PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:41 AM ET

Sponsor Check › Person

JH
No photo found yet (own website and image search run after this page is viewed)

John Hoffen

Named as an officer, director or promoter on SEC Form D filings · DC, MD · May 1, 2015 → Jul 19, 2017

2deals (issuers)
$716.1Mreported sold
64investors
10Form D filings
2015–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:34 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Hoffen is listed as a director on 10 SEC Form D filings by 2 issuers between Jun 2009 and Jul 2017: Union Labor Life Insurance Co Separate Account R (Silver Spring, MD — pooled investment fund — 2015–2017; $432.1M reported sold to 11 investors) and Union Labor Life Insurance Co Separate Account W1 (Silver Spring, MD — pooled investment fund — 2009–2017; $284M reported sold to 53 investors).

What this means 2 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $716.1M sold in total.

Listed alongside Adam Fried (10 shared filings), Cathy Humphrey (10 shared filings), Damon Gasque (10 shared filings), Daniel Wolak (10 shared filings), David Barra (10 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

All 2 issuers belong to the sponsor group Union Labor Life Insurance (15 issuers, $8.12B reported sold, 2009–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Union Labor Life Insurance has 15 companies on file and $8.12B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 10 public filings for John Hoffen and found 10 differences, 3 worth asking the sponsor about: Investor count went down between filings; John Hoffen is no longer listed on the Aug 16, 2018 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Hoffen has not run yet — it is joining a line of 38,768 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:34 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Hoffen..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:34 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for John Hoffen — 3 worth asking about (compared 10 filings on Oct 24, 2026)

Note · Jul 14, 1992 – Jan 8, 1993

Bankruptcy case: The Union Labor Life Insurance Company v. Schlossberg — filed Jul 14, 1992

United States Bankruptcy Court, D. Maryland docket "The Union Labor Life Insurance Company v. Schlossberg" filed Jul 14, 1992, closed Jan 8, 1993. Union Labor Life Insurance Co Separate Account R (related issuer) is listed as Party ("The Union Labor Life Insurance Company v. Schlossberg"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Maryland ↗Union Labor Life Insurance Co Separate Account R — PartnerFacts page ↗
Sources
Worth asking · Jul 29, 2011 – Mar 28, 2013

Investor count went down between filings — Union Labor Life Insurance Co Separate Account W1

The Jul 29, 2011 filing reports 19 investors; the Mar 28, 2013 Form D/A reports 18 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 29, 2011 ↗Form D/A (later) · Mar 28, 2013 ↗Union Labor Life Insurance Co Separate Account W1 — PartnerFacts page ↗
Sources
Note · May 1, 2009 – Jun 23, 2009

Form D filed 53 days after the first sale — Union Labor Life Insurance Co Separate Account W1

The filing says the first sale was May 1, 2009. The Form D was filed Jun 23, 2009 — 53 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 38 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 23, 2009 ↗Union Labor Life Insurance Co Separate Account W1 — PartnerFacts page ↗
Sources
Note · May 1, 2009 – Jan 14, 2014

No amendment in the last 12 months on an offering that may still be open — Union Labor Life Insurance Co Separate Account W1 (latest filing Jan 14, 2014)

The latest filing for this offering is dated Jan 14, 2014 (first sale May 1, 2009). It reports $144,070,003 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 14, 2014 ↗Union Labor Life Insurance Co Separate Account W1 — PartnerFacts page ↗
Sources
Worth asking · Jul 19, 2017 – Aug 16, 2018

John Hoffen is no longer listed on the Aug 16, 2018 amendment — Union Labor Life Insurance Co Separate Account R

John Hoffen appears on the Jul 19, 2017 Form D/A (director) but not on the Aug 16, 2018 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 19, 2017 ↗Form D/A · Aug 16, 2018 ↗John Hoffen — PartnerFacts page ↗Union Labor Life Insurance Co Separate Account R — PartnerFacts page ↗
Sources
Worth asking · Jul 19, 2017 – Aug 16, 2018

John Hoffen is no longer listed on the Aug 16, 2018 amendment — Union Labor Life Insurance Co Separate Account W1

John Hoffen appears on the Jul 19, 2017 Form D/A (director) but not on the Aug 16, 2018 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 19, 2017 ↗Form D/A · Aug 16, 2018 ↗John Hoffen — PartnerFacts page ↗Union Labor Life Insurance Co Separate Account W1 — PartnerFacts page ↗
Sources
Note · May 1, 2015 – Sep 14, 2021

Reported net asset value range changed between filings — Union Labor Life Insurance Co Separate Account R

"$5,000,001 - $25,000,000" (May 1, 2015); then "$25,000,001 - $50,000,000" (Aug 16, 2018); then "$50,000,001 - $100,000,000" (Aug 30, 2019); then "Over $100,000,000" (Sep 14, 2021).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 1, 2015 ↗Form D/A · Aug 16, 2018 ↗Form D/A · Aug 30, 2019 ↗Form D/A · Sep 14, 2021 ↗
Sources
Note · Jun 23, 2009 – Jul 29, 2011

Reported net asset value range changed between filings — Union Labor Life Insurance Co Separate Account W1

"$5,000,001 - $25,000,000" (Jun 23, 2009); then "Over $100,000,000" (Jul 29, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jun 23, 2009 ↗Form D/A · Jul 29, 2011 ↗Union Labor Life Insurance Co Separate Account W1 — PartnerFacts page ↗
Sources
Note · Jan 14, 2014 – Aug 20, 2015

Address moved from Washington, DC to Silver Spring, MD — Union Labor Life Insurance Co Separate Account W1

The people listed on the Jan 14, 2014 filing give Washington, DC; on the Aug 20, 2015 filing they give Silver Spring, MD.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jan 14, 2014 ↗Form D · Aug 20, 2015 ↗Union Labor Life Insurance Co Separate Account W1 — PartnerFacts page ↗
Sources
Note · Jun 23, 2009 – Jul 19, 2017

John Hoffen is listed with 2 different address states: DC, MD

DC on 4 filings (Jun 23, 2009 to Jan 14, 2014); MD on 6 filings (May 1, 2015 to Jul 19, 2017).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jun 23, 2009 ↗Form D · May 1, 2015 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 3 offerings report sales commissions totalling $800,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 19, 2017 D/A
Union Labor Life Insurance Co Separate Account R
File 021-239037
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2017 D/A
Union Labor Life Insurance Co Separate Account W1
File 021-246191
$400,000 (est.)$0$0Pistner, Michael BrokerCheck CRD 2932182 ↗
via Ullico Investment Company, LLC (CRD 135195 ↗)

Howe, Luke BrokerCheck CRD 5779141 ↗
via Ullico Investment Company, LLC (CRD 135195 ↗)

Norkus, Michael BrokerCheck CRD 5964441 ↗
via Ullico Investment Company, LLC (CRD 135195 ↗)

Wilkinson, Neal Allen BrokerCheck CRD 4033875 ↗
via Ullico Investment Company, LLC (CRD 135195 ↗)
EDGAR ↗
Jan 14, 2014 D/A
Union Labor Life Insurance Co Separate Account W1
File 021-132166
$400,000 (est.)$0$0Pistner, Michael BrokerCheck CRD 2932182 ↗
via ULLICO Investment Company, Inc. (CRD 135195 ↗)

Nisson, Deborah BrokerCheck CRD 5764373 ↗
via ULLICO Investment Company, Inc. (CRD 135195 ↗)

Goetz, Griffin BrokerCheck CRD 5830895 ↗
via Ullico Investment Company, Inc. (CRD 135195 ↗)

Howe, Luke BrokerCheck CRD 5779141 ↗
via Ullico Investment Company, Inc. (CRD 135195 ↗)

Norkus, Michael BrokerCheck CRD 5964441 ↗
via Ullico Investment Company, Inc. (CRD 135195 ↗)

Courtright, Donald BrokerCheck CRD 4949854 ↗
via Ullico Investment Company, Inc. (CRD 135195 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named John Hoffen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

UL
Pooled Investment Fund · group: Union Labor Life Insurance

Union Labor Life Insurance Co Separate Account W1

Silver Spring, MD · Jun 23, 2009 → Jul 19, 2017 · 7 filings
  • Jul 19, 2017 · D/A · $25,706,656 sold of Indefinite · 11 investors · min. $500,000 · role: Director EDGAR ↗
  • Jul 21, 2016 · D/A · $16,450,161 sold of Indefinite · 9 investors · min. $500,000 · role: Director EDGAR ↗
  • Aug 20, 2015 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Director EDGAR ↗
  • Jan 14, 2014 · D/A · $144,070,003 sold of Indefinite · 24 investors · min. $500,000 · role: Director EDGAR ↗
  • Mar 28, 2013 · D/A · $133,981,095 sold of Indefinite · 18 investors · min. $500,000 · role: Director EDGAR ↗
  • Jul 29, 2011 · D/A · $125,320,000 sold of Indefinite · 19 investors · min. $500,000 · role: Director EDGAR ↗
  • Jun 23, 2009 · D · $15,000,000 sold of Indefinite · 2 investors · min. $500,000 · role: Director EDGAR ↗

Raised $284M from 53 investors as of the latest filing. John is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UL
Pooled Investment Fund · group: Union Labor Life Insurance

Union Labor Life Insurance Co Separate Account R

Silver Spring, MD · May 1, 2015 → Jul 19, 2017 · 3 filings
  • Jul 19, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Director EDGAR ↗
  • Jul 21, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Director EDGAR ↗
  • May 1, 2015 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Director EDGAR ↗

Raised $432.1M from 11 investors as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around John 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Cathy Humphrey

Director, Executive Officer · 10 shared filings (2 issuers) · also on 12 other issuers

Cathy Humphrey is on 14 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Linehan

Director, Executive Officer · 10 shared filings (2 issuers) · also on 12 other issuers

Joseph Linehan is on 14 issuers in total — a repeat sponsor. Their page lists every one.

HK
No photo found yet (own website and image search run after this page is viewed)
Person

Herbert Kolben

Executive Officer, Director · 10 shared filings (2 issuers) · also on 10 other issuers

Herbert Kolben is on 12 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Barra

Executive Officer, Director · 10 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as John Hoffen. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Damon Gasque

Executive Officer, Director · 10 shared filings (2 issuers) · also on 3 other issuers

Damon Gasque is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Wolak

Director, Executive Officer · 10 shared filings (2 issuers)

Listed on the same filings as John Hoffen. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Fried

Director, Executive Officer · 10 shared filings (2 issuers) · also on 10 other issuers

Adam Fried is on 12 issuers in total — a repeat sponsor. Their page lists every one.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Smith

Executive Officer, Director · 9 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as John Hoffen. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick McGlone

Executive Officer · 4 shared filings (2 issuers) · also on 3 other issuers

Patrick McGlone is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TV
No photo found yet (own website and image search run after this page is viewed)
Person

Teresa Valentine

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as John Hoffen. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

James Paul

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as John Hoffen. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Burke

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Hoffen. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Edward McElroy

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Hoffen. Their page shows their other deals.

The team behind the deals

UL
Sponsor group

Union Labor Life Insurance

15 issuers · 117 filings · $8.12B reported sold · 2009–2025

One team, 15 deal companies. John Hoffen is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Hoffen.

Same business address

8 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 2 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Union Labor Life Insurance Co Separate Account W1, Union Labor Life Insurance Co Separate Account R.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Hoffen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Hoffen is listed on: none on file. No website or social profile named in Union Labor Life Insurance Co Separate Account W1's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #48,033 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Silver Spring, MD). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

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