PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:43 AM ET

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John Lee

Named as an officer, director or promoter on SEC Form D filings · GA · Mar 12, 2013 → Aug 4, 2025

6deals (issuers)
$26.4Mreported sold
406investors
11Form D filings
2013–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Lee is listed as an executive officer and director on 11 SEC Form D filings by 6 issuers between Mar 2013 and Aug 2025. Largest by amount reported sold: SOFTWEAR AUTOMATION, INC. (Cumming, GA — manufacturing — 2017–2025; $20M reported sold to 16 investors), Sarvint Technologies, Inc. (Cumming, GA — other technology — 2015; $6M reported sold to 5 investors), RHA 3 Inc. (Duluth, GA — reits and finance — 2014; $125K reported sold to 125 investors), RHA 1 Inc. (Duluth, GA — reits and finance — 2013; $125K reported sold to 125 investors), RHA 2 INC. (Duluth, GA — reits and finance — 2013; $125K reported sold to 125 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $26.4M sold in total.

Listed alongside Palaniswamy Rajan (6 shared filings), Harish Mamtani (5 shared filings), Sashi Reddi (4 shared filings), Doug Vincent (3 shared filings), Genevieve Bos (3 shared filings) and 21 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 2 sponsor groups: Rha (3 issuers, $375K reported sold, 2013–2014) and Sarvint (2 issuers, $26M reported sold, 2015–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 10 bankruptcy cases matching the name listed in Key records below.

What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 11 public filings for John Lee and found 11 differences: Form D filed 56 days after the first sale; Form D filed 16 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Lee has not run yet — it is joining a line of 39,311 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Lee..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

10 cases: 3 open, 7 closed (disposition not in docket feed)

John W. Lee and Shela F. Lee open
United States Bankruptcy Court, S.D. Georgia · No. 25-60279 · Filed Oct 22, 2025
Role of John W. Lee and Shela F. Lee: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (GA)
John Lee closed
United States Bankruptcy Court, N.D. Georgia · No. 20-71460 · Filed Nov 5, 2020 · Closed Feb 19, 2021
Role of John Lee: Debtor · Outcome: Case closed 2021-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (GA)
John D. Lee closed
United States Bankruptcy Court, M.D. Georgia · No. 20-50149 · Filed Jan 24, 2020 · Closed Jun 22, 2020
Role of John D. Lee: Debtor · Outcome: Case closed 2020-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (GA)
John L. Lee and Lafaye Taylor Lee open
United States Bankruptcy Court, M.D. Georgia · No. 19-71544 · Filed Dec 26, 2019
Role of John L. Lee and Lafaye Taylor Lee: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (GA)
John W. Lee, JR. open
United States Bankruptcy Court, S.D. Georgia · No. 17-60493 · Filed Nov 14, 2017
Role of John W. Lee, JR.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (GA)
John L. Lee and Lafaye Taylor Lee closed
United States Bankruptcy Court, M.D. Georgia · No. 16-70501 · Filed May 16, 2016 · Closed Mar 30, 2020
Role of John L. Lee and Lafaye Taylor Lee: Debtor · Outcome: Case closed 2020-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (GA)
John J. Lee and Un Chu Lee closed
United States Bankruptcy Court, S.D. Georgia · No. 13-10838 · Filed May 9, 2013 · Closed Nov 13, 2013
Role of John J. Lee and Un Chu Lee: Debtor · Outcome: Case closed 2013-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (GA)
John S. Lee and Eun Y Lee closed
United States Bankruptcy Court, N.D. Georgia · No. 13-56507 · Filed Mar 26, 2013 · Closed Aug 5, 2013
Role of John S. Lee and Eun Y Lee: Debtor · Outcome: Case closed 2013-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (GA)
John J. Lee closed
United States Bankruptcy Court, N.D. Georgia · No. 12-55699 · Filed Mar 4, 2012 · Closed Jun 21, 2012
Role of John J. Lee: Debtor · Outcome: Case closed 2012-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (GA)
John L. Lee closed
United States Bankruptcy Court, M.D. Georgia · No. 11-70121 · Filed Jan 25, 2011 · Closed Feb 19, 2016
Role of John L. Lee: Debtor · Outcome: Case closed 2016-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1268 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (GA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for John Lee (compared 11 filings on Oct 24, 2026)

Note · Jun 9, 2025 – Aug 4, 2025

Form D filed 56 days after the first sale — SOFTWEAR AUTOMATION, INC.

The filing says the first sale was Jun 9, 2025. The Form D was filed Aug 4, 2025 — 56 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 41 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 4, 2025 ↗SOFTWEAR AUTOMATION, INC. — PartnerFacts page ↗
Sources
Note · Jul 28, 2015 – Aug 13, 2015

Form D filed 16 days after the first sale — Sarvint Technologies, Inc.

The filing says the first sale was Jul 28, 2015. The Form D was filed Aug 13, 2015 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 13, 2015 ↗Sarvint Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Jan 29, 2013 – Mar 12, 2013

Form D filed 42 days after the first sale — SP FIBER HOLDINGS, INC.

The filing says the first sale was Jan 29, 2013. The Form D was filed Mar 12, 2013 — 42 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 27 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 12, 2013 ↗SP FIBER HOLDINGS, INC. — PartnerFacts page ↗
Sources
Note · Jan 29, 2013 – Mar 12, 2013

No amendment in the last 12 months on an offering that may still be open — SP FIBER HOLDINGS, INC. (latest filing Mar 12, 2013)

The latest filing for this offering is dated Mar 12, 2013 (first sale Jan 29, 2013). It reports $0 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 12, 2013 ↗SP FIBER HOLDINGS, INC. — PartnerFacts page ↗
Sources
Note · Mar 12, 2013

Reported revenue range changed between filings — SP FIBER HOLDINGS, INC.

"Decline to Disclose" (Mar 12, 2013); then "$1 - $1,000,000" (Mar 12, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Mar 12, 2013 ↗Form D · Mar 12, 2013 ↗SP FIBER HOLDINGS, INC. — PartnerFacts page ↗
Sources
Note · Feb 24, 2009 – Oct 16, 2026

Same name, different state: "John J. Lee" (NY) is a separate record

This page covers filings where the address state is GA. A separate record, "John J. Lee" with address state NY, is listed on 155 filings — most recently by PINNACLE NATURAL RESOURCES, L.P. (Oct 16, 2026). Both records have filings in the same period (Mar 12, 2013 to Aug 4, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John J. Lee (NY) — PartnerFacts page ↗Form D/A · Oct 16, 2026 ↗PINNACLE NATURAL RESOURCES, L.P. — PartnerFacts page ↗John Lee (GA) — this page ↗
Sources
Note · Apr 25, 2019 – Sep 2, 2026

Same name, different state: "John Lee" (WY) is a separate record

This page covers filings where the address state is GA. A separate record, "John Lee" with address state WY, is listed on 8 filings — most recently by DISA Tech, Inc. (Sep 2, 2026). Both records have filings in the same period (Apr 25, 2019 to Aug 4, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Lee (WY) — PartnerFacts page ↗Form D · Sep 2, 2026 ↗DISA Tech, Inc. — PartnerFacts page ↗John Lee (GA) — this page ↗
Sources
Note · Jan 12, 2010 – Jan 20, 2026

Same name, different state: "John Lee" (A1) is a separate record

This page covers filings where the address state is GA. A separate record, "John Lee" with address state A1, is listed on 21 filings — most recently by QR CA 2025 Logistics REIT LLC (Jan 20, 2026). Both records have filings in the same period (Mar 12, 2013 to Aug 4, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Lee (A1) — PartnerFacts page ↗Form D · Jan 20, 2026 ↗QR CA 2025 Logistics REIT LLC — PartnerFacts page ↗John Lee (GA) — this page ↗
Sources
Note · Jun 1, 2021 – Dec 22, 2025

Same name, different state: "JOHN LEE" (VA) is a separate record

This page covers filings where the address state is GA. A separate record, "JOHN LEE" with address state VA, is listed on 4 filings — most recently by Safire Technology Group, Inc. (Dec 22, 2025). Both records have filings in the same period (Jun 1, 2021 to Aug 4, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

JOHN LEE (VA) — PartnerFacts page ↗Form D · Dec 22, 2025 ↗Safire Technology Group, Inc. — PartnerFacts page ↗John Lee (GA) — this page ↗
Sources
Note · Jun 25, 2009 – Jul 10, 2024

Same name, different state: "John Lee" (OH) is a separate record

This page covers filings where the address state is GA. A separate record, "John Lee" with address state OH, is listed on 32 filings — most recently by Ohio Equity Fund for Housing Limited Partnership 34A (Jul 10, 2024). Both records have filings in the same period (Mar 12, 2013 to Jul 10, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Lee (OH) — PartnerFacts page ↗Form D · Jul 10, 2024 ↗Ohio Equity Fund for Housing Limited Partnership 34A — PartnerFacts page ↗John Lee (GA) — this page ↗
Sources
Note · Jun 9, 2017 – Jun 20, 2019

Address moved from Atlanta, GA to Cumming, GA — SOFTWEAR AUTOMATION, INC.

The people listed on the Jun 9, 2017 filing give Atlanta, GA; on the Jun 20, 2019 filing they give Cumming, GA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 9, 2017 ↗Form D · Jun 20, 2019 ↗SOFTWEAR AUTOMATION, INC. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 8 offerings report sales commissions totalling $18,750; 0 report finder's fees; 3 report proceeds to related persons totalling $1,750,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 4, 2025 D/A
SOFTWEAR AUTOMATION, INC.
File 021-553589
$0$0$600,000
Salary and compensation to officers.
None listed on this filingEDGAR ↗
Feb 1, 2021 D/A
SOFTWEAR AUTOMATION, INC.
File 021-342410
$0$0$900,000 (est.)
Salaries and bonus compensation for executive officers.
None listed on this filingEDGAR ↗
Jun 9, 2017 D
SOFTWEAR AUTOMATION, INC.
File 021-288488
$0$0$250,000 (est.)None listed on this filingEDGAR ↗
Aug 13, 2015 D
Sarvint Technologies, Inc.
File 021-245661
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2014 D
RHA 3 Inc.
File 021-231027
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 27, 2013 D
RHA 1 Inc.
File 021-208830
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 27, 2013 D
RHA 2 INC.
File 021-208831
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Mar 12, 2013 D/A
SP FIBER HOLDINGS, INC.
File 021-193149
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named John Lee on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SA
Manufacturing · group: Sarvint

SOFTWEAR AUTOMATION, INC.

Cumming, GA · Jun 9, 2017 → Aug 4, 2025 · 5 filings
  • Aug 4, 2025 · D/A · $20,000,000 sold of $20,000,000 · 11 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 4, 2025 · D · $20,000,000 sold of $20,000,000 · 11 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Feb 1, 2021 · D/A · $18,100,196 sold of $18,100,196 · 16 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Jun 20, 2019 · D · $12,099,218 sold of $18,100,196 · 6 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Jun 9, 2017 · D · $4,500,000 sold of $4,500,000 · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $20M from 16 investors (100% of the $20M target) as of the latest filing. John is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(c) (166 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ST
Other Technology · group: Sarvint

Sarvint Technologies, Inc.

Cumming, GA · Aug 13, 2015
  • Aug 13, 2015 · D · $6,000,000 sold of $6,000,000 · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $6M from 5 investors (100% of the $6M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(c) (805 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

R3
REITS and Finance · group: Rha

RHA 3 Inc.

Duluth, GA · Dec 30, 2014
  • Dec 30, 2014 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director (Vice President and Treasurer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. John is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

R2
REITS and Finance · group: Rha

RHA 2 INC.

Duluth, GA · Dec 27, 2013
  • Dec 27, 2013 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director (Vice President and Treasurer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. John is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

R1
REITS and Finance · group: Rha

RHA 1 Inc.

Duluth, GA · Dec 27, 2013
  • Dec 27, 2013 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director (Vice President and Treasurer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. John is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SF
Other

SP FIBER HOLDINGS, INC.

East Dublin, GA · Mar 12, 2013 → Mar 12, 2013 · 2 filings
  • Mar 12, 2013 · D/A · $0 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 12, 2013 · D · $0 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

10 investors reported; no amount sold yet as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Lee — CA, 25 issuers, Nov 4, 2010 → Jul 20, 2023 · no shared issuer
  • John Lee — NY, 24 issuers, Feb 24, 2009 → Aug 5, 2026 · no shared issuer
  • John J. Lee — NY, 17 issuers, Feb 24, 2009 → Oct 16, 2026 · no shared issuer
  • John Lee — OH, 16 issuers, Jun 25, 2009 → Jul 10, 2024 · no shared issuer
  • John Lee — British Columbia, Canada (as filed: A1), 14 issuers, Jan 12, 2010 → Jan 20, 2026 · no shared issuer
  • John Y. Lee — NY, 6 issuers, Jun 22, 2016 → May 14, 2026 · no shared issuer
  • John J. Lee — CA, 4 issuers, Dec 19, 2017 → Sep 26, 2025 · no shared issuer
  • John Lee — WY, 3 issuers, Apr 25, 2019 → Sep 2, 2026 · no shared issuer
  • John Lee — Cayman Islands (as filed: E9), 3 issuers, Dec 1, 2017 → Mar 27, 2018 · no shared issuer
  • JOHN LEE — VA, 2 issuers, Jun 1, 2021 → Dec 22, 2025 · no shared issuer
  • John Lee — TX, 2 issuers, May 4, 2010 → May 20, 2026 · no shared issuer
  • John Lee — WA, 2 issuers, Feb 19, 2020 → Jun 22, 2021 · no shared issuer
  • John A Lee — NY, 2 issuers, Aug 25, 2021 → Aug 26, 2021 · no shared issuer
  • JOHN CHUNG LEE — NJ, 1 issuer, Jul 20, 2009 → Jan 16, 2014 · no shared issuer
  • John William Lee — PA, 1 issuer, Dec 16, 2009 → Dec 16, 2009 · no shared issuer
  • John Lee — OR, 1 issuer, Aug 7, 2012 → Aug 7, 2012 · no shared issuer
  • John Lee — DC, 1 issuer, Oct 27, 2014 → Oct 27, 2014 · no shared issuer
  • John J. Lee — MA, 1 issuer, Jun 3, 2015 → Jun 3, 2015 · no shared issuer
  • John Lee — FL, 1 issuer, Jun 18, 2024 → Jun 18, 2024 · no shared issuer
  • John B. Lee, Jr. — CT, 1 issuer, Jul 24, 2024 → Nov 15, 2024 · no shared issuer

People around John 26

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Palaniswamy Rajan

Executive Officer, Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as John Lee. Their page shows their other deals.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Harish Mamtani

Director · 5 shared filings (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Sashi Reddi

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

DV
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Vincent

Executive Officer, Director · 3 shared filings (3 issuers)

Listed on the same filings as John Lee. Their page shows their other deals.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Harin De Silva

Executive Officer, Director · 3 shared filings (3 issuers) · also on 9 other issuers

Harin De Silva is on 12 issuers in total — a repeat sponsor. Their page lists every one.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Genevieve Bos

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Lee. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Schoenthaler

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Cook

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Lee. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Pederzani

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Steve MacIsaac

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Julian Markby

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn Gibbons

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Shawn Campbell

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Gurandiano

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Louis Salvatore

Director · 2 shared filings (1 issuer) · also on 27 other issuers

Louis Salvatore is on 28 issuers in total — a repeat sponsor. Their page lists every one.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Bortz

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Allen Byrd

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Bob Ciaruffoli

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Lee. Their page shows their other deals.

TJ
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Borglum Jensen

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Steve MacDonald

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Sungmee Park

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

SJ
No photo found yet (own website and image search run after this page is viewed)
Person

Sundaresan Jayaram

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

SY
No photo found yet (own website and image search run after this page is viewed)
Person

Sanjay Yadav

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

Ajay Jindia

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

John Absmeier

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Greenlee

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Lee. Their page shows their other deals.

The team behind the deals

R
Sponsor group

Rha

3 issuers · 3 filings · $375K reported sold · 2013–2014
  • R3 RHA 3 Inc. REITS and Finance · $125K sold · 2014 · listed
  • R1 RHA 1 Inc. REITS and Finance · $125K sold · 2013 · listed
  • R2 RHA 2 INC. REITS and Finance · $125K sold · 2013 · listed

One team, 3 deal companies. John Lee is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Lee.

S
Sponsor group

Sarvint

2 issuers · 6 filings · $26M reported sold · 2015–2025

One team, 2 deal companies. John Lee is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Lee.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Lee by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Lee is listed on: none on file. No website or social profile named in Sarvint Technologies, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #298,847 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cumming, GA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Georgia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Georgia Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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