Sponsor Check › Person
Related person on Form D filings · address state as listed: NY · listed Feb 24, 2009 → Aug 5, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
9 of 24 offerings report sales commissions totalling $369,897,815; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Aug 5, 2026 D/A File 021-520231 | $175,766 | $0 | $0 (est.) CUSTOMARY MANAGEMENT FEES ARE PAID TO 16TH AMENDMENT ADVISORS LLC, AN ENTITY CONTROLLED BY THE INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN THE ISSUER'S OFFERING DOCUMENTS. | PROFOR SECURITIES, LLC BrokerCheck CRD 136084 ↗ CASTLE HILL CAPITAL PARTNERS, INC. BrokerCheck CRD 44131 ↗ |
| EDGAR ↗ | Aug 5, 2026 D/A File 021-520235 | $0 | $0 | $0 (est.) CUSTOMARY MANAGEMENT FEES ARE PAID TO 16TH AMENDMENT ADVISORS LLC, AN ENTITY CONTROLLED BY THE INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN THE ISSUER'S OFFERING DOCUMENTS. | CASTLE HILL CAPITAL PARTNERS, INC. BrokerCheck CRD 44131 ↗ |
| EDGAR ↗ | Apr 29, 2026 D File 021-582277 | $61,600,000 (est.) | $0 | $0 | Franklin Distributors, LLC BrokerCheck CRD 109064 ↗ via Franklin Distributors, LLC (CRD 109064 ↗) J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ via J.P. Morgan Securities LLC (CRD 79 ↗) Alaric Finance no CRD number reported Compass Group Global Advisors S.A. no CRD number reported Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ via Raymond James & Associates, Inc. (CRD 705 ↗) Cuntur Capital, S.A.P.I. de C.V. no CRD number reported Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗ via Raymond James Financial Services, Inc. (CRD 6694 ↗) Crosspoint Advisors, Inc. no CRD number reported Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) Y.A. Karni Financial Consultant Ltd. no CRD number reported DS Investment and Securities Co., Ltd no CRD number reported NH Investment & Securities Co., Ltd. no CRD number reported |
| EDGAR ↗ | Apr 29, 2026 D File 021-582276 | $61,600,000 (est.) | $0 | $0 | Franklin Distributors, LLC BrokerCheck CRD 109064 ↗ via Franklin Distributors, LLC (CRD 109064 ↗) J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ via J.P. Morgan Securities LLC (CRD 79 ↗) Alaric Finance no CRD number reported Compass Group Global Advisors S.A. no CRD number reported Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ via Raymond James & Associates, Inc. (CRD 705 ↗) Cuntur Capital, S.A.P.I. de C.V. no CRD number reported Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗ via Raymond James Financial Services, Inc. (CRD 6694 ↗) Crosspoint Advisors, Inc. no CRD number reported Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) Y.A. Karni Financial Consultant Ltd. no CRD number reported DS Investment and Securities Co., Ltd no CRD number reported NH Investment & Securities Co., Ltd. no CRD number reported |
| EDGAR ↗ | Mar 6, 2026 D File 021-575699 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 19, 2025 D File 021-567538 | $61,600,000 (est.) | $0 | $0 | Franklin Distributors, LLC BrokerCheck CRD 109064 ↗ via Franklin Distributors, LLC (CRD 109064 ↗) J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ via J.P. Morgan Securities LLC (CRD 79 ↗) Alaric Finance no CRD number reported Compass Group Global Advisors S.A. no CRD number reported Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ via Raymond James & Associates, Inc. (CRD 705 ↗) Cuntur Capital, S.A.P.L. de C.V. no CRD number reported Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗ via Raymond James Financial Services, Inc. (CRD 6694 ↗) Crosspoint Advisors, Inc. no CRD number reported Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) Y.A. Karni Financial Consultant Ltd. no CRD number reported DS Investment and Securities Co., Ltd no CRD number reported NH Investment & Securities Co., Ltd. no CRD number reported |
| EDGAR ↗ | Dec 19, 2025 D File 021-567545 | $61,600,000 (est.) | $0 | $0 | Franklin Distributors, LLC BrokerCheck CRD 109064 ↗ via Franklin Distributors, LLC (CRD 109064 ↗) J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ via J.P. Morgan Securities LLC (CRD 79 ↗) Alaric Finance no CRD number reported Compass Group Global Advisors S.A. no CRD number reported Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ via Raymond James & Associates, Inc. (CRD 705 ↗) Cuntur Capital, S.A.P.L. de C.V. no CRD number reported Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗ via Raymond James Financial Services, Inc. (CRD 6694 ↗) Crosspoint Advisors, Inc. no CRD number reported Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) Y.A. Karni Financial Consultant Ltd. no CRD number reported DS Investment and Securities Co., Ltd no CRD number reported NH Investment & Securities Co., Ltd. no CRD number reported |
| EDGAR ↗ | Dec 19, 2025 D File 021-567554 | $61,600,000 (est.) | $0 | $0 | Franklin Distributors, LLC BrokerCheck CRD 109064 ↗ via Franklin Distributors, LLC (CRD 109064 ↗) J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ via J.P. Morgan Securities LLC (CRD 79 ↗) Alaric Finance no CRD number reported Compass Group Global Advisors S.A. no CRD number reported Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ via Raymond James & Associates, Inc. (CRD 705 ↗) Cuntur Capital, S.A.P.L. de C.V. no CRD number reported Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗ via Raymond James Financial Services, Inc. (CRD 6694 ↗) Crosspoint Advisors, Inc. no CRD number reported Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) Y.A. Karni Financial Consultant Ltd. no CRD number reported DS Investment and Securities Co., Ltd no CRD number reported NH Investment & Securities Co., Ltd. no CRD number reported |
| EDGAR ↗ | Dec 19, 2025 D File 021-567540 | $61,600,000 (est.) | $0 | $0 | Franklin Distributors, LLC BrokerCheck CRD 109064 ↗ via Franklin Distributors, LLC (CRD 109064 ↗) J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ via J.P. Morgan Securities LLC (CRD 79 ↗) Alaric Finance no CRD number reported Compass Group Global Advisors S.A. no CRD number reported Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ via Raymond James & Associates, Inc. (CRD 705 ↗) Cuntur Capital, S.A.P.L. de C.V. no CRD number reported Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗ via Raymond James Financial Services, Inc. (CRD 6694 ↗) Crosspoint Advisors, Inc. no CRD number reported Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) Y.A. Karni Financial Consultant Ltd. no CRD number reported DS Investment and Securities Co., Ltd no CRD number reported NH Investment & Securities Co., Ltd. no CRD number reported |
| EDGAR ↗ | Oct 30, 2024 D File 021-528199 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 24, 2024 D File 021-527674 | $0 | $0 | $0 CUSTOMARY MANAGEMENT FEES ARE PAID TO 16ROCK ASSET MANAGEMENT LLC, AN ENTITY CONTROLLED BY THE INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN THE ISSUER'S OFFERING DOCUMENTS. | PROFOR SECURITIES, LLC BrokerCheck CRD 136084 ↗ |
| EDGAR ↗ | Oct 24, 2024 D File 021-527672 | $0 | $0 | $0 CUSTOMARY MANAGEMENT FEES ARE PAID TO 16ROCK ASSET MANAGEMENT LLC, AN ENTITY CONTROLLED BY THE INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN THE ISSUER'S OFFERING DOCUMENTS. | PROFOR SECURITIES, LLC BrokerCheck CRD 136084 ↗ |
| EDGAR ↗ | Aug 6, 2024 D File 021-520679 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 25, 2024 D File 021-503516 | $6,250 | $0 | $0 | ICA, LLC BrokerCheck CRD 145235 ↗ |
| EDGAR ↗ | Jan 15, 2021 D File 021-386447 | $0 | $0 | $0 We do not anticipate paying personnel for the raise. All proceeds will be used for general corporate purposes including technology development, marketing, legal, accounting, administrative purposes, et al. | None listed on this filing |
| EDGAR ↗ | Jun 30, 2014 D/A File 021-198951 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Mar 7, 2014 D/A File 021-192486 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Mar 7, 2014 D/A File 021-192487 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 19, 2013 D/A File 021-40643 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2011 D/A File 021-117316 | $115,799 | $0 | $0 | Matrix Capital Group BrokerCheck CRD 33364 ↗ Papamarkou Wellner & Company, Inc. BrokerCheck CRD 10963 ↗ |
| EDGAR ↗ | Feb 23, 2011 D/A File 021-118800 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 23, 2011 D/A File 021-48221 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 23, 2011 D/A File 021-136107 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 23, 2011 D/A File 021-133176 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Vicksburg Municipal Trading Offshore Fund LTD group: Vicksburg Municipal Trading | Director, Promoter | Aug 5, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,163,705 | 15 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Vicksburg Municipal Trading Fund LP group: Vicksburg Municipal Trading | Executive Officer, Promoter MANAGING MEMBER OF ISSUER'S GENERAL PARTNER | Aug 5, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $70,946,521 | 21 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | LCP XI (Luxembourg) Euro Feeder SCSp group: Lexington | Executive Officer | Apr 29, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | LCP XI (Luxembourg) Euro Master SCSp group: Lexington | Executive Officer | Apr 29, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ChatGPTree, Inc. | Executive Officer, Director, Promoter | Mar 6, 2026 | D | $1,000,000 similar: $1,100,015–$10,001,163 | $85,000 | 3 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | LCP XI (Luxembourg) SCSp group: Lexington | Executive Officer | Dec 19, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | LCP XI (Luxembourg) Master SCSp group: Lexington | Executive Officer | Dec 19, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | LCP XI (Offshore), L.P. group: Lexington | Executive Officer | Dec 19, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Lexington Capital Partners XI, L.P. group: Lexington | Executive Officer | Dec 19, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Vicksburg Municipal Trading Offshore Fund LTD group: Vicksburg Municipal Trading | Director, Promoter | Aug 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $9,305,633 | 13 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Vicksburg Municipal Trading Fund LP group: Vicksburg Municipal Trading | Executive Officer, Promoter MANAGING MEMBER OF ISSUER'S GENERAL PARTNER | Aug 4, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,098,165 | 14 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | DaylightRx, Inc. | Director | Oct 30, 2024 | D | $7,193,903 similar: $1,100,015–$10,001,163 | $5,803,689 | 60 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | 16Rock Municipal Opportunities Onshore Fund LP group: 16rock Municipal | Executive Officer, Promoter MANAGING MEMBER OF ISSUER'S GENERAL PARTNER | Oct 24, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | 16Rock Municipal Opportunities Offshore Fund LP group: 16rock Municipal | Executive Officer, Promoter MANAGING MEMBER OF ISSUER'S GENERAL PARTNER | Oct 24, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Capri Holdings 2 LLC group: Budr | Director Manager | Aug 6, 2024 | D | $950,000 similar: $500,000–$7,000,000 | $950,000 | 16 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Vicksburg Municipal Trading Offshore Fund LTD group: Vicksburg Municipal Trading | Director, Promoter | Jul 31, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Vicksburg Municipal Trading Fund LP group: Vicksburg Municipal Trading | Executive Officer, Promoter MANAGING MEMBER OF ISSUER'S GENERAL PARTNER | Jul 31, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $350,000 | 1 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | BREF V REIT II LLC group: Brookfield | Executive Officer Managing Director | Jan 25, 2024 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Emerald Organic Products, Inc. | Executive Officer | Jan 15, 2021 | D | $20,000,000 similar: $1,500,000–$10,000,000 | $0 | 0 similar: 1–11 | $50,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Nexus Energy Partners Fund II LP group: Nexus Energy | Executive Officer Mr. Lee is a Managing Member of Nexus Fund GP LLC, the General Partner of the Issuer. | Jun 30, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $202,010,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nexus Energy Partners Fund Ltd group: Nexus Energy | Director | Mar 7, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,500,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nexus Energy Partners Fund LP group: Nexus Energy | Executive Officer Mr. Lee is a Managing Member of Nexus Fund GP LLC, the General Partner of the Issuer. | Mar 7, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,475,000 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nexus Energy Partners Fund II LP group: Nexus Energy | Executive Officer Mr. Lee is a Managing Member of Nexus Fund GP LLC, the General Partner of the Issuer. | Jul 2, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $202,110,000 | 4 similar: 4–27 | $200,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nexus Energy Partners Fund Ltd group: Nexus Energy | Director | Feb 27, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Nexus Energy Partners Fund LP group: Nexus Energy | Executive Officer Mr. Lee is a Managing Member of Nexus Fund GP LLC, the General Partner of the Issuer. | Feb 27, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $30,475,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | P FUND LP group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Manager | Feb 19, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,909,197 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | P FUND LP group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Manager | Mar 28, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,800,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PINNACLE NATURAL RESOURCES OFFSHORE LTD. group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Adviser | Mar 24, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $95,364,000 | 19 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PINNACLE NATURAL RESOURCES OFFSHORE LTD. group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Adviser | Mar 24, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $95,364,000 | 19 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pinnacle Physicals & Financing Tax-Exempt Fund, L.P. group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Adviser | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $45,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pinnacle Physicals & Financing, L.P. group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Adviser | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,450,000 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pinnacle Natural Resources Offshore ERISA Fund Ltd. group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Adviser | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $264,000,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PINNACLE NATURAL RESOURCES OFFSHORE LTD. group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Adviser | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $95,364,000 | 19 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pinnacle Opportunity, L.P. group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Adviser | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,742,062 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pinnacle Natural Resources Offshore ERISA Fund Ltd. group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Adviser | Feb 24, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $180,000,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pinnacle Physicals & Financing, L.P. group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Adviser | Feb 24, 2010 | D | Indefinite similar: $155,000–$5,250,000 | $2,400,000 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PINNACLE NATURAL RESOURCES OFFSHORE LTD. group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Adviser | Feb 24, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $90,000,000 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pinnacle Physicals & Financing Tax-Exempt Fund, L.P. group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Adviser | Feb 24, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $30,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pinnacle Opportunity, L.P. group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Adviser | Feb 23, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,100,000 | 13 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | P FUND LP group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Manager | Feb 23, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,800,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pinnacle Physicals & Financing Tax-Exempt Fund, L.P. group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Adviser | Nov 13, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $7,500,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pinnacle Opportunity, L.P. group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Adviser | Feb 26, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,241,250 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pinnacle Physicals & Financing, L.P. group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Adviser | Feb 25, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,400,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | P FUND LP group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Manager | Feb 25, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,253,000 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PINNACLE NATURAL RESOURCES OFFSHORE LTD. group: Pinnacle Natural | Executive Officer Executive Officer of the Investment Adviser | Feb 24, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,264,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as John Lee. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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