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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:07 AM ET

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James Goldstein

Named as an officer, director or promoter on SEC Form D filings · MA, NJ, NH, CO · Apr 14, 2009 → Mar 21, 2024

16deals (issuers)
$457.1Mreported sold
276investors
38Form D filings
2009–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Goldstein is listed as an executive officer and director on 38 SEC Form D filings by 16 issuers between Apr 2009 and Mar 2024. Largest by amount reported sold: Pillar II-A, L.P. (Boston, MA — pooled investment fund — 2018–2019; $101.2M reported sold to 76 investors), Lyra Therapeutics, Inc. (Watertown, MA — biotechnology — 2009–2011; $100.5M reported sold to 34 investors), Actifio, Inc. (Waltham, MA — other technology — 2009–2014; $75M reported sold to 14 investors), Layer3 TV, Inc. (Denver, CO — other technology — 2015; $47.8M reported sold to 10 investors), Pillar I, L.P. (Boston, MA — pooled investment fund — 2016–2017; $47.7M reported sold to 50 investors) and 11 more (all listed below).

What this means That is a lot of deals — 16 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $457.1M sold in total.

Listed alongside Carmichael Roberts (9 shared filings), George Whitesides (8 shared filings), Guido Neels (8 shared filings), Robert Langer (8 shared filings), Terrance McGuire (8 shared filings) and 59 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

The issuers belong to 2 sponsor groups: Pillar (6 issuers, $148.9M reported sold, 2016–2024) and North (2 issuers, $159.8M reported sold, 2014–2019).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 13 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 38 public filings for James Goldstein and found 11 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Goldstein has not run yet — it is joining a line of 7,251 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Goldstein..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

13 cases: 1 open, 12 closed (disposition not in docket feed)

James R Goldstein and Lisa R Goldstein open
United States Bankruptcy Court, N.D. New York · No. 25-11157 · Filed Oct 7, 2025
Role of James R Goldstein and Lisa R Goldstein: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
James E Goldstein closed
United States Bankruptcy Court, C.D. California · No. 9:22-bk-10278 · Filed Apr 12, 2022 · Closed Dec 24, 2024
Role of James E Goldstein: Debtor · Outcome: Case closed 2024-12-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
James A Goldstein closed
United States Bankruptcy Court, E.D. New York · No. 8-17-70652 · Filed Feb 6, 2017 · Closed Apr 11, 2017
Role of James A Goldstein: Debtor · Outcome: Case closed 2017-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
James A Goldstein closed
United States Bankruptcy Court, E.D. New York · No. 8-16-73519 · Filed Aug 3, 2016 · Closed Nov 16, 2016
Role of James A Goldstein: Debtor · Outcome: Case closed 2016-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
James A Goldstein closed
United States Bankruptcy Court, E.D. New York · No. 8-15-70396 · Filed Feb 2, 2015 · Closed Jul 13, 2015
Role of James A Goldstein: Debtor · Outcome: Case closed 2015-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
James Goldstein closed
United States Bankruptcy Court, D. New Jersey · No. 12-37174 · Filed Nov 16, 2012 · Closed Feb 19, 2013
Role of James Goldstein: Debtor · Outcome: Case closed 2013-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NJ)
James E Goldstein closed
United States Bankruptcy Court, C.D. California · No. 1:09-bk-25643 · Filed Nov 20, 2009 · Closed Mar 29, 2010
Role of James E Goldstein: Debtor · Outcome: Case closed 2010-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
James M Goldstein and Susan M Goldstein closed
United States Bankruptcy Court, N.D. Ohio · No. 06-10673 · Filed Mar 10, 2006 · Closed Jun 7, 2006
Role of James M Goldstein and Susan M Goldstein: Debtor · Outcome: Case closed 2006-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
James E. Goldstein closed
United States Bankruptcy Court, N.D. California · No. 00-54172 · Filed Aug 18, 2000 · Closed Nov 13, 2000
Role of James E. Goldstein: Debtor · Outcome: Case closed 2000-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
James Goldstein and Nancy Goldstein closed
United States Bankruptcy Court, E.D. New York · No. 8-99-85964 · Filed Jul 27, 1999 · Closed Dec 30, 1999
Role of James Goldstein and Nancy Goldstein: Debtor · Outcome: Case closed 1999-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
James M Goldstein closed
United States Bankruptcy Court, E.D. New York · No. 1-98-18862 · Filed Jun 26, 1998 · Closed Jun 9, 1999
Role of James M Goldstein: Debtor · Outcome: Case closed 1999-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
James E. Goldstein Jr. closed
United States Bankruptcy Court, N.D. Georgia · No. 92-68835 · Filed May 22, 1992 · Closed Mar 17, 1997
Role of James E. Goldstein Jr.: Debtor · Outcome: Case closed 1997-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)
James M. Goldstein closed
United States Bankruptcy Court, N.D. Ohio · No. 90-14700 · Filed Oct 9, 1990 · Closed Jun 21, 1991
Role of James M. Goldstein: Debtor · Outcome: Case closed 1991-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for James Goldstein — 4 worth asking about (compared 38 filings on Oct 24, 2026)

Worth asking · Jan 20, 2010 – Mar 19, 2010

Amount sold went down between filings — Lyra Therapeutics, Inc.

The Jan 20, 2010 filing says $2,050,000 sold; the Mar 19, 2010 Form D says $1,000,000 sold — $1,050,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Jan 20, 2010 ↗Form D (later) · Mar 19, 2010 ↗Lyra Therapeutics, Inc. — PartnerFacts page ↗
Sources
Worth asking · Apr 14, 2009 – Jan 20, 2010

Amount sold went down between filings — Lyra Therapeutics, Inc.

The Apr 14, 2009 filing says $8,187,500 sold; the Jan 20, 2010 Form D says $2,050,000 sold — $6,137,500 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Apr 14, 2009 ↗Form D (later) · Jan 20, 2010 ↗Lyra Therapeutics, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jan 20, 2010 – Mar 19, 2010

Investor count went down between filings — Lyra Therapeutics, Inc.

The Jan 20, 2010 filing reports 9 investors; the Mar 19, 2010 Form D reports 8 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Jan 20, 2010 ↗Form D (later) · Mar 19, 2010 ↗Lyra Therapeutics, Inc. — PartnerFacts page ↗
Sources
Worth asking · Apr 14, 2009 – Jan 20, 2010

Investor count went down between filings — Lyra Therapeutics, Inc.

The Apr 14, 2009 filing reports 10 investors; the Jan 20, 2010 Form D reports 9 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Apr 14, 2009 ↗Form D (later) · Jan 20, 2010 ↗Lyra Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Mar 7, 2014 – Mar 24, 2014

Form D filed 17 days after the first sale — Actifio, Inc.

The filing says the first sale was Mar 7, 2014. The Form D was filed Mar 24, 2014 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 24, 2014 ↗Actifio, Inc. — PartnerFacts page ↗
Sources
Note · Apr 14, 2009 – Jun 7, 2019

6 offerings changed their target amount between filings

Offering amount changed between filings — Pillar II-A, L.P. · Offering amount changed between filings — Pillar II-A, L.P. · Offering amount lowered between filings — Pillar I, L.P. · Offering amount changed between filings — MFORMATION TECHNOLOGIES Inc · Offering amount lowered between filings — Lyra Therapeutics, Inc. · and 1 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Feb 12, 2019 ↗Form D/A (later) · Jun 7, 2019 ↗Pillar II-A, L.P. — PartnerFacts page ↗Form D (earlier) · Nov 6, 2018 ↗
Sources
Note · Mar 31, 2009 – Apr 21, 2017

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Pillar I, L.P. (latest filing Apr 21, 2017) · No amendment in the last 12 months on an offering that may still be open — QD VISION INC (latest filing Aug 10, 2015) · No amendment in the last 12 months on an offering that may still be open — Layer3 TV, Inc. (latest filing Jun 2, 2015) · No amendment in the last 12 months on an offering that may still be open — Actifio, Inc. (latest filing Mar 24, 2014) · No amendment in the last 12 months on an offering that may still be open — QD VISION INC (latest filing Nov 26, 2013) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Apr 21, 2017 ↗Pillar I, L.P. — PartnerFacts page ↗Form D · Aug 10, 2015 ↗QD VISION INC — PartnerFacts page ↗
Sources
Note · Apr 14, 2009 – Jul 1, 2009

James Goldstein is written 2 different ways on the filings

listed as "James Goldstein" on 23 filings (from Apr 14, 2009), and "James A. Goldstein" on 15 filings (from Jul 1, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 14, 2009 ↗Form D · Jul 1, 2009 ↗James Goldstein — PartnerFacts page ↗
Sources
Note · Jun 4, 2009

Same name, different state: "James E. Goldstein" (MA) is a separate record

This page covers filings where the address state is MA or NJ or NH or CO. A separate record, "James E. Goldstein" with address state MA, is listed on 1 filing — most recently by QD VISION INC (Jun 4, 2009). Both records have filings in the same period (Jun 4, 2009).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James E. Goldstein (MA) — PartnerFacts page ↗Form D · Jun 4, 2009 ↗QD VISION INC — PartnerFacts page ↗James Goldstein (MA,NJ,NH,CO) — this page ↗
Sources
Note · Jul 1, 2009 – Sep 17, 2010

Address moved from Weston, MA to Waltham, MA — Actifio, Inc.

The people listed on the Jul 1, 2009 filing give Weston, MA; on the Sep 17, 2010 filing they give Waltham, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jul 1, 2009 ↗Form D · Sep 17, 2010 ↗Actifio, Inc. — PartnerFacts page ↗
Sources
Note · Apr 14, 2009 – Mar 21, 2024

James Goldstein is listed with 4 different address states: MA, NJ, NH, CO

MA on 32 filings (Apr 14, 2009 to Mar 21, 2024); NJ on 4 filings (Sep 15, 2009 to Sep 14, 2011); NH on 1 filing (Jul 28, 2011); CO on 1 filing (Jun 2, 2015).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Apr 14, 2009 ↗Form D · Sep 15, 2009 ↗Form D · Jul 28, 2011 ↗Form D · Jun 2, 2015 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 32 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 21, 2024 D
Pillar IV-A, L.P.
File 021-508279
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2024 D
Pillar IV-B, L.P.
File 021-508281
$0$0$0None listed on this filingEDGAR ↗
Jun 29, 2021 D
Pillar Select Fund I, L.P.
File 021-404586
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2021 D
Pillar III-A, L.P.
File 021-397688
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2019 D/A
Pillar II-A, L.P.
File 021-325150
$0$0$0None listed on this filingEDGAR ↗
Apr 21, 2017 D/A
Pillar I, L.P.
File 021-261747
$0$0$0None listed on this filingEDGAR ↗
Oct 27, 2015 D
QD VISION INC
File 021-250119
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2015 D
QD VISION INC
File 021-245408
$0$0$0None listed on this filingEDGAR ↗
Jun 2, 2015 D
Layer3 TV, Inc.
File 021-240924
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2015 D
QD VISION INC
File 021-231909
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2014 D
North Bridge Venture Partners 8, L.P.
File 021-227333
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2014 D
Actifio, Inc.
File 021-214087
$0$0$0None listed on this filingEDGAR ↗
Nov 26, 2013 D
QD VISION INC
File 021-207050
$0$0$0None listed on this filingEDGAR ↗
Apr 2, 2013 D
QD VISION INC
File 021-194343
$0$0$0None listed on this filingEDGAR ↗
Mar 6, 2013 D
Actifio, Inc.
File 021-192792
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2012 D
MFORMATION TECHNOLOGIES Inc
File 021-179842
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2011 D
Actifio, Inc.
File 021-169619
$0$0$0None listed on this filingEDGAR ↗
Nov 8, 2011 D
Lyra Therapeutics, Inc.
File 021-168351
$0$0$0None listed on this filingEDGAR ↗
Sep 16, 2011 D
Arsenal Medical, Inc.
File 021-166006
$0$0$0None listed on this filingEDGAR ↗
Sep 14, 2011 D/A
MFORMATION TECHNOLOGIES Inc
File 021-152678
$0$0$0None listed on this filingEDGAR ↗
Sep 8, 2011 D
Lyra Therapeutics, Inc.
File 021-165491
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2011 D
Plexxi Inc.
File 021-163600
$0$0$0None listed on this filingEDGAR ↗
Apr 7, 2011 D
MFORMATION TECHNOLOGIES Inc
File 021-158025
$0$0$0None listed on this filingEDGAR ↗
Sep 17, 2010 D
Actifio, Inc.
File 021-147896
$0$0$0None listed on this filingEDGAR ↗
Aug 12, 2010 D
Lyra Therapeutics, Inc.
File 021-146298
$0$0$0None listed on this filingEDGAR ↗
Aug 4, 2010 D
Viridity Software, Inc.
File 021-145907
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2010 D
MFORMATION TECHNOLOGIES Inc
File 021-144376
$0$0$0None listed on this filingEDGAR ↗
May 18, 2010 D
Lyra Therapeutics, Inc.
File 021-142233
$0$0$0None listed on this filingEDGAR ↗
Mar 19, 2010 D
Lyra Therapeutics, Inc.
File 021-77033
$0$0$0None listed on this filingEDGAR ↗
Sep 15, 2009 D
MFORMATION TECHNOLOGIES Inc
File 021-54697
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2009 D
Actifio, Inc.
File 021-132361
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2009 D
Reva Systems Corp
File 021-65070
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 16

Every issuer that named James Goldstein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PB
Pooled Investment Fund · group: Pillar

Pillar IV-B, L.P.

Boston, MA · Mar 21, 2024
  • Mar 21, 2024 · D · $0 sold of $175,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Pillar

Pillar IV-A, L.P.

Boston, MA · Mar 21, 2024
  • Mar 21, 2024 · D · $0 sold of $175,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Pooled Investment Fund · group: Pillar

Pillar Select Fund I, L.P.

Boston, MA · Jun 29, 2021
  • Jun 29, 2021 · D · $0 sold of $25,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Pillar

Pillar III-A, L.P.

Boston, MA · Apr 29, 2021
  • Apr 29, 2021 · D · $0 sold of $160,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Pillar

Pillar II-A, L.P.

Boston, MA · Nov 6, 2018 → Jun 7, 2019 · 3 filings
  • Jun 7, 2019 · D/A · $101,170,000 sold of $101,170,000 · 76 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 12, 2019 · D/A · $84,875,000 sold of $85,000,000 · 65 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 6, 2018 · D · $0 sold of $75,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $101.2M from 76 investors (100% of the $101.2M target) as of the latest filing. James is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Pillar

Pillar I, L.P.

Boston, MA · Apr 20, 2016 → Apr 21, 2017 · 2 filings
  • Apr 21, 2017 · D/A · $47,705,000 sold of $75,000,000 · 50 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 20, 2016 · D · $0 sold of $100,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $47.7M from 50 investors (64% of the $75M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

QV
Other Technology

QD VISION INC

Lexington, MA · Apr 2, 2013 → Oct 27, 2015 · 5 filings
  • Oct 27, 2015 · D · $14,735,903 sold of $14,735,903 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 10, 2015 · D · $6,604,866 sold of $8,604,866 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 12, 2015 · D · $28,896,342 sold of $28,896,342 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 26, 2013 · D · $7,999,998 sold of $11,999,994 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 2, 2013 · D · $11,696,136 sold of $19,886,132 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $28.9M from 17 investors (100% of the $14.7M target) as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LT
Other Technology

Layer3 TV, Inc.

Denver, CO · Jun 2, 2015
  • Jun 2, 2015 · D · $47,780,002 sold of $56,681,754 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $47.8M from 10 investors (84% of the $56.7M target) as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NB
Pooled Investment Fund · group: North

North Bridge Venture Partners 8, L.P.

Waltham, MA · Oct 29, 2014
  • Oct 29, 2014 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Other Technology

Actifio, Inc.

Waltham, MA · Jul 1, 2009 → Mar 24, 2014 · 5 filings
  • Mar 24, 2014 · D · $75,000,000 sold of $100,000,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 6, 2013 · D · $50,000,003 sold of $50,000,003 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 5, 2011 · D · $33,499,997 sold of $33,499,997 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 17, 2010 · D · $15,999,998 sold of $15,999,998 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 1, 2009 · D · $4,000,000 sold of $8,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $75M from 14 investors (75% of the $100M target) as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MT
Other Technology

MFORMATION TECHNOLOGIES Inc

Edison, NJ · Sep 15, 2009 → Jun 15, 2012 · 6 filings
  • Jun 15, 2012 · D · $1,312,993 sold of $1,500,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 14, 2011 · D/A · $7,000,000 sold of $7,000,000 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 7, 2011 · D · $600,000 sold of $600,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 29, 2010 · D · $4,000,000 sold of $5,000,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 2, 2010 · D · $5,818,968 sold of $10,000,000 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 15, 2009 · D · $350,000 sold of $350,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7M from 16 investors (100% of the $1.5M target) as of the latest filing. James is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LT
Biotechnology

Lyra Therapeutics, Inc.

Watertown, MA · Apr 14, 2009 → Nov 8, 2011 · 7 filings
  • Nov 8, 2011 · D · $3,000,000 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 8, 2011 · D · $12,000,000 sold of $18,000,002 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 12, 2010 · D · $3,000,000 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 18, 2010 · D · $10,051,308 sold of $10,051,308 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 19, 2010 · D · $1,000,000 sold of $1,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 20, 2010 · D · $2,050,000 sold of $2,050,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 14, 2009 · D · $8,187,500 sold of $12,187,500 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $100.5M from 34 investors (100% of the $3M target) as of the latest filing. James is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AM
Biotechnology

Arsenal Medical, Inc.

Watertown, MA · Sep 16, 2011
  • Sep 16, 2011 · D · $3,000,000 sold of $3,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6.02M from 38 investors (100% of the $3M target) as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

P
Other Technology

Plexxi Inc.

Nashua, NH · Jul 28, 2011
  • Jul 28, 2011 · D · $20,000,000 sold of $20,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $30.1M from 7 investors (100% of the $20M target) as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

VS
Other Technology

Viridity Software, Inc.

Burlington, MA · Aug 4, 2010
  • Aug 4, 2010 · D · $7,999,999 sold of $7,999,999 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8M from 3 investors (100% of the $8M target) as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RS
Computers

Reva Systems Corp

Chelmsford, MA · Apr 15, 2009
  • Apr 15, 2009 · D · $4,999,900 sold of $5,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5M from 11 investors (100% of the $5M target) as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James E. Goldstein — MA, 1 issuer, Jun 4, 2009 → Jun 4, 2009 · shares 1 issuer with this record

People around James 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

PG
Management entity

Pillar III GP, LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as James Goldstein. Their page shows their other deals.

PG
Management entity

Pillar IV GP, LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as James Goldstein. Their page shows their other deals.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Carmichael Roberts

Director, Executive Officer · 9 shared filings (3 issuers) · also on 25 other issuers

Carmichael Roberts is on 28 issuers in total — a repeat sponsor. Their page lists every one.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Langer

Director · 8 shared filings (2 issuers) · also on 46 other issuers

Robert Langer is on 48 issuers in total — a repeat sponsor. Their page lists every one.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Terrance McGuire

Director · 8 shared filings (2 issuers) · also on 19 other issuers

Terrance McGuire is on 21 issuers in total — a repeat sponsor. Their page lists every one.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

George Whitesides

Director · 8 shared filings (2 issuers) · also on 5 other issuers

George Whitesides is on 7 issuers in total — a repeat sponsor. Their page lists every one.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

Guido Neels

Director · 8 shared filings (2 issuers)

Listed on the same filings as James Goldstein. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Sarah Hodges

Executive Officer · 7 shared filings (5 issuers) · also on 1 other issuer

Sarah Hodges is on 6 issuers in total — a repeat sponsor. Their page lists every one.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kent Sander

Director · 6 shared filings (1 issuer)

Listed on the same filings as James Goldstein. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Rakesh Kushwaha

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as James Goldstein. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mohan Gyani

Director · 6 shared filings (1 issuer)

Listed on the same filings as James Goldstein. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jay K. Hachigian

Executive Officer · 6 shared filings (2 issuers) · also on 4 other issuers

Jay K. Hachigian is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Russ Wilcox

Executive Officer · 6 shared filings (4 issuers) · also on 8 other issuers

Russ Wilcox is on 12 issuers in total — a repeat sponsor. Their page lists every one.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Gary E. Haroian

Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James Goldstein. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Seth Coe-Sullivan

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as James Goldstein. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Dalton

Director · 5 shared filings (1 issuer) · also on 5 other issuers

Sean Dalton is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Dougherty

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Goldstein. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rina Shainski

Director · 5 shared filings (1 issuer) · also on 4 other issuers

Rina Shainski is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Ashutosh Ashutosh

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as James Goldstein. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J. Crotty

Director · 5 shared filings (1 issuer) · also on 6 other issuers

Thomas J. Crotty is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Todd DeLaughter

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as James Goldstein. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Woodbury, Jr.

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as James Goldstein. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert C. Hower

Director · 4 shared filings (1 issuer) · also on 8 other issuers

Robert C. Hower is on 9 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

R. Scott Rader

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as James Goldstein. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jitendra Saxena

Director · 4 shared filings (1 issuer) · also on 5 other issuers

Jitendra Saxena is on 6 issuers in total — a repeat sponsor. Their page lists every one.

EO
No photo found yet (own website and image search run after this page is viewed)
Person

Erez Ofer

Director · 4 shared filings (1 issuer)

Listed on the same filings as James Goldstein. Their page shows their other deals.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Earl M. Collier, Jr.

Executive Officer, Director · 3 shared filings (2 issuers) · also on 5 other issuers

Earl M. Collier, Jr. is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Mele

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James Goldstein. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

James Rosen

Director · 3 shared filings (2 issuers)

Listed on the same filings as James Goldstein. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Ward

Director, Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James Goldstein. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

Willy Shih

Director · 2 shared filings (1 issuer)

Listed on the same filings as James Goldstein. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

John Pearce

Executive Officer · 2 shared filings (1 issuer) · also on 6 other issuers

John Pearce is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John Roberts

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Goldstein. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Carlson

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James Goldstein. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David Husak

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as James Goldstein. Their page shows their other deals.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Levine

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James Goldstein. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James P. Sullivan

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Goldstein. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

John Torvik

Director · 2 shared filings (1 issuer)

Listed on the same filings as James Goldstein. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Dipender Saluja

Director · 1 shared filing (1 issuer) · also on 39 other issuers

Dipender Saluja is on 40 issuers in total — a repeat sponsor. Their page lists every one.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David Lemont

Director · 1 shared filing (1 issuer) · also on 4 other issuers

David Lemont is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

P
Sponsor group

Pillar

6 issuers · 9 filings · $148.9M reported sold · 2016–2024

One team, 6 deal companies. James Goldstein is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Goldstein.

N
Sponsor group

North

2 issuers · 4 filings · $159.8M reported sold · 2014–2019

One team, 2 deal companies. James Goldstein is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Goldstein.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 16 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Goldstein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 16 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Goldstein is listed on: none on file. No website or social profile named in Layer3 TV, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #303,058 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Denver, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗New Jersey state courts — find the court ↗New Hampshire state courts — find the court ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗New Jersey Secretary of State business search ↗New Hampshire Secretary of State business search ↗Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

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