PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 2:21 AM ET

Sponsor Check › Person

John Gallop

Related person on Form D filings · address state as listed: IL · listed Feb 10, 2010 → May 2, 2025

23issuers
41Form D filings
2010–2025years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

6 of 25 offerings report sales commissions totalling $2,456,659; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗May 2, 2025 D
File 021-545098
$0$0$0None listed on this filing
EDGAR ↗Dec 2, 2022 D
File 021-466379
$0$0$0None listed on this filing
EDGAR ↗Jun 1, 2021 D
File 021-401185
$0$0$0None listed on this filing
EDGAR ↗Aug 3, 2020 D/A
File 021-93413-0C
$676,473 (est.)$0$0 (est.)
Investment Manager is paid a monthly management fee based upon a percentage of each limited partner's capital account. The General Partner is paid a performance fee based on the performance of each limited partner's capital account.
FIRST ALLIED SECURITIES BrokerCheck CRD 32444 ↗
via FIRST ALLIED SECURITIES (CRD 32444 ↗)

Cetera Advisors LLC. BrokerCheck CRD 10299 ↗
via Cetera Advisors LLC. (CRD 10299 ↗)
EDGAR ↗Aug 3, 2020 D/A
File 021-138437
$660,441 (est.)$0$0 (est.)
Investment manager is paid a monthly management fee based upon a percentage of each limited partner's capital account. The General Partner is paid a performance fee based on the performance of each limited partner's capital account.
FIRST ALLIED SECURITIES BrokerCheck CRD 32444 ↗
via FIRST ALLIED SECURITIES (CRD 32444 ↗)

World Equity Group, Inc. BrokerCheck CRD 29087 ↗
via World Equity Group, Inc. (CRD 29087 ↗)

David A. Noyes & Company BrokerCheck CRD 205 ↗
via David A. Noyes & Company (CRD 205 ↗)
EDGAR ↗Aug 3, 2020 D/A
File 021-271307
$34,003 (est.)$0$0 (est.)
Investment manager is paid a monthly mgmt fee based upon a percentage of each shareholder's equity. The General Partner of the Master Fund, Intrinsic Edge Plus, is paid a performance fee based on the performance of each shareholder's equity in this fund.
World Equities Group, Inc BrokerCheck CRD 29087 ↗
via World Equities Group, Inc. (CRD 29087 ↗)

David A. Noyes & Company BrokerCheck CRD 205 ↗
via David A. Noyes & Company (CRD 205 ↗)
EDGAR ↗Aug 3, 2020 D/A
File 021-102655
$504,096 (est.)$0$0 (est.)
Investment Manager is paid a monthly management fee based upon a percentage of each limited partner's capital account. The General Partner is paid a performance fee based on the performance of each limited partner's capital account.
FIRST ALLIED SECURITIES BrokerCheck CRD 32444 ↗
via FIRST ALLIED SECURITIES (CRD 32444 ↗)

World Equity Group, Inc. BrokerCheck CRD 29087 ↗
via World Equity Group, Inc. (CRD 29087 ↗)

Cetera Advisors LLC. BrokerCheck CRD 10299 ↗
via Cetera Advisors LLC. (CRD 10299 ↗)

David A. Noyes & Company BrokerCheck CRD 205 ↗
via David A. Noyes & Company (CRD 205 ↗)
EDGAR ↗Aug 3, 2020 D/A
File 021-292307
$1,614 (est.)$0$0 (est.)
Investment Manager is paid a monthly management fee based upon a percentage of each limited partner's capital account. The General Partner is paid a performance fee based on the performance of each limited partner's capital account.
David A. Noyes & Company BrokerCheck CRD 205 ↗
via David A. Noyes & Company (CRD 205 ↗)
EDGAR ↗Aug 3, 2020 D/A
File 021-292318
$0$0$0 (est.)
Investment Manager is paid a monthly mgmt fee based on a %age of each shareholder's equity. The General Partner of the Master Fund, Intrinsic Edge Market Neutral, is paid a performance fee based on the performance of each shareholder's equity in the fund.
None listed on this filing
EDGAR ↗Apr 23, 2020 D/A
File 021-216537
$580,032$0$0 (est.)
Investment Manager is paid a monthly management fee based upon a percentage of each limited partner's capital account. The General Partner is paid a performance fee based on the performance of each limited partner's capital account.
First Allied Securities, Inc. BrokerCheck CRD 32444 ↗
via First Allied Securities, Inc. (CRD 32444 ↗)

Sanctuary Securities, Inc. BrokerCheck CRD 205 ↗
via Sanctuary Securities, Inc. (CRD 205 ↗)
EDGAR ↗Jan 17, 2020 D/A
File 021-303229
$0$0$0
Investment Manager is paid a monthly mgmt fee based upon a %age of each shareholder's account. The General Partner of the Master Fund, Intrinsic Edge Capture, is paid a performance fee based upon the performance of each limited partner's capital account.
None listed on this filing
EDGAR ↗Feb 4, 2011 D/A
File 021-66036
$0$0$0None listed on this filing
EDGAR ↗Feb 4, 2011 D/A
File 021-66035
$0$0$0None listed on this filing
EDGAR ↗Jan 31, 2011 D/A
File 021-42940
$0$0$0None listed on this filing
EDGAR ↗Jan 31, 2011 D/A
File 021-76132
$0$0$0None listed on this filing
EDGAR ↗Jan 28, 2011 D/A
File 021-126918
$0$0$0None listed on this filing
EDGAR ↗Jan 28, 2011 D/A
File 021-39164
$0$0$0None listed on this filing
EDGAR ↗Jan 28, 2011 D/A
File 021-126933
$0$0$0None listed on this filing
EDGAR ↗Jan 26, 2011 D/A
File 021-77200
$0$0$0None listed on this filing
EDGAR ↗Jan 26, 2011 D/A
File 021-126766
$0$0$0None listed on this filing
EDGAR ↗Jan 26, 2011 D/A
File 021-39162
$0$0$0None listed on this filing
EDGAR ↗Jan 26, 2011 D/A
File 021-75399
$0$0$0None listed on this filing
EDGAR ↗Jan 5, 2011 D
File 021-153024
$0$0$0None listed on this filing
EDGAR ↗Feb 11, 2010 D/A
File 021-39165
$0$0$0None listed on this filing
EDGAR ↗Feb 10, 2010 D/A
File 021-70133
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Clearbox Decisions Inc.DirectorMay 2, 2025D$3,500,000
similar: $1,100,015–$10,001,163
$3,424,9959
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗Clearbox Decisions Inc.DirectorDec 2, 2022D$4,000,000
similar: $1,100,015–$10,001,163
$3,900,00013
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗Clearbox Decisions Inc.DirectorJun 1, 2021D$2,106,648
similar: $1,100,015–$10,001,163
$2,106,64822
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗INTRINSIC EDGE PARTNERS, L.P.Executive Officer
Mr. Gallop is the CEO of Intrinsic Edge Capital Management, LLC., which is the Investment Manager of the Issuer.
Aug 3, 2020D/AIndefinite
similar: $155,000–$5,250,000
$82,763,00448
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗INTRINSIC EDGE PLUS, LPExecutive Officer
Mr. Gallop is the CEO of Intrinsic Edge Capital Management, LLC., which is the Investment Manager of the Issuer.
Aug 3, 2020D/AIndefinite
similar: $155,000–$5,250,000
$249,954,18674
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Intrinsic Edge Plus Offshore LTDExecutive OfficerAug 3, 2020D/AIndefinite
similar: $155,000–$5,250,000
$115,996,25569
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗INTRINSIC EDGE CAPTURE, L.P.Executive Officer
Mr. Gallop is the CEO of Intrinsic Edge Capital Management, LLC., which is the Investment Manager of the Issuer.
Aug 3, 2020D/AIndefinite
similar: $155,000–$5,250,000
$351,557,545147
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Intrinsic Edge Market Neutral, L.P.Executive Officer
Mr. Gallop is the CEO of Intrinsic Edge Capital Management, LLC., which is the Investment Manager of the Issuer.
Aug 3, 2020D/AIndefinite
similar: $155,000–$5,250,000
$207,155,0005
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Intrinsic Edge Market Neutral Offshore, Ltd.Executive OfficerAug 3, 2020D/AIndefinite
similar: $155,000–$5,250,000
$200,675,0003
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗INTRINSIC EDGE PLUS AI, L.P.Executive Officer
Mr. Gallop is the CEO of Intrinsic Edge Capital Management, LLC, the Investment Manager of the Issuer.
Apr 23, 2020D/AIndefinite
similar: $155,000–$5,250,000
$50,482,840141
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Intrinsic Edge Capture Offshore LTDExecutive OfficerJan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$25,000,00013
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Intrinsic Edge Market Neutral, L.P.Executive Officer
Mr. Gallop is the CEO of Intrinsic Edge Capital Management, LLC., which is the Investment Manager of the Issuer.
Aug 1, 2019D/AIndefinite
similar: $155,000–$5,250,000
$200,708,0004
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Intrinsic Edge Market Neutral Offshore, Ltd.Executive OfficerAug 1, 2019D/AIndefinite
similar: $155,000–$5,250,000
$195,558,0003
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗INTRINSIC EDGE CAPTURE, L.P.Executive Officer
Mr. Gallop is the CEO of Intrinsic Edge Capital Management, LLC., which is the Investment Manager of the Issuer.
Aug 1, 2019D/AIndefinite
similar: $155,000–$5,250,000
$290,896,000140
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗INTRINSIC EDGE PARTNERS, L.P.Executive Officer
Mr. Gallop is the CEO of Intrinsic Edge Capital Management, LLC., which is the Investment Manager of the Issuer.
Aug 1, 2019D/AIndefinite
similar: $155,000–$5,250,000
$29,799,00054
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗INTRINSIC EDGE PLUS, LPExecutive Officer
Mr. Gallop is the CEO of Intrinsic Edge Capital Management, LLC., which is the Investment Manager of the Issuer.
Aug 1, 2019D/AIndefinite
similar: $155,000–$5,250,000
$147,677,00078
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Intrinsic Edge Plus Offshore LTDExecutive OfficerAug 1, 2019D/AIndefinite
similar: $155,000–$5,250,000
$65,587,00066
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Advisory Research Value Income Fund II L PDirector
Managing Director of Issuer's General Partner
Feb 4, 2011D/AIndefinite$50,947,50439$500,000
EDGAR ↗Advisory Research Value Income Fund L PDirector
Managing Director of Issuer's General Partner
Feb 4, 2011D/AIndefinite$206,051,579157$500,000
EDGAR ↗ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LPDirector
Managing Director of Issuer's General Partner
Jan 31, 2011D/AIndefinite$229,003,500197$500,000
EDGAR ↗ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L PDirector
Managing Director of Issuer's General Partner
Jan 31, 2011D/AIndefinite$94,046,973104$500,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND II LPDirector
Managing Director of Issuer's General Partner
Jan 28, 2011D/AIndefinite$161,574,93096$500,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND LPDirector
Managing Director of Issuer's General Partner
Jan 28, 2011D/AIndefinite$97,680,139106$500,000
EDGAR ↗S&P 500 INDEX EQUALLY WEIGHTED FUND L P
group: Port
Director
Managing Director of Issuer's General Partner
Jan 28, 2011D/AIndefinite$65,667,50071$500,000
EDGAR ↗ADVISORY RESEARCH MICROCAP VALUE FUND LPDirector
Managing Director of Issuer's General Partner
Jan 26, 2011D/AIndefinite$154,710,213185$500,000
EDGAR ↗ADVISORY RESEARCH INTERNATONAL VALUE FUND LPDirector
Managing Director of Issuer's General Partner
Jan 26, 2011D/AIndefinite$175,254,157162$500,000
EDGAR ↗ADVISORY RESEARCH ENERGY FUND LPDirector
Managing Director of Issuer's General Partner
Jan 26, 2011D/AIndefinite$165,750,23599$500,000
EDGAR ↗Advisory Research All Cap Value Fund LPDirector
Managing Director of Issuer's General Partner
Jan 26, 2011D/AIndefinite$25,214,91648$500,000
EDGAR ↗Piper Jaffray Municipal Opportunities Fund, L.P.Director
Director of Issuer's General Partner
Jan 5, 2011DIndefinite$1,250,0002$2,000,000
EDGAR ↗Advisory Research Value Income Fund L PDirector
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$172,849,600147$500,000
EDGAR ↗Advisory Research Value Income Fund II L PDirector
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$50,597,50439$500,000
EDGAR ↗ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LPDirector
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$228,852,474197$500,000
EDGAR ↗ADVISORY RESEARCH SMALL/MIDCAP VALUE EQUITY FUND L PDirector
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$92,527,447101$500,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND II LPDirector
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$159,974,93095$500,000
EDGAR ↗ADVISORY RESEARCH SMALL CAP VALUE FUND LPDirector
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$97,380,139106$500,000
EDGAR ↗S&P 500 INDEX EQUALLY WEIGHTED FUND L P
group: Port
Director
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$62,286,91962$500,000
EDGAR ↗ADVISORY RESEARCH MICROCAP VALUE FUND LPDirector
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$153,462,818180$500,000
EDGAR ↗ADVISORY RESEARCH LARGE CAP EQUITY FUND LPDirector
Managing Director of Issuer's General Partner
Feb 11, 2010D/AIndefinite$23,236,95271$500,000
EDGAR ↗ADVISORY RESEARCH INTERNATONAL VALUE FUND LPDirector
Managing Director of Issuer's General Partner
Feb 10, 2010D/AIndefinite$173,213,642159$500,000
EDGAR ↗Advisory Research Global ALL Cap Fund L PDirector
Managing Director of Issuer's General Partner
Feb 10, 2010D/AIndefinite$8,513,26320$500,000
EDGAR ↗Advisory Research All Cap Value Fund LPDirector
Managing Director of Issuer's General Partner
Feb 10, 2010D/AIndefinite$25,214,91648$500,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 14 names on the same filings (0 management entities, 14 people)

People and management entities the issuers listed as related persons on the same Form D filings as John Gallop. Source: the EDGAR rows in the table above.

  • David B. Heller — 24 shared filings (14 issuers) · role as listed: Executive Officer · also listed on 6 other issuers
  • Brien O'Brien — 24 shared filings (14 issuers) · roles as listed: Executive Officer, Promoter, Director · also listed on 9 other issuers
  • Christopher Crawshaw — 24 shared filings (14 issuers) · roles as listed: Director, Executive Officer · also listed on 6 other issuers
  • Cari Ann Hopfensperger — 21 shared filings (13 issuers) · role as listed: Executive Officer · also listed on 3 other issuers
  • Mark David Coe — 14 shared filings (8 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • Akshay Kaura — 14 shared filings (8 issuers) · roles as listed: Executive Officer, Director, Promoter · also listed on 1 other issuer
  • Thomas Smith — 12 shared filings (12 issuers) · role as listed: Director · also listed on 6 other issuers
  • Heather Calby — 12 shared filings (12 issuers) · role as listed: Executive Officer · also listed on 4 other issuers
  • Eugene Roytburg — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Johan Aurik — 3 shared filings (1 issuer) · role as listed: Director
  • Lanny Roytburg — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Cari Ann Hoffensperger — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • David Kerr — 2 shared filings (1 issuer) · role as listed: Director
  • Cari Ann Hpofensperger — 1 shared filing (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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