Sponsor Check › Man Frm › Issuer
Limited Liability Company · organized in DELAWARE · formed Over five years ago · NEW YORK, NY · SEC CIK 1581534
Part of sponsor group: Man Frm (265 issuers, 1273 filings) · grouped because: shared people, shared management entity, same business address · confidence 88% · Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Oct 20, 2026 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Sources to be searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. State securities regulator actions: not yet searched. · Search queued. Results are added automatically; check back later or follow this page to be notified.
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What will be compared: what the sponsor says publicly (website, marketing materials, claimed profile) against what public records show — SEC Form D filings, Form ADV adviser registration, and state business records. Every comparison is reviewed by a person before it is published.
No comparisons published yet.
Sources to be compared: sponsor public claims · SEC Form D · SEC Form ADV (IAPD) · state business records · As of Oct 23, 2026, 9:12 PM ET.
0 of 2 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jul 19, 2013 D File 021-199958 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ |
| EDGAR ↗ | Oct 20, 2026 D/A File 021-199961 | $0 | $0 | $0 | Man Investments Inc. BrokerCheck CRD 15770 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering. "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates.
Each filing as reported by the issuer. Open a row for the full plain-English detail.
| Filing | Form D/A (amendment) filed Oct 20, 2026 · amends 0000905148-25-003624 ↗ SEC file no. 021-199961 · accession 0000905148-26-004499 |
|---|---|
| Raise progress | $368,587,244 sold of Indefinite offered · Indefinite remaining Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S). |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 20, 2026 (4767 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 20, 2026. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 31 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Man Investments Inc. — FINRA BrokerCheck CRD 15770 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Man Investments Inc. ("MII") is an affiliate of AHL Partners LLP. The Issuer did not pay
sales commissions to MII. MII compensates Registered Reps a salary and discretionary
bonus, determined by many factors including assets raised for the Issuer. |
| Signed by | Nancy Lynch, Secretary of the Managing Member (Oct 20, 2026) |
| Changes vs prior filing | No change in the fields we track Compared with the D/A filed Oct 20, 2025 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 31. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the EDGAR daily index |
| Filing | Form D/A (amendment) filed Oct 20, 2025 · amends 0001588889-24-000002 ↗ SEC file no. 021-199961 · accession 0000905148-25-003624 |
|---|---|
| Raise progress | $368,587,244 sold of Indefinite offered · Indefinite remaining Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S). |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 20, 2025 (4402 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 20, 2025. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 31 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Man Investments Inc. — FINRA BrokerCheck CRD 15770 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 "Man Investments Inc. (""MII"") is an affiliate of AHL Partners LLP. The Issuer did not pay sales commissions to MII. MII compensates Registered Reps a salary and discretionary bonus, determined by many factors including assets raised for the Issuer." |
| Signed by | Nancy Lynch, Secretary of the Managing Member (Oct 20, 2025) |
| Changes vs prior filing | No change in the fields we track Compared with the D/A filed Oct 18, 2024 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 31. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 18, 2024 · amends 0001790419-23-000003 ↗ SEC file no. 021-199961 · accession 0001588889-24-000002 |
|---|---|
| Raise progress | $368,587,244 sold of Indefinite offered · Indefinite remaining Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S). |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 18, 2024 (4035 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 18, 2024. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 31 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Man Investments Inc. — FINRA BrokerCheck CRD 15770 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 "Man Investments Inc. (""MII"") is an affiliate of AHL Partners LLP. The Issuer did not pay sales commissions to MII. MII compensates Registered Reps a salary and discretionary bonus, determined by many factors including assets raised for the Issuer." |
| Signed by | Solomon E. Kuckelman, Secretary of the Managing Member (Oct 18, 2024) |
| Changes vs prior filing | total sold: $361,637,244 → $368,587,244 investors: 24 → 31 Compared with the D/A filed Oct 18, 2023 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 31. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 18, 2023 · amends 0001740058-22-000002 ↗ SEC file no. 021-199961 · accession 0001790419-23-000003 |
|---|---|
| Raise progress | $361,637,244 sold of Indefinite offered · Indefinite remaining Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S). |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 18, 2023 (3669 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 18, 2023. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 24 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Man Investments Inc. — FINRA BrokerCheck CRD 15770 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 "Man Investments Inc. (""MII"") is an affiliate of AHL Partners LLP. The Issuer did not pay sales commissions to MII. MII compensates Registered Reps a salary and discretionary bonus, determined by many factors including assets raised for the Issuer." |
| Signed by | Solomon E. Kuckelman, Secretary of the Managing Member (Oct 18, 2023) |
| Changes vs prior filing | total sold: $358,937,244 → $361,637,244 Compared with the D/A filed Oct 18, 2022 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 24. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 18, 2022 · amends 0001581534-21-000001 ↗ SEC file no. 021-199961 · accession 0001740058-22-000002 |
|---|---|
| Raise progress | $358,937,244 sold of Indefinite offered · Indefinite remaining Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S). |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 18, 2022 (3304 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 18, 2022. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 24 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Man Investments Inc. — FINRA BrokerCheck CRD 15770 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 "Man Investments Inc. (""MII"") is an affiliate of AHL Partners LLP. The Issuer did not pay sales commissions to MII. MII compensates Registered Reps a salary and discretionary bonus, determined by many factors including assets raised for the Issuer." |
| Signed by | Solomon E. Kuckelman, Secretary of the Managing Member (Oct 18, 2022) |
| Changes vs prior filing | total sold: $352,767,244 → $358,937,244 Compared with the D/A filed Oct 18, 2021 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 24. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 18, 2021 · amends 0001581534-20-000001 ↗ SEC file no. 021-199961 · accession 0001581534-21-000001 |
|---|---|
| Raise progress | $352,767,244 sold of Indefinite offered · Indefinite remaining Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S). |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 18, 2021 (2939 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 18, 2021. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 24 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Man Investments Inc. — FINRA BrokerCheck CRD 15770 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 "Man Investments Inc. (""MII"") is an affiliate of AHL Partners LLP. The Issuer did not pay sales commissions to MII. MII compensates Registered Reps a salary and discretionary bonus, determined by many factors including assets raised for the Issuer." |
| Signed by | Solomon E. Kuckelman, Secretary of the Managing Member (Oct 18, 2021) |
| Changes vs prior filing | total sold: $311,267,244 → $352,767,244 investors: 23 → 24 Compared with the D/A filed Oct 16, 2020 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 24. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 16, 2020 · amends 0001581534-19-000001 ↗ SEC file no. 021-199961 · accession 0001581534-20-000001 |
|---|---|
| Raise progress | $311,267,244 sold of Indefinite offered · Indefinite remaining Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S). |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 16, 2020 (2572 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 16, 2020. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 23 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Man Investments Inc. — FINRA BrokerCheck CRD 15770 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 "Man Investments Inc. (""MII"") is an affiliate of AHL Partners LLP. The Issuer did not pay sales commissions to MII. MII compensates Registered Reps a salary and discretionary bonus, determined by many factors including assets raised for the Issuer." |
| Signed by | Solomon E. Kuckelman, Secretary of the Managing Member (Oct 16, 2020) |
| Changes vs prior filing | total sold: $301,267,245 → $311,267,244 investors: 20 → 23 Compared with the D/A filed Jul 17, 2019 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 23. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Jul 17, 2019 · amends 0001581534-18-000001 ↗ SEC file no. 021-199961 · accession 0001581534-19-000001 |
|---|---|
| Raise progress | $301,267,245 sold of Indefinite offered · Indefinite remaining Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S). |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Jul 17, 2019 (2115 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jul 17, 2019. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 20 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Man Investments Inc. — FINRA BrokerCheck CRD 15770 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 "Man Investments Inc. (""MII"") is an affiliate of AHL Partners LLP. The Issuer did not pay sales commissions to MII. MII compensates Registered Reps a salary and discretionary bonus, determined by many factors including assets raised for the Issuer." |
| Signed by | Solomon E. Kuckelman, Secretary of the Managing Member (Jul 17, 2019) |
| Changes vs prior filing | total sold: $296,267,245 → $301,267,245 investors: 19 → 20 Compared with the D/A filed Jul 17, 2018 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 20. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Jul 17, 2018 · amends 0001581534-17-000001 ↗ SEC file no. 021-199961 · accession 0001581534-18-000001 |
|---|---|
| Raise progress | $296,267,245 sold of Indefinite offered · Indefinite remaining Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S). |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Jul 17, 2018 (1750 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jul 17, 2018. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 19 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Man Investments Inc. — FINRA BrokerCheck CRD 15770 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 "Man Investments Inc. (""MII"") is an affiliate of AHL Partners LLP. The Issuer did not pay sales commissions to MII. MII compensates Registered Reps a salary and discretionary bonus, determined by many factors including assets raised for the Issuer." |
| Signed by | Solomon E. Kuckelman, Secretary of the Managing Member (Jul 17, 2018) |
| Changes vs prior filing | total sold: $243,163,088 → $296,267,245 investors: 17 → 19 Compared with the D/A filed Jul 17, 2017 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 19. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Jul 17, 2017 · amends 0001581534-16-000002 ↗ SEC file no. 021-199961 · accession 0001581534-17-000001 |
|---|---|
| Raise progress | $243,163,088 sold of Indefinite offered · Indefinite remaining Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-US investors in reliance on Regulation S). |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Jul 17, 2017 (1385 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jul 17, 2017. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 17 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Man Investments Inc. — FINRA BrokerCheck CRD 15770 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 "Man Investments Inc. (""MII"") is an affiliate of AHL Partners LLP. The Issuer did not pay sales commissions to MII. MII compensates Registered Reps a salary and discretionary bonus, determined by many factors including assets raised for the Issuer." |
| Signed by | Solomon E. Kuckelman, Secretary of the Managing Member (Jul 17, 2017) |
| Changes vs prior filing | total sold: $241,785,000 → $243,163,088 Compared with the D/A filed Jul 15, 2016 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 17. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Jul 15, 2016 · amends 0001581534-15-000001 ↗ SEC file no. 021-199961 · accession 0001581534-16-000002 |
|---|---|
| Raise progress | $241,785,000 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Jul 15, 2016 (1018 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jul 15, 2016. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 17 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Man Investments Inc. — FINRA BrokerCheck CRD 15770 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 "Man Investments Inc. (""MII"") is an affiliate of AHL Partners LLP. The Issuer did not pay sales commissions to MII. MII compensates Registered Reps a salary and discretionary bonus, determined by many factors including assets raised for the Issuer." |
| Signed by | Solomon E. Kuckelman, Secretary of the Managing Member (Jul 15, 2016) |
| Changes vs prior filing | total sold: $241,775,000 → $241,785,000 investors: 15 → 17 minimum investment: $5,000,000 → $1,000,000 Compared with the D/A filed Jul 21, 2015 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 17. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Jul 21, 2015 · amends 0001581534-14-000001 ↗ SEC file no. 021-199961 · accession 0001581534-15-000001 |
|---|---|
| Raise progress | $241,775,000 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Jul 21, 2015 (658 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jul 21, 2015. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 15 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Man Investments Inc. — FINRA BrokerCheck CRD 15770 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 "Man Investments Inc.(""MII"")is an affiliate of Man Investments (USA) Corp. The Issuer will not pay sales commissions to MII. MII compensates Registered Reps a salary and discretionary bonus, determined by many factors including assets raised for the Issuer" |
| Signed by | Eric Burl, President of the Managing Member (Jul 21, 2015) |
| Changes vs prior filing | total sold: $69,725,000 → $241,775,000 investors: 9 → 15 Compared with the D/A filed Jul 21, 2014 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 15. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Jul 21, 2014 · amends 0001581534-13-000002 ↗ SEC file no. 021-199961 · accession 0001581534-14-000001 |
|---|---|
| Raise progress | $69,725,000 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Jul 21, 2014 (293 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jul 21, 2014. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 9 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Man Investments Inc. — FINRA BrokerCheck CRD 15770 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 "Man Investments Inc. (""MII"") is an affiliate of Man Investments (USA) Corp. The Fund will not pay sales commissions to MII. MII compensates Registered Reps a salary and discretionary bonus, determined by many factors including assets raised for the Fund." |
| Signed by | Eric Burl, President of the Managing Member (Jul 21, 2014) |
| Changes vs prior filing | total sold: $0 → $69,725,000 investors: 0 → 9 exemption: 06, 3C, 3C.7 → 06b, 3C, 3C.7 Compared with the D filed Jul 19, 2013 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D filed Jul 19, 2013 SEC file no. 021-199961 · accession 0001581534-13-000002 |
|---|---|
| Raise progress | $0 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Yet to occur · Form D filed: Jul 19, 2013 Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Annual amendments | Issuer reported the offering may last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 0 total · issuer reported no non-accredited investors |
| Exemption claimed | 06; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Man Investments Inc. — FINRA BrokerCheck CRD 15770 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 "Man Investments Inc. (""MII"") is an affiliate of Man Investments (USA) Corp. The Fund will not pay sales commissions to MII. MII compensates Registered Reps a salary and discretionary bonus, determined by many factors including assets raised for the Fund." |
| Signed by | Eric Burl, President of the Managing Member (Jul 19, 2013) |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D filed Jul 19, 2013 SEC file no. 021-199958 · accession 0001581534-13-000001 |
|---|---|
| Raise progress | $0 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Yet to occur · Form D filed: Jul 19, 2013 Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Annual amendments | Issuer reported the offering may last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 0 total · issuer reported no non-accredited investors |
| Exemption claimed | 06; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | Man Investments Inc. — FINRA BrokerCheck CRD 15770 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Eric Burl, President of the Managing Member (Jul 19, 2013) |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months · most recent filing Oct 20, 2026.
| Name | Relationship | Address state | On filings | Also listed on |
|---|---|---|---|---|
| AHL Partners LLP entity | Executive Officer Investment Manager | X0 | Jul 19, 2013 → Oct 20, 2026 | 20 other issuers |
| Daniel Taylor | Executive Officer | NY | Oct 20, 2026 | 5 other issuers |
| Gregory Bond | Executive Officer | NY | Oct 18, 2023 → Oct 20, 2026 | 5 other issuers |
| Man Investments (USA) Corp. entity | Executive Officer Managing Member | NY | Jul 21, 2014 → Oct 20, 2026 | 9 other issuers |
| Nancy Lynch | Executive Officer | NY | Oct 20, 2025 → Oct 20, 2026 | 8 other issuers |
| Douglas Hamilton | Executive Officer | NY | Oct 18, 2021 → Oct 20, 2025 | 13 other issuers |
| Solomon E. Kuckelman | Executive Officer | NY | Jul 15, 2016 → Oct 18, 2024 | 44 other issuers |
| Matthew Sargaison | Executive Officer | X0 | Jul 21, 2014 → Oct 18, 2022 | 1 other issuer |
| Shanta Puchtler | Executive Officer | NY | Oct 18, 2021 → Oct 18, 2022 | 14 other issuers |
| Antoine Forterre | Executive Officer | X0 | Oct 16, 2020 | 5 other issuers |
| Eric Burl | Executive Officer | NY | Jul 21, 2014 → Oct 16, 2020 | 13 other issuers |
| Sandy Rattray | Executive Officer | X0 | Jul 19, 2013 → Oct 16, 2020 | 7 other issuers |
| Robert Richard Hanna | Executive Officer | NY | Jul 17, 2017 → Jul 17, 2019 | 34 other issuers |
| Timothy Wong | Executive Officer | X0 | Jul 21, 2015 → Jul 17, 2019 | 1 other issuer |
| Douglas Greenig | Executive Officer | X0 | Jul 19, 2013 → Jul 21, 2014 | — |
| Tim Wong | Executive Officer | X0 | Jul 19, 2013 → Jul 21, 2014 | — |
| Harry Skaliotis | Executive Officer | X0 | Jul 19, 2013 | 1 other issuer |
| Man Investments (USA) Corp entity | Promoter Managing Member | NY | Jul 19, 2013 | 9 other issuers |
| Matthew Saragaison | Executive Officer | X0 | Jul 19, 2013 | — |
| Riju Sathyan | Executive Officer | X0 | Jul 19, 2013 | 1 other issuer |
Executive officers, directors and promoters as self-reported by the issuer. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.
Other issuers listing the same people:
Shared address: this business address appears on filings for 8 other issuers. Stated as a count only — many addresses are shared office buildings or registered agents.
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