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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:42 AM ET

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John Walley

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9) · Jul 26, 2011 → Dec 3, 2015

20deals (issuers)
$1.99Breported sold
644investors
40Form D filings
2011–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Walley is listed as a director on 40 SEC Form D filings by 20 issuers between Jul 2011 and Dec 2015. Largest by amount reported sold: AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013–2015; $710.7M reported sold to 20 investors), AHL Alpha (Cayman) Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013–2015; $691M reported sold to 11 investors), Man AHL Evolution Frontier Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015; $175.4M reported sold to 14 investors), Man FRM Global Equity Long Short Strategies Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015; $84.9M reported sold to 149 investors), Man FRM Alternative Multi-Strategy Fund Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015; $75.3M reported sold to 66 investors) and 15 more (all listed below).

What this means That is a lot of deals — 20 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $1.99B sold in total.

Listed alongside Ronan Daly (40 shared filings), Jennifer Thomson (38 shared filings), AHL Partners LLP (9 shared filings, management entity), FRM Investment Management (USA) LLC (9 shared filings, management entity), Matthew Stadtmauer (9 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

9 of the issuers belong to the sponsor group Man (108 issuers, $34.39B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Man has 108 companies on file and $34.39B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 7 bankruptcy cases matching the name listed in Key records below.

What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 40 public filings for John Walley and found 17 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Form D filed 63 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Walley has not run yet — it is joining a line of 26,037 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Walley..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

John T. Walley, Jr and Lori B. Walley closed
United States Bankruptcy Court, S.D. Illinois · No. 18-40007 · Filed Jan 5, 2018 · Closed Jun 7, 2018
Role of John T. Walley, Jr: Debtor · Outcome: Case closed 2018-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); court in IL (not a filing state)
John C. Walley and Emily J. Walley closed
United States Bankruptcy Court, D. New Jersey · No. 16-32160 · Filed Nov 18, 2016 · Closed Mar 31, 2017
Role of John C. Walley and Emily J. Walley: Debtor · Outcome: Case closed 2017-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); court in NJ (not a filing state)
John C Walley and Kathy B Walley closed
United States Bankruptcy Court, S.D. Alabama · No. 12-00435 · Filed Feb 8, 2012 · Closed Aug 24, 2017
Role of John C Walley and Kathy B Walley: Debtor · Outcome: Case closed 2017-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); court in AL (not a filing state)
John Walley closed
United States Bankruptcy Court, S.D. Florida. · No. 10-33598 · Filed Aug 11, 2010 · Closed Feb 16, 2011
Role of John Walley: Debtor · Outcome: Case closed 2011-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); court in FL (not a filing state)
John S. Walley closed
United States Bankruptcy Court, N.D. Georgia · No. 04-63278 · Filed Feb 27, 2004 · Closed Jul 26, 2004
Role of John S. Walley: Debtor · Outcome: Case closed 2004-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); court in GA (not a filing state)
John T. Walley closed
United States Bankruptcy Court, S.D. Illinois · No. 98-41759 · Filed Oct 5, 1998 · Closed Jan 21, 2003
Role of John T. Walley: Debtor · Outcome: Case closed 2003-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); court in IL (not a filing state)
John T. Walley and Bernadine Walley closed
United States Bankruptcy Court, S.D. Illinois · No. 98-40565 · Filed Mar 30, 1998 · Closed Jul 23, 1998
Role of John T. Walley and Bernadine Walley: Debtor · Outcome: Case closed 1998-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for John Walley — 4 worth asking about (compared 40 filings on Oct 24, 2026)

Note · Mar 25, 1998 – Aug 18, 2000

Bankruptcy case: Richard C. Breeden, Esq. v. Stadtmauer — filed Mar 25, 1998

United States Bankruptcy Court, N.D. New York docket "Richard C. Breeden, Esq. v. Stadtmauer" filed Mar 25, 1998, closed Aug 18, 2000. Matthew Stadtmauer (listed on the same filings) is listed as Defendant ("Stadtmauer"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. New York ↗Matthew Stadtmauer — PartnerFacts page ↗
Sources
Worth asking · Nov 4, 2014 – Nov 3, 2015

Amount sold went down between filings — FRM Moraine Fund Ltd.

The Nov 4, 2014 filing says $29,137,941 sold; the Nov 3, 2015 Form D/A says $26,558,331 sold — $2,579,610 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Nov 4, 2014 ↗Form D/A (later) · Nov 3, 2015 ↗FRM Moraine Fund Ltd. — PartnerFacts page ↗
Sources
Worth asking · Sep 12, 2014 – Sep 14, 2015

Amount sold went down between filings — Scientific Equity Cayman Fund Ltd

The Sep 12, 2014 filing says $2,251,911 sold; the Sep 14, 2015 Form D/A says $2,250,000 sold — $1,911 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Sep 12, 2014 ↗Form D/A (later) · Sep 14, 2015 ↗Scientific Equity Cayman Fund Ltd — PartnerFacts page ↗
Sources
Worth asking · Oct 1, 2015 – Dec 3, 2015

Form D filed 63 days after the first sale — Man AHL Evolution Frontier Ltd

The filing says the first sale was Oct 1, 2015. The Form D was filed Dec 3, 2015 — 63 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 48 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 3, 2015 ↗Man AHL Evolution Frontier Ltd — PartnerFacts page ↗
Sources
Note · Oct 14, 2013 – Nov 1, 2013

Form D filed 18 days after the first sale — FRM Moraine Fund Ltd.

The filing says the first sale was Oct 14, 2013. The Form D was filed Nov 1, 2013 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 1, 2013 ↗FRM Moraine Fund Ltd. — PartnerFacts page ↗
Sources
Note · Sep 24, 2013 – Oct 15, 2013

Form D filed 21 days after the first sale — AHL Alpha (Cayman) Ltd

The filing says the first sale was Sep 24, 2013. The Form D was filed Oct 15, 2013 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 15, 2013 ↗AHL Alpha (Cayman) Ltd — PartnerFacts page ↗
Sources
Note · Aug 1, 2011 – Sep 14, 2015

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Scientific Equity Cayman Fund Ltd (latest filing Sep 14, 2015) · No amendment in the last 12 months on an offering that may still be open — Red Kite Compass Cayman Fund Ltd (latest filing Sep 14, 2015) · No amendment in the last 12 months on an offering that may still be open — Man FRM Relative Value Strategies Ltd. (latest filing Aug 21, 2015) · No amendment in the last 12 months on an offering that may still be open — GLOBAL AG CAYMAN FUND Ltd (latest filing Sep 12, 2014) · No amendment in the last 12 months on an offering that may still be open — CQS EELS CAYMAN FUND Ltd (latest filing Sep 12, 2014) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Sep 14, 2015 ↗Scientific Equity Cayman Fund Ltd — PartnerFacts page ↗Form D/A · Sep 14, 2015 ↗Red Kite Compass Cayman Fund Ltd — PartnerFacts page ↗
Sources
Worth asking · Aug 21, 2015 – Dec 5, 2016

13 people are no longer listed on a later amendment

John Walley is no longer listed on the Dec 5, 2016 amendment — Man AHL Evolution Frontier Ltd · John Walley is no longer listed on the Nov 2, 2016 amendment — Cedar Cayman Fund Ltd · John Walley is no longer listed on the Nov 2, 2016 amendment — FRM Moraine Fund Ltd. · John Walley is no longer listed on the Oct 17, 2016 amendment — AHL Alpha (Cayman) Ltd · John Walley is no longer listed on the Sep 14, 2016 amendment — Canyon Value Realization MAC 18 Ltd. · and 8 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · Dec 3, 2015 ↗Form D/A · Dec 5, 2016 ↗John Walley — PartnerFacts page ↗Man AHL Evolution Frontier Ltd — PartnerFacts page ↗
Sources
Note · Jan 5, 2015 – Sep 3, 2015

Minimum investment changed between filings — Man FRM Emerging Markets Strategies Ltd

The Jan 5, 2015 filing lists a minimum of $100,000; the Sep 3, 2015 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 5, 2015 ↗Form D/A (later) · Sep 3, 2015 ↗Man FRM Emerging Markets Strategies Ltd — PartnerFacts page ↗
Sources
Note · Jan 2, 2015 – Sep 3, 2015

Minimum investment changed between filings — Man FRM Alternative Multi-Strategy Fund Ltd

The Jan 2, 2015 filing lists a minimum of $500,000; the Sep 3, 2015 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 2, 2015 ↗Form D/A (later) · Sep 3, 2015 ↗Man FRM Alternative Multi-Strategy Fund Ltd — PartnerFacts page ↗
Sources
Note · Nov 10, 2014 – Aug 21, 2015

Minimum investment changed between filings — Man FRM Relative Value Strategies Ltd.

The Nov 10, 2014 filing lists a minimum of $100,000; the Aug 21, 2015 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Nov 10, 2014 ↗Form D/A (later) · Aug 21, 2015 ↗Man FRM Relative Value Strategies Ltd. — PartnerFacts page ↗
Sources
Note · Nov 10, 2014 – Aug 21, 2015

Minimum investment changed between filings — Man FRM Global Macro Strategies Ltd.

The Nov 10, 2014 filing lists a minimum of $100,000; the Aug 21, 2015 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Nov 10, 2014 ↗Form D/A (later) · Aug 21, 2015 ↗Man FRM Global Macro Strategies Ltd. — PartnerFacts page ↗
Sources
Note · Mar 12, 2015 – Aug 21, 2015

Minimum investment changed between filings — Man FRM Global Equity Long Short Strategies Ltd.

The Mar 12, 2015 filing lists a minimum of $100,000; the Aug 21, 2015 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 12, 2015 ↗Form D/A (later) · Aug 21, 2015 ↗Man FRM Global Equity Long Short Strategies Ltd. — PartnerFacts page ↗
Sources
Note · Mar 5, 2015 – Aug 21, 2015

Minimum investment changed between filings — Man FRM Event Equity & Distressed Strategies Ltd.

The Mar 5, 2015 filing lists a minimum of $10,000; the Aug 21, 2015 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 5, 2015 ↗Form D/A (later) · Aug 21, 2015 ↗Man FRM Event Equity & Distressed Strategies Ltd. — PartnerFacts page ↗
Sources
Note · Jul 26, 2011 – Jul 26, 2012

Minimum investment changed between filings — European Distressed MAC Ltd

The Jul 26, 2011 filing lists a minimum of $0; the Jul 26, 2012 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 26, 2011 ↗Form D/A (later) · Jul 26, 2012 ↗European Distressed MAC Ltd — PartnerFacts page ↗
Sources
Note · Apr 26, 2013 – Jan 6, 2014

Address moved from Stamford, CT to New York, NY — Man FRM Emerging Markets Strategies Ltd

The people listed on the Apr 26, 2013 filing give Stamford, CT; on the Jan 6, 2014 filing they give New York, NY. The address now on file (Citco Trustees (Cayman) Limited, 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 624 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Apr 26, 2013 ↗Form D/A · Jan 6, 2014 ↗Man FRM Emerging Markets Strategies Ltd — PartnerFacts page ↗
Sources
Note · Jul 26, 2011 – Jul 26, 2012

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Camana Bay, Cayman Islands (as filed: E9) — European Distressed MAC Ltd

The people listed on the Jul 26, 2011 filing give Grand Cayman, Cayman Islands (as filed: E9); on the Jul 26, 2012 filing they give Camana Bay, Cayman Islands (as filed: E9). The address now on file (C/O Citco Trustees (Cayman) Limited, 89 Nexus Way, Po Box 31106, Camana Bay, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 21 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Jul 26, 2011 ↗Form D/A · Jul 26, 2012 ↗European Distressed MAC Ltd — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 20 offerings report sales commissions totalling $5,621,031; 0 report finder's fees; 8 report proceeds to related persons totalling $44,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 3, 2015 D
Man AHL Evolution Frontier Ltd
File 021-252386
$0$0$0Man Investments Inc. BrokerCheck CRD 15770 ↗EDGAR ↗
Nov 3, 2015 D/A
FRM Moraine Fund Ltd.
File 021-205644
$0$0$0None listed on this filingEDGAR ↗
Nov 3, 2015 D/A
Cedar Cayman Fund Ltd
File 021-205661
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2015 D/A
AHL Alpha (Cayman) Ltd
File 021-204531
$0$0$0Man Investments Inc. BrokerCheck CRD 15770 ↗EDGAR ↗
Sep 14, 2015 D/A
Sansome Cayman Fund Ltd
File 021-224674
$0$0$5,500
Each Director is exepected to be compensated not more than $5,500 per annum.
None listed on this filingEDGAR ↗
Sep 14, 2015 D/A
GOTHAM CAYMAN FUND Ltd
File 021-224671
$0$0$5,500
Each Director is exepected to be compensated not more than $5,500 per annum.
None listed on this filingEDGAR ↗
Sep 14, 2015 D/A
Red Kite Compass Cayman Fund Ltd
File 021-224672
$0$0$5,500
Each Director is exepected to be compensated not more than $5,500 per annum.
None listed on this filingEDGAR ↗
Sep 14, 2015 D/A
Scientific Equity Cayman Fund Ltd
File 021-224675
$0$0$5,500
Each Director is exepected to be compensated not more than $5,500 per annum.
None listed on this filingEDGAR ↗
Sep 14, 2015 D/A
Canyon Value Realization MAC 18 Ltd.
File 021-224668
$0$0$5,500
Each Director is exepected to be compensated not more than $5,500 per annum.
None listed on this filingEDGAR ↗
Sep 3, 2015 D/A
Man FRM Alternative Multi-Strategy Fund Ltd
File 021-171113
$0 (est.)$0$0Man Investments Inc. BrokerCheck CRD 15770 ↗
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗		EDGAR ↗
Sep 3, 2015 D/A
Man FRM Emerging Markets Strategies Ltd
File 021-141350
$146,195 (est.)$0$0Man Investments Inc. BrokerCheck CRD 15770 ↗
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗		EDGAR ↗
Aug 21, 2015 D/A
AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio
File 021-196226
$0$0$0Man Investments Inc. BrokerCheck CRD 15770 ↗EDGAR ↗
Aug 21, 2015 D/A
Man FRM Event Equity & Distressed Strategies Ltd.
File 021-126968
$1,853,080 (est.)$0$0Man Investments Inc. BrokerCheck CRD 15770 ↗
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗		EDGAR ↗
Aug 21, 2015 D/A
Man FRM Global Equity Long Short Strategies Ltd.
File 021-127283
$2,122,284 (est.)$0$0Man Investments Inc. BrokerCheck CRD 15770 ↗
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗		EDGAR ↗
Aug 21, 2015 D/A
Man FRM Global Macro Strategies Ltd.
File 021-159338
$1,009,022 (est.)$0$0Man Investments Inc. BrokerCheck CRD 15770 ↗
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗		EDGAR ↗
Aug 21, 2015 D/A
Man FRM Relative Value Strategies Ltd.
File 021-169301
$490,450 (est.)$0$0Man Investments Inc. BrokerCheck CRD 15770 ↗
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗		EDGAR ↗
Sep 12, 2014 D
BLAKENEY FUND Ltd
File 021-224666
$0$0$5,500
Each Director is exepected to be compensated not more than $5,500 per annum.
None listed on this filingEDGAR ↗
Sep 12, 2014 D
CQS EELS CAYMAN FUND Ltd
File 021-224669
$0$0$5,500
Each Director is exepected to be compensated not more than $5,500 per annum.
None listed on this filingEDGAR ↗
Sep 12, 2014 D
GLOBAL AG CAYMAN FUND Ltd
File 021-224670
$0$0$5,500
Each Director is exepected to be compensated not more than $5,500 per annum.
None listed on this filingEDGAR ↗
Jul 26, 2013 D/A
European Distressed MAC Ltd
File 021-163455
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 20

Every issuer that named John Walley on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MA
Pooled Investment Fund · group: Man

Man AHL Evolution Frontier Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Dec 3, 2015
  • Dec 3, 2015 · D · $21,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $175.4M from 14 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FM
Pooled Investment Fund

FRM Moraine Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Nov 1, 2013 → Nov 3, 2015 · 3 filings
  • Nov 3, 2015 · D/A · $26,558,331 sold of Indefinite · 6 investors · min. $250,000 · role: Director EDGAR ↗
  • Nov 4, 2014 · D/A · $29,137,941 sold of Indefinite · 3 investors · min. $250,000 · role: Director EDGAR ↗
  • Nov 1, 2013 · D · $22,842,170 sold of Indefinite · 2 investors · min. $250,000 · role: Director EDGAR ↗

Raised $30.3M from 10 investors as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund

Cedar Cayman Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Nov 1, 2013 → Nov 3, 2015 · 3 filings
  • Nov 3, 2015 · D/A · $15,250,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 4, 2014 · D/A · $15,250,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 1, 2013 · D · $5,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $15.3M from 2 investors as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Pooled Investment Fund · group: Man

AHL Alpha (Cayman) Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Oct 15, 2013 → Oct 15, 2015 · 3 filings
  • Oct 15, 2015 · D/A · $95,426,749 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 15, 2014 · D/A · $42,926,748 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 15, 2013 · D · $39,800,619 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $691M from 11 investors as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CV
Pooled Investment Fund

Canyon Value Realization MAC 18 Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 12, 2014 → Sep 14, 2015 · 2 filings
  • Sep 14, 2015 · D/A · $4,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 12, 2014 · D · $3,996,935 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $4M from 1 investor as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Pooled Investment Fund

GOTHAM CAYMAN FUND Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 12, 2014 → Sep 14, 2015 · 2 filings
  • Sep 14, 2015 · D/A · $5,625,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 12, 2014 · D · $5,622,105 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $5.63M from 1 investor as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RK
Pooled Investment Fund

Red Kite Compass Cayman Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 12, 2014 → Sep 14, 2015 · 2 filings
  • Sep 14, 2015 · D/A · $1,125,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 12, 2014 · D · $1,117,672 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.13M from 1 investor as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund

Sansome Cayman Fund Ltd

San Francisco, CA · Sep 12, 2014 → Sep 14, 2015 · 2 filings
  • Sep 14, 2015 · D/A · $2,850,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 12, 2014 · D · $2,274,498 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $2.85M from 1 investor as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SE
Pooled Investment Fund

Scientific Equity Cayman Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 12, 2014 → Sep 14, 2015 · 2 filings
  • Sep 14, 2015 · D/A · $2,250,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 12, 2014 · D · $2,251,911 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $2.25M from 1 investor as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MF
Pooled Investment Fund · group: Man

Man FRM Emerging Markets Strategies Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 3, 2015
  • Sep 3, 2015 · D/A · $39,234,805 sold of Indefinite · 94 investors · min. $50,000 · role: Director EDGAR ↗

Raised $39.2M from 94 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MF
Pooled Investment Fund · group: Man

Man FRM Alternative Multi-Strategy Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 3, 2015
  • Sep 3, 2015 · D/A · $75,295,878 sold of Indefinite · 66 investors · min. $50,000 · role: Director EDGAR ↗

Raised $75.3M from 66 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MF
Pooled Investment Fund · group: Man

Man FRM Global Macro Strategies Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 21, 2015 → Aug 21, 2015 · 2 filings
  • Aug 21, 2015 · D/A · $41,050,910 sold of Indefinite · 73 investors · min. $50,000 · role: Director EDGAR ↗
  • Aug 21, 2015 · D/A · $41,050,910 sold of Indefinite · 73 investors · min. $50,000 · role: Director EDGAR ↗

Raised $42.2M from 80 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MF
Pooled Investment Fund · group: Man

Man FRM Global Equity Long Short Strategies Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 21, 2015 → Aug 21, 2015 · 2 filings
  • Aug 21, 2015 · D/A · $84,891,360 sold of Indefinite · 149 investors · min. $50,000 · role: Director EDGAR ↗
  • Aug 21, 2015 · D/A · $84,891,360 sold of Indefinite · 149 investors · min. $50,000 · role: Director EDGAR ↗

Raised $84.9M from 149 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MF
Pooled Investment Fund · group: Man

Man FRM Event Equity & Distressed Strategies Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 21, 2015 → Aug 21, 2015 · 2 filings
  • Aug 21, 2015 · D/A · $74,123,213 sold of Indefinite · 179 investors · min. $50,000 · role: Director EDGAR ↗
  • Aug 21, 2015 · D/A · $74,123,213 sold of Indefinite · 179 investors · min. $50,000 · role: Director EDGAR ↗

Raised $74.1M from 179 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MF
Pooled Investment Fund · group: Man

Man FRM Relative Value Strategies Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 21, 2015
  • Aug 21, 2015 · D/A · $19,618,000 sold of Indefinite · 10 investors · min. $50,000 · role: Director EDGAR ↗

Raised $19.6M from 10 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Man

AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio

Grand Cayman, Cayman Islands (as filed: E9) · May 9, 2013 → Aug 21, 2015 · 5 filings
  • Aug 21, 2015 · D/A · $241,050,000 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 21, 2014 · D/A · $130,291,386 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 6, 2014 · D/A · $130,291,386 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 6, 2013 · D/A · $35,477,101 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • May 9, 2013 · D · $35,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $710.7M from 20 investors as of the latest filing. John is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GA
Pooled Investment Fund

GLOBAL AG CAYMAN FUND Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 12, 2014
  • Sep 12, 2014 · D · $1,101,083 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.1M from 1 investor as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Pooled Investment Fund

CQS EELS CAYMAN FUND Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 12, 2014
  • Sep 12, 2014 · D · $3,438,836 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $3.44M from 1 investor as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BF
Pooled Investment Fund

BLAKENEY FUND Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 12, 2014
  • Sep 12, 2014 · D · $1,133,499 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.13M from 1 investor as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ED
Pooled Investment Fund

European Distressed MAC Ltd

Camana Bay, Cayman Islands (as filed: E9) · Jul 26, 2011 → Jul 26, 2013 · 3 filings
  • Jul 26, 2013 · D/A · $6,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2012 · D/A · $6,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2011 · D · $5,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6M from 1 investor as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around John 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AP
Management entity

AHL Partners LLP

Promoter · 9 shared filings (3 issuers) · also on 18 other issuers

AHL Partners LLP is on 21 issuers in total — a repeat sponsor. Their page lists every one.

FI
Management entity

FRM Investment Management (USA) LLC

Executive Officer, Promoter · 9 shared filings (6 issuers) · also on 20 other issuers

FRM Investment Management (USA) LLC is on 26 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Ronan Daly

Director · 40 shared filings (20 issuers) · also on 160 other issuers

Ronan Daly is on 180 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer Thomson

Director · 38 shared filings (20 issuers) · also on 49 other issuers

Jennifer Thomson is on 69 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Stadtmauer

Executive Officer · 9 shared filings (6 issuers) · also on 45 other issuers

Matthew Stadtmauer is on 51 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michelle McCloskey

Executive Officer · 9 shared filings (6 issuers) · also on 19 other issuers

Michelle McCloskey is on 25 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Shiraz Kajee

Executive Officer · 9 shared filings (6 issuers) · also on 21 other issuers

Shiraz Kajee is on 27 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Solomon E. Kuckelman

Executive Officer · 9 shared filings (6 issuers) · also on 39 other issuers

Solomon E. Kuckelman is on 45 issuers in total — a repeat sponsor. Their page lists every one.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Dawn Griffiths

Director · 2 shared filings (1 issuer) · also on 64 other issuers

Dawn Griffiths is on 65 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael B. Collins

Director · 2 shared filings (1 issuer) · also on 12 other issuers

Michael B. Collins is on 13 issuers in total — a repeat sponsor. Their page lists every one.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Bodman

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Walley. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jasveer Singh

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Walley. Their page shows their other deals.

The team behind the deals

M
Sponsor group

Man

108 issuers · 749 filings · $34.39B reported sold · 2009–2026

One team, 108 deal companies. John Walley is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Walley.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 5 of the 20 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): AHL Alpha (Cayman) Ltd, AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio, Man AHL Evolution Frontier Ltd, Man FRM Global Equity Long Short Strategies Ltd., Man FRM Emerging Markets Strategies Ltd.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Walley by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 20 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Walley is listed on: none on file. No website or social profile named in Man FRM Global Equity Long Short Strategies Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #266,827 of 374,652 in line (1,303 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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