Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:51 AM ET

Sponsor Check › Person

Herbert Kolben

Named as an officer, director or promoter on SEC Form D filings · MD, DC · Apr 24, 2015 → Dec 29, 2025

12deals (issuers)

$8.12Breported sold

507investors

104Form D filings

2015–2025years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: not yet

The short version

Herbert Kolben is listed as an executive officer and director on 104 SEC Form D filings by 12 issuers between Jun 2009 and Dec 2025. Largest by amount reported sold: Ullico Infrastructure Tax-Exempt Fund, L.P. (Silver Spring, MD — pooled investment fund — 2011–2024; $4.6B reported sold to 289 investors), Ullico Diversified International Equity Fund, L.P. (Silver Spring, MD — pooled investment fund — 2011–2025; $1.01B reported sold to 30 investors), Ullico Infrastructure Taxable Fund, L.P. (Silver Spring, MD — pooled investment fund — 2013–2024; $805.9M reported sold to 25 investors), Union Labor Life Insurance Co Separate Account R (Silver Spring, MD — pooled investment fund — 2015–2025; $432.1M reported sold to 11 investors), Union Labor Life Insurance Co Separate Account T (Silver Spring, MD — pooled investment fund — 2024–2025; $371.3M reported sold to 39 investors) and 7 more (all listed below).

What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $8.12B sold in total.

Listed alongside Cathy Humphrey (104 shared filings), Joseph Linehan (104 shared filings), Adam Fried (84 shared filings), Richard LaRocque (72 shared filings), Brian Hale (47 shared filings) and 29 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Herbert. Each name links to their own page.

All 12 issuers belong to the sponsor group Union Labor Life Insurance (15 issuers, $8.12B reported sold, 2009–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Union Labor Life Insurance has 15 companies on file and $8.12B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Peter Meyer Kolben Administrative proceeding

SEC · Mar 12, 2003 · Parties as named in the release: Peter Meyer Kolben Read the release ↗

same rare surname (2 people in Form D filings); different first name (meyer)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — matched Oct 24, 2026, 2:03 AM ET from the sec.gov index; a name search for this subject has not completed yet.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

14 of 16 offerings report sales commissions totalling $45,844,524; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Dec 29, 2025 D/A Ullico Diversified International Equity Fund, L.P. File 021-181774	$339,026 (est.)	$0	$0	Pistner, Michael BrokerCheck CRD 2932182 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) Howe, Luke BrokerCheck CRD 5779141 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) White, Patrick BrokerCheck CRD 4344341 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗)	EDGAR ↗
Dec 29, 2025 D/A Ullico International Small Cap Fund, L.P. File 021-174733	$356,000 (est.)	$0	$0	Pistner, Michael BrokerCheck CRD 2932182 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) Howe, Luke BrokerCheck CRD 5779141 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗)	EDGAR ↗
Dec 29, 2025 D/A Union Labor Life Insurance Co Separate Account R File 021-239037	$344,685 (est.)	$0	$0	Pistner, Michael BrokerCheck CRD 2932182 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) Howe, Luke BrokerCheck CRD 5779141 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) White, Patrick BrokerCheck CRD 4344341 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗)	EDGAR ↗
Dec 29, 2025 D/A Union Labor Life Insurance Co Separate Account W1 File 021-246191	$4,815,710 (est.)	$0	$0	Pistner, Michael BrokerCheck CRD 2932182 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) Howe, Luke BrokerCheck CRD 5779141 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) Norkus, Michael BrokerCheck CRD 5964441 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) White, Patrick BrokerCheck CRD 4344341 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗)	EDGAR ↗
Dec 29, 2025 D/A Union Labor Life Insurance Co Separate Account T File 021-514665	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 29, 2025 D/A Ullico Value-Add Real Estate Fund I, L.P. File 021-487530	$721,600 (est.)	$0	$0	Pistner, Michael BrokerCheck CRD 2932182 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) Howe, Luke BrokerCheck CRD 5779141 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) Norkus, Michael BrokerCheck CRD 5964441 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) White, Patrick BrokerCheck CRD 4344341 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗)	EDGAR ↗
Dec 18, 2025 D/A Union Labor Life Insurance Co Separate Account C File 021-354754	$17,429 (est.)	$0	$0	Pistner, Michael BrokerCheck CRD 2932182 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) Howe, Luke BrokerCheck CRD 5779141 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) White, Patrick BrokerCheck CRD 4344341 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) Norkus, Michael BrokerCheck CRD 5964441 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗)	EDGAR ↗
Dec 27, 2024 D/A Ullico Infrastructure Tax-Exempt Fund, L.P. File 021-149684	$27,189,158 (est.)	$0	$0	Pistner, Michael BrokerCheck CRD 2932182 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) Howe, Luke BrokerCheck CRD 5779141 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) Norkus, Michael BrokerCheck CRD 5964441 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) White, Patrick BrokerCheck CRD 4344341 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗)	EDGAR ↗
Dec 27, 2024 D/A Ullico Infrastructure Taxable Fund, L.P. File 021-193733	$9,448,416 (est.)	$0	$0	Pistner, Michael BrokerCheck CRD 2932182 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) Howe, Luke BrokerCheck CRD 5779141 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) White, Patrick BrokerCheck CRD 4344341 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) Norkus, Michael BrokerCheck CRD 5964441 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗)	EDGAR ↗
Oct 5, 2021 D Union Labor Life Insurance Co Separate Account I File 021-415655	$0	$0	$0	Pistner, Michael BrokerCheck CRD 2932182 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) Howe, Luke BrokerCheck CRD 5779141 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) Norkus, Michael BrokerCheck CRD 5964441 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) White, Patrick BrokerCheck CRD 4344341 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗)	EDGAR ↗
Aug 30, 2019 D/A Ullico International Group Trust File 021-181762	$12,500 (est.)	$0	$0	Pistner, Michael BrokerCheck CRD 2932182 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) Howe, Luke BrokerCheck CRD 5779141 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗) White, Patrick BrokerCheck CRD 4344341 ↗ via Ullico Investment Company, LLC (CRD 135195 ↗)	EDGAR ↗
Jan 14, 2014 D/A Union Labor Life Insurance Co Separate Account W1 File 021-132166	$400,000 (est.)	$0	$0	Pistner, Michael BrokerCheck CRD 2932182 ↗ via ULLICO Investment Company, Inc. (CRD 135195 ↗) Nisson, Deborah BrokerCheck CRD 5764373 ↗ via ULLICO Investment Company, Inc. (CRD 135195 ↗) Goetz, Griffin BrokerCheck CRD 5830895 ↗ via Ullico Investment Company, Inc. (CRD 135195 ↗) Howe, Luke BrokerCheck CRD 5779141 ↗ via Ullico Investment Company, Inc. (CRD 135195 ↗) Norkus, Michael BrokerCheck CRD 5964441 ↗ via Ullico Investment Company, Inc. (CRD 135195 ↗) Courtright, Donald BrokerCheck CRD 4949854 ↗ via Ullico Investment Company, Inc. (CRD 135195 ↗)	EDGAR ↗
Jul 26, 2012 D ULLICO DIVERSIFIED SMID CAP FUND, L.P. File 021-181800	$100,000 (est.)	$0	$0	Ullico Investment Company, Inc. BrokerCheck CRD 135195 ↗	EDGAR ↗
Jul 27, 2011 D/A Ullico International Group Trust File 021-136606	$500,000 (est.)	$0	$0	Ullico Investment Company, Inc. BrokerCheck CRD 135195 ↗	EDGAR ↗
Jul 27, 2011 D/A Ullico Diversified International Equity Fund, L.P. File 021-94428	$1,500,000 (est.)	$0	$0	Ullico Investment Company, Inc. BrokerCheck CRD 135195 ↗	EDGAR ↗
Jul 27, 2011 D/A ULLICO DIVERSIFIED SMID CAP FUND, L.P. File 021-147027	$100,000 (est.)	$0	$0	Pistner Michael Lundberg BrokerCheck CRD 2932182 ↗ via Ullico Investment Company (CRD 135195 ↗) Mahoney Michael James BrokerCheck CRD 1014942 ↗ via Ullico Investment Company (CRD 135195 ↗) Courtright Donald Thomas BrokerCheck CRD 4949854 ↗ via Ullico Investment Company (CRD 135195 ↗) Meister Kenneth Joseph BrokerCheck CRD 4949899 ↗ via Ullico Investment Company (CRD 135195 ↗) Goetz Griffin Patrick BrokerCheck CRD 5830895 ↗ via Ullico Investment Company, Inc. (CRD 135195 ↗)	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 12

Every issuer that named Herbert Kolben on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Union Labor Life Insurance

Union Labor Life Insurance Co Separate Account T

Silver Spring, MD · May 30, 2024 → Dec 29, 2025 · 3 filings

Dec 29, 2025 · D/A · $371,255,000 sold of Indefinite · 39 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Dec 27, 2024 · D/A · $196,160,000 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
May 30, 2024 · D · $601,205 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $371.3M from 39 investors as of the latest filing. Herbert is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Union Labor Life Insurance

Ullico Value-Add Real Estate Fund I, L.P.

Silver Spring, MD · Dec 27, 2024 → Dec 29, 2025 · 2 filings

Dec 29, 2025 · D/A · $174,000,000 sold of $250,000,000 · 17 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
Dec 27, 2024 · D/A · $80,000,000 sold of $250,000,000 · 8 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $174M from 17 investors (70% of the $250M target) as of the latest filing. Herbert is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Union Labor Life Insurance

Union Labor Life Insurance Co Separate Account W1

Silver Spring, MD · Jun 23, 2009 → Dec 29, 2025 · 15 filings

Dec 29, 2025 · D/A · $284,026,606 sold of Indefinite · 53 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Dec 27, 2024 · D/A · $246,379,899 sold of Indefinite · 52 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Dec 22, 2023 · D/A · $167,312,772 sold of Indefinite · 32 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Oct 4, 2022 · D/A · $125,812,508 sold of Indefinite · 30 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Sep 14, 2021 · D/A · $96,312,281 sold of Indefinite · 26 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Jul 31, 2020 · D/A · $92,812,277 sold of Indefinite · 25 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Aug 30, 2019 · D/A · $82,008,795 sold of Indefinite · 24 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Aug 16, 2018 · D/A · $70,505,867 sold of Indefinite · 21 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Jul 19, 2017 · D/A · $25,706,656 sold of Indefinite · 11 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Jul 21, 2016 · D/A · $16,450,161 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Aug 20, 2015 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Jan 14, 2014 · D/A · $144,070,003 sold of Indefinite · 24 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Mar 28, 2013 · D/A · $133,981,095 sold of Indefinite · 18 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Jul 29, 2011 · D/A · $125,320,000 sold of Indefinite · 19 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Jun 23, 2009 · D · $15,000,000 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗

Raised $284M from 53 investors as of the latest filing. Herbert is listed as executive officer, director on 15 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Union Labor Life Insurance

Union Labor Life Insurance Co Separate Account R

Silver Spring, MD · May 1, 2015 → Dec 29, 2025 · 11 filings

Dec 29, 2025 · D/A · $432,077,980 sold of Indefinite · 11 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Dec 27, 2024 · D/A · $325,315,256 sold of Indefinite · 11 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Dec 22, 2023 · D/A · $238,202,056 sold of Indefinite · 10 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Oct 4, 2022 · D/A · $238,202,056 sold of Indefinite · 10 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Sep 14, 2021 · D/A · $147,001,986 sold of Indefinite · 4 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Jul 31, 2020 · D/A · $30,001,857 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Aug 30, 2019 · D/A · $30,001,857 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Aug 16, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Jul 19, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
Jul 21, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗
May 1, 2015 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗

Raised $432.1M from 11 investors as of the latest filing. Herbert is listed as executive officer, director on 11 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Union Labor Life Insurance

Ullico Diversified International Equity Fund, L.P.

Silver Spring, MD · Jul 27, 2011 → Dec 29, 2025 · 15 filings

Dec 29, 2025 · D/A · $1,006,200,003 sold of Indefinite · 30 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
Dec 27, 2024 · D/A · $991,953,776 sold of Indefinite · 30 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
Dec 22, 2023 · D/A · $656,031,870 sold of Indefinite · 18 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
Oct 4, 2022 · D/A · $656,031,870 sold of Indefinite · 18 investors · min. $1,000,000 · role: Director EDGAR ↗
Sep 15, 2021 · D/A · $656,031,870 sold of Indefinite · 18 investors · min. $1,000,000 · role: Director EDGAR ↗
Jul 31, 2020 · D/A · $656,031,870 sold of Indefinite · 18 investors · min. $1,000,000 · role: Director EDGAR ↗
Aug 30, 2019 · D/A · $610,178,637 sold of Indefinite · 14 investors · min. $1,000,000 · role: Director EDGAR ↗
Aug 16, 2018 · D/A · $610,178,637 sold of Indefinite · 14 investors · min. $1,000,000 · role: Director EDGAR ↗
Jul 19, 2017 · D/A · $602,520,392 sold of Indefinite · 16 investors · min. $1,000,000 · role: Director EDGAR ↗
Jul 21, 2016 · D/A · $602,343,738 sold of Indefinite · 16 investors · min. $1,000,000 · role: Director EDGAR ↗
Apr 24, 2015 · D/A · $586,148,106 sold of Indefinite · 16 investors · min. $1,000,000 · role: Director EDGAR ↗
Jan 14, 2014 · D/A · $574,987,441 sold of Indefinite · 23 investors · min. $1,000,000 · role: Director EDGAR ↗
Mar 28, 2013 · D/A · $387,350,255 sold of Indefinite · 16 investors · min. $1,000,000 · role: Director EDGAR ↗
Jul 25, 2012 · D · $492,729,998 sold of Indefinite · 21 investors · min. $1,000,000 · role: Director EDGAR ↗
Jul 27, 2011 · D/A · $630,212,757 sold of Indefinite · 22 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $1.01B from 30 investors as of the latest filing. Herbert is listed as executive officer, director on 15 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Union Labor Life Insurance

Ullico International Small Cap Fund, L.P.

Silver Spring, MD · Mar 28, 2013 → Dec 29, 2025 · 13 filings

Dec 29, 2025 · D/A · $114,939,637 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
Dec 27, 2024 · D/A · $114,939,637 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
Dec 22, 2023 · D/A · $116,939,637 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
Oct 4, 2022 · D/A · $116,939,637 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
Sep 14, 2021 · D/A · $116,939,637 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
Jul 31, 2020 · D/A · $116,939,637 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
Aug 30, 2019 · D/A · $116,939,637 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
Aug 16, 2018 · D/A · $116,939,637 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
Jul 19, 2017 · D/A · $116,939,637 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
Jul 21, 2016 · D/A · $116,939,637 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
Apr 24, 2015 · D/A · $104,939,637 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
Jan 14, 2014 · D/A · $68,439,637 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
Mar 28, 2013 · D/A · $76,870,091 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $116.9M from 3 investors as of the latest filing. Herbert is listed as executive officer, director on 13 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Union Labor Life Insurance

Union Labor Life Insurance Co Separate Account C

Silver Spring, MD · Dec 4, 2019 → Dec 18, 2025 · 7 filings

Dec 18, 2025 · D/A · $101,650,000 sold of Indefinite · 11 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗
Dec 27, 2024 · D/A · $90,350,000 sold of Indefinite · 11 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗
Dec 22, 2023 · D/A · $42,750,000 sold of Indefinite · 12 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗
Oct 4, 2022 · D/A · $35,150,000 sold of Indefinite · 9 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗
Sep 14, 2021 · D/A · $25,850,000 sold of Indefinite · 6 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗
Jul 31, 2020 · D/A · $12,000,000 sold of Indefinite · 2 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗
Dec 4, 2019 · D · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗

Raised $101.7M from 12 investors as of the latest filing. Herbert is listed as executive officer, director on 7 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Union Labor Life Insurance

Ullico Infrastructure Taxable Fund, L.P.

Silver Spring, MD · Mar 21, 2013 → Dec 27, 2024 · 12 filings

Dec 27, 2024 · D/A · $790,446,320 sold of Indefinite · 25 investors · min. $5,000,000 · role: Executive Officer, Director EDGAR ↗
Dec 22, 2023 · D/A · $433,500,000 sold of Indefinite · 14 investors · min. $5,000,000 · role: Director EDGAR ↗
Oct 4, 2022 · D/A · $333,500,000 sold of Indefinite · 11 investors · min. $5,000,000 · role: Director EDGAR ↗
Sep 15, 2021 · D/A · $283,500,000 sold of Indefinite · 10 investors · min. $5,000,000 · role: Director EDGAR ↗
Jul 31, 2020 · D/A · $254,000,000 sold of Indefinite · 8 investors · min. $5,000,000 · role: Director EDGAR ↗
Aug 30, 2019 · D/A · $164,429,000 sold of Indefinite · 7 investors · min. $5,000,000 · role: Director EDGAR ↗
Aug 16, 2018 · D/A · $88,000,000 sold of Indefinite · 5 investors · min. $5,000,000 · role: Director EDGAR ↗
Jul 19, 2017 · D/A · $75,000,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director EDGAR ↗
Jul 21, 2016 · D/A · $15,000,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director EDGAR ↗
Apr 24, 2015 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
Jan 14, 2014 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
Mar 21, 2013 · D · $5,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $805.9M from 25 investors as of the latest filing. Herbert is listed as executive officer, director on 12 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Union Labor Life Insurance

Ullico Infrastructure Tax-Exempt Fund, L.P.

Silver Spring, MD · Jul 27, 2011 → Dec 27, 2024 · 13 filings

Dec 27, 2024 · D/A · $4,383,215,000 sold of Indefinite · 277 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
Dec 22, 2023 · D/A · $3,015,545,000 sold of Indefinite · 220 investors · min. $1,000,000 · role: Director EDGAR ↗
Oct 4, 2022 · D/A · $2,711,470,000 sold of Indefinite · 187 investors · min. $1,000,000 · role: Director EDGAR ↗
Sep 15, 2021 · D/A · $2,360,970,000 sold of Indefinite · 167 investors · min. $1,000,000 · role: Director EDGAR ↗
Jul 31, 2020 · D/A · $1,618,720,000 sold of Indefinite · 128 investors · min. $1,000,000 · role: Director EDGAR ↗
Aug 30, 2019 · D/A · $1,435,331,000 sold of Indefinite · 120 investors · min. $1,000,000 · role: Director EDGAR ↗
Aug 16, 2018 · D/A · $910,250,000 sold of Indefinite · 74 investors · min. $1,000,000 · role: Director EDGAR ↗
Jul 19, 2017 · D/A · $464,525,738 sold of Indefinite · 59 investors · min. $1,000,000 · role: Director EDGAR ↗
Jul 21, 2016 · D/A · $300,225,738 sold of Indefinite · 22 investors · min. $1,000,000 · role: Director EDGAR ↗
Apr 24, 2015 · D/A · $274,400,000 sold of Indefinite · 27 investors · min. $1,000,000 · role: Director EDGAR ↗
Jan 14, 2014 · D/A · $113,400,000 sold of Indefinite · 14 investors · min. $1,000,000 · role: Director EDGAR ↗
Mar 28, 2013 · D/A · $43,400,000 sold of Indefinite · 7 investors · min. $5,000,000 · role: Director EDGAR ↗
Jul 27, 2011 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $4.6B from 289 investors as of the latest filing. Herbert is listed as executive officer, director on 13 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Union Labor Life Insurance

Union Labor Life Insurance Co Separate Account I

Silver Spring, MD · Oct 5, 2021

Oct 5, 2021 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. Herbert is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Union Labor Life Insurance

Ullico International Group Trust

Silver Spring, MD · Dec 4, 2009 → Aug 30, 2019 · 10 filings

Aug 30, 2019 · D/A · $217,329,789 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
Aug 16, 2018 · D/A · $217,329,789 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
Jul 19, 2017 · D/A · $215,529,789 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
Jul 21, 2016 · D/A · $215,529,789 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
Apr 24, 2015 · D/A · $213,906,429 sold of Indefinite · 8 investors · min. $1,000,000 · role: Director EDGAR ↗
Jan 14, 2014 · D/A · $213,906,429 sold of Indefinite · 27 investors · min. $1,000,000 · role: Director EDGAR ↗
Mar 28, 2013 · D/A · $57,535,635 sold of Indefinite · 11 investors · min. $1,000,000 · role: Director EDGAR ↗
Jul 25, 2012 · D · $153,215,009 sold of Indefinite · 15 investors · min. $1,000,000 · role: Director EDGAR ↗
Jul 27, 2011 · D/A · $206,581,073 sold of Indefinite · 16 investors · min. $1,000,000 · role: Director EDGAR ↗
Dec 4, 2009 · D · $170,258 sold of Indefinite · 15 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $217.3M from 27 investors as of the latest filing. Herbert is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Union Labor Life Insurance

ULLICO DIVERSIFIED SMID CAP FUND, L.P.

Washington, DC · Jul 27, 2011 → Jul 26, 2012 · 2 filings

Jul 26, 2012 · D · $5,466,539 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
Jul 27, 2011 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $5.47M from 1 investor as of the latest filing. Herbert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Herbert 34

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Ullico Investment Advisors, Inc.

Director · 6 shared filings (6 issuers) · also on 2 other issuers

Ullico Investment Advisors, Inc. is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Dunlop Ullico Investment Advisors, Inc.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

Cathy Humphrey

Executive Officer, Director · 104 shared filings (12 issuers) · also on 2 other issuers

Cathy Humphrey is on 14 issuers in total — a repeat sponsor. Their page lists every one.

Person

Joseph Linehan

Executive Officer, Director · 104 shared filings (12 issuers) · also on 2 other issuers

Joseph Linehan is on 14 issuers in total — a repeat sponsor. Their page lists every one.

Person

Adam Fried

Director, Executive Officer · 84 shared filings (11 issuers) · also on 1 other issuer

Adam Fried is on 12 issuers in total — a repeat sponsor. Their page lists every one.

Person

Richard LaRocque

Executive Officer · 72 shared filings (10 issuers)

Richard LaRocque is on 10 issuers in total — a repeat sponsor. Their page lists every one.

Person

Brian Hale

Executive Officer, Director · 47 shared filings (10 issuers)

Brian Hale is on 10 issuers in total — a repeat sponsor. Their page lists every one.

Person

Kenneth Dunlop Scott

Director · 42 shared filings (10 issuers)

Kenneth Dunlop Scott is on 10 issuers in total — a repeat sponsor. Their page lists every one.

Person

Edward Smith

Executive Officer, Director · 27 shared filings (4 issuers)

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

Damon Gasque

Executive Officer, Director · 26 shared filings (5 issuers)

Damon Gasque is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Person

Jeffrey Murphy

Executive Officer, Director · 25 shared filings (2 issuers)

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

David Barra

Executive Officer, Director · 25 shared filings (4 issuers)

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

Sonia Axter

Executive Officer, Director · 25 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

Patrick McGlone

Executive Officer · 23 shared filings (5 issuers)

Patrick McGlone is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Person

Darin Hardy

Director, Executive Officer · 19 shared filings (9 issuers)

Darin Hardy is on 9 issuers in total — a repeat sponsor. Their page lists every one.

Person

Stephanie Whalen

Executive Officer, Director · 17 shared filings (5 issuers)

Stephanie Whalen is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Person

Rohit Syal

Executive Officer, Director · 16 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

Reed Singer

Executive Officer · 16 shared filings (2 issuers)

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

James Hugh Darcey

Executive Officer · 16 shared filings (9 issuers)

James Hugh Darcey is on 9 issuers in total — a repeat sponsor. Their page lists every one.

Person

Peter Haley

Executive Officer · 16 shared filings (9 issuers)

Peter Haley is on 9 issuers in total — a repeat sponsor. Their page lists every one.

Person

Yinan Yu

Executive Officer, Director · 16 shared filings (7 issuers)

Yinan Yu is on 7 issuers in total — a repeat sponsor. Their page lists every one.

Person

Michael Lundberg Pistner

Executive Officer, Director · 14 shared filings (2 issuers)

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

William Cavanagh

Executive Officer, Director · 12 shared filings (6 issuers)

William Cavanagh is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Person

Daniel Wolak

Director, Executive Officer · 12 shared filings (2 issuers)

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

John Hoffen

Director · 10 shared filings (2 issuers)

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

John Coleman

Director, Executive Officer · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

Yu Yinan

Executive Officer, Director · 4 shared filings (2 issuers)

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

LaRocque Richard

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

Teresa Valentine

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

James Paul

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

Gary Burke

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

Edward McElroy

Director · 1 shared filing (1 issuer)

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

Peter Jones

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

Person

Kevin Collins

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Herbert Kolben. Their page shows their other deals.

The team behind the deals

Sponsor group

Union Labor Life Insurance

15 issuers · 117 filings · $8.12B reported sold · 2009–2025

UD Ullico Diversified International Equity Fund, L.P. Pooled Investment Fund · $1.01B sold · 2009 · listed
UL Union Labor Life Insurance Co Separate Account W1 Pooled Investment Fund · $284M sold · 2009 · listed
UI Ullico Infrastructure Tax-Exempt Fund, L.P. Pooled Investment Fund · $4.6B sold · 2010 · listed
UI Ullico International Small Cap Fund, L.P. Pooled Investment Fund · $116.9M sold · 2012 · listed
UI Ullico Infrastructure Taxable Fund, L.P. Pooled Investment Fund · $805.9M sold · 2013 · listed
UL Union Labor Life Insurance Co Separate Account R Pooled Investment Fund · $432.1M sold · 2015 · listed
UV Ullico Value-Add Real Estate Fund I, L.P. Pooled Investment Fund · $174M sold · 2023 · listed
UL Union Labor Life Insurance Co Separate Account T Pooled Investment Fund · $371.3M sold · 2024 · listed
UL Union Labor Life Insurance Co Separate Account C Pooled Investment Fund · $101.7M sold · 2019 · listed
UI Ullico Infrastructure Towerpoint REIT, LLC REITS and Finance · $125K sold · 2025
UI Ullico Infrastructure JFK REIT, LLC REITS and Finance · $125K sold · 2023
UL Union Labor Life Insurance Co Separate Account I Pooled Investment Fund · 2021 · listed
UI Ullico International Group Trust Pooled Investment Fund · $217.3M sold · 2009 · listed
UD ULLICO DIVERSIFIED SMID CAP FUND, L.P. Pooled Investment Fund · $5.47M sold · 2010 · listed
UC Ullico Commercial Mortgage Opportunity Fund, L.P. Pooled Investment Fund · 2009

One team, 15 deal companies. Herbert Kolben is listed on 12 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Herbert Kolben.

Same business address

3 other issuers file from the same address

Digital Learning Network Inc. Silver Spring, MD · 2020
Clean Currents, Inc. Silver Spring, MD · 2011
Ullico Commercial Mortgage Opportunity Fund, L.P. Washington, DC · 2009

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Silver Spring, MD). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Herbert Kolben appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

Herbert Kolben

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5. Money to insiders

Deals 12

People around Herbert 34

The team behind the deals

3 other issuers file from the same address

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person