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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:50 AM ET

Sponsor Check › Person

JA
No photo found yet (own website and image search run after this page is viewed)

John Atherton

Named as an officer, director or promoter on SEC Form D filings · United Kingdom (as filed: X0), NY · Oct 13, 2021 → Jun 13, 2023

4deals (issuers)
$300Mreported sold
35investors
6Form D filings
2021–2023years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:51 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Atherton is listed as an executive officer on 6 SEC Form D filings by 4 issuers between Nov 2018 and Mar 2026: CION Ares Diversified Credit Fund (New York, NY — investing — 2021–2023; $300M reported sold to 35 investors), Ares Venus LP (London, United Kingdom (as filed: X0) — pooled investment fund — 2026), ARES EUROPEAN CREDIT STRATEGIES FUND X (T), L.P. (London, United Kingdom (as filed: X0) — pooled investment fund — 2018) and ARES EUROPEAN CREDIT INVESTMENTS I (C), L.P. (London, United Kingdom (as filed: X0) — pooled investment fund — 2018).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, over about 8 years. Across those companies the filings report $300M sold in total.

Listed alongside Blair Jacobson (5 shared filings), Joshua M. Bloomstein (5 shared filings), Michael Dennis (5 shared filings), Anton Feingold (3 shared filings), Bruce H. Spector (3 shared filings) and 23 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

3 of the issuers belong to the sponsor group Ares (213 issuers, $113.9B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Ares has 213 companies on file and $113.9B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 court case matching the name, 9 bankruptcy cases matching the name listed in Key records below.

What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for John Atherton and found 5 differences, 3 worth asking the sponsor about: Bankruptcy case: John H. Atherton and Cathy M. Atherton; Paid seller listed without a CRD number: Campbell Lutyens & Co. Ltd; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Atherton has not run yet — it is joining a line of 20,471 names; searches run around the clock at the hosts' allowed rate. Searched so far: 306 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

EDWARD L. MARCUS v. JOHN W. ATHERTON dismissed
District Court, D. New Jersey · No. · Filed Jan 31, 1990 · Closed May 23, 1990 · Nature of suit: 160 Stockholder's suits
Role of JOHN W. ATHERTON: Defendant · Outcome: Terminated 1990-05-23 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Atherton..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

John E Atherton closed
United States Bankruptcy Court, W.D. Kentucky · No. 10-50765 · Filed Jun 21, 2010 · Closed Oct 13, 2015
Role of John E Atherton: Debtor · Outcome: Case closed 2015-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in KY (not a filing state)
John S. Atherton closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:09-bk-04207 · Filed May 29, 2009 · Closed Sep 4, 2009
Role of John S. Atherton: Debtor · Outcome: Case closed 2009-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
JOHN ATHERTON and MARY ATHERTON closed
United States Bankruptcy Court, D. Nevada · No. 08-24409 · Filed Dec 2, 2008 · Closed May 13, 2014
Role of JOHN ATHERTON and MARY ATHERTON: Debtor · Outcome: Case closed 2014-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)
John S Atherton and Christine L Atherton closed
United States Bankruptcy Court, C.D. Illinois · No. 08-72037 · Filed Aug 22, 2008 · Closed Dec 19, 2008
Role of John S Atherton and Christine L Atherton: Debtor · Outcome: Case closed 2008-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
John J. Atherton closed
United States Bankruptcy Court, E.D. Michigan · No. 05-78879 · Filed Oct 11, 2005 · Closed Jan 25, 2006
Role of John J. Atherton: Debtor · Outcome: Case closed 2006-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
John H. Atherton and Cathy M. Atherton closed
United States Bankruptcy Court, N.D. New York · No. 02-11874 · Filed Mar 22, 2002 · Closed Jul 11, 2002
Role of John H. Atherton and Cathy M. Atherton: Debtor · Outcome: Case closed 2002-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)
John Atherton and Mary Atherton closed
United States Bankruptcy Court, N.D. California · No. 98-51287 · Filed Feb 20, 1998 · Closed May 21, 1998
Role of John Atherton and Mary Atherton: Debtor · Outcome: Case closed 1998-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
John S. Atherton and Anita L. Chase-Atherton closed
United States Bankruptcy Court, D. Massachusetts · No. 93-41507 · Filed May 27, 1993 · Closed Oct 18, 1993
Role of John S. Atherton and Anita L. Chase-Atherton: Debtor · Outcome: Case closed 1993-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)
John A. Atherton closed
United States Bankruptcy Court, D. Rhode Island · No. 1:90-bk-10219 · Filed Feb 15, 1990 · Closed May 31, 1990
Role of John A. Atherton: Debtor · Outcome: Case closed 1990-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in RI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for John Atherton — 3 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · Mar 22, 2002 – Jul 11, 2002

Bankruptcy case: John H. Atherton and Cathy M. Atherton — filed Mar 22, 2002

United States Bankruptcy Court, N.D. New York docket "John H. Atherton and Cathy M. Atherton" filed Mar 22, 2002, closed Jul 11, 2002. John Atherton is listed as Debtor ("John H. Atherton and Cathy M. Atherton"). Our match estimate: 44%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Mar 30, 2026

Paid seller listed without a CRD number: Campbell Lutyens & Co. Ltd. — Ares Venus LP

Campbell Lutyens & Co. Ltd. is listed as receiving sales compensation on 1 filing (Mar 30, 2026) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Jul 30, 2021 – Oct 13, 2021

Form D filed 75 days after the first sale — CION Ares Diversified Credit Fund

The filing says the first sale was Jul 30, 2021. The Form D was filed Oct 13, 2021 — 75 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 60 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Aug 5, 2016

Same name, different state: "John Atherton" (A1) is a separate record

This page covers filings where the address state is X0 or NY. A separate record, "John Atherton" with address state A1, is listed on 1 filing — most recently by Eco Oro Minerals Corp. (Aug 5, 2016). The two records do not overlap in time: this page runs Oct 13, 2021 to Jun 13, 2023; the other has one filing dated Aug 5, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Nov 26, 2018 – Mar 30, 2026

John Atherton is listed with 2 different address states: X0, NY

United Kingdom (as filed: X0) on 3 filings (Nov 26, 2018 to Mar 30, 2026); NY on 3 filings (Oct 13, 2021 to Jun 13, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 6 offerings report sales commissions totalling $5,700,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 30, 2026 D
Ares Venus LP
File 021-578307
$0$0$0
The General Partner is entitled to carried interest. The Manager will receive a fee for management services. Such carried interest and management fees are fully disclosed in the Issuer's confidential offering materials.
Campbell Lutyens & Co. Ltd. no CRD number reported
Campbell Lutyens & Co. Inc. BrokerCheck CRD 133376 ↗
EDGAR ↗
Jun 13, 2023 D
CION Ares Diversified Credit Fund
File 021-484044
$1,500,000$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗
Jan 12, 2022 D
CION Ares Diversified Credit Fund
File 021-428964
$1,200,000$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗
Oct 13, 2021 D
CION Ares Diversified Credit Fund
File 021-416828
$3,000,000$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗
Nov 26, 2018 D
ARES EUROPEAN CREDIT STRATEGIES FUND X (T), L.P.
File 021-326450
$0$0$0 (est.)
THE ISSUER'S MANAGER, OR AN AFFILIATE, IS ENTITLED TO AN ANNUAL MANAGEMENT FEE AND AN INCENTIVE FEE. THE MANAGEMENT FEE AND INCENTIVE FEE ARE FULLY DISCLOSED IN THE ISSUER'S LIMITED PARTNERSHIP AGREEMENT.
None listed on this filingEDGAR ↗
Nov 26, 2018 D
ARES EUROPEAN CREDIT INVESTMENTS I (C), L.P.
File 021-326451
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named John Atherton on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund

Ares Venus LP

London, United Kingdom (as filed: X0) · Mar 30, 2026
  • Mar 30, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Ares

CION Ares Diversified Credit Fund

New York, NY · Oct 13, 2021 → Jun 13, 2023 · 3 filings
  • Jun 13, 2023 · D · $150,000,000 sold of $150,000,000 · 28 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗
  • Jan 12, 2022 · D · $120,000,000 sold of $120,000,000 · 26 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗
  • Oct 13, 2021 · D · $300,000,000 sold of $300,000,000 · 35 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗

Raised $300M from 35 investors (100% of the $150M target) as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(c) (764 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

ARES EUROPEAN CREDIT INVESTMENTS I (C), L.P.

London, United Kingdom (as filed: X0) · Nov 26, 2018
  • Nov 26, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

ARES EUROPEAN CREDIT STRATEGIES FUND X (T), L.P.

London, United Kingdom (as filed: X0) · Nov 26, 2018
  • Nov 26, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Atherton — British Columbia, Canada (as filed: A1), 1 issuer, Aug 5, 2016 → Aug 5, 2016 · no shared issuer

People around John 28

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Ares Venus GP LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as John Atherton. Their page shows their other deals.

Management entity

Ares Investments Holdings LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as John Atherton. Their page shows their other deals.

BJ
No photo found yet (own website and image search run after this page is viewed)
Person

Blair Jacobson

Executive Officer · 5 shared filings (3 issuers) · also on 25 other issuers

Blair Jacobson is on 28 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua M. Bloomstein

Executive Officer · 5 shared filings (3 issuers) · also on 27 other issuers

Joshua M. Bloomstein is on 30 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Dennis

Executive Officer · 5 shared filings (3 issuers) · also on 11 other issuers

Michael Dennis is on 14 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Joseph Shaw

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Atherton. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Margolies

Executive Officer · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Atherton. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Sachs

Director · 3 shared filings (1 issuer) · also on 9 other issuers

David Sachs is on 10 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael A. Reisner

Executive Officer, Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Atherton. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Gatto

Executive Officer, Director · 3 shared filings (1 issuer) · also on 4 other issuers

Mark Gatto is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MY
No photo found yet (own website and image search run after this page is viewed)
Person

Mark R. Yosowitz

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Atherton. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Anton Feingold

Executive Officer · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Atherton. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Penni F. Roll

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Atherton. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce H. Spector

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Atherton. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Perlowitz

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Atherton. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mitch Goldstein

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as John Atherton. Their page shows their other deals.

NA
No photo found yet (own website and image search run after this page is viewed)
Person

Naseem Sagati Aghili

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Atherton. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Schill

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Atherton. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa Morgan

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Atherton. Their page shows their other deals.

KE
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Early

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Atherton. Their page shows their other deals.

IF
No photo found yet (own website and image search run after this page is viewed)
Person

Ian Fitzgerald

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Atherton. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Lem

Executive Officer · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Atherton. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Kooper

Executive Officer · 3 shared filings (1 issuer) · also on 43 other issuers

Keith Kooper is on 44 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael D. Weiner

Executive Officer · 2 shared filings (2 issuers) · also on 107 other issuers

Michael D. Weiner is on 109 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Kipp deVeer

Executive Officer · 2 shared filings (2 issuers) · also on 20 other issuers

Robert Kipp deVeer is on 22 issuers in total — a repeat sponsor. Their page lists every one.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Paula B. Pretlow

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Atherton. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Miriam Krieger

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Atherton. Their page shows their other deals.

EO
No photo found yet (own website and image search run after this page is viewed)
Person

Elaine Orr

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Atherton. Their page shows their other deals.

The team behind the deals

Sponsor group

Ares

213 issuers · 354 filings · $113.9B reported sold · 2009–2026

One team, 213 deal companies. John Atherton is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Atherton.

Same business address

24 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Atherton by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Atherton is listed on: none on file. No website or social profile named in CION Ares Diversified Credit Fund's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #124,273 of 374,652 in line (481 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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