John Torvik is listed as a director on 2 SEC Form D filings by 1 issuer between Apr 2013 and Nov 2013: QD VISION INC (Lexington, MA — other technology — 2013; $28.9M reported sold to 17 investors).
What this means One deal on file with the SEC, filed Nov 2013. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Gary E. Haroian (2 shared filings), James Goldstein (2 shared filings), Jason Carlson (2 shared filings), Robert Woodbury, Jr. (2 shared filings), Sean Dalton (2 shared filings) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for John Torvik and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "John Torvik" (NC) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.