Sponsor Check › Sponsor group
11 issuers linked to one sponsor · CHICAGO, IL
Grouped because: 12 shared people, 3 shared management entities, same business address (4 issuers), similar issuer names (4) (automatic match from the filings) ·Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing in this group: Nov 4, 2020 · Courts (RECAP) last checked: Oct 24, 2026, 12:25 AM ET · SEC enforcement last checked: not yet
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
1 case: 1 closed (disposition not in docket feed)
190 Other contract actions
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:25 AM ET. Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
Search queued. Results are added automatically; check back later or follow this page to be notified.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:25 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.
3 of 13 offerings report sales commissions totalling $2,128,485; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Nov 4, 2020 D File 021-379745 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 21, 2019 D File 021-339975 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 19, 2018 D File 021-303648 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 18, 2016 D File 021-274823 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 14, 2016 D/A File 021-144079 | $24,353 | $0 | $0 | TJM INVESTMENTS, LLC BrokerCheck CRD 46300 ↗ via TJM INVESTMENTS, LLC (CRD 46300 ↗) |
| EDGAR ↗ | Dec 31, 2015 D File 021-254222 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 25, 2015 D File 021-236600 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 12, 2014 D/A File 021-138049 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 11, 2014 D/A File 021-75526 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 20, 2011 D/A File 021-138045 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 20, 2011 D/A File 021-128977 | $1,356,208 (est.) | $0 | $0 | Daniel B. Stern BrokerCheck CRD 1769600 ↗ via Brewer Financial Services, LLC (CRD 132558 ↗) Hamilton Miller Investments, LLC BrokerCheck CRD 41896 ↗ Hedgeco Securities, LLC BrokerCheck CRD 142498 ↗ Neal T. Berger BrokerCheck CRD 2079049 ↗ via KJM Securities, Inc. (CRD 20277 ↗) Theodore C. Bogard BrokerCheck CRD 5153321 ↗ via Lamon & Stern, Inc. (CRD 10839 ↗) Thomas McDonald Partners, LLC BrokerCheck CRD 135414 ↗ TJM Investments, LLC BrokerCheck CRD 46300 ↗ |
| EDGAR ↗ | Jan 19, 2011 D/A File 021-66012 | $747,924 | $0 | $0 | Daniel B. Stern BrokerCheck CRD 1769600 ↗ via Brewer Financial Services, LLC (CRD 132558 ↗) Hamilton Miller Investments, LLC BrokerCheck CRD 41896 ↗ Hedgeco Securities , LLC BrokerCheck CRD 142498 ↗ Neal T. Berger BrokerCheck CRD 2079049 ↗ via KJM Securities, Inc. (CRD 20277 ↗) Theodore C. Bogard BrokerCheck CRD 5153321 ↗ via Lamon & Stern, Inc. (CRD 10839 ↗) Thomas McDonald Partners, LLC BrokerCheck CRD 135414 ↗ TJM Investments, LLC BrokerCheck CRD 46300 ↗ |
| EDGAR ↗ | Jan 22, 2010 D File 021-138053 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 11 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Three Zero Three in the sources searched.
Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this group (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 12:54 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | NATIONAL TRADING II, LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 3 | $252,828,571 offering Indefinite · similar: $155,000–$5,250,000 | 69 similar: 4–27 | $250,000 similar: $1,000–$100,000 | 2010–2014 |
| EDGAR ↗ | 303 QUANTITATIVE TRADING, LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | CHICAGO, IL | Pooled Investment Fund | 3 | $22,067,616 | 41 | $250,000 | 2010–2011 |
| EDGAR ↗ | 303 Equity Trading Group, LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 2 | $202,028,672 | 300 | $250,000 | 2010–2011 |
| EDGAR ↗ | 303 OPPORTUNITIES LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | CHICAGO, IL | Pooled Investment Fund | 2 | $137,193,272 | 311 | $250,000 | 2010–2011 |
| EDGAR ↗ | TOP SHELF ENERGY, LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | CHICAGO, IL | Pooled Investment Fund | 1 | $14,399,980 | 2 | $250,000 | 2010–2010 |
| EDGAR ↗ | 303 Proprietary Trading, LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 4 | $37,453,736 offering Indefinite · similar: $155,000–$5,250,000 | 79 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2010–2014 |
| EDGAR ↗ | ONTHREE FUND, LLC | shared people | CHICAGO, IL | Pooled Investment Fund | 6 | $57,264,184 offering Indefinite · similar: $155,000–$5,250,000 | 87 similar: 4–27 | $250,000 similar: $1,000–$100,000 | 2010–2016 |
| EDGAR ↗ | 7710 Holdings, LLC | shared people | Downers Grove, IL | Insurance | 2 | $0 offering $2,800,000 · similar: $750,000–$13,000,000 | 0 similar: 1–13 | No minimum reported similar: $6,403–$560,000 | 2015–2019 |
| EDGAR ↗ | Mars-DDA, LLC | shared people, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $1,250,000 offering $1,250,000 · similar: $155,000–$5,250,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2015–2015 |
| EDGAR ↗ | 3G3 Investments, LLC | shared people | CHICAGO, IL | Restaurants | 2 | $120,000 offering $1,500,000 · similar: $779,000–$5,000,015 | 2 similar: 2–13 | No minimum reported similar: $12,500–$100,000 | 2016–2020 |
| EDGAR ↗ | Conrad's Grill Chicago, LLC | shared people | CHICAGO, IL | Restaurants | 1 | $0 offering $1,000,000 · similar: $779,000–$5,000,015 | 0 similar: 2–13 | No minimum reported similar: $12,500–$100,000 | 2018–2018 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Insurance / 506(b) (687 filings); Restaurants / 506(b) (639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Nov 4, 2020 | 3G3 Investments, LLC | D | Restaurants | $1,500,000 | $120,000 |
| EDGAR ↗ | May 21, 2019 | 7710 Holdings, LLC | D | Insurance | $2,800,000 | $0 |
| EDGAR ↗ | Jan 19, 2018 | Conrad's Grill Chicago, LLC | D | Restaurants | $1,000,000 | $0 |
| EDGAR ↗ | Nov 18, 2016 | 3G3 Investments, LLC | D | Restaurants | $2,500,000 | $0 |
| EDGAR ↗ | Mar 14, 2016 | ONTHREE FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $45,128,750 |
| EDGAR ↗ | Dec 31, 2015 | Mars-DDA, LLC | D | Pooled Investment Fund | $1,250,000 | $1,250,000 |
| EDGAR ↗ | Mar 25, 2015 | 7710 Holdings, LLC | D | Insurance | $4,000,000 | $0 |
| EDGAR ↗ | Mar 11, 2015 | ONTHREE FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $57,264,184 |
| EDGAR ↗ | Mar 12, 2014 | NATIONAL TRADING II, LLC | D/A | Pooled Investment Fund | Indefinite | $252,828,571 |
| EDGAR ↗ | Mar 11, 2014 | 303 Proprietary Trading, LLC | D/A | Pooled Investment Fund | Indefinite | $30,285,073 |
| EDGAR ↗ | Mar 11, 2014 | ONTHREE FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $54,729,227 |
| EDGAR ↗ | Apr 8, 2013 | 303 Proprietary Trading, LLC | D/A | Pooled Investment Fund | Indefinite | $29,635,073 |
| EDGAR ↗ | Jun 13, 2012 | ONTHREE FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $48,273,573 |
| EDGAR ↗ | Jun 13, 2011 | ONTHREE FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $6,753,356 |
| EDGAR ↗ | Jan 20, 2011 | NATIONAL TRADING II, LLC | D/A | Pooled Investment Fund | Indefinite | $220,042,887 |
| EDGAR ↗ | Jan 20, 2011 | 303 QUANTITATIVE TRADING, LLC | D/A | Pooled Investment Fund | Indefinite | $22,067,616 |
| EDGAR ↗ | Jan 20, 2011 | 303 OPPORTUNITIES LLC | D/A | Pooled Investment Fund | Indefinite | $134,554,015 |
| EDGAR ↗ | Jan 19, 2011 | 303 Proprietary Trading, LLC | D/A | Pooled Investment Fund | Indefinite | $37,453,736 |
| EDGAR ↗ | Jan 19, 2011 | 303 Equity Trading Group, LLC | D/A | Pooled Investment Fund | Indefinite | $202,028,672 |
| EDGAR ↗ | Jun 25, 2010 | ONTHREE FUND, LLC | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jan 22, 2010 | 303 QUANTITATIVE TRADING, LLC | D/A | Pooled Investment Fund | Indefinite | $17,066,994 |
| EDGAR ↗ | Jan 22, 2010 | TOP SHELF ENERGY, LLC | D | Pooled Investment Fund | Indefinite | $14,399,980 |
| EDGAR ↗ | Jan 22, 2010 | 303 OPPORTUNITIES LLC | D/A | Pooled Investment Fund | Indefinite | $137,193,272 |
| EDGAR ↗ | Jan 22, 2010 | 303 Proprietary Trading, LLC | D/A | Pooled Investment Fund | Indefinite | $27,121,147 |
| EDGAR ↗ | Jan 22, 2010 | 303 Equity Trading Group, LLC | D/A | Pooled Investment Fund | Indefinite | $194,180,651 |
| EDGAR ↗ | Jan 21, 2010 | NATIONAL TRADING II, LLC | D | Pooled Investment Fund | Indefinite | $235,098,028 |
| EDGAR ↗ | Jan 21, 2010 | 303 QUANTITATIVE TRADING, LLC | D | Pooled Investment Fund | Indefinite | $17,066,994 |
Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Nov 4, 2020. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2010), Insurance (2015), Pooled Investment Fund (2015), Restaurants (2016–2018), Insurance (2019). Latest offering: Restaurants (Nov 4, 2020).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| Michael Rane | Director, Executive Officer, Promoter | 11 | Jan 21, 2010 → Nov 4, 2020 |
| Jeffrey Holden Kaplan | Director, Executive Officer, Promoter | 8 | Jan 21, 2010 → Nov 4, 2020 |
| Steven Allen Beitler | Director, Executive Officer | 7 | Jan 21, 2010 → Jun 13, 2011 |
| Three Zero Three Capital Partners, LLC entity | Executive Officer, Director, Promoter | 6 | Jan 21, 2010 → Mar 12, 2014 |
| John Burke | Director, Executive Officer | 6 | Jan 21, 2010 → Jan 22, 2010 |
| Edward Donnellan | Director, Executive Officer | 5 | Jan 21, 2010 → Jun 13, 2011 |
| Thomas James Murphy | Director | 4 | Jan 21, 2010 → Jan 20, 2011 |
| Steve Yeshayahu Amiel | Director | 4 | Jan 21, 2010 → Jan 22, 2010 |
| Michael Savini | Executive Officer, Director, Promoter | 2 | Dec 31, 2015 → Nov 18, 2016 |
| MARS Asset Management, LLC entity | Executive Officer | 2 | Jan 22, 2010 → Mar 11, 2014 |
| Jeffery Kaplan | Executive Officer | 2 | Jan 22, 2010 → Mar 11, 2014 |
| Michael Schwaeber | Executive Officer, Director | 2 | Jun 13, 2012 → Apr 8, 2013 |
| TSJ Holdings, LLC entity | Executive Officer | 2 | Jan 22, 2010 → Jan 19, 2011 |
| Thomas Murphy | Executive Officer | 2 | Jan 22, 2010 → Jan 19, 2011 |
| Steven Amiel | Executive Officer | 2 | Jan 22, 2010 → Jan 22, 2010 |
| an Illinois limited liability company Management Mars Asset Management, LLC entity | Executive Officer, Director | 1 | Nov 4, 2020 → Nov 4, 2020 |
| Patrick Ripoli | Executive Officer, Director | 1 | Mar 25, 2015 → May 21, 2019 |
| GrillWrap Corporate Management, LLC entity | Executive Officer, Director | 1 | Jan 19, 2018 → Jan 19, 2018 |
| Cameron Cummins | Executive Officer, Director | 1 | Jan 19, 2018 → Jan 19, 2018 |
| an Illinois limited liability company Mars Asset Management, LLC entity | Executive Officer, Director | 1 | Nov 18, 2016 → Nov 18, 2016 |
| John Page | Director | 1 | Jun 25, 2010 → Mar 14, 2016 |
| OnThree Management, LLC entity | Director | 1 | Mar 11, 2015 → Mar 14, 2016 |
| William Wahl | Director, Promoter | 1 | Mar 25, 2015 → Mar 25, 2015 |
| Johan Cornelissen | Director | 1 | Jun 25, 2010 → Mar 11, 2015 |
| Jeff Kaplan | Director | 1 | Jun 13, 2012 → Mar 11, 2014 |
| Peter Dorenbos | Executive Officer | 1 | Apr 8, 2013 → Mar 11, 2014 |
Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.
Not yet searched.
Sources to be searched: the sponsor's website (none on record yet; a sponsor's website is known only from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim or Form ADV Item 1.I of its matched adviser — we never look it up elsewhere) for Meta Pixel ids and Facebook / Instagram page links; Meta Ad Library API: not yet searched (API access pending). We never read facebook.com or instagram.com; readers get a link to Meta's public Ad Library instead.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Export this report as PDF (members · included free during the launch period) · Premium
Request diligence pack (Premium) PartnerFacts asks the sponsor for the standard information pack and delivers it to you labelled "provided by the sponsor".
No corrections have been requested for this page.
Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.
Add a sourced explanation next to any fact. Reviewed before publishing.