Peter Dorenbos is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Apr 2013 and Mar 2014: 303 Proprietary Trading, LLC (Chicago, IL — pooled investment fund — 2013–2014; $37.5M reported sold to 79 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Three Zero Three (11 issuers, $702.7M reported sold, 2010–2020).
What this means A sponsor group is one team that sets up a new company for each deal. Three Zero Three has 11 companies on file and $702.7M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Peter Dorenbos and found 3 differences, 1 worth asking the sponsor about: Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.