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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:55 AM ET

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John Gernon

Named as an officer, director or promoter on SEC Form D filings · NY, Cayman Islands (as filed: E9) · Jul 14, 2017 → Aug 12, 2021

14deals (issuers)
$3.93Breported sold
6,028investors
40Form D filings
2017–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:36 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Gernon is listed as an executive officer and director on 40 SEC Form D filings by 14 issuers between Feb 2016 and Aug 2026. Largest by amount reported sold: OPPORTUNISTIC MORTGAGE INCOME FUND LP (New York, NY — pooled investment fund — 2019–2021; $1.23B reported sold to 1,445 investors), Counterpoint Ventures Feeder Fund LP (New York, NY — pooled investment fund — 2020–2021; $619.5M reported sold to 1,530 investors), Counterpoint Ventures Master Fund LP (New York, NY — pooled investment fund — 2020–2021; $619.5M reported sold to 1,530 investors), OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP (New York, NY — pooled investment fund — 2019–2021; $594.8M reported sold to 797 investors), TALF 2.0 Fund (Cayman) LP (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2020; $328.5M reported sold to 9 investors) and 9 more (all listed below).

What this means That is a lot of deals — 14 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $3.93B sold in total.

Listed alongside Francis J. Smith (30 shared filings), Morgan Stanley Fixed Income GP Inc. (20 shared filings, management entity), Morgan Stanley Investment Mgmt Inc. (20 shared filings, management entity), Tatiana Segal (18 shared filings), Noel Langlois (8 shared filings) and 23 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 4 sponsor groups: Talf (6 issuers, $1.28B reported sold, 2011–2021), Counterpoint (3 issuers, $1.24B reported sold, 2020–2021), New Riders (3 issuers, $0 reported sold, 2016) and Global Asset Backed (2 issuers, $161.8M reported sold, 2014–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 40 public filings for John Gernon and found 13 differences, 6 worth asking the sponsor about: Bankruptcy case: Gernon A. Allen, Jr. and Deborah G. Allen; 5 offerings reported less sold on a later filing than an earlier one; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Gernon has not run yet — it is joining a line of 43,285 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 3 closed (disposition not in docket feed), 1 dismissed

Clancy-Gernon Funeral Homes, Inc. v. I.F.D.A. Services, Inc. closed
District Court, N.D. Illinois · No. 1:11-cv-01293 · Filed Feb 23, 2011 · Closed Feb 23, 2011
Role of Clancy-Gernon Funeral Homes, Inc.: Plaintiff · Outcome: Terminated 2011-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 6 federal dockets); different first name (clancy); court in IL (not a filing state)
Clancy-Gernon Funeral Homes, Inc. v. Merrill Lynch Pierce Fenner & Smith, Incorporated. dismissed
District Court, S.D. Illinois · No. 3:09-cv-01008 · Filed Dec 2, 2009 · Closed Jun 12, 2012 · Nature of suit: Other Fraud · Cause: 28:1332 Diversity-Petition for Removal
Role of Clancy-Gernon Funeral Homes, Inc.: Plaintiff · Outcome: Terminated 2012-06-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 6 federal dockets); different first name (clancy); court in IL (not a filing state)
Clancy-Gernon Funeral Homes, Inc. v. Merrill Lynch Pierce Fenner & Smith, Incorporated. closed
District Court, N.D. Illinois · No. 1:09-cv-04550 · Filed Jul 28, 2009 · Closed Nov 17, 2009 · Nature of suit: 370 Other fraud
Role of Clancy-Gernon Funeral Homes, Inc.: Plaintiff · Outcome: Terminated 2009-11-17 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 6 federal dockets); different first name (clancy); court in IL (not a filing state)
Gernon v. 1 World Trade Center, L.L.C. closed
District Court, S.D. New York · No. 1:06-cv-07892 · Filed Sep 22, 2006 · Closed Jan 31, 2011
Role of Gernon: Plaintiff · Outcome: Terminated 2011-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 6 federal dockets); surname only in the caption; court in the person's filing state (NY)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:36 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Gernon..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 1 open, 1 closed (disposition not in docket feed)

Gernon A. Allen, Jr. and Deborah G. Allen open
United States Bankruptcy Court, D. Connecticut · No. 25-30138 · Filed Feb 19, 2025
Role of Gernon A. Allen, Jr. and Deborah G. Allen: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 6 federal dockets); surname only in the caption; court in CT (not a filing state)
DENNIS AL'GERNON HARRIS closed
United States Bankruptcy Court, N.D. Alabama · No. 96-70169 · Filed Jan 22, 1996 · Closed Jul 16, 1996
Role of DENNIS AL'GERNON HARRIS: Debtor · Outcome: Case closed 1996-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 6 federal dockets); different first name (dennis); court in AL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:36 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for John Gernon — 6 worth asking about (compared 40 filings on Oct 24, 2026)

Worth asking · Feb 19, 2025

Bankruptcy case: Gernon A. Allen, Jr. and Deborah G. Allen — filed Feb 19, 2025

United States Bankruptcy Court, D. Connecticut docket "Gernon A. Allen, Jr. and Deborah G. Allen" filed Feb 19, 2025 (Open). John Gernon is listed as Debtor ("Gernon A. Allen, Jr. and Deborah G. Allen"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Connecticut ↗
Sources
Note · Feb 12, 2020

Bankruptcy case: Halperin v. Morgan Stanley Investment Management Inc. — filed Feb 12, 2020

United States Bankruptcy Court, S.D. New York docket "Halperin v. Morgan Stanley Investment Management Inc." filed Feb 12, 2020 (Open). Morgan Stanley Investment Management Inc. (listed on the same filings) is listed as Defendant ("Morgan Stanley Investment Management Inc."). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Morgan Stanley Investment Management Inc. — PartnerFacts page ↗
Sources
Note · Mar 15, 2012 – Feb 1, 2013

Bankruptcy case: Albert Togut, as Chapter 7 Trustee of Anthracite C v. Morgan Stanley Mortgage Servicing Limited — filed Mar 15, 2012

United States Bankruptcy Court, S.D. New York docket "Albert Togut, as Chapter 7 Trustee of Anthracite C v. Morgan Stanley Mortgage Servicing Limited" filed Mar 15, 2012, closed Feb 1, 2013. Morgan Stanley Investment Management Inc. (listed on the same filings) is listed as Party ("Albert Togut, as Chapter 7 Trustee of Anthracite C v. Morgan Stanley Mortgage Servicing Limited"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Morgan Stanley Investment Management Inc. — PartnerFacts page ↗
Sources
Worth asking · Jan 23, 2015 – Apr 23, 2021

5 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP · Amount sold went down between filings — OPPORTUNISTIC MORTGAGE INCOME FUND LP · Amount sold went down between filings — Global Asset Backed Opportunities LP · Amount sold went down between filings — Global Asset Backed Opportunities (Cayman) LP · Amount sold went down between filings — OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Apr 24, 2020 ↗Form D/A (later) · Apr 23, 2021 ↗OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP — PartnerFacts page ↗Form D/A (earlier) · Apr 24, 2020 ↗
Sources
Worth asking · Jan 23, 2015 – Apr 23, 2021

5 offerings reported fewer investors on a later filing

Investor count went down between filings — OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP · Investor count went down between filings — OPPORTUNISTIC MORTGAGE INCOME FUND LP · Investor count went down between filings — Global Asset Backed Opportunities LP · Investor count went down between filings — Global Asset Backed Opportunities (Cayman) LP · Investor count went down between filings — OPPORTUNISTIC MORTGAGE INCOME FUND LP

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Apr 24, 2020 ↗Form D/A (later) · Apr 23, 2021 ↗OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP — PartnerFacts page ↗Form D/A (earlier) · Apr 24, 2020 ↗
Sources
Worth asking · Feb 11, 2016

Paid seller listed without a CRD number: Morgan Stanley Asia International Limited, Singapore Branch — New Riders Cayman Feeder LP

Morgan Stanley Asia International Limited, Singapore Branch is listed as receiving sales compensation on 1 filing (Feb 11, 2016) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Feb 11, 2016 ↗BrokerCheck search: Morgan Stanley Asia International Limited, Singapore Branch ↗New Riders Cayman Feeder LP — PartnerFacts page ↗
Sources
Worth asking · Feb 11, 2016

Paid seller listed without a CRD number: Morgan Stanley Wealth Management Australia Pty Limited — New Riders Cayman Feeder LP

Morgan Stanley Wealth Management Australia Pty Limited is listed as receiving sales compensation on 1 filing (Feb 11, 2016) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Feb 11, 2016 ↗BrokerCheck search: Morgan Stanley Wealth Management Australia Pty Limited ↗New Riders Cayman Feeder LP — PartnerFacts page ↗
Sources
Worth asking · Feb 11, 2016

Paid seller listed without a CRD number: Morgan Stanley Asia International Limited — New Riders Cayman Feeder LP

Morgan Stanley Asia International Limited is listed as receiving sales compensation on 1 filing (Feb 11, 2016) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Feb 11, 2016 ↗BrokerCheck search: Morgan Stanley Asia International Limited ↗New Riders Cayman Feeder LP — PartnerFacts page ↗
Sources
Note · Mar 1, 2011 – Apr 23, 2021

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP (latest filing Apr 23, 2021) · No amendment in the last 12 months on an offering that may still be open — OPPORTUNISTIC MORTGAGE INCOME FUND LP (latest filing Apr 23, 2021) · No amendment in the last 12 months on an offering that may still be open — Counterpoint Ventures Feeder Fund LP (latest filing Mar 26, 2021) · No amendment in the last 12 months on an offering that may still be open — Counterpoint Ventures Master Fund LP (latest filing Mar 26, 2021) · No amendment in the last 12 months on an offering that may still be open — TALF 2.0 Fund (Cayman) LP (latest filing Jun 19, 2020) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Apr 23, 2021 ↗OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP — PartnerFacts page ↗Form D/A · Apr 23, 2021 ↗OPPORTUNISTIC MORTGAGE INCOME FUND LP — PartnerFacts page ↗
Sources
Note · Aug 12, 2019 – Aug 12, 2020

Minimum investment changed between filings — Global Asset Backed Opportunities LP

The Aug 12, 2019 filing lists a minimum of $100,000; the Aug 12, 2020 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 12, 2019 ↗Form D/A (later) · Aug 12, 2020 ↗Global Asset Backed Opportunities LP — PartnerFacts page ↗
Sources
Note · Aug 12, 2019 – Aug 12, 2020

Minimum investment changed between filings — Global Asset Backed Opportunities (Cayman) LP

The Aug 12, 2019 filing lists a minimum of $100,000; the Aug 12, 2020 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 12, 2019 ↗Form D/A (later) · Aug 12, 2020 ↗Global Asset Backed Opportunities (Cayman) LP — PartnerFacts page ↗
Sources
Note · Feb 11, 2016 – Jul 14, 2017

John Gernon is written 2 different ways on the filings

listed as "John H. Gernon" on 20 filings (from Feb 11, 2016), and "John Gernon" on 20 filings (from Jul 14, 2017).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 11, 2016 ↗Form D/A · Jul 14, 2017 ↗John Gernon — PartnerFacts page ↗
Sources
Note · Feb 11, 2016 – Aug 11, 2026

John Gernon is listed with 2 different address states: NY, E9

NY on 39 filings (Feb 11, 2016 to Aug 11, 2026); Cayman Islands (as filed: E9) on 1 filing (Nov 8, 2016).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Feb 11, 2016 ↗Form D/A · Nov 8, 2016 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 14 offerings report sales commissions totalling $20,127,905; 2 report finder's fees totalling $12,943,160; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 11, 2026 D/A
Global Asset Backed Opportunities LP
File 021-225150
$1,416,855$5,656,421 (est.)$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Aug 11, 2026 D/A
Global Asset Backed Opportunities (Cayman) LP
File 021-225153
$2,174,550$7,286,739 (est.)$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Apr 23, 2021 D/A
OPPORTUNISTIC MORTGAGE INCOME FUND LP
File 021-168860
$0 (est.)$0 (est.)$0 (est.)
Issuer pays a management fee to investment manager equal to 1.25% if capital contributions minus total withdrawals by each LP are less than $10,000,000 or 1% if aggregate amount is $10,000,000 or more of each LP's capital account on last day of month.
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Apr 23, 2021 D/A
OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP
File 021-168861
$0 (est.)$0 (est.)$0 (est.)
The Issuer will pay the General Partner an annual administrative fee of $500.
Morgan Stanley Smith Barney LLC BrokerCheck CRD 1497777 ↗EDGAR ↗
Apr 8, 2021 D
Counterpoint Ventures Investor Fund LP
File 021-395093
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2021 D/A
Counterpoint Ventures Master Fund LP
File 021-363829
$8,250,000 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Mar 26, 2021 D/A
Counterpoint Ventures Feeder Fund LP
File 021-363831
$8,250,000 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jun 19, 2020 D
TALF 2.0 Fund LP
File 021-369348
$0$0$0
The Issuer will pay MSIM a management fee as outlined in the Issuer's offering material.
None listed on this filingEDGAR ↗
Jun 19, 2020 D
TALF 2.0 Fund (Cayman) LP
File 021-369350
$0$0$0
The Issuer will pay MSIM a management fee as outlined in the Issuer's material.
None listed on this filingEDGAR ↗
Nov 2, 2017 D
Treasury Liquidity Fund
File 021-297957
$0 (est.)$0 (est.)$0MORGAN STANLEY DISTRIBUTION, INC. BrokerCheck CRD 30344 ↗EDGAR ↗
Nov 8, 2016 D/A
Morgan Stanley Global Diversified Markets Fund (Cayman) Ltd.
File 021-156549
$36,500 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Feb 11, 2016 D
New Riders LP
File 021-257347
$0$0$0Morgan Stanley Distribution Inc. BrokerCheck CRD 30344 ↗
via Morgan Stanley Distribution Inc. (CRD 30344 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Feb 11, 2016 D
New Riders Cayman Feeder LP
File 021-257352
$0$0$0Morgan Stanley Distribution Inc. BrokerCheck CRD 30344 ↗
via Morgan Stanley Distribution Inc. (CRD 30344 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Morgan Stanley Asia International Limited, Singapore Branch no CRD number reported
Morgan Stanley Wealth Management Australia Pty Limited no CRD number reported
Morgan Stanley Asia International Limited no CRD number reported		EDGAR ↗
Feb 11, 2016 D
MS Driver Employee Fund LP
File 021-257349
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 14

Every issuer that named John Gernon on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GA
Pooled Investment Fund · group: Global Asset Backed

Global Asset Backed Opportunities LP

New York, NY · Jul 14, 2017 → Aug 11, 2026 · 10 filings
  • Aug 11, 2026 · D/A · $133,364,000 sold of Indefinite · 333 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 11, 2025 · D/A · $133,364,000 sold of Indefinite · 331 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 9, 2024 · D/A · $133,114,000 sold of Indefinite · 328 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 11, 2023 · D/A · $133,114,000 sold of Indefinite · 326 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 12, 2022 · D/A · $133,114,000 sold of Indefinite · 323 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 12, 2021 · D/A · $133,014,000 sold of Indefinite · 321 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 12, 2020 · D/A · $132,714,000 sold of Indefinite · 319 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 12, 2019 · D/A · $325,904,952 sold of Indefinite · 321 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 13, 2018 · D/A · $309,251,135 sold of Indefinite · 309 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 14, 2017 · D/A · $303,584,135 sold of Indefinite · 301 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $325.9M from 333 investors as of the latest filing. John is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GA
Pooled Investment Fund · group: Global Asset Backed

Global Asset Backed Opportunities (Cayman) LP

New York, NY · Jul 14, 2017 → Aug 11, 2026 · 10 filings
  • Aug 11, 2026 · D/A · $28,475,000 sold of Indefinite · 96 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 11, 2025 · D/A · $28,475,000 sold of Indefinite · 96 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 9, 2024 · D/A · $28,475,000 sold of Indefinite · 96 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 11, 2023 · D/A · $28,475,000 sold of Indefinite · 95 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 12, 2022 · D/A · $28,475,000 sold of Indefinite · 94 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 12, 2021 · D/A · $28,475,000 sold of Indefinite · 94 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 12, 2020 · D/A · $28,275,000 sold of Indefinite · 93 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 12, 2019 · D/A · $191,627,000 sold of Indefinite · 352 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 13, 2018 · D/A · $178,227,000 sold of Indefinite · 335 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 14, 2017 · D/A · $175,410,000 sold of Indefinite · 312 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $191.6M from 352 investors as of the latest filing. John is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OM
Pooled Investment Fund · group: Talf

OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP

New York, NY · Mar 1, 2019 → Apr 23, 2021 · 4 filings
  • Apr 23, 2021 · D/A · $162,126,500 sold of Indefinite · 323 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Apr 24, 2020 · D/A · $511,835,000 sold of Indefinite · 797 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Apr 24, 2019 · D/A · $511,835,000 sold of Indefinite · 789 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Mar 1, 2019 · D/A · $511,835,000 sold of Indefinite · 789 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $594.8M from 797 investors as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OM
Pooled Investment Fund · group: Talf

OPPORTUNISTIC MORTGAGE INCOME FUND LP

New York, NY · Mar 1, 2019 → Apr 23, 2021 · 4 filings
  • Apr 23, 2021 · D/A · $761,060,633 sold of Indefinite · 1,197 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Apr 24, 2020 · D/A · $1,227,375,276 sold of Indefinite · 1,311 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Apr 24, 2019 · D/A · $1,227,375,276 sold of Indefinite · 1,302 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Mar 1, 2019 · D/A · $1,227,375,276 sold of Indefinite · 1,302 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $1.23B from 1,445 investors as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CV
Pooled Investment Fund · group: Counterpoint

Counterpoint Ventures Investor Fund LP

New York, NY · Apr 8, 2021
  • Apr 8, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the GP of the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CV
Pooled Investment Fund · group: Counterpoint

Counterpoint Ventures Feeder Fund LP

New York, NY · Mar 27, 2020 → Mar 26, 2021 · 2 filings
  • Mar 26, 2021 · D/A · $619,450,000 sold of Indefinite · 1,530 investors · min. No minimum reported · role: Director (Director of the GP of the GP of the Issuer) EDGAR ↗
  • Mar 27, 2020 · D · $138,735,000 sold of Indefinite · 310 investors · min. No minimum reported · role: Director (Director of the GP of the GP of the Issuer) EDGAR ↗

Raised $619.5M from 1,530 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CV
Pooled Investment Fund · group: Counterpoint

Counterpoint Ventures Master Fund LP

New York, NY · Mar 27, 2020 → Mar 26, 2021 · 2 filings
  • Mar 26, 2021 · D/A · $619,450,000 sold of Indefinite · 1,530 investors · min. No minimum reported · role: Director (Director of the GP of the GP of the Issuer) EDGAR ↗
  • Mar 27, 2020 · D · $138,735,000 sold of Indefinite · 310 investors · min. No minimum reported · role: Director (Director of the GP of the GP of the Issuer) EDGAR ↗

Raised $619.5M from 1,530 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T2
Pooled Investment Fund · group: Talf

TALF 2.0 Fund (Cayman) LP

Grand Cayman, Cayman Islands (as filed: E9) · Jun 19, 2020
  • Jun 19, 2020 · D · $328,505,000 sold of Indefinite · 9 investors · min. $500,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $328.5M from 9 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T2
Pooled Investment Fund · group: Talf

TALF 2.0 Fund LP

New York, NY · Jun 19, 2020
  • Jun 19, 2020 · D · $1,755,000 sold of Indefinite · 4 investors · min. $500,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $1.75M from 4 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TL
Pooled Investment Fund · group: Talf

Treasury Liquidity Fund

New York, NY · Nov 2, 2017
  • Nov 2, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Talf

Morgan Stanley Global Diversified Markets Fund (Cayman) Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Nov 8, 2016
  • Nov 8, 2016 · D/A · $24,378,000 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗

Raised $24.4M from 28 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NR
Pooled Investment Fund · group: New Riders

New Riders Cayman Feeder LP

New York, NY · Feb 11, 2016
  • Feb 11, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Vice President and Director of the General Partner of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MD
Pooled Investment Fund · group: New Riders

MS Driver Employee Fund LP

New York, NY · Feb 11, 2016
  • Feb 11, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Vice President and Director of the General Partner of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NR
Pooled Investment Fund · group: New Riders

New Riders LP

New York, NY · Feb 11, 2016
  • Feb 11, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Vice President and Director of the General Partner of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around John 28

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MS
Management entity

Morgan Stanley Investment Management Inc.

Promoter · 7 shared filings (4 issuers) · also on 5 other issuers

Morgan Stanley Investment Management Inc. is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MG
Management entity

MSIM GP INC.

Promoter, Executive Officer · 6 shared filings (3 issuers)

Listed on the same filings as John Gernon. Their page shows their other deals.

MS
Management entity

Morgan Stanley Cayman GP Ltd.

Promoter · 4 shared filings (1 issuer)

Listed on the same filings as John Gernon. Their page shows their other deals.

MA
Management entity

MS Alternatives Holding D Inc.

Promoter · 3 shared filings (3 issuers)

Listed on the same filings as John Gernon. Their page shows their other deals.

FS
No photo found yet (own website and image search run after this page is viewed)
Person

Francis J. Smith

Director · 30 shared filings (8 issuers) · also on 1 other issuer

Francis J. Smith is on 9 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tatiana Segal

Director · 18 shared filings (6 issuers) · also on 4 other issuers

Tatiana Segal is on 10 issuers in total — a repeat sponsor. Their page lists every one.

NL
No photo found yet (own website and image search run after this page is viewed)
Person

Noel Langlois

Executive Officer, Director · 8 shared filings (6 issuers) · also on 76 other issuers

Noel Langlois is on 82 issuers in total — a repeat sponsor. Their page lists every one.

FZ
No photo found yet (own website and image search run after this page is viewed)
Person

Feta Zabeli

Director · 6 shared filings (4 issuers) · also on 20 other issuers

Feta Zabeli is on 24 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

M. Paul Martin

Director · 5 shared filings (3 issuers) · also on 18 other issuers

M. Paul Martin is on 21 issuers in total — a repeat sponsor. Their page lists every one.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Mark S. Todtfeld

Director · 5 shared filings (3 issuers)

Listed on the same filings as John Gernon. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher L. O'Dell

Executive Officer · 3 shared filings (3 issuers) · also on 3 other issuers

Christopher L. O'Dell is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert J. Creaney

Executive Officer · 3 shared filings (3 issuers) · also on 30 other issuers

Robert J. Creaney is on 33 issuers in total — a repeat sponsor. Their page lists every one.

FT
No photo found yet (own website and image search run after this page is viewed)
Person

Francie Tai

Executive Officer · 3 shared filings (3 issuers) · also on 22 other issuers

Francie Tai is on 25 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael P. Levy

Executive Officer, Director · 3 shared filings (3 issuers) · also on 6 other issuers

Michael P. Levy is on 9 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lee Spector

Executive Officer · 3 shared filings (3 issuers) · also on 16 other issuers

Lee Spector is on 19 issuers in total — a repeat sponsor. Their page lists every one.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Davey

Executive Officer · 3 shared filings (3 issuers) · also on 15 other issuers

Karen Davey is on 18 issuers in total — a repeat sponsor. Their page lists every one.

AY
No photo found yet (own website and image search run after this page is viewed)
Person

Amy Yeung

Executive Officer · 3 shared filings (3 issuers) · also on 26 other issuers

Amy Yeung is on 29 issuers in total — a repeat sponsor. Their page lists every one.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Amy Knox

Executive Officer · 3 shared filings (3 issuers) · also on 12 other issuers

Amy Knox is on 15 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John Keleghan

Executive Officer · 3 shared filings (3 issuers) · also on 10 other issuers

John Keleghan is on 13 issuers in total — a repeat sponsor. Their page lists every one.

GV
No photo found yet (own website and image search run after this page is viewed)
Person

Giselle Lopez-Velasco

Executive Officer · 3 shared filings (3 issuers) · also on 9 other issuers

Giselle Lopez-Velasco is on 12 issuers in total — a repeat sponsor. Their page lists every one.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

James Janover

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as John Gernon. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Gelfand

Executive Officer · 3 shared filings (3 issuers) · also on 5 other issuers

Jeffrey Gelfand is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

James F. Kirchner

Director · 2 shared filings (2 issuers)

Listed on the same filings as John Gernon. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Martin

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Gernon. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Prout

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Gernon. Their page shows their other deals.

FM
No photo found yet (own website and image search run after this page is viewed)
Person

FREDERICK MCMULLEN

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Gernon. Their page shows their other deals.

The team behind the deals

T
Sponsor group

Talf

6 issuers · 25 filings · $1.28B reported sold · 2011–2021

One team, 6 deal companies. John Gernon is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Gernon.

C
Sponsor group

Counterpoint

3 issuers · 5 filings · $1.24B reported sold · 2020–2021

One team, 3 deal companies. John Gernon is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Gernon.

NR
Sponsor group

New Riders

3 issuers · 3 filings · $0 reported sold · 2016–2016

One team, 3 deal companies. John Gernon is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Gernon.

GA
Sponsor group

Global Asset Backed

2 issuers · 26 filings · $161.8M reported sold · 2014–2026

One team, 2 deal companies. John Gernon is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Gernon.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 4 of the 14 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): OPPORTUNISTIC MORTGAGE INCOME FUND LP, TALF 2.0 Fund (Cayman) LP, TALF 2.0 Fund LP, Morgan Stanley Global Diversified Markets Fund (Cayman) Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Gernon by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 14 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Gernon is listed on: none on file. No website or social profile named in OPPORTUNISTIC MORTGAGE INCOME FUND LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #193,124 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

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Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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