PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:09 AM ET

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John C. Wallace

Named as an officer, director or promoter on SEC Form D filings · NC · Feb 28, 2018 → Mar 11, 2026

5deals (issuers)
$633.9Mreported sold
199investors
45Form D filings
2018–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:41 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John C. Wallace is listed as an executive officer on 45 SEC Form D filings by 5 issuers between Feb 2018 and Mar 2026: Farrington Income Strategies Fund (QP), LP (Chapel Hill, NC — pooled investment fund — 2018–2026; $369M reported sold to 69 investors), Farrington Diversified Strategies Fund A (QP), L.P. (Chapel Hill, NC — pooled investment fund — 2018–2026; $94.9M reported sold to 27 investors), Farrington Equity Opportunities Fund A (QP), L.P. (Chapel Hill, NC — pooled investment fund — 2018–2026; $72.5M reported sold to 34 investors), Farrington International Equity Fund (QP), LP (Chapel Hill, NC — pooled investment fund — 2018–2026; $64.4M reported sold to 44 investors) and Farrington Diversified Strategies Fund B (QP), L.P. (Chapel Hill, NC — pooled investment fund — 2018–2026; $33.2M reported sold to 25 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer, over about 8 years. Across those companies the filings report $633.9M sold in total.

Listed alongside Bradley F. Dalton (45 shared filings), Dexter Blackwell (45 shared filings), Eton F. Advisors Group, LLC (45 shared filings, management entity), Robert Edward Mallernee (45 shared filings), William Jackson Parham, Jr. (45 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

All 5 issuers belong to the sponsor group Farrington (7 issuers, $636.2M reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Farrington has 7 companies on file and $636.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 45 public filings for John C. Wallace and found 16 differences, 1 worth asking the sponsor about: 19 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John C. Wallace has not run yet — it is joining a line of 8,196 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:41 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John C. Wallace..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:41 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for John C. Wallace — 1 worth asking about (compared 45 filings on Oct 24, 2026)

Worth asking · Apr 3, 2020 – Mar 11, 2026

19 offerings reported fewer investors on a later filing

Investor count went down between filings — Farrington Diversified Strategies Fund B (QP), L.P. · Investor count went down between filings — Farrington Equity Opportunities Fund A (QP), L.P. · Investor count went down between filings — Farrington Diversified Strategies Fund A (QP), L.P. · Investor count went down between filings — Farrington Income Strategies Fund (QP), LP · Investor count went down between filings — Farrington International Equity Fund (QP), LP · and 14 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 13, 2025 ↗Form D/A (later) · Mar 11, 2026 ↗Farrington Diversified Strategies Fund B (QP), L.P. — PartnerFacts page ↗Form D/A (earlier) · Mar 13, 2025 ↗
Sources
Note · Dec 23, 2009 – Mar 13, 2019

Same name, different state: "John Wallace" (CA) is a separate record

This page covers filings where the address state is NC. A separate record, "John Wallace" with address state CA, is listed on 5 filings — most recently by Proxima Analytics, Inc. (Mar 13, 2019). Both records have filings in the same period (Feb 28, 2018 to Mar 13, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Wallace (CA) — PartnerFacts page ↗Form D · Mar 13, 2019 ↗Proxima Analytics, Inc. — PartnerFacts page ↗John C. Wallace (NC) — this page ↗
Sources
Note · Feb 12, 2019

Same name, different state: "John Wallace" (TX or NY) is a separate record

This page covers filings where the address state is NC. A separate record, "John Wallace" with address state TX or NY, is listed on 2 filings — most recently by Petro River Oil Corp. (Feb 12, 2019). Both records have filings in the same period (Feb 12, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Wallace (TX,NY) — PartnerFacts page ↗Form D · Feb 12, 2019 ↗Petro River Oil Corp. — PartnerFacts page ↗John C. Wallace (NC) — this page ↗
Sources
Note · Aug 29, 2017 – May 24, 2018

Same name, different state: "JOHN WALLACE" (WI or IL) is a separate record

This page covers filings where the address state is NC. A separate record, "JOHN WALLACE" with address state WI or IL, is listed on 4 filings — most recently by ForeverCar Holdings, Inc. (May 24, 2018). Both records have filings in the same period (Feb 28, 2018 to May 24, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

JOHN WALLACE (WI,IL) — PartnerFacts page ↗Form D · May 24, 2018 ↗ForeverCar Holdings, Inc. — PartnerFacts page ↗John C. Wallace (NC) — this page ↗
Sources
Note · Nov 21, 2012 – Mar 6, 2015

Same name, different state: "John Wallace" (NH) is a separate record

This page covers filings where the address state is NC. A separate record, "John Wallace" with address state NH, is listed on 5 filings — most recently by ICR Holdings Corp (Mar 6, 2015). The two records do not overlap in time: this page runs Feb 28, 2018 to Mar 11, 2026; the other runs Nov 21, 2012 to Mar 6, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Wallace (NH) — PartnerFacts page ↗Form D · Mar 6, 2015 ↗ICR Holdings Corp — PartnerFacts page ↗John C. Wallace (NC) — this page ↗
Sources
Note · May 26, 2010

Same name, different state: "John Wallace" (MN) is a separate record

This page covers filings where the address state is NC. A separate record, "John Wallace" with address state MN, is listed on 1 filing — most recently by MPAY GATEWAY INC (May 26, 2010). The two records do not overlap in time: this page runs Feb 28, 2018 to Mar 11, 2026; the other has one filing dated May 26, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Wallace (MN) — PartnerFacts page ↗Form D · May 26, 2010 ↗MPAY GATEWAY INC — PartnerFacts page ↗John C. Wallace (NC) — this page ↗
Sources
Note · Apr 3, 2020 – Mar 23, 2021

Minimum investment changed between filings — Farrington Diversified Strategies Fund B (QP), L.P.

The Apr 3, 2020 filing lists a minimum of $1,000; the Mar 23, 2021 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 3, 2020 ↗Form D/A (later) · Mar 23, 2021 ↗Farrington Diversified Strategies Fund B (QP), L.P. — PartnerFacts page ↗
Sources
Note · Apr 3, 2020 – Mar 23, 2021

Minimum investment changed between filings — Farrington Equity Opportunities Fund A (QP), L.P.

The Apr 3, 2020 filing lists a minimum of $30,000; the Mar 23, 2021 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 3, 2020 ↗Form D/A (later) · Mar 23, 2021 ↗Farrington Equity Opportunities Fund A (QP), L.P. — PartnerFacts page ↗
Sources
Note · Apr 3, 2020 – Mar 23, 2021

Minimum investment changed between filings — Farrington Diversified Strategies Fund A (QP), L.P.

The Apr 3, 2020 filing lists a minimum of $20,000; the Mar 23, 2021 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 3, 2020 ↗Form D/A (later) · Mar 23, 2021 ↗Farrington Diversified Strategies Fund A (QP), L.P. — PartnerFacts page ↗
Sources
Note · Apr 3, 2020 – Mar 23, 2021

Minimum investment changed between filings — Farrington Income Strategies Fund (QP), LP

The Apr 3, 2020 filing lists a minimum of $40,000; the Mar 23, 2021 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 3, 2020 ↗Form D/A (later) · Mar 23, 2021 ↗Farrington Income Strategies Fund (QP), LP — PartnerFacts page ↗
Sources
Note · Apr 3, 2020 – Mar 23, 2021

Minimum investment changed between filings — Farrington International Equity Fund (QP), LP

The Apr 3, 2020 filing lists a minimum of $20,000; the Mar 23, 2021 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 3, 2020 ↗Form D/A (later) · Mar 23, 2021 ↗Farrington International Equity Fund (QP), LP — PartnerFacts page ↗
Sources
Note · Jan 14, 2014 – Feb 28, 2018

Minimum investment changed between filings — Farrington Diversified Strategies Fund B (QP), L.P.

The Jan 14, 2014 filing lists a minimum of $87,500; the Feb 28, 2018 Form D/A lists $1,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 14, 2014 ↗Form D/A (later) · Feb 28, 2018 ↗Farrington Diversified Strategies Fund B (QP), L.P. — PartnerFacts page ↗
Sources
Note · Oct 10, 2013 – Feb 28, 2018

Minimum investment changed between filings — Farrington Equity Opportunities Fund A (QP), L.P.

The Oct 10, 2013 filing lists a minimum of $100,000; the Feb 28, 2018 Form D/A lists $30,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 10, 2013 ↗Form D/A (later) · Feb 28, 2018 ↗Farrington Equity Opportunities Fund A (QP), L.P. — PartnerFacts page ↗
Sources
Note · Oct 10, 2013 – Feb 28, 2018

Minimum investment changed between filings — Farrington Diversified Strategies Fund A (QP), L.P.

The Oct 10, 2013 filing lists a minimum of $100,000; the Feb 28, 2018 Form D/A lists $20,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 10, 2013 ↗Form D/A (later) · Feb 28, 2018 ↗Farrington Diversified Strategies Fund A (QP), L.P. — PartnerFacts page ↗
Sources
Note · Jul 17, 2012 – Feb 28, 2018

Minimum investment changed between filings — Farrington Income Strategies Fund (QP), LP

The Jul 17, 2012 filing lists a minimum of $100,000; the Feb 28, 2018 Form D/A lists $40,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 17, 2012 ↗Form D/A (later) · Feb 28, 2018 ↗Farrington Income Strategies Fund (QP), LP — PartnerFacts page ↗
Sources
Note · Jul 17, 2012 – Feb 28, 2018

Minimum investment changed between filings — Farrington International Equity Fund (QP), LP

The Jul 17, 2012 filing lists a minimum of $100,000; the Feb 28, 2018 Form D/A lists $20,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 17, 2012 ↗Form D/A (later) · Feb 28, 2018 ↗Farrington International Equity Fund (QP), LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 11, 2026 D/A
Farrington Diversified Strategies Fund A (QP), L.P.
File 021-204331
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2026 D/A
Farrington Diversified Strategies Fund B (QP), L.P.
File 021-209972
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2026 D/A
Farrington Equity Opportunities Fund A (QP), L.P.
File 021-204334
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2026 D/A
Farrington Income Strategies Fund (QP), LP
File 021-181386
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2026 D/A
Farrington International Equity Fund (QP), LP
File 021-181377
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named John C. Wallace on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FI
Pooled Investment Fund · group: Farrington

Farrington International Equity Fund (QP), LP

Chapel Hill, NC · Feb 28, 2018 → Mar 11, 2026 · 9 filings
  • Mar 11, 2026 · D/A · $64,350,075 sold of Indefinite · 32 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 13, 2025 · D/A · $63,983,575 sold of Indefinite · 36 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 15, 2024 · D/A · $62,215,575 sold of Indefinite · 44 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 15, 2023 · D/A · $58,450,575 sold of Indefinite · 43 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 15, 2022 · D/A · $55,831,075 sold of Indefinite · 43 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 23, 2021 · D/A · $51,685,075 sold of Indefinite · 40 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Apr 3, 2020 · D/A · $45,755,075 sold of Indefinite · 43 investors · min. $20,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Feb 11, 2019 · D/A · $45,755,075 sold of Indefinite · 43 investors · min. $20,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Feb 28, 2018 · D/A · $39,178,288 sold of Indefinite · 42 investors · min. $20,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗

Raised $64.4M from 44 investors as of the latest filing. John is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FE
Pooled Investment Fund · group: Farrington

Farrington Equity Opportunities Fund A (QP), L.P.

Chapel Hill, NC · Feb 28, 2018 → Mar 11, 2026 · 9 filings
  • Mar 11, 2026 · D/A · $72,483,605 sold of Indefinite · 26 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 13, 2025 · D/A · $70,950,605 sold of Indefinite · 30 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 15, 2024 · D/A · $69,711,606 sold of Indefinite · 32 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 15, 2023 · D/A · $63,613,605 sold of Indefinite · 30 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 15, 2022 · D/A · $61,428,605 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 23, 2021 · D/A · $60,988,605 sold of Indefinite · 34 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Apr 3, 2020 · D/A · $57,088,605 sold of Indefinite · 34 investors · min. $30,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Feb 11, 2019 · D/A · $54,563,605 sold of Indefinite · 31 investors · min. $30,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Feb 28, 2018 · D/A · $52,054,623 sold of Indefinite · 30 investors · min. $30,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗

Raised $72.5M from 34 investors as of the latest filing. John is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FD
Pooled Investment Fund · group: Farrington

Farrington Diversified Strategies Fund B (QP), L.P.

Chapel Hill, NC · Feb 28, 2018 → Mar 11, 2026 · 9 filings
  • Mar 11, 2026 · D/A · $33,241,100 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 13, 2025 · D/A · $32,813,100 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 15, 2024 · D/A · $32,513,101 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 15, 2023 · D/A · $32,468,100 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 15, 2022 · D/A · $32,168,100 sold of Indefinite · 25 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 23, 2021 · D/A · $29,488,100 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Apr 3, 2020 · D/A · $28,196,100 sold of Indefinite · 24 investors · min. $1,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Feb 11, 2019 · D/A · $28,009,800 sold of Indefinite · 24 investors · min. $1,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Feb 28, 2018 · D/A · $28,009,800 sold of Indefinite · 24 investors · min. $1,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗

Raised $33.2M from 25 investors as of the latest filing. John is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FD
Pooled Investment Fund · group: Farrington

Farrington Diversified Strategies Fund A (QP), L.P.

Chapel Hill, NC · Feb 28, 2018 → Mar 11, 2026 · 9 filings
  • Mar 11, 2026 · D/A · $94,859,889 sold of Indefinite · 23 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 13, 2025 · D/A · $94,419,889 sold of Indefinite · 25 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 15, 2024 · D/A · $93,684,890 sold of Indefinite · 27 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 15, 2023 · D/A · $90,239,889 sold of Indefinite · 25 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 15, 2022 · D/A · $85,589,889 sold of Indefinite · 25 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 23, 2021 · D/A · $80,785,889 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Apr 3, 2020 · D/A · $75,910,889 sold of Indefinite · 21 investors · min. $20,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Feb 11, 2019 · D/A · $74,990,889 sold of Indefinite · 21 investors · min. $20,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Feb 28, 2018 · D/A · $72,005,889 sold of Indefinite · 17 investors · min. $20,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗

Raised $94.9M from 27 investors as of the latest filing. John is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FI
Pooled Investment Fund · group: Farrington

Farrington Income Strategies Fund (QP), LP

Chapel Hill, NC · Feb 28, 2018 → Mar 11, 2026 · 9 filings
  • Mar 11, 2026 · D/A · $368,984,496 sold of Indefinite · 45 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 13, 2025 · D/A · $361,229,496 sold of Indefinite · 51 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 15, 2024 · D/A · $347,277,996 sold of Indefinite · 54 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 15, 2023 · D/A · $337,157,996 sold of Indefinite · 56 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 15, 2022 · D/A · $324,962,996 sold of Indefinite · 60 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Mar 23, 2021 · D/A · $287,015,996 sold of Indefinite · 64 investors · min. $100,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Apr 3, 2020 · D/A · $257,121,996 sold of Indefinite · 69 investors · min. $40,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Feb 11, 2019 · D/A · $238,644,996 sold of Indefinite · 65 investors · min. $40,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗
  • Feb 28, 2018 · D/A · $225,551,500 sold of Indefinite · 63 investors · min. $40,000 · role: Executive Officer (Senior Investment Officer of Eton Advisors Group, LLC) EDGAR ↗

Raised $369M from 69 investors as of the latest filing. John is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (13)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Wallace — CA, 2 issuers, Dec 23, 2009 → Mar 13, 2019 · no shared issuer
  • John F. Wallace — PA, DE, 2 issuers, Oct 17, 2016 → Jul 6, 2017 · no shared issuer
  • John Wallace — MN, 1 issuer, May 26, 2010 → May 26, 2010 · no shared issuer
  • John Wallace — NH, 1 issuer, Nov 21, 2012 → Mar 6, 2015 · no shared issuer
  • John Wallace — TX, NY, 1 issuer, Feb 12, 2019 → Feb 12, 2019 · no shared issuer
  • John N. Wallace — Ontario, Canada (as filed: A6), 1 issuer, Jan 29, 2014 → Aug 28, 2023 · no shared issuer
  • JOHN WALLACE — WI, IL, 1 issuer, Aug 29, 2017 → May 24, 2018 · no shared issuer
  • John Wallace — MA, 1 issuer, Jul 11, 2018 → Feb 22, 2019 · no shared issuer
  • John R. Wallace, Jr. — TN, 1 issuer, Sep 26, 2019 → Sep 26, 2019 · no shared issuer
  • John Wallace — UT, 1 issuer, Jul 31, 2019 → Jul 31, 2019 · no shared issuer
  • John R Wallace — CO, 1 issuer, Sep 1, 2026 → Sep 1, 2026 · no shared issuer
  • John Wallace — Ontario, Canada (as filed: A6), 1 issuer, Aug 9, 2013 → Aug 29, 2019 · no shared issuer
  • John D. Wallace — IL, 1 issuer, Mar 1, 2022 → Sep 26, 2025 · no shared issuer

People around John 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

EF
Management entity

Eton F. Advisors Group, LLC

Executive Officer, Director · 45 shared filings (5 issuers)

Eton F. Advisors Group, LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Edward Mallernee

Executive Officer · 45 shared filings (5 issuers) · also on 2 other issuers

Robert Edward Mallernee is on 7 issuers in total — a repeat sponsor. Their page lists every one.

WP
No photo found yet (own website and image search run after this page is viewed)
Person

William Jackson Parham, Jr.

Executive Officer · 45 shared filings (5 issuers) · also on 1 other issuer

William Jackson Parham, Jr. is on 6 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bradley F. Dalton

Executive Officer · 45 shared filings (5 issuers)

Bradley F. Dalton is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Dexter Blackwell

Executive Officer · 45 shared filings (5 issuers)

Dexter Blackwell is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KF
No photo found yet (own website and image search run after this page is viewed)
Person

Kendra Fortier

Executive Officer · 35 shared filings (5 issuers)

Kendra Fortier is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TE
No photo found yet (own website and image search run after this page is viewed)
Person

Teresa Eriksson

Executive Officer · 33 shared filings (5 issuers)

Teresa Eriksson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TE
No photo found yet (own website and image search run after this page is viewed)
Person

Teresa Ericksson

Executive Officer · 12 shared filings (3 issuers)

Listed on the same filings as John C. Wallace. Their page shows their other deals.

The team behind the deals

F
Sponsor group

Farrington

7 issuers · 58 filings · $636.2M reported sold · 2010–2026

One team, 7 deal companies. John C. Wallace is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John C. Wallace.

Same business address

17 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John C. Wallace by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John C. Wallace is listed on: none on file. No website or social profile named in Farrington Income Strategies Fund (QP), LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #38,057 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chapel Hill, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗North Carolina eCourts portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

North Carolina Secretary of State business search ↗OpenCorporates ↗

Change history

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