Floating Rate Loan Fund, LPDPooled Investment FundIndefinite$50,000,000
EDGAR ↗Feb 2, 2022Sycamore Tree Opportunistic Credit Fund, LPD/APooled Investment FundIndefinite$30,000,000
EDGAR ↗Aug 5, 2021Sycamore Tree CLO Fund, LPDPooled Investment Fund$541,000,000$141,000,000
EDGAR ↗Dec 29, 2020Sycamore Tree Opportunistic Credit Fund, LPDPooled Investment FundIndefinite$30,000,000
EDGAR ↗May 15, 2018HIGHLAND DYNAMIC INCOME FUND, LTDDPooled Investment FundIndefinite$2,000,000
EDGAR ↗Jan 24, 2014HIGHLAND DYNAMIC INCOME FUND, LTDDPooled Investment FundIndefinite$26,540,000
EDGAR ↗May 4, 2012Granite Bay Long/Short Credit Fund, L.P.DPooled Investment FundIndefinite$23,200,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jul 23, 2026. Industry history, as reported on each offering's latest filing: All 8 offerings reported: Pooled Investment Fund (2012–2024).

People across the group

NameRolesIssuers hereFirst → last listed
MO Mark OkadaExecutive Officer, Director6May 4, 2012 → Jul 23, 2026
LP Lee Blackwell Parker IIIDirector, Executive Officer3May 15, 2018 → Jul 23, 2026
CW Christopher WiseExecutive Officer2Dec 29, 2020 → Jul 23, 2026
JY John YangExecutive Officer2Dec 29, 2020 → Jul 23, 2026
BB Bradford BorudExecutive Officer2Dec 29, 2020 → Jul 23, 2026
ST Sycamore Tree CLO Advisors, L.P. entityPromoter2Aug 5, 2021 → Jul 23, 2026
ST Sycamore Tree Capital Partners, L.P. entityPromoter2Jul 19, 2022 → Jul 23, 2026
TP Trey ParkerExecutive Officer, Director2May 4, 2012 → Jan 24, 2014
ST Sycamore Tree Opportunistic Credit Fund GP, LLC entityExecutive Officer1Feb 2, 2022 → Jul 23, 2026
SH ST HG CLO Fund GP, LLC entityPromoter1Jul 19, 2022 → Jul 23, 2026
ST Sycamore Tree CLO Fund II GP, LLC entityExecutive Officer1Dec 11, 2024 → Jul 23, 2026
BS Blackwell Sycamore Tree Capital Partners, L.P. entityPromoter1Jul 23, 2026 → Jul 23, 2026
SF ST FR Loan Fund GP, LLC entityPromoter1Jul 19, 2022 → Jul 18, 2025
ST Sycamore Tree CLO Fund GP, LLC entityExecutive Officer1Aug 5, 2021 → Aug 16, 2023
ST Sycamore Tree Credit Dislocation Fund GP LLC entityExecutive Officer1Dec 29, 2020 → Dec 29, 2020
BH BLACKWELL HIGHLAND CAPITAL MANAGEMENT, L.P. entityPromoter1May 15, 2018 → May 15, 2018
PB PATRICK BOYCEExecutive Officer1May 4, 2012 → May 4, 2012
FW Frank WaterhouseExecutive Officer1May 4, 2012 → May 4, 2012

Business registration (state registry / Secretary of State)

None of the 7 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

SYCAMORE TREE CAPITAL PARTNERS, L.P. — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Apr 8, 2022 · SEC file 801-123678 · Main office: DALLAS, TX · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $3,539,598,356 as reported on Form ADV filed Oct 1, 2026 (Item 5.F(2)(c)) · 12 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/sycamoretree ↗

Item 11 disclosure questions as answered on Form ADV filed Oct 1, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Sycamore Tree as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Sycamore Tree's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #118,721 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Securities regulators

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Business registries

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