Mitch Goldstein is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Oct 2021 and Jun 2023: CION Ares Diversified Credit Fund (New York, NY — investing — 2021–2023; $300M reported sold to 35 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Anton Feingold (3 shared filings), Blair Jacobson (3 shared filings), Bruce H. Spector (3 shared filings), David Sachs (3 shared filings), Greg Margolies (3 shared filings) and 19 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mitch. Each name links to their own page.
The issuer belongs to the sponsor group Ares (213 issuers, $113.9B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Ares has 213 companies on file and $113.9B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Mitch Goldstein and found 1 difference, 1 worth asking the sponsor about: Form D filed 75 days after the first sale.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.