Issuers in this group
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|
| EDGAR ↗ | MS Morgan Stanley Global Diversified Markets Fund (Cayman) Ltd. | shared people, same person name on both filings, shared management entity | GRAND CAYMAN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 6 | $24,378,000 offering Indefinite · similar: $155,000–$5,250,000 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2011–2016 |
| EDGAR ↗ | OM OPPORTUNISTIC MORTGAGE INCOME FUND LP | shared people, same person name on both filings, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 8 | $1,227,375,276 offering Indefinite · similar: $155,000–$5,250,000 | 1445 similar: 4–27 | $250,000 similar: $1,000–$100,000 | 2011–2021 |
| EDGAR ↗ | OM OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP | shared people, same person name on both filings, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 8 | $594,783,794 offering Indefinite · similar: $155,000–$5,250,000 | 797 similar: 4–27 | $250,000 similar: $1,000–$100,000 | 2011–2021 |
| EDGAR ↗ | TL Treasury Liquidity Fund | shared people, same person name on both filings, same business address | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2017–2017 |
| EDGAR ↗ | T2 TALF 2.0 Fund (Cayman) LP | shared people, same person name on both filings, shared management entity, similar issuer names | GRAND CAYMAN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 1 | $328,505,000 offering Indefinite · similar: $155,000–$5,250,000 | 9 similar: 4–27 | $500,000 similar: $1,000–$100,000 | 2020–2020 |
| EDGAR ↗ | T2 TALF 2.0 Fund LP | shared people, same person name on both filings, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $1,755,000 offering Indefinite · similar: $155,000–$5,250,000 | 4 similar: 4–27 | $500,000 similar: $1,000–$100,000 | 2020–2020 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Timeline of offerings
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|
| EDGAR ↗ | Apr 23, 2021 | OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP | D/A | Pooled Investment Fund | Indefinite | $162,126,500 |
| EDGAR ↗ | Apr 23, 2021 | OPPORTUNISTIC MORTGAGE INCOME FUND LP | D/A | Pooled Investment Fund | Indefinite | $761,060,633 |
| EDGAR ↗ | Jun 19, 2020 | TALF 2.0 Fund (Cayman) LP | D | Pooled Investment Fund | Indefinite | $328,505,000 |
| EDGAR ↗ | Jun 19, 2020 | TALF 2.0 Fund LP | D | Pooled Investment Fund | Indefinite | $1,755,000 |
| EDGAR ↗ | Apr 24, 2020 | OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP | D/A | Pooled Investment Fund | Indefinite | $511,835,000 |
| EDGAR ↗ | Apr 24, 2020 | OPPORTUNISTIC MORTGAGE INCOME FUND LP | D/A | Pooled Investment Fund | Indefinite | $1,227,375,276 |
| EDGAR ↗ | Apr 24, 2019 | OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP | D/A | Pooled Investment Fund | Indefinite | $511,835,000 |
| EDGAR ↗ | Apr 24, 2019 | OPPORTUNISTIC MORTGAGE INCOME FUND LP | D/A | Pooled Investment Fund | Indefinite | $1,227,375,276 |
| EDGAR ↗ | Mar 1, 2019 | OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP | D/A | Pooled Investment Fund | Indefinite | $511,835,000 |
| EDGAR ↗ | Mar 1, 2019 | OPPORTUNISTIC MORTGAGE INCOME FUND LP | D/A | Pooled Investment Fund | Indefinite | $1,227,375,276 |
| EDGAR ↗ | Nov 2, 2017 | Treasury Liquidity Fund | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Nov 8, 2016 | Morgan Stanley Global Diversified Markets Fund (Cayman) Ltd. | D/A | Pooled Investment Fund | Indefinite | $24,378,000 |
| EDGAR ↗ | Oct 6, 2015 | Morgan Stanley Global Diversified Markets Fund (Cayman) Ltd. | D/A | Pooled Investment Fund | Indefinite | $24,378,000 |
| EDGAR ↗ | Jan 23, 2015 | OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP | D/A | Pooled Investment Fund | Indefinite | $594,783,794 |
| EDGAR ↗ | Jan 23, 2015 | OPPORTUNISTIC MORTGAGE INCOME FUND LP | D/A | Pooled Investment Fund | Indefinite | $840,802,185 |
| EDGAR ↗ | Oct 6, 2014 | Morgan Stanley Global Diversified Markets Fund (Cayman) Ltd. | D/A | Pooled Investment Fund | Indefinite | $24,078,000 |
| EDGAR ↗ | Mar 27, 2014 | Morgan Stanley Global Diversified Markets Fund (Cayman) Ltd. | D/A | Pooled Investment Fund | Indefinite | $24,078,000 |
| EDGAR ↗ | Jan 23, 2014 | OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP | D/A | Pooled Investment Fund | Indefinite | $594,783,794 |
| EDGAR ↗ | Jan 23, 2014 | OPPORTUNISTIC MORTGAGE INCOME FUND LP | D/A | Pooled Investment Fund | Indefinite | $840,802,185 |
| EDGAR ↗ | Mar 28, 2013 | Morgan Stanley Global Diversified Markets Fund (Cayman) Ltd. | D/A | Pooled Investment Fund | Indefinite | $500,000 |
| EDGAR ↗ | Jan 24, 2013 | OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP | D/A | Pooled Investment Fund | Indefinite | $165,325,945 |
| EDGAR ↗ | Jan 24, 2013 | OPPORTUNISTIC MORTGAGE INCOME FUND LP | D/A | Pooled Investment Fund | Indefinite | $744,934,837 |
| EDGAR ↗ | Nov 17, 2011 | OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP | D | Pooled Investment Fund | Indefinite | $76,180,000 |
| EDGAR ↗ | Nov 17, 2011 | OPPORTUNISTIC MORTGAGE INCOME FUND LP | D | Pooled Investment Fund | Indefinite | $187,607,120 |
| EDGAR ↗ | Mar 11, 2011 | Morgan Stanley Global Diversified Markets Fund (Cayman) Ltd. | D | Pooled Investment Fund | Indefinite | $500,000 |
Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Apr 23, 2021. Industry history, as reported on each offering's latest filing: All 6 offerings reported: Pooled Investment Fund (2011–2020).
People across the group
| Name | Roles | Issuers here | First → last listed |
|---|
| FS Francis J. Smith | Director | 6 | Mar 11, 2011 → Apr 23, 2021 |
| JG John Gernon | Director | 6 | Nov 8, 2016 → Apr 23, 2021 |
| MS Morgan Stanley Investment Management Inc. entity | Promoter | 4 | Mar 11, 2011 → Apr 23, 2021 |
| TS Tatiana Segal | Director | 4 | Apr 24, 2020 → Apr 23, 2021 |
| MG MSIM GP INC. entity | Promoter, Executive Officer | 3 | Nov 17, 2011 → Apr 23, 2021 |
| FZ Feta Zabeli | Director | 2 | Mar 1, 2019 → Apr 24, 2019 |
| NL Noel Langlois | Executive Officer | 2 | Jan 23, 2015 → Jan 23, 2015 |
| EC Ella Cohen | Executive Officer | 2 | Jan 23, 2015 → Jan 23, 2015 |
| MK Michael Kushma | Executive Officer | 2 | Jan 23, 2015 → Jan 23, 2015 |
| RC Robin Coroniti | Executive Officer | 2 | Nov 17, 2011 → Jan 23, 2014 |
| MS Morgan Stanley Cayman GP Ltd. entity | Promoter | 1 | Mar 1, 2019 → Apr 23, 2021 |
| MM M. Paul Martin | Director | 1 | Nov 2, 2017 → Nov 2, 2017 |
| FM FREDERICK MCMULLEN | Director | 1 | Nov 2, 2017 → Nov 2, 2017 |
| PM Paul Martin | Director | 1 | Mar 11, 2011 → Nov 8, 2016 |
| AP Alexander Prout | Director | 1 | Nov 8, 2016 → Nov 8, 2016 |
| ML Michael Levy | Director | 1 | Oct 6, 2015 → Oct 6, 2015 |
| MS Morgan Stanley Hedge Fund Partners Cayman Ltd. entity | Promoter | 1 | Nov 17, 2011 → Jan 23, 2015 |
| AL Arthur Lev | Director | 1 | Mar 11, 2011 → Oct 6, 2014 |
Adviser registration (Form ADV)
MORGAN STANLEY INVESTMENT MANAGEMENT INC. — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jan 28, 1981 · SEC file 801-15757 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: $702,248,681,596 as reported on Form ADV filed Aug 25, 2026 (Item 5.F(2)(c)) · 22,803 accounts (Item 5.F(2)(f))
Websites listed on Form ADV (Item 1.I): WWW.MORGANSTANLEY.COM/IM ↗
Item 11 disclosure questions as answered on Form ADV filed Aug 25, 2026: 4 of 24 answered “Yes”
- No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
- Yes (2 disclosures reported) — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
- Yes (4 disclosures reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
- Yes (1 disclosure reported) — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
- Yes (1 disclosure reported) — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
- No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
- No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
- No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
- No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
- No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
- No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
- No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
- No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
- No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
- No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
- No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
- No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
- No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
- No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
- No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
- No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
- No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser name, same state (NY), issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jul 24, 2003 · SEC file 801-62173 · Main office: SINGAPORE · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: $10,935,979,456 as reported on Form ADV filed Mar 27, 2026 (Item 5.F(2)(c)) · 26 accounts (Item 5.F(2)(f))
Websites listed on Form ADV (Item 1.I): WWW.MORGANSTANLEY.COM/IM ↗
Item 11 disclosure questions as answered on Form ADV filed Mar 27, 2026: 3 of 24 answered “Yes”
- No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
- Yes (2 disclosures reported) — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
- Yes (4 disclosures reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
- Yes (1 disclosure reported) — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
- No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
- No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
- No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
- No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
- No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
- No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
- No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
- No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
- No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
- No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
- No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
- No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
- No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
- No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
- No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
- No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
- No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
- No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser name, no state to compare, issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET
MORGAN STANLEY AIP GP LP — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Dec 17, 2001 · SEC file 801-60699 · Main office: WEST CONSHOHOCKEN, PA · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: $40,854,466,007 as reported on Form ADV filed Aug 7, 2026 (Item 5.F(2)(c)) · 199 accounts (Item 5.F(2)(f))
Websites listed on Form ADV (Item 1.I): WWW.MORGANSTANLEY.COM/IM ↗
Item 11 disclosure questions as answered on Form ADV filed Aug 7, 2026: 7 of 24 answered “Yes”
- Yes — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
- Yes (1 disclosure reported) — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
- Yes (1 disclosure reported) — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
- Yes (1 disclosure reported) — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
- Yes (1 disclosure reported) — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
- Yes (2 disclosures reported) — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
- Yes (5 disclosures reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
- Yes (2 disclosures reported) — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
- No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
- No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
- No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
- No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
- No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
- No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
- No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
- No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
- No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
- No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
- No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
- No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
- No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
- No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser other name, different legal form as filed (LP vs Corp), adviser's main office state (PA) differs from the Form D state (NY), issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:59 PM ET
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Apr 15, 1986 · SEC file 801-26847 · Main office: LONDON · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: $174,539,375,039 as reported on Form ADV filed Sep 23, 2026 (Item 5.F(2)(c)) · 134 accounts (Item 5.F(2)(f))
Websites listed on Form ADV (Item 1.I): WWW.MORGANSTANLEY.COM/IM ↗
Item 11 disclosure questions as answered on Form ADV filed Sep 23, 2026: 3 of 24 answered “Yes”
- No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
- Yes (2 disclosures reported) — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
- Yes (4 disclosures reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
- Yes (1 disclosure reported) — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
- No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
- No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
- No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
- No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
- No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
- No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
- No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
- No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
- No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
- No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
- No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
- No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
- No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
- No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
- No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
- No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
- No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
- No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser name, different legal form as filed (Ltd vs Corp), no state to compare, issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET
Meta advertising
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Other offering types (Regulation A and Regulation Crowdfunding)
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Public profiles and social
No website or social profile named in Talf's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #193,718 of 374,652 in line (561 issuers searched so far). One-tap searches: Look further ↓
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