PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:56 AM ET

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John Lee

Named as an officer, director or promoter on SEC Form D filings · NY · Feb 24, 2009 → Aug 5, 2026

24deals (issuers)
$2.95Breported sold
493investors
45Form D filings
2009–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:01 AM ET · SEC enforcement last checked: Oct 24, 2026, 1:20 AM ET

The short version

John Lee is listed as an executive officer, director, and promoter on 45 SEC Form D filings by 24 issuers between Feb 2009 and Aug 2026. Largest by amount reported sold: PINNACLE NATURAL RESOURCES OFFSHORE LTD. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2011; $1.74B reported sold to 65 investors), Pinnacle Natural Resources Offshore ERISA Fund Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2011; $394.3M reported sold to 24 investors), Pinnacle Physicals & Financing Tax-Exempt Fund, L.P. (New York, NY — pooled investment fund — 2009–2011; $255.8M reported sold to 3 investors), Nexus Energy Partners Fund II LP (New York, NY — pooled investment fund — 2013–2014; $202.1M reported sold to 4 investors), Pinnacle Physicals & Financing, L.P. (New York, NY — pooled investment fund — 2009–2011; $150.2M reported sold to 28 investors) and 19 more (all listed below).

What this means That is a lot of deals — 24 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $2.95B sold in total.

Listed alongside Donnell A Segalas (20 shared filings), Jason M Kellman (20 shared filings), Marcel N. Massimb (20 shared filings), Timothy P Faenza (20 shared filings), Scott L Kellman (18 shared filings) and 30 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 4 sponsor groups: Lexington (54 issuers, $150.17B reported sold, 2009–2026), Pinnacle Natural (14 issuers, $3.41B reported sold, 2009–2026), Nexus Energy (3 issuers, $239M reported sold, 2013–2014) and 16rock Municipal (2 issuers, $0 reported sold, 2024).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 8 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 45 public filings for John Lee and found 15 differences, 5 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; 5 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Lee has not run yet — it is joining a line of 43,925 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:01 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (checked Oct 24, 2026) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 24, 2026, 1:20 AM ET.

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

8 cases: 7 closed (disposition not in docket feed), 1 open

John T. Lee closed
United States Bankruptcy Court, N.D. New York · No. 20-11589 · Filed Dec 21, 2020 · Closed Apr 6, 2021
Role of John T. Lee: Debtor · Outcome: Case closed 2021-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (NY)
John Lee closed
United States Bankruptcy Court, S.D. New York · No. 20-12805 · Filed Dec 3, 2020 · Closed Mar 16, 2021
Role of John Lee: Debtor · Outcome: Case closed 2021-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (NY)
John C. Lee and Judy M. Lee open
United States Bankruptcy Court, S.D. New York · No. 19-35988 · Filed Jun 14, 2019
Role of John C. Lee and Judy M. Lee: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (NY)
John C Lee and Elaine F Lee closed
United States Bankruptcy Court, N.D. New York · No. 16-30848 · Filed Jun 9, 2016 · Closed Oct 4, 2016
Role of John C Lee and Elaine F Lee: Debtor · Outcome: Case closed 2016-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (NY)
John A. Lee closed
United States Bankruptcy Court, E.D. New York · No. 8-15-70722 · Filed Feb 24, 2015 · Closed Jun 10, 2015
Role of John A. Lee: Debtor · Outcome: Case closed 2015-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (NY)
John H. Lee and Vivian J. Lee closed
United States Bankruptcy Court, W.D. New York · No. 1-14-12654 · Filed Nov 21, 2014 · Closed Apr 3, 2015
Role of John H. Lee and Vivian J. Lee: Debtor · Outcome: Case closed 2015-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (NY)
John P. Lee closed
United States Bankruptcy Court, N.D. New York · No. 11-10218 · Filed Jan 31, 2011 · Closed May 23, 2011
Role of John P. Lee: Debtor · Outcome: Case closed 2011-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (NY)
John C Lee, Sr. closed
United States Bankruptcy Court, S.D. New York · No. 09-37892 · Filed Oct 20, 2009 · Closed Jan 25, 2013
Role of John C Lee, Sr.: Debtor · Outcome: Case closed 2013-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:01 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for John Lee — 5 worth asking about (compared 45 filings on Oct 24, 2026)

Note · Apr 16, 2009 – Jan 4, 2010

Bankruptcy case: Thomas A. Giannetti — filed Apr 16, 2009

United States Bankruptcy Court, S.D. New York docket "Thomas A. Giannetti" filed Apr 16, 2009, closed Jan 4, 2010. Thomas Giannetti (listed on the same filings) is listed as Debtor ("Thomas A. Giannetti"). Our match estimate: 63%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Feb 25, 2009 – Jun 30, 2014

4 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Nexus Energy Partners Fund II LP · Amount sold went down between filings — Pinnacle Opportunity, L.P. · Amount sold went down between filings — P FUND LP · Amount sold went down between filings — Pinnacle Opportunity, L.P.

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Sources
Worth asking · Feb 25, 2009 – Mar 7, 2014

5 offerings reported fewer investors on a later filing

Investor count went down between filings — Nexus Energy Partners Fund LP · Investor count went down between filings — P FUND LP · Investor count went down between filings — Pinnacle Opportunity, L.P. · Investor count went down between filings — P FUND LP · Investor count went down between filings — Pinnacle Opportunity, L.P.

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Sources
Note · Jan 15, 2021

John Lee appears on 1 deal that stopped filing before reaching its target

Emerald Organic Products, Inc. (last filing Jan 15, 2021; $0 sold of $20,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Dec 19, 2025 – Apr 29, 2026

42 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Alaric Finance — LCP XI (Luxembourg) Euro Feeder SCSp · Paid seller listed without a CRD number: Compass Group Global Advisors S.A. — LCP XI (Luxembourg) Euro Feeder SCSp · Paid seller listed without a CRD number: Cuntur Capital, S.A.P.I. de C.V. — LCP XI (Luxembourg) Euro Feeder SCSp · Paid seller listed without a CRD number: Crosspoint Advisors, Inc. — LCP XI (Luxembourg) Euro Feeder SCSp · Paid seller listed without a CRD number: Y.A. Karni Financial Consultant Ltd. — LCP XI (Luxembourg) Euro Feeder SCSp · and 37 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · May 1, 2008 – Aug 6, 2024

5 Form Ds were filed more than 15 days after the first sale

Form D filed 426 days after the first sale — Vicksburg Municipal Trading Fund LP · Form D filed 664 days after the first sale — Pinnacle Physicals & Financing, L.P. · Form D filed 57 days after the first sale — Capri Holdings 2 LLC · Form D filed 16 days after the first sale — Nexus Energy Partners Fund Ltd · Form D filed 16 days after the first sale — Nexus Energy Partners Fund LP

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Sep 30, 1995 – Oct 30, 2024

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — DaylightRx, Inc. (latest filing Oct 30, 2024) · No amendment in the last 12 months on an offering that may still be open — Nexus Energy Partners Fund II LP (latest filing Jun 30, 2014) · No amendment in the last 12 months on an offering that may still be open — Nexus Energy Partners Fund Ltd (latest filing Mar 7, 2014) · No amendment in the last 12 months on an offering that may still be open — Nexus Energy Partners Fund LP (latest filing Mar 7, 2014) · No amendment in the last 12 months on an offering that may still be open — P FUND LP (latest filing Feb 19, 2013)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Feb 23, 2011 – Feb 23, 2012

5 people are no longer listed on a later amendment

John Lee is no longer listed on the Feb 23, 2012 amendment — PINNACLE NATURAL RESOURCES OFFSHORE LTD. · John Lee is no longer listed on the Feb 23, 2012 amendment — Pinnacle Physicals & Financing Tax-Exempt Fund, L.P. · John Lee is no longer listed on the Feb 23, 2012 amendment — Pinnacle Physicals & Financing, L.P. · John Lee is no longer listed on the Feb 23, 2012 amendment — Pinnacle Natural Resources Offshore ERISA Fund Ltd. · John Lee is no longer listed on the Feb 23, 2012 amendment — Pinnacle Opportunity, L.P.

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Jul 2, 2013 – Jun 30, 2014

Minimum investment changed between filings — Nexus Energy Partners Fund II LP

The Jul 2, 2013 filing lists a minimum of $200,000,000; the Jun 30, 2014 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 24, 2009 – Feb 13, 2026

6 issuers changed their reported size band between filings

Reported net asset value range changed between filings — Pinnacle Physicals & Financing, L.P. · Reported net asset value range changed between filings — Pinnacle Opportunity, L.P. · Reported net asset value range changed between filings — Pinnacle Physicals & Financing Tax-Exempt Fund, L.P. · Reported net asset value range changed between filings — Pinnacle Natural Resources Offshore ERISA Fund Ltd. · Reported net asset value range changed between filings — P FUND LP · and 1 more

What this means The size band is self-reported. Ask for current numbers.

Sources
Note · Apr 25, 2019 – Sep 2, 2026

Same name, different state: "John Lee" (WY) is a separate record

This page covers filings where the address state is NY. A separate record, "John Lee" with address state WY, is listed on 8 filings — most recently by DISA Tech, Inc. (Sep 2, 2026). Both records have filings in the same period (Apr 25, 2019 to Aug 5, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 12, 2010 – Jan 20, 2026

Same name, different state: "John Lee" (A1) is a separate record

This page covers filings where the address state is NY. A separate record, "John Lee" with address state A1, is listed on 21 filings — most recently by QR CA 2025 Logistics REIT LLC (Jan 20, 2026). Both records have filings in the same period (Jan 12, 2010 to Jan 20, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 1, 2021 – Dec 22, 2025

Same name, different state: "JOHN LEE" (VA) is a separate record

This page covers filings where the address state is NY. A separate record, "JOHN LEE" with address state VA, is listed on 4 filings — most recently by Safire Technology Group, Inc. (Dec 22, 2025). Both records have filings in the same period (Jun 1, 2021 to Dec 22, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 25, 2009 – Jul 10, 2024

Same name, different state: "John Lee" (OH) is a separate record

This page covers filings where the address state is NY. A separate record, "John Lee" with address state OH, is listed on 32 filings — most recently by Ohio Equity Fund for Housing Limited Partnership 34A (Jul 10, 2024). Both records have filings in the same period (Jun 25, 2009 to Jul 10, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 20, 2009 – Jan 16, 2014

Same name, different state: "JOHN CHUNG LEE" (NJ) is a separate record

This page covers filings where the address state is NY. A separate record, "JOHN CHUNG LEE" with address state NJ, is listed on 7 filings — most recently by IM ASIA FUND LP (Jan 16, 2014). Both records have filings in the same period (Jul 20, 2009 to Jan 16, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

9 of 24 offerings report sales commissions totalling $369,897,815; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 5, 2026 D/A
Vicksburg Municipal Trading Fund LP
File 021-520231
$175,766$0$0 (est.)
CUSTOMARY MANAGEMENT FEES ARE PAID TO 16TH AMENDMENT ADVISORS LLC, AN ENTITY CONTROLLED BY THE INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN THE ISSUER'S OFFERING DOCUMENTS.
PROFOR SECURITIES, LLC BrokerCheck CRD 136084 ↗
CASTLE HILL CAPITAL PARTNERS, INC. BrokerCheck CRD 44131 ↗
EDGAR ↗
Aug 5, 2026 D/A
Vicksburg Municipal Trading Offshore Fund LTD
File 021-520235
$0$0$0 (est.)
CUSTOMARY MANAGEMENT FEES ARE PAID TO 16TH AMENDMENT ADVISORS LLC, AN ENTITY CONTROLLED BY THE INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN THE ISSUER'S OFFERING DOCUMENTS.
CASTLE HILL CAPITAL PARTNERS, INC. BrokerCheck CRD 44131 ↗EDGAR ↗
Apr 29, 2026 D
LCP XI (Luxembourg) Euro Feeder SCSp
File 021-582277
$61,600,000 (est.)$0$0Franklin Distributors, LLC BrokerCheck CRD 109064 ↗
via Franklin Distributors, LLC (CRD 109064 ↗)

J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

Alaric Finance no CRD number reported
Compass Group Global Advisors S.A. no CRD number reported
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
via Raymond James & Associates, Inc. (CRD 705 ↗)

Cuntur Capital, S.A.P.I. de C.V. no CRD number reported
Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗
via Raymond James Financial Services, Inc. (CRD 6694 ↗)

Crosspoint Advisors, Inc. no CRD number reported
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Y.A. Karni Financial Consultant Ltd. no CRD number reported
DS Investment and Securities Co., Ltd no CRD number reported
NH Investment & Securities Co., Ltd. no CRD number reported
EDGAR ↗
Apr 29, 2026 D
LCP XI (Luxembourg) Euro Master SCSp
File 021-582276
$61,600,000 (est.)$0$0Franklin Distributors, LLC BrokerCheck CRD 109064 ↗
via Franklin Distributors, LLC (CRD 109064 ↗)

J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

Alaric Finance no CRD number reported
Compass Group Global Advisors S.A. no CRD number reported
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
via Raymond James & Associates, Inc. (CRD 705 ↗)

Cuntur Capital, S.A.P.I. de C.V. no CRD number reported
Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗
via Raymond James Financial Services, Inc. (CRD 6694 ↗)

Crosspoint Advisors, Inc. no CRD number reported
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Y.A. Karni Financial Consultant Ltd. no CRD number reported
DS Investment and Securities Co., Ltd no CRD number reported
NH Investment & Securities Co., Ltd. no CRD number reported
EDGAR ↗
Mar 6, 2026 D
ChatGPTree, Inc.
File 021-575699
$0$0$0None listed on this filingEDGAR ↗
Dec 19, 2025 D
Lexington Capital Partners XI, L.P.
File 021-567538
$61,600,000 (est.)$0$0Franklin Distributors, LLC BrokerCheck CRD 109064 ↗
via Franklin Distributors, LLC (CRD 109064 ↗)

J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

Alaric Finance no CRD number reported
Compass Group Global Advisors S.A. no CRD number reported
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
via Raymond James & Associates, Inc. (CRD 705 ↗)

Cuntur Capital, S.A.P.L. de C.V. no CRD number reported
Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗
via Raymond James Financial Services, Inc. (CRD 6694 ↗)

Crosspoint Advisors, Inc. no CRD number reported
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Y.A. Karni Financial Consultant Ltd. no CRD number reported
DS Investment and Securities Co., Ltd no CRD number reported
NH Investment & Securities Co., Ltd. no CRD number reported
EDGAR ↗
Dec 19, 2025 D
LCP XI (Luxembourg) Master SCSp
File 021-567545
$61,600,000 (est.)$0$0Franklin Distributors, LLC BrokerCheck CRD 109064 ↗
via Franklin Distributors, LLC (CRD 109064 ↗)

J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

Alaric Finance no CRD number reported
Compass Group Global Advisors S.A. no CRD number reported
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
via Raymond James & Associates, Inc. (CRD 705 ↗)

Cuntur Capital, S.A.P.L. de C.V. no CRD number reported
Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗
via Raymond James Financial Services, Inc. (CRD 6694 ↗)

Crosspoint Advisors, Inc. no CRD number reported
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Y.A. Karni Financial Consultant Ltd. no CRD number reported
DS Investment and Securities Co., Ltd no CRD number reported
NH Investment & Securities Co., Ltd. no CRD number reported
EDGAR ↗
Dec 19, 2025 D
LCP XI (Luxembourg) SCSp
File 021-567554
$61,600,000 (est.)$0$0Franklin Distributors, LLC BrokerCheck CRD 109064 ↗
via Franklin Distributors, LLC (CRD 109064 ↗)

J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

Alaric Finance no CRD number reported
Compass Group Global Advisors S.A. no CRD number reported
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
via Raymond James & Associates, Inc. (CRD 705 ↗)

Cuntur Capital, S.A.P.L. de C.V. no CRD number reported
Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗
via Raymond James Financial Services, Inc. (CRD 6694 ↗)

Crosspoint Advisors, Inc. no CRD number reported
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Y.A. Karni Financial Consultant Ltd. no CRD number reported
DS Investment and Securities Co., Ltd no CRD number reported
NH Investment & Securities Co., Ltd. no CRD number reported
EDGAR ↗
Dec 19, 2025 D
LCP XI (Offshore), L.P.
File 021-567540
$61,600,000 (est.)$0$0Franklin Distributors, LLC BrokerCheck CRD 109064 ↗
via Franklin Distributors, LLC (CRD 109064 ↗)

J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

Alaric Finance no CRD number reported
Compass Group Global Advisors S.A. no CRD number reported
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
via Raymond James & Associates, Inc. (CRD 705 ↗)

Cuntur Capital, S.A.P.L. de C.V. no CRD number reported
Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗
via Raymond James Financial Services, Inc. (CRD 6694 ↗)

Crosspoint Advisors, Inc. no CRD number reported
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Y.A. Karni Financial Consultant Ltd. no CRD number reported
DS Investment and Securities Co., Ltd no CRD number reported
NH Investment & Securities Co., Ltd. no CRD number reported
EDGAR ↗
Oct 30, 2024 D
DaylightRx, Inc.
File 021-528199
$0$0$0None listed on this filingEDGAR ↗
Oct 24, 2024 D
16Rock Municipal Opportunities Onshore Fund LP
File 021-527674
$0$0$0
CUSTOMARY MANAGEMENT FEES ARE PAID TO 16ROCK ASSET MANAGEMENT LLC, AN ENTITY CONTROLLED BY THE INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN THE ISSUER'S OFFERING DOCUMENTS.
PROFOR SECURITIES, LLC BrokerCheck CRD 136084 ↗EDGAR ↗
Oct 24, 2024 D
16Rock Municipal Opportunities Offshore Fund LP
File 021-527672
$0$0$0
CUSTOMARY MANAGEMENT FEES ARE PAID TO 16ROCK ASSET MANAGEMENT LLC, AN ENTITY CONTROLLED BY THE INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN THE ISSUER'S OFFERING DOCUMENTS.
PROFOR SECURITIES, LLC BrokerCheck CRD 136084 ↗EDGAR ↗
Aug 6, 2024 D
Capri Holdings 2 LLC
File 021-520679
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2024 D
BREF V REIT II LLC
File 021-503516
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jan 15, 2021 D
Emerald Organic Products, Inc.
File 021-386447
$0$0$0
We do not anticipate paying personnel for the raise. All proceeds will be used for general corporate purposes including technology development, marketing, legal, accounting, administrative purposes, et al.
None listed on this filingEDGAR ↗
Jun 30, 2014 D/A
Nexus Energy Partners Fund II LP
File 021-198951
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 7, 2014 D/A
Nexus Energy Partners Fund LP
File 021-192486
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 7, 2014 D/A
Nexus Energy Partners Fund Ltd
File 021-192487
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 19, 2013 D/A
P FUND LP
File 021-40643
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2011 D/A
PINNACLE NATURAL RESOURCES OFFSHORE LTD.
File 021-117316
$115,799$0$0Matrix Capital Group BrokerCheck CRD 33364 ↗
Papamarkou Wellner & Company, Inc. BrokerCheck CRD 10963 ↗
EDGAR ↗
Feb 23, 2011 D/A
Pinnacle Physicals & Financing, L.P.
File 021-118800
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2011 D/A
Pinnacle Opportunity, L.P.
File 021-48221
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2011 D/A
Pinnacle Physicals & Financing Tax-Exempt Fund, L.P.
File 021-136107
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2011 D/A
Pinnacle Natural Resources Offshore ERISA Fund Ltd.
File 021-133176
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 24

Every issuer that named John Lee on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Vicksburg Municipal Trading

Vicksburg Municipal Trading Offshore Fund LTD

Grand Cayman, Cayman Islands (as filed: E9) · Jul 31, 2024 → Aug 5, 2026 · 3 filings
  • Aug 5, 2026 · D/A · $17,163,705 sold of Indefinite · 15 investors · min. $1 · role: Director, Promoter EDGAR ↗
  • Aug 4, 2025 · D/A · $9,305,633 sold of Indefinite · 13 investors · min. $1 · role: Director, Promoter EDGAR ↗
  • Jul 31, 2024 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Director, Promoter EDGAR ↗

Raised $17.2M from 15 investors as of the latest filing. John is listed as director, promoter on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Vicksburg Municipal Trading

Vicksburg Municipal Trading Fund LP

New York, NY · Jul 31, 2024 → Aug 5, 2026 · 3 filings
  • Aug 5, 2026 · D/A · $70,946,521 sold of Indefinite · 21 investors · min. $1 · role: Executive Officer, Promoter (MANAGING MEMBER OF ISSUER'S GENERAL PARTNER) EDGAR ↗
  • Aug 4, 2025 · D/A · $22,098,165 sold of Indefinite · 14 investors · min. $1 · role: Executive Officer, Promoter (MANAGING MEMBER OF ISSUER'S GENERAL PARTNER) EDGAR ↗
  • Jul 31, 2024 · D · $350,000 sold of Indefinite · 1 investors · min. $1 · role: Executive Officer, Promoter (MANAGING MEMBER OF ISSUER'S GENERAL PARTNER) EDGAR ↗

Raised $70.9M from 21 investors as of the latest filing. John is listed as executive officer, promoter on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lexington

LCP XI (Luxembourg) Euro Feeder SCSp

New York, NY · Apr 29, 2026
  • Apr 29, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lexington

LCP XI (Luxembourg) Euro Master SCSp

New York, NY · Apr 29, 2026
  • Apr 29, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

ChatGPTree, Inc.

Brooklyn, NY · Mar 6, 2026
  • Mar 6, 2026 · D · $85,000 sold of $1,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $85K from 3 investors (9% of the $1M target) as of the latest filing. John is listed as executive officer, director, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lexington

LCP XI (Luxembourg) SCSp

New York, NY · Dec 19, 2025
  • Dec 19, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lexington

LCP XI (Luxembourg) Master SCSp

New York, NY · Dec 19, 2025
  • Dec 19, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lexington

LCP XI (Offshore), L.P.

New York, NY · Dec 19, 2025
  • Dec 19, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lexington

Lexington Capital Partners XI, L.P.

New York, NY · Dec 19, 2025
  • Dec 19, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

DaylightRx, Inc.

Elmsford, NY · Oct 30, 2024
  • Oct 30, 2024 · D · $5,803,689 sold of $7,193,903 · 60 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.8M from 60 investors (81% of the $7.19M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: 16rock Municipal

16Rock Municipal Opportunities Onshore Fund LP

New York, NY · Oct 24, 2024
  • Oct 24, 2024 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer, Promoter (MANAGING MEMBER OF ISSUER'S GENERAL PARTNER) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: 16rock Municipal

16Rock Municipal Opportunities Offshore Fund LP

Grand Cayman, Cayman Islands (as filed: E9) · Oct 24, 2024
  • Oct 24, 2024 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer, Promoter (MANAGING MEMBER OF ISSUER'S GENERAL PARTNER) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Budr

Capri Holdings 2 LLC

Nyack, NY · Aug 6, 2024
  • Aug 6, 2024 · D · $950,000 sold of $950,000 · 16 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $950K from 16 investors (100% of the $950K target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Brookfield

BREF V REIT II LLC

New York, NY · Jan 25, 2024
  • Jan 25, 2024 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Managing Director) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

Emerald Organic Products, Inc.

Holbrook, NY · Jan 15, 2021
  • Jan 15, 2021 · D · $0 sold of $20,000,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(c) (171 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Nexus Energy

Nexus Energy Partners Fund II LP

New York, NY · Jul 2, 2013 → Jun 30, 2014 · 2 filings
  • Jun 30, 2014 · D/A · $202,010,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Mr. Lee is a Managing Member of Nexus Fund GP LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jul 2, 2013 · D · $202,110,000 sold of Indefinite · 4 investors · min. $200,000,000 · role: Executive Officer (Mr. Lee is a Managing Member of Nexus Fund GP LLC, the General Partner of the Issuer.) EDGAR ↗

Raised $202.1M from 4 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Nexus Energy

Nexus Energy Partners Fund Ltd

New York, NY · Feb 27, 2013 → Mar 7, 2014 · 2 filings
  • Mar 7, 2014 · D/A · $1,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 27, 2013 · D · $1,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $1.5M from 2 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Nexus Energy

Nexus Energy Partners Fund LP

New York, NY · Feb 27, 2013 → Mar 7, 2014 · 2 filings
  • Mar 7, 2014 · D/A · $35,475,000 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (Mr. Lee is a Managing Member of Nexus Fund GP LLC, the General Partner of the Issuer.) EDGAR ↗
  • Feb 27, 2013 · D · $30,475,000 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer (Mr. Lee is a Managing Member of Nexus Fund GP LLC, the General Partner of the Issuer.) EDGAR ↗

Raised $35.5M from 12 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Pinnacle Natural

P FUND LP

New York, NY · Feb 25, 2009 → Feb 19, 2013 · 4 filings
  • Feb 19, 2013 · D/A · $12,909,197 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 28, 2012 · D/A · $3,800,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Feb 23, 2010 · D/A · $3,800,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Feb 25, 2009 · D/A · $8,253,000 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $12.9M from 7 investors as of the latest filing. John is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pinnacle Natural

PINNACLE NATURAL RESOURCES OFFSHORE LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 24, 2009 → Mar 24, 2011 · 5 filings
  • Mar 24, 2011 · D/A · $95,364,000 sold of Indefinite · 19 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗
  • Mar 24, 2011 · D/A · $95,364,000 sold of Indefinite · 19 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗
  • Feb 23, 2011 · D/A · $95,364,000 sold of Indefinite · 19 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗
  • Feb 24, 2010 · D/A · $90,000,000 sold of Indefinite · 15 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗
  • Feb 24, 2009 · D/A · $50,264,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗

Raised $1.74B from 65 investors as of the latest filing. John is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pinnacle Natural

Pinnacle Physicals & Financing Tax-Exempt Fund, L.P.

New York, NY · Nov 13, 2009 → Feb 23, 2011 · 3 filings
  • Feb 23, 2011 · D/A · $45,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗
  • Feb 24, 2010 · D/A · $30,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗
  • Nov 13, 2009 · D · $7,500,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗

Raised $255.8M from 3 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pinnacle Natural

Pinnacle Physicals & Financing, L.P.

New York, NY · Feb 25, 2009 → Feb 23, 2011 · 3 filings
  • Feb 23, 2011 · D/A · $2,450,000 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗
  • Feb 24, 2010 · D · $2,400,000 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗
  • Feb 25, 2009 · D/A · $1,400,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗

Raised $150.2M from 28 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pinnacle Natural

Pinnacle Natural Resources Offshore ERISA Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 24, 2010 → Feb 23, 2011 · 2 filings
  • Feb 23, 2011 · D/A · $264,000,000 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗
  • Feb 24, 2010 · D/A · $180,000,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗

Raised $394.3M from 24 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pinnacle Natural

Pinnacle Opportunity, L.P.

New York, NY · Feb 26, 2009 → Feb 23, 2011 · 3 filings
  • Feb 23, 2011 · D/A · $6,742,062 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗
  • Feb 23, 2010 · D/A · $8,100,000 sold of Indefinite · 13 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗
  • Feb 26, 2009 · D/A · $8,241,250 sold of Indefinite · 15 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗

Raised $70M from 108 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Lee — CA, 25 issuers, Nov 4, 2010 → Jul 20, 2023 · no shared issuer
  • John J. Lee — NY, 17 issuers, Feb 24, 2009 → Oct 16, 2026 · shares 5 issuers with this record
  • John Lee — OH, 16 issuers, Jun 25, 2009 → Jul 10, 2024 · no shared issuer
  • John Lee — British Columbia, Canada (as filed: A1), 14 issuers, Jan 12, 2010 → Jan 20, 2026 · no shared issuer
  • John Lee — GA, 6 issuers, Mar 12, 2013 → Aug 4, 2025 · no shared issuer
  • John Y. Lee — NY, 6 issuers, Jun 22, 2016 → May 14, 2026 · no shared issuer
  • John J. Lee — CA, 4 issuers, Dec 19, 2017 → Sep 26, 2025 · no shared issuer
  • John Lee — WY, 3 issuers, Apr 25, 2019 → Sep 2, 2026 · no shared issuer
  • John Lee — Cayman Islands (as filed: E9), 3 issuers, Dec 1, 2017 → Mar 27, 2018 · no shared issuer
  • JOHN LEE — VA, 2 issuers, Jun 1, 2021 → Dec 22, 2025 · no shared issuer
  • John Lee — TX, 2 issuers, May 4, 2010 → May 20, 2026 · no shared issuer
  • John Lee — WA, 2 issuers, Feb 19, 2020 → Jun 22, 2021 · no shared issuer
  • John A Lee — NY, 2 issuers, Aug 25, 2021 → Aug 26, 2021 · no shared issuer
  • JOHN CHUNG LEE — NJ, 1 issuer, Jul 20, 2009 → Jan 16, 2014 · no shared issuer
  • John William Lee — PA, 1 issuer, Dec 16, 2009 → Dec 16, 2009 · no shared issuer
  • John Lee — OR, 1 issuer, Aug 7, 2012 → Aug 7, 2012 · no shared issuer
  • John Lee — DC, 1 issuer, Oct 27, 2014 → Oct 27, 2014 · no shared issuer
  • John J. Lee — MA, 1 issuer, Jun 3, 2015 → Jun 3, 2015 · no shared issuer
  • John Lee — FL, 1 issuer, Jun 18, 2024 → Jun 18, 2024 · no shared issuer
  • John B. Lee, Jr. — CT, 1 issuer, Jul 24, 2024 → Nov 15, 2024 · no shared issuer

People around John 35

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Lexington Partners L.P.

Promoter · 4 shared filings (4 issuers) · also on 32 other issuers

Lexington Partners L.P. is on 36 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Lexington Associates XI, L.P.

Promoter · 3 shared filings (3 issuers)

Listed on the same filings as John Lee. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Marcel N. Massimb

Executive Officer · 20 shared filings (6 issuers) · also on 7 other issuers

Marcel N. Massimb is on 13 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jason M Kellman

Executive Officer · 20 shared filings (6 issuers) · also on 8 other issuers

Jason M Kellman is on 14 issuers in total — a repeat sponsor. Their page lists every one.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy P Faenza

Executive Officer, Director · 20 shared filings (6 issuers) · also on 8 other issuers

Timothy P Faenza is on 14 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Donnell A Segalas

Executive Officer, Director · 20 shared filings (6 issuers) · also on 8 other issuers

Donnell A Segalas is on 14 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Scott L Kellman

Executive Officer · 18 shared filings (6 issuers) · also on 8 other issuers

Scott L Kellman is on 14 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

R. JED MCCARTHY

Director, Executive Officer · 8 shared filings (4 issuers)

Listed on the same filings as John Lee. Their page shows their other deals.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Giannetti

Executive Officer · 6 shared filings (6 issuers) · also on 48 other issuers

Thomas Giannetti is on 54 issuers in total — a repeat sponsor. Their page lists every one.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Pal B. Ristvedt

Executive Officer · 6 shared filings (6 issuers) · also on 27 other issuers

Pal B. Ristvedt is on 33 issuers in total — a repeat sponsor. Their page lists every one.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

Wilson S. Warren

Executive Officer · 6 shared filings (6 issuers) · also on 40 other issuers

Wilson S. Warren is on 46 issuers in total — a repeat sponsor. Their page lists every one.

TN
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Newby

Executive Officer · 6 shared filings (6 issuers) · also on 24 other issuers

Tom Newby is on 30 issuers in total — a repeat sponsor. Their page lists every one.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Huang

Executive Officer · 6 shared filings (6 issuers) · also on 8 other issuers

Timothy Huang is on 14 issuers in total — a repeat sponsor. Their page lists every one.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Bridgeland

Executive Officer · 6 shared filings (6 issuers)

Charles Bridgeland is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Clark Peterson

Executive Officer · 6 shared filings (6 issuers)

Clark Peterson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Taylor Robinson

Executive Officer · 6 shared filings (6 issuers)

Taylor Robinson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

VW
No photo found yet (own website and image search run after this page is viewed)
Person

Victor L. Wu

Executive Officer · 6 shared filings (6 issuers) · also on 23 other issuers

Victor L. Wu is on 29 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Hodan

Executive Officer · 6 shared filings (6 issuers)

Matthew Hodan is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Lucas

Executive Officer · 4 shared filings (2 issuers) · also on 7 other issuers

Craig Lucas is on 9 issuers in total — a repeat sponsor. Their page lists every one.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Devin Geoghegan

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as John Lee. Their page shows their other deals.

DE
No photo found yet (own website and image search run after this page is viewed)
Person

Don W. Ebanks

Director · 2 shared filings (1 issuer) · also on 89 other issuers

Don W. Ebanks is on 90 issuers in total — a repeat sponsor. Their page lists every one.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin A. Phillip

Director · 2 shared filings (1 issuer) · also on 73 other issuers

Kevin A. Phillip is on 74 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Scott N Kellman

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Melissa Lang

Executive Officer · 1 shared filing (1 issuer) · also on 40 other issuers

Melissa Lang is on 41 issuers in total — a repeat sponsor. Their page lists every one.

HL
No photo found yet (own website and image search run after this page is viewed)
Person

Herbert Li

Executive Officer · 1 shared filing (1 issuer) · also on 21 other issuers

Herbert Li is on 22 issuers in total — a repeat sponsor. Their page lists every one.

DN
No photo found yet (own website and image search run after this page is viewed)
Person

David Newman

Director · 1 shared filing (1 issuer) · also on 19 other issuers

David Newman is on 20 issuers in total — a repeat sponsor. Their page lists every one.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Andrea Balkan

Executive Officer · 1 shared filing (1 issuer) · also on 11 other issuers

Andrea Balkan is on 12 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Monge

Executive Officer · 1 shared filing (1 issuer) · also on 10 other issuers

Justin Monge is on 11 issuers in total — a repeat sponsor. Their page lists every one.

IP
No photo found yet (own website and image search run after this page is viewed)
Person

Ian Parker

Executive Officer · 1 shared filing (1 issuer) · also on 5 other issuers

Ian Parker is on 6 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Laura Stepp

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Lee. Their page shows their other deals.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Carl Tirella, Jr.

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Carl Tirella, Jr. is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Taqqu

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James Sharkey

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as John Lee. Their page shows their other deals.

The team behind the deals

Sponsor group

Lexington

54 issuers · 94 filings · $150.17B reported sold · 2009–2026

One team, 54 deal companies. John Lee is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Lee.

Sponsor group

Pinnacle Natural

14 issuers · 174 filings · $3.41B reported sold · 2009–2026

One team, 14 deal companies. John Lee is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Lee.

Sponsor group

Nexus Energy

3 issuers · 6 filings · $239M reported sold · 2013–2014

One team, 3 deal companies. John Lee is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Lee.

Sponsor group

16rock Municipal

2 issuers · 2 filings · $0 reported sold · 2024–2024

One team, 2 deal companies. John Lee is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Lee.

Sponsor group

Vicksburg Municipal Trading

2 issuers · 6 filings · $88.1M reported sold · 2024–2026

One team, 2 deal companies. John Lee is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Lee.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 4 of the 24 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): LCP XI (Luxembourg) Euro Master SCSp, LCP XI (Luxembourg) Master SCSp, LCP XI (Offshore), L.P., Lexington Capital Partners XI, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Lee by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 24 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Lee is listed on: none on file. No website or social profile named in Nexus Energy Partners Fund II LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #315,570 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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