Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · IL · Jan 21, 2010 → Aug 22, 2014
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
John Burke is listed as an executive officer and director on 8 SEC Form D filings by 7 issuers between Jan 2010 and Aug 2014. Largest by amount reported sold: NATIONAL TRADING II, LLC (Chicago, IL — pooled investment fund — 2010; $252.8M reported sold to 69 investors), 303 Equity Trading Group, LLC (Chicago, IL — pooled investment fund — 2010; $202M reported sold to 300 investors), 303 OPPORTUNITIES LLC (Chicago, IL — pooled investment fund — 2010; $137.2M reported sold to 311 investors), 303 Proprietary Trading, LLC (Chicago, IL — pooled investment fund — 2010; $37.5M reported sold to 79 investors), 303 QUANTITATIVE TRADING, LLC (Chicago, IL — pooled investment fund — 2010; $22.1M reported sold to 41 investors) and 2 more (all listed below).
What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $666.4M sold in total.
Listed alongside Michael Rane (7 shared filings), Steven Allen Beitler (7 shared filings), Three Zero Three Capital Partners, LLC (7 shared filings, management entity), Edward Donnellan (5 shared filings), Jeffrey Holden Kaplan (5 shared filings) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
6 of the issuers belong to the sponsor group Three Zero Three (11 issuers, $702.7M reported sold, 2010–2020).
What this means A sponsor group is one team that sets up a new company for each deal. Three Zero Three has 11 companies on file and $702.7M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 court cases matching the name, 1 SEC release, 24 bankruptcy cases matching the name listed in Key records below.
What this means 28 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for John Burke and found 15 differences, 7 worth asking the sponsor about: Regulator action: TJM Proprietary Trading, LLC, Michael R. Benson, and John T. Burke (Aug 5, 2009); Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for John Burke has not run yet — it is joining a line of 23,210 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
3 cases: 2 closed (disposition not in docket feed), 1 dismissed
330 Federal employers' liability
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
1 SEC release
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Burke..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
24 cases: 1 open, 23 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
15 differences found between the filings for John Burke — 7 worth asking about (compared 8 filings on Oct 24, 2026)
A ap release dated Aug 5, 2009 names John Burke. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
The Jan 22, 2010 filing says $137,193,272 sold; the Jan 20, 2011 Form D/A says $134,554,015 sold — $2,639,257 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The Jan 21, 2010 filing says $235,098,028 sold; the Jan 20, 2011 Form D/A says $220,042,887 sold — $15,055,141 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
TJM Holdings, LLC (last filing Aug 22, 2014; $425,000 sold of $2,500,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The filing says the first sale was Mar 1, 2006. The Form D was filed Jan 22, 2010 — 1,423 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,408 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
The filing says the first sale was Mar 1, 2006. The Form D was filed Jan 21, 2010 — 1,422 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,407 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
The filing says the first sale was Apr 1, 2008. The Form D was filed Jan 21, 2010 — 660 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 645 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
The latest filing for this offering is dated Aug 22, 2014 (first sale Aug 15, 2014). It reports $425,000 sold of $2,500,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Jan 22, 2010 (first sale Mar 1, 2006). It reports $14,399,980 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
John Burke is no longer listed on the Jan 20, 2011 amendment — 303 QUANTITATIVE TRADING, LLC · John Burke is no longer listed on the Jan 20, 2011 amendment — 303 OPPORTUNITIES LLC · John Burke is no longer listed on the Jan 20, 2011 amendment — NATIONAL TRADING II, LLC · John Burke is no longer listed on the Jan 19, 2011 amendment — 303 Proprietary Trading, LLC · John Burke is no longer listed on the Jan 19, 2011 amendment — 303 Equity Trading Group, LLC
What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.
This page covers filings where the address state is IL. A separate record, "JOHN F BURKE" with address state VA or CA or FL, is listed on 142 filings — most recently by PROOF IV ONBI LLC (Sep 2, 2026). Both records have filings in the same period (Nov 20, 2013 to Aug 22, 2014).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is IL. A separate record, "John Burke" with address state NY, is listed on 2 filings — most recently by Gridiron Energy Feeder I, L.P. (Apr 27, 2017). The two records do not overlap in time: this page runs Jan 21, 2010 to Aug 22, 2014; the other runs Apr 26, 2017 to Apr 27, 2017.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is IL. A separate record, "John M. Burke" with address state MA, is listed on 10 filings — most recently by CONNECTEDU INC (Jun 6, 2013). Both records have filings in the same period (Jan 21, 2010 to Jun 6, 2013).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is IL. A separate record, "John Burke" with address state IN, is listed on 1 filing — most recently by Edge Investment Partners, LLC (Jan 27, 2012). Both records have filings in the same period (Jan 27, 2012).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is IL. A separate record, "John Burke" with address state TX, is listed on 2 filings — most recently by MINDBITES INC (Sep 29, 2009). The two records do not overlap in time: this page runs Jan 21, 2010 to Aug 22, 2014; the other runs Sep 14, 2009 to Sep 29, 2009.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
2 of 7 offerings report sales commissions totalling $2,036,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Aug 22, 2014 D TJM Holdings, LLC File 021-223494 | $0 | $0 | $0 The proceeds of the offering will be used for general operating purposes and offering expenses. | None listed on this filing | EDGAR ↗ |
| Jan 22, 2010 D/A 303 QUANTITATIVE TRADING, LLC File 021-138045 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 22, 2010 D/A 303 Equity Trading Group, LLC File 021-66012 | $694,608 | $0 | $0 | Daniel B. Stern BrokerCheck CRD 1769600 ↗ via Brewer Financial Services, LLC (CRD 132558 ↗) Hamilton Miller Investments, LLC BrokerCheck CRD 41896 ↗ Hedgeco Securities , LLC BrokerCheck CRD 142498 ↗ Neal T. Berger BrokerCheck CRD 2079049 ↗ via KJM Securities, Inc. (CRD 20277 ↗) Theodore C. Bogard BrokerCheck CRD 5153321 ↗ via Lamon & Stern, Inc. (CRD 10839 ↗) Thomas McDonald Partners, LLC BrokerCheck CRD 135414 ↗ TJM Investments, LLC BrokerCheck CRD 46300 ↗ | EDGAR ↗ |
| Jan 22, 2010 D/A 303 Proprietary Trading, LLC File 021-75526 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 22, 2010 D/A 303 OPPORTUNITIES LLC File 021-128977 | $1,341,392 (est.) | $0 | $0 | Daniel B. Stern BrokerCheck CRD 1769600 ↗ via Brewer Financial Services, LLC (CRD 132558 ↗) Hamilton Miller Investments, LLC BrokerCheck CRD 41896 ↗ Hedgeco Securities, LLC BrokerCheck CRD 142498 ↗ Neal T. Berger BrokerCheck CRD 2079049 ↗ via KJM Securities, Inc. (CRD 20277 ↗) Theodore C. Bogard BrokerCheck CRD 5153321 ↗ via Lamon & Stern, Inc. (CRD 10839 ↗) Thomas McDonald Partners, LLC BrokerCheck CRD 135414 ↗ TJM Investments, LLC BrokerCheck CRD 46300 ↗ | EDGAR ↗ |
| Jan 22, 2010 D TOP SHELF ENERGY, LLC File 021-138053 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 21, 2010 D NATIONAL TRADING II, LLC File 021-138049 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named John Burke on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $425K from 2 investors (17% of the $2.5M target) as of the latest filing. John is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $137.2M from 311 investors as of the latest filing. John is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $37.5M from 79 investors as of the latest filing. John is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $14.4M from 2 investors as of the latest filing. John is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $22.1M from 41 investors as of the latest filing. John is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $202M from 300 investors as of the latest filing. John is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $252.8M from 69 investors as of the latest filing. John is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Three Zero Three Capital Partners, LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Burke. Their page shows their other deals.
Listed on the same filings as John Burke. Their page shows their other deals.
Michael Rane is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Steven Allen Beitler is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Burke. Their page shows their other deals.
Jeffrey Holden Kaplan is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Burke. Their page shows their other deals.
Edward Donnellan is on 7 issuers in total — a repeat sponsor. Their page lists every one.
One team, 11 deal companies. John Burke is listed on 6 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Burke.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to John Burke by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.
Websites and social links of the issuers John Burke is listed on: none on file. No website or social profile named in NATIONAL TRADING II, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #319,855 of 374,652 in line (1,164 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
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