Sponsor Check › Person
Related person on Form D filings · address state as listed: NY · listed Jun 22, 2016 → May 14, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
5 of 6 offerings report sales commissions totalling $41,406,250; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | May 14, 2026 D/A File 021-546053 | $17,000,000 (est.) | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗ via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗) Brookfield Private Capital (UK) Limited no CRD number reported via Brookfield Private Capital (UK) Limited Brookfield Capital Securities Ltd. no CRD number reported via Brookfield Capital Securities Ltd. Brookfield Singapore Pte. Ltd. no CRD number reported via Brookfield Singapore Pte. Ltd. Brookfield Advisors (Hong Kong) Ltd. no CRD number reported via Brookfield Advisors (Hong Kong) Ltd. Brookfield Investment Management (Canada) ULC no CRD number reported via Brookfield Investment Management (Canada) ULC |
| EDGAR ↗ | Dec 29, 2021 D File 021-427086 | $6,250 | $0 | $0 | Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗ |
| EDGAR ↗ | Sep 23, 2021 D File 021-414318 | $0 (est.) | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) Brookfield Private Capital (UK) Limited no CRD number reported Brookfield Investment Management (Canada) Inc. no CRD number reported Brookfield Singapore Pte. Ltd no CRD number reported Brookfield Advisors (Hong Kong) Ltd no CRD number reported KB Securities Co., Ltd. no CRD number reported |
| EDGAR ↗ | May 3, 2021 D/A File 021-377778 | $14,100,000 (est.) | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) Brookfield Private Capital (UK) Limited no CRD number reported Brookfield Investment Management (Canada) Inc. no CRD number reported Brookfield Singapore Pte. Ltd no CRD number reported Brookfield Advisors (Hong Kong) Ltd no CRD number reported KB Securities Co., Ltd. no CRD number reported |
| EDGAR ↗ | Nov 20, 2020 D/A File 021-300813 | $7,300,000 (est.) | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ KB Investment & Securities Co. Ltd. no CRD number reported Brookfield Private Capital (UK) Limited no CRD number reported Brookfield Investment Management (Canada) Inc. no CRD number reported Brookfield Advisors (Hong Kong) Limited no CRD number reported Brookfield Singapore Pte. Ltd. no CRD number reported |
| EDGAR ↗ | Jun 20, 2017 D/A File 021-265601 | $3,000,000 (est.) | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) KB Investment & Securities Co. Ltd. no CRD number reported |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Brookfield Real Estate Finance Fund VII L.P. group: Brookfield | Executive Officer Managing Director of the General Partner of General Partner of US Issuer | May 14, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $900,402,000 | 18 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Real Estate Finance Fund VII L.P. group: Brookfield | Executive Officer Managing Director of the General Partner of General Partner of US Issuer | May 14, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BREF VI REIT LLC group: Brookfield | Director Managing Director | Dec 29, 2021 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | BREF VI Note Issuer L.P. group: Brookfield | Executive Officer Managing Director of the General Partner of the General Partner of Issuer | Sep 23, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Real Estate Finance Fund VI, L.P. group: Brookfield | Executive Officer Managing Director of the General Partner of the General Partner of Issuers | May 3, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,095,000,000 | 32 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Real Estate Finance Fund VI, L.P. group: Brookfield | Executive Officer Managing Director of the General Partner of the General Partner of Issuers | Jan 5, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Senior Mezzanine Real Estate Finance Fund L.P. group: Brookfield | Executive Officer Senior Vice President of the Officer of the GP of the Issuer's GP | Nov 20, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,193,300,000 | 27 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Real Estate Finance Fund VI, L.P. group: Brookfield | Executive Officer Managing Director of the General Partner of the General Partner of Issuer | Oct 13, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Senior Mezzanine Real Estate Finance Fund L.P. group: Brookfield | Executive Officer Senior Vice President of the Officer of the GP of the Issuer's GP | Nov 20, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,093,300,000 | 22 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Senior Mezzanine Real Estate Finance Fund L.P. group: Brookfield | Executive Officer Senior Vice President of the Officer of the GP of the Issuer's GP | Nov 20, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $824,800,000 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Senior Mezzanine Real Estate Finance Fund L.P. group: Brookfield | Executive Officer Senior Vice President of the Officer of the GP of the Issuer's GP | Dec 14, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Real Estate Finance Fund V, L.P. group: Brookfield | Executive Officer Officer of Brookfield Real Estate Finance Fund V GP of GP LLC, the general partner of the General Partner of the Issuer. | Jun 20, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,432,500,000 | 87 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Real Estate Finance Fund V, L.P. group: Brookfield | Executive Officer Officer of Brookfield Real Estate Finance Fund V GP of GP LLC, the general partner of the General Partner of the Issuer. | Jun 22, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as John Y. Lee. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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