PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:29 AM ET

Sponsor Check › Sponsor group

F

Farrington

One sponsor team, 7 deal companies · Chapel Hill, NC

Grouped because: 10 shared people, 3 shared management entities, similar issuer names (7) (automatic match from the filings) · not the same sponsor?

7deal companies
$636.2Mreported sold
220investors
58Form D filings
2010–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Mar 11, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Farrington is a sponsor group of 7 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names, shared management entity; automatic match from the filings), filing 58 Form D filings between Jan 2010 and Mar 2026.

What this means One team, 7 deal companies, about 16 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $636.2M to 220 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (5), "Other" (1), Other Technology (1). Issuers are based in NC (7).

What this means $636.2M raised across the group, about $2.89M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Robert Edward Mallernee (7 issuers, executive officer and director), William Jackson Parham, Jr. (6 issuers, executive officer), Andrew G. Marino (5 issuers, executive officer), Bradley F. Dalton (5 issuers, executive officer), Dexter Blackwell (5 issuers, executive officer) and 11 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Mar 11, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: ETON ADVISORS.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 58 public filings for Farrington and found 20 differences, 3 worth asking the sponsor about: 19 offerings reported fewer investors on a later filing; 5 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Farrington has not run yet — it is joining a line of 55,009 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Plmb Ind Jt Admin v. Farrington Co dismissed matched at sponsor-group level (Farrington)
District Court, E.D. Michigan · No. 2:91-cv-73295 · Filed Jul 3, 1991 · Closed Jun 30, 1992 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Farrington Co: Defendant · Outcome: Terminated 1992-06-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MI (not the issuer's state); filed 1991, issuer incorporated 2009
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Farrington..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Farrington, Inc. closed matched at sponsor-group level (Farrington)
United States Bankruptcy Court, M.D. North Carolina · No. 97-14083 · Filed Aug 18, 1997 · Closed Jun 22, 2000
Role of Farrington, Inc.: Debtor · Outcome: Case closed 2000-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NC); filed 1997, issuer incorporated 2009
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

20 differences found between the filings for Farrington — 3 worth asking about (compared the newest 50 of 58 filings on Oct 24, 2026; older filings not covered)

Worth asking · Apr 3, 2020 – Mar 11, 2026

19 offerings reported fewer investors on a later filing

Investor count went down between filings — Farrington Diversified Strategies Fund B (QP), L.P. · Investor count went down between filings — Farrington Equity Opportunities Fund A (QP), L.P. · Investor count went down between filings — Farrington Diversified Strategies Fund A (QP), L.P. · Investor count went down between filings — Farrington Income Strategies Fund (QP), LP · Investor count went down between filings — Farrington International Equity Fund (QP), LP · and 14 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 13, 2025 ↗Form D/A (later) · Mar 11, 2026 ↗Farrington Diversified Strategies Fund B (QP), L.P. — PartnerFacts page ↗Form D/A (earlier) · Mar 13, 2025 ↗
Sources
Note · Mar 11, 2026

17 other issuers file from the same address — 5 member issuers (Farrington International Equity Fund (QP), LP; Farrington Income Strategies Fund (QP), LP; Farrington Diversified Strategies Fund A (QP), L.P.; …)

The address on file, 301 W. Barbee Chapel Road, Suite 303, Chapel Hill, NC, is used by 22 issuers in our index across 5 sponsor groups; 17 are outside this group. It is on our registered-agent / shared-office list (70 issuers in 36 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Farrington International Equity Fund (QP), LP — PartnerFacts page ↗Farrington Income Strategies Fund (QP), LP — PartnerFacts page ↗Farrington Diversified Strategies Fund A (QP), L.P. — PartnerFacts page ↗EDGAR filer page · Farrington International Equity Fund (QP), LP ↗
Sources
Worth asking · Nov 28, 2017 – Mar 15, 2021

5 Form Ds were filed more than 15 days after the first sale

Form D filed 287 days after the first sale — Eton Solutions, L.P. · Form D filed 262 days after the first sale — Eton Solutions, L.P. · Form D filed 441 days after the first sale — Eton Solutions, L.P. · Form D filed 349 days after the first sale — Eton Solutions, L.P. · Form D filed 65 days after the first sale — Eton Solutions, L.P.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 15, 2021 ↗Eton Solutions, L.P. — PartnerFacts page ↗Form D · Mar 15, 2021 ↗Form D · Jul 6, 2020 ↗
Sources
Note · Nov 28, 2017 – Mar 15, 2021

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Eton Solutions, L.P. (latest filing Mar 15, 2021) · No amendment in the last 12 months on an offering that may still be open — Eton Solutions, L.P. (latest filing Mar 15, 2021) · No amendment in the last 12 months on an offering that may still be open — Eton Solutions, L.P. (latest filing Jul 6, 2020) · No amendment in the last 12 months on an offering that may still be open — Eton Solutions, L.P. (latest filing Feb 1, 2018)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 15, 2021 ↗Eton Solutions, L.P. — PartnerFacts page ↗Form D · Mar 15, 2021 ↗Form D · Jul 6, 2020 ↗
Sources
Worth asking · Mar 23, 2021 – Mar 13, 2025

8 people are no longer listed on a later amendment

Kendra Fortier is no longer listed on the Mar 13, 2025 amendment — Farrington Diversified Strategies Fund B (QP), L.P. · Kendra Fortier is no longer listed on the Mar 13, 2025 amendment — Farrington Equity Opportunities Fund A (QP), L.P. · Kendra Fortier is no longer listed on the Mar 13, 2025 amendment — Farrington Diversified Strategies Fund A (QP), L.P. · Kendra Fortier is no longer listed on the Mar 13, 2025 amendment — Farrington Income Strategies Fund (QP), LP · Kendra Fortier is no longer listed on the Mar 13, 2025 amendment — Farrington International Equity Fund (QP), LP · and 3 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Mar 15, 2024 ↗Form D/A · Mar 13, 2025 ↗Kendra Fortier — PartnerFacts page ↗Farrington Diversified Strategies Fund B (QP), L.P. — PartnerFacts page ↗
Sources
Note · Feb 1, 2018 – Jul 23, 2019

Robert Edward Mallernee's role changed at Eton Solutions, L.P.: executive officer → director

The Feb 1, 2018 filing lists Robert Edward Mallernee as executive officer; the Jul 23, 2019 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Feb 1, 2018 ↗Form D · Jul 23, 2019 ↗Robert Edward Mallernee — PartnerFacts page ↗Eton Solutions, L.P. — PartnerFacts page ↗
Sources
Note · Apr 3, 2020 – Mar 23, 2021

Minimum investment changed between filings — Farrington Diversified Strategies Fund B (QP), L.P.

The Apr 3, 2020 filing lists a minimum of $1,000; the Mar 23, 2021 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 3, 2020 ↗Form D/A (later) · Mar 23, 2021 ↗Farrington Diversified Strategies Fund B (QP), L.P. — PartnerFacts page ↗
Sources
Note · Apr 3, 2020 – Mar 23, 2021

Minimum investment changed between filings — Farrington Equity Opportunities Fund A (QP), L.P.

The Apr 3, 2020 filing lists a minimum of $30,000; the Mar 23, 2021 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 3, 2020 ↗Form D/A (later) · Mar 23, 2021 ↗Farrington Equity Opportunities Fund A (QP), L.P. — PartnerFacts page ↗
Sources
Note · Apr 3, 2020 – Mar 23, 2021

Minimum investment changed between filings — Farrington Diversified Strategies Fund A (QP), L.P.

The Apr 3, 2020 filing lists a minimum of $20,000; the Mar 23, 2021 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 3, 2020 ↗Form D/A (later) · Mar 23, 2021 ↗Farrington Diversified Strategies Fund A (QP), L.P. — PartnerFacts page ↗
Sources
Note · Apr 3, 2020 – Mar 23, 2021

Minimum investment changed between filings — Farrington Income Strategies Fund (QP), LP

The Apr 3, 2020 filing lists a minimum of $40,000; the Mar 23, 2021 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 3, 2020 ↗Form D/A (later) · Mar 23, 2021 ↗Farrington Income Strategies Fund (QP), LP — PartnerFacts page ↗
Sources
Note · Apr 3, 2020 – Mar 23, 2021

Minimum investment changed between filings — Farrington International Equity Fund (QP), LP

The Apr 3, 2020 filing lists a minimum of $20,000; the Mar 23, 2021 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 3, 2020 ↗Form D/A (later) · Mar 23, 2021 ↗Farrington International Equity Fund (QP), LP — PartnerFacts page ↗
Sources
Note · Jan 14, 2014 – Feb 28, 2018

Minimum investment changed between filings — Farrington Diversified Strategies Fund B (QP), L.P.

The Jan 14, 2014 filing lists a minimum of $87,500; the Feb 28, 2018 Form D/A lists $1,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 14, 2014 ↗Form D/A (later) · Feb 28, 2018 ↗Farrington Diversified Strategies Fund B (QP), L.P. — PartnerFacts page ↗
Sources
Note · Oct 10, 2013 – Feb 28, 2018

Minimum investment changed between filings — Farrington Equity Opportunities Fund A (QP), L.P.

The Oct 10, 2013 filing lists a minimum of $100,000; the Feb 28, 2018 Form D/A lists $30,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 10, 2013 ↗Form D/A (later) · Feb 28, 2018 ↗Farrington Equity Opportunities Fund A (QP), L.P. — PartnerFacts page ↗
Sources
Note · Oct 10, 2013 – Feb 28, 2018

Minimum investment changed between filings — Farrington Diversified Strategies Fund A (QP), L.P.

The Oct 10, 2013 filing lists a minimum of $100,000; the Feb 28, 2018 Form D/A lists $20,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 10, 2013 ↗Form D/A (later) · Feb 28, 2018 ↗Farrington Diversified Strategies Fund A (QP), L.P. — PartnerFacts page ↗
Sources
Note · Jul 17, 2012 – Feb 28, 2018

Minimum investment changed between filings — Farrington Income Strategies Fund (QP), LP

The Jul 17, 2012 filing lists a minimum of $100,000; the Feb 28, 2018 Form D/A lists $40,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 17, 2012 ↗Form D/A (later) · Feb 28, 2018 ↗Farrington Income Strategies Fund (QP), LP — PartnerFacts page ↗
Sources
Note · Jul 17, 2012 – Feb 28, 2018

Minimum investment changed between filings — Farrington International Equity Fund (QP), LP

The Jul 17, 2012 filing lists a minimum of $100,000; the Feb 28, 2018 Form D/A lists $20,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 17, 2012 ↗Form D/A (later) · Feb 28, 2018 ↗Farrington International Equity Fund (QP), LP — PartnerFacts page ↗
Sources
Note · Jul 17, 2012 – Mar 23, 2021

Robert Edward Mallernee is written 3 different ways on the filings

listed as "Robert Edward Mallernee" on 44 filings (from Jul 17, 2012), and "Robert E. Mallernee" on 5 filings (from Feb 1, 2018), and "Robert Mallernee" on 6 filings (from Mar 23, 2021).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 17, 2012 ↗Form D · Feb 1, 2018 ↗Form D/A · Mar 23, 2021 ↗Robert Edward Mallernee — PartnerFacts page ↗
Sources
Note · Mar 11, 2026

5 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Farrington Diversified Strategies Fund B (QP), L.P. · Address on file is a registered agent / shared office — Farrington Equity Opportunities Fund A (QP), L.P. · Address on file is a registered agent / shared office — Farrington Diversified Strategies Fund A (QP), L.P. · Address on file is a registered agent / shared office — Farrington Income Strategies Fund (QP), LP · Address on file is a registered agent / shared office — Farrington International Equity Fund (QP), LP

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Mar 11, 2026 ↗Farrington Diversified Strategies Fund B (QP), L.P. — PartnerFacts page ↗Form D/A · Mar 11, 2026 ↗Farrington Equity Opportunities Fund A (QP), L.P. — PartnerFacts page ↗
Sources
Note · Jan 13, 2010 – Mar 11, 2026

Member companies were formed in 2 different states

Delaware (5), North Carolina (2) — out of 7 member issuers. The odd ones out: Farrington Income Strategies Fund (QP), LP (North Carolina); Farrington Diversified Strategies Fund A (QP), L.P. (North Carolina).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Farrington — sponsor group page ↗Farrington Income Strategies Fund (QP), LP — PartnerFacts page ↗Farrington Diversified Strategies Fund A (QP), L.P. — PartnerFacts page ↗
Sources
Note · Nov 15, 2016 – Mar 15, 2021

Issuer used a different name before — Eton Solutions, L.P.

SEC records list prior names for this filer: Eton Technologies, L.P.. The current name on file is "Eton Solutions, L.P.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Eton Solutions, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 58 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 13 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 11, 2026 D/A
Farrington International Equity Fund (QP), LP
File 021-181377
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2026 D/A
Farrington Income Strategies Fund (QP), LP
File 021-181386
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2026 D/A
Farrington Diversified Strategies Fund A (QP), L.P.
File 021-204331
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2026 D/A
Farrington Equity Opportunities Fund A (QP), L.P.
File 021-204334
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2026 D/A
Farrington Diversified Strategies Fund B (QP), L.P.
File 021-209972
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2021 D
Eton Solutions, L.P.
File 021-392276
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2021 D
Eton Solutions, L.P.
File 021-392280
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2020 D
Eton Solutions, L.P.
File 021-370292
$0$0$0None listed on this filingEDGAR ↗
Jul 23, 2019 D
Eton Solutions, L.P.
File 021-344870
$0$0$0None listed on this filingEDGAR ↗
Feb 1, 2018 D
Eton Solutions, L.P.
File 021-304619
$0$0$0None listed on this filingEDGAR ↗
Feb 1, 2018 D
Eton Solutions, L.P.
File 021-304621
$0$0$0None listed on this filingEDGAR ↗
Nov 15, 2016 D
Eton Solutions, L.P.
File 021-274515
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2010 D
Eton Advisors, L.P.
File 021-137761
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 7 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Farrington in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗EA Eton Advisors, L.P.shared people, similar issuer namesCHAPEL HILL, NCOther1$400,0002$200,0002010–2010
EDGAR ↗FI Farrington International Equity Fund (QP), LPshared people, shared management entity, similar issuer namesCHAPEL HILL, NCPooled Investment Fund10$64,350,075
offering Indefinite · similar: $155,000–$5,250,000
44
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2026
EDGAR ↗FI Farrington Income Strategies Fund (QP), LPshared people, shared management entity, similar issuer namesCHAPEL HILL, NCPooled Investment Fund10$368,984,496
offering Indefinite · similar: $155,000–$5,250,000
69
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2026
EDGAR ↗FD Farrington Diversified Strategies Fund A (QP), L.P.shared people, shared management entity, similar issuer namesCHAPEL HILL, NCPooled Investment Fund10$94,859,889
offering Indefinite · similar: $155,000–$5,250,000
27
similar: 4–27
$100,000
similar: $1,000–$100,000
2013–2026
EDGAR ↗FE Farrington Equity Opportunities Fund A (QP), L.P.shared people, shared management entity, similar issuer namesCHAPEL HILL, NCPooled Investment Fund10$72,483,605
offering Indefinite · similar: $155,000–$5,250,000
34
similar: 4–27
$100,000
similar: $1,000–$100,000
2013–2026
EDGAR ↗FD Farrington Diversified Strategies Fund B (QP), L.P.shared people, shared management entity, similar issuer namesCHAPEL HILL, NCPooled Investment Fund10$33,241,100
offering Indefinite · similar: $155,000–$5,250,000
25
similar: 4–27
$100,000
similar: $1,000–$100,000
2014–2026
EDGAR ↗ES Eton Solutions, L.P.shared people, similar issuer namesCHAPEL HILL, NCOther Technology7$10,647,376
offering Indefinite · similar: $1,100,015–$10,001,163
19
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2016–2021

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Mar 11, 2026Farrington Diversified Strategies Fund B (QP), L.P.D/APooled Investment FundIndefinite$33,241,100
EDGAR ↗Mar 11, 2026Farrington Equity Opportunities Fund A (QP), L.P.D/APooled Investment FundIndefinite$72,483,605
EDGAR ↗Mar 11, 2026Farrington Diversified Strategies Fund A (QP), L.P.D/APooled Investment FundIndefinite$94,859,889
EDGAR ↗Mar 11, 2026Farrington Income Strategies Fund (QP), LPD/APooled Investment FundIndefinite$368,984,496
EDGAR ↗Mar 11, 2026Farrington International Equity Fund (QP), LPD/APooled Investment FundIndefinite$64,350,075
EDGAR ↗Mar 13, 2025Farrington International Equity Fund (QP), LPD/APooled Investment FundIndefinite$63,983,575
EDGAR ↗Mar 13, 2025Farrington Equity Opportunities Fund A (QP), L.P.D/APooled Investment FundIndefinite$70,950,605
EDGAR ↗Mar 13, 2025Farrington Diversified Strategies Fund B (QP), L.P.D/APooled Investment FundIndefinite$32,813,100
EDGAR ↗Mar 13, 2025Farrington Diversified Strategies Fund A (QP), L.P.D/APooled Investment FundIndefinite$94,419,889
EDGAR ↗Mar 13, 2025Farrington Income Strategies Fund (QP), LPD/APooled Investment FundIndefinite$361,229,496
EDGAR ↗Mar 15, 2024Farrington International Equity Fund (QP), LPD/APooled Investment FundIndefinite$62,215,575
EDGAR ↗Mar 15, 2024Farrington Income Strategies Fund (QP), LPD/APooled Investment FundIndefinite$347,277,996
EDGAR ↗Mar 15, 2024Farrington Equity Opportunities Fund A (QP), L.P.D/APooled Investment FundIndefinite$69,711,606
EDGAR ↗Mar 15, 2024Farrington Diversified Strategies Fund B (QP), L.P.D/APooled Investment FundIndefinite$32,513,101
EDGAR ↗Mar 15, 2024Farrington Diversified Strategies Fund A (QP), L.P.D/APooled Investment FundIndefinite$93,684,890
EDGAR ↗Mar 15, 2023Farrington Income Strategies Fund (QP), LPD/APooled Investment FundIndefinite$337,157,996
EDGAR ↗Mar 15, 2023Farrington International Equity Fund (QP), LPD/APooled Investment FundIndefinite$58,450,575
EDGAR ↗Mar 15, 2023Farrington Equity Opportunities Fund A (QP), L.P.D/APooled Investment FundIndefinite$63,613,605
EDGAR ↗Mar 15, 2023Farrington Diversified Strategies Fund B (QP), L.P.D/APooled Investment FundIndefinite$32,468,100
EDGAR ↗Mar 15, 2023Farrington Diversified Strategies Fund A (QP), L.P.D/APooled Investment FundIndefinite$90,239,889
EDGAR ↗Mar 15, 2022Farrington Diversified Strategies Fund A (QP), L.P.D/APooled Investment FundIndefinite$85,589,889
EDGAR ↗Mar 15, 2022Farrington Diversified Strategies Fund B (QP), L.P.D/APooled Investment FundIndefinite$32,168,100
EDGAR ↗Mar 15, 2022Farrington Equity Opportunities Fund A (QP), L.P.D/APooled Investment FundIndefinite$61,428,605
EDGAR ↗Mar 15, 2022Farrington International Equity Fund (QP), LPD/APooled Investment FundIndefinite$55,831,075
EDGAR ↗Mar 15, 2022Farrington Income Strategies Fund (QP), LPD/APooled Investment FundIndefinite$324,962,996
EDGAR ↗Mar 23, 2021Farrington International Equity Fund (QP), LPD/APooled Investment FundIndefinite$51,685,075
EDGAR ↗Mar 23, 2021Farrington Income Strategies Fund (QP), LPD/APooled Investment FundIndefinite$287,015,996
EDGAR ↗Mar 23, 2021Farrington Equity Opportunities Fund A (QP), L.P.D/APooled Investment FundIndefinite$60,988,605
EDGAR ↗Mar 23, 2021Farrington Diversified Strategies Fund B (QP), L.P.D/APooled Investment FundIndefinite$29,488,100
EDGAR ↗Mar 23, 2021Farrington Diversified Strategies Fund A (QP), L.P.D/APooled Investment FundIndefinite$80,785,889
EDGAR ↗Mar 15, 2021Eton Solutions, L.P.DOther TechnologyIndefinite$1,911,112
EDGAR ↗Mar 15, 2021Eton Solutions, L.P.DOther TechnologyIndefinite$313,145
EDGAR ↗Jul 6, 2020Eton Solutions, L.P.DOther TechnologyIndefinite$10,647,376
EDGAR ↗Apr 3, 2020Farrington Equity Opportunities Fund A (QP), L.P.D/APooled Investment FundIndefinite$57,088,605
EDGAR ↗Apr 3, 2020Farrington International Equity Fund (QP), LPD/APooled Investment FundIndefinite$45,755,075
EDGAR ↗Apr 3, 2020Farrington Diversified Strategies Fund A (QP), L.P.D/APooled Investment FundIndefinite$75,910,889
EDGAR ↗Apr 3, 2020Farrington Income Strategies Fund (QP), LPD/APooled Investment FundIndefinite$257,121,996
EDGAR ↗Apr 3, 2020Farrington Diversified Strategies Fund B (QP), L.P.D/APooled Investment FundIndefinite$28,196,100
EDGAR ↗Jul 23, 2019Eton Solutions, L.P.DOther Technology$5,134,526$5,134,526
EDGAR ↗Feb 11, 2019Farrington International Equity Fund (QP), LPD/APooled Investment FundIndefinite$45,755,075
EDGAR ↗Feb 11, 2019Farrington Income Strategies Fund (QP), LPD/APooled Investment FundIndefinite$238,644,996
EDGAR ↗Feb 11, 2019Farrington Equity Opportunities Fund A (QP), L.P.D/APooled Investment FundIndefinite$54,563,605
EDGAR ↗Feb 11, 2019Farrington Diversified Strategies Fund B (QP), L.P.D/APooled Investment FundIndefinite$28,009,800
EDGAR ↗Feb 11, 2019Farrington Diversified Strategies Fund A (QP), L.P.D/APooled Investment FundIndefinite$74,990,889
EDGAR ↗Feb 28, 2018Farrington International Equity Fund (QP), LPD/APooled Investment FundIndefinite$39,178,288
EDGAR ↗Feb 28, 2018Farrington Income Strategies Fund (QP), LPD/APooled Investment FundIndefinite$225,551,500
EDGAR ↗Feb 28, 2018Farrington Equity Opportunities Fund A (QP), L.P.D/APooled Investment FundIndefinite$52,054,623
EDGAR ↗Feb 28, 2018Farrington Diversified Strategies Fund B (QP), L.P.D/APooled Investment FundIndefinite$28,009,800
EDGAR ↗Feb 28, 2018Farrington Diversified Strategies Fund A (QP), L.P.D/APooled Investment FundIndefinite$72,005,889
EDGAR ↗Feb 1, 2018Eton Solutions, L.P.DOther Technology$4,020,000$2,950,000
EDGAR ↗Feb 1, 2018Eton Solutions, L.P.DOther Technology$2,500,000$970,000
EDGAR ↗Nov 15, 2016Eton Solutions, L.P.DOther Technology$1,500,000$1,200,000
EDGAR ↗Jan 14, 2014Farrington Diversified Strategies Fund B (QP), L.P.DPooled Investment FundIndefinite$19,727,500
EDGAR ↗Oct 10, 2013Farrington Equity Opportunities Fund A (QP), L.P.DPooled Investment FundIndefinite$19,960,901
EDGAR ↗Oct 10, 2013Farrington Diversified Strategies Fund A (QP), L.P.DPooled Investment FundIndefinite$49,558,232
EDGAR ↗Jul 17, 2012Farrington Income Strategies Fund (QP), LPDPooled Investment FundIndefinite$81,904,000
EDGAR ↗Jul 17, 2012Farrington International Equity Fund (QP), LPDPooled Investment FundIndefinite$19,525,000
EDGAR ↗Jan 13, 2010Eton Advisors, L.P.DOther$400,000$400,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Mar 11, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Other (2010), Pooled Investment Fund (2012–2014). Latest offering: Other Technology (2016–2021; most recent Mar 15, 2021).

People across the group

NameRolesIssuers hereFirst → last listed
RM Robert Edward MallerneeExecutive Officer, Director7Jan 13, 2010 → Mar 11, 2026
WP William Jackson Parham, Jr.Executive Officer6Jan 13, 2010 → Mar 11, 2026
TE Teresa ErikssonExecutive Officer5Jul 17, 2012 → Mar 11, 2026
BD Bradley F. DaltonExecutive Officer5Jul 17, 2012 → Mar 11, 2026
JW John C. WallaceExecutive Officer5Feb 28, 2018 → Mar 11, 2026
EF Eton F. Advisors Group, LLC entityDirector, Executive Officer5Feb 28, 2018 → Mar 11, 2026
DB Dexter BlackwellExecutive Officer5Feb 28, 2018 → Mar 11, 2026
KF Kendra FortierExecutive Officer5Feb 28, 2018 → Mar 15, 2024
AM Andrew G. MarinoExecutive Officer5Jul 17, 2012 → Jan 14, 2014
FF Farrington F. Funds GP, LLC entityDirector5Jul 17, 2012 → Jan 14, 2014
JP Joel A. PinelesExecutive Officer5Jul 17, 2012 → Jan 14, 2014
EF Eton F. Advisors, L.P. entityDirector5Jul 17, 2012 → Jan 14, 2014
TE Teresa ErickssonExecutive Officer3Oct 10, 2013 → Mar 23, 2021
ES Eton Solutions GP, LLC entityDirector1Feb 1, 2018 → Mar 15, 2021
ET Eton Technologies GP, LLC entityDirector1Nov 15, 2016 → Nov 15, 2016
EH Eton Holdings, Inc. entityExecutive Officer1Jan 13, 2010 → Jan 13, 2010

Business registration (state registry / Secretary of State)

None of the 7 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

ETON ADVISORS (legal name: ETON ADVISORS GROUP, LLC) — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Aug 25, 2017 · SEC file 801-111042 · Main office: CHAPEL HILL, NC · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $1,886,697,575 as reported on Form ADV filed Aug 14, 2026 (Item 5.F(2)(c)) · 144 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.FOCUSFINANCIALPARTNERS.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 14, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on issuer name = adviser name, same state (NC) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Farrington as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Farrington's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #37,371 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Social and web

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Courts

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Securities regulators

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Business registries

North Carolina Secretary of State business search ↗OpenCorporates ↗