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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:51 AM ET

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Jeffrey McCarthy

Named as an officer, director or promoter on SEC Form D filings · MA · Apr 17, 2009 → Jul 16, 2026

9deals (issuers)
$229.8Mreported sold
151investors
20Form D filings
2009–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jeffrey McCarthy is listed as a director on 20 SEC Form D filings by 9 issuers between Apr 2009 and Jul 2026. Largest by amount reported sold: A123 SYSTEMS, INC. (Waltham, MA — other energy — 2009; $69.3M reported sold to 23 investors), Nasuni Corp (Boston, MA — industry reported as "Other" — 2010–2022; $60M reported sold to 17 investors), Paperless Parts, Inc. (Boston, MA — other technology — 2021–2023; $21M reported sold to 10 investors), MC10, Inc. (Lexington, MA — other technology — 2019; $19.8M reported sold to 18 investors), SpringLeaf Therapeutics, Inc. (Boston, MA — pharmaceuticals — 2011; $19M reported sold to 8 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as director, over about 17 years. Across those companies the filings report $229.8M sold in total.

Listed alongside Andres Rodriguez (5 shared filings), Charles M. Hazard, Jr. (5 shared filings), Paul Flanagan (5 shared filings), Robert Mason (5 shared filings), James L. Jacobs II (3 shared filings) and 65 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jeffrey. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 12 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 20 public filings for Jeffrey McCarthy and found 10 differences, 1 worth asking the sponsor about: Bankruptcy case: Jeffrey R. McCarthy; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jeffrey McCarthy has not run yet — it is joining a line of 20,984 names; searches run around the clock at the hosts' allowed rate. Searched so far: 314 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jeffrey McCarthy..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 12 closed (disposition not in docket feed)

Jeffrey R. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 18-30836 · Filed Sep 27, 2018 · Closed Jan 14, 2019
Role of Jeffrey R. McCarthy: Debtor · Outcome: Case closed 2019-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MA)
Jeffrey J. McCarthy closed
United States Bankruptcy Court, M.D. Florida · No. 3:17-bk-02686 · Filed Jul 24, 2017 · Closed Oct 31, 2017
Role of Jeffrey J. McCarthy: Debtor · Outcome: Case closed 2017-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Jeffrey S. McCarthy and Jennifer Ann McCarthy closed
United States Bankruptcy Court, S.D. Georgia · No. 15-50849 · Filed Nov 13, 2015 · Closed May 18, 2020
Role of Jeffrey S. McCarthy and Jennifer Ann McCarthy: Debtor · Outcome: Case closed 2020-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Jeffrey P McCarthy and Rebecca S McCarthy closed
United States Bankruptcy Court, S.D. Ohio · No. 2:14-bk-54682 · Filed Jun 30, 2014 · Closed Oct 29, 2014
Role of Jeffrey P McCarthy and Rebecca S McCarthy: Debtor · Outcome: Case closed 2014-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Jeffrey C McCarthy closed
United States Bankruptcy Court, S.D. New York · No. 05-25084 · Filed Oct 14, 2005 · Closed Sep 7, 2006
Role of Jeffrey C McCarthy: Debtor · Outcome: Case closed 2006-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Jeffrey J. McCarthy and Michelle A. McCarthy closed
United States Bankruptcy Court, C.D. Illinois · No. 05-83521 · Filed Jul 16, 2005 · Closed Nov 7, 2005
Role of Jeffrey J. McCarthy and Michelle A. McCarthy: Debtor · Outcome: Case closed 2005-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Jeffrey McCarthy and Karilyn A. McCarthy closed
United States Bankruptcy Court, D. New Jersey · No. 03-49253 · Filed Dec 4, 2003 · Closed May 20, 2009
Role of Jeffrey McCarthy and Karilyn A. McCarthy: Debtor · Outcome: Case closed 2009-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
Jeffrey McCarthy closed
United States Bankruptcy Court, D. Maryland · No. 02-21422 · Filed Oct 1, 2002 · Closed Feb 21, 2003
Role of Jeffrey McCarthy: Debtor · Outcome: Case closed 2003-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)
Jeffrey R McCarthy and Tonda J McCarthy closed
United States Bankruptcy Court, W.D. Washington · No. 02-44659 · Filed May 8, 2002 · Closed Jul 10, 2008
Role of Jeffrey R McCarthy and Tonda J McCarthy: Debtor · Outcome: Case closed 2008-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
Jeffrey P. McCarthy and Janet C. McCarthy closed
United States Bankruptcy Court, S.D. New York · No. 00-36144 · Filed May 25, 2000 · Closed Oct 26, 2000
Role of Jeffrey P. McCarthy and Janet C. McCarthy: Debtor · Outcome: Case closed 2000-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
JEFFREY R. MCCARTHY and SABRINA G. MCCARTHY closed
United States Bankruptcy Court, S.D. Mississippi · No. 99-54469 · Filed Oct 28, 1999 · Closed Feb 9, 2000
Role of JEFFREY R. MCCARTHY and SABRINA G. MCCARTHY: Debtor · Outcome: Case closed 2000-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 4 people with this name in Form D filings; court in MS (not a filing state)
Jeffrey A. McCarthy and Brendalin H. McCarthy closed
United States Bankruptcy Court, D. South Carolina · No. 97-10615 · Filed Dec 12, 1997 · Closed Apr 15, 1998
Role of Jeffrey A. McCarthy and Brendalin H. McCarthy: Debtor · Outcome: Case closed 1998-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 27 federal dockets); 4 people with this name in Form D filings; court in SC (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Jeffrey McCarthy — 1 worth asking about (compared 20 filings on Oct 24, 2026)

Worth asking · Sep 27, 2018 – Jan 14, 2019

Bankruptcy case: Jeffrey R. McCarthy — filed Sep 27, 2018

United States Bankruptcy Court, D. Massachusetts docket "Jeffrey R. McCarthy" filed Sep 27, 2018, closed Jan 14, 2019. Jeffrey McCarthy is listed as Debtor ("Jeffrey R. McCarthy"). Our match estimate: 44%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Jul 29, 2019

Jeffrey McCarthy appears on 1 deal that stopped filing before reaching its target

MC10, Inc. (last filing Jul 29, 2019; $19,809,064 sold of $40,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Aug 14, 2015 – Sep 4, 2019

4 Form Ds were filed more than 15 days after the first sale

Form D filed 26 days after the first sale — Volta Networks, Inc · Form D filed 17 days after the first sale — MC10, Inc. · Form D filed 17 days after the first sale — Nasuni Corp · Form D filed 26 days after the first sale — APPERIAN, INC.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Apr 3, 2009 – Dec 22, 2023

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Paperless Parts, Inc. (latest filing Dec 22, 2023) · No amendment in the last 12 months on an offering that may still be open — Paperless Parts, Inc. (latest filing Sep 22, 2021) · No amendment in the last 12 months on an offering that may still be open — MC10, Inc. (latest filing Jul 29, 2019) · No amendment in the last 12 months on an offering that may still be open — Volta Networks, Inc (latest filing Dec 13, 2018) · No amendment in the last 12 months on an offering that may still be open — A123 SYSTEMS, INC. (latest filing Jun 11, 2009)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Apr 17, 2009 – Feb 7, 2023

4 offerings changed their target amount between filings

Offering amount changed between filings — BLUESPEC INC · Offering amount changed between filings — Volta Networks, Inc · Offering amount changed between filings — SpringLeaf Therapeutics, Inc. · Offering amount changed between filings — A123 SYSTEMS, INC.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Dec 21, 2010 – Jul 17, 2020

Industry group changed between filings — Nasuni Corp

"Other Technology" (Dec 21, 2010 to Dec 12, 2016); then "Other" (Jul 17, 2020 to Mar 25, 2022).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Nov 7, 2017 – Nov 7, 2018

Same name, different state: "Jeffrey B. McCarthy" (T3 or X0) is a separate record

This page covers filings where the address state is MA. A separate record, "Jeffrey B. McCarthy" with address state T3 or X0, is listed on 3 filings — most recently by Ashburton Investments SICAV - India Fixed Income Opportunities Fund (Nov 7, 2019). Both records have filings in the same period (Nov 7, 2017 to Nov 7, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 17, 2010 – Jun 3, 2011

Same name, different state: "Jeffrey McCarthy" (TX) is a separate record

This page covers filings where the address state is MA. A separate record, "Jeffrey McCarthy" with address state TX, is listed on 2 filings — most recently by MAVENIR SYSTEMS INC (Jun 3, 2011). Both records have filings in the same period (Jun 17, 2010 to Jun 3, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Dec 12, 2016 – Jul 17, 2020

Address moved from Natick, MA to Boston, MA — Nasuni Corp

The people listed on the Dec 12, 2016 filing give Natick, MA; on the Jul 17, 2020 filing they give Boston, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Dec 13, 2018 – Sep 4, 2019

Address moved from Brookline, MA to Cambridge, MA — Volta Networks, Inc

The people listed on the Dec 13, 2018 filing give Brookline, MA; on the Sep 4, 2019 filing they give Cambridge, MA. The address now on file (501 Massachusetts Avenue, Cambridge, MA) is a registered-agent or shared-office address used by 15 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 16 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 16, 2026 D
Infinite Cooling Inc.
File 021-591117
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2023 D
Paperless Parts, Inc.
File 021-500598
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 7, 2023 D/A
BLUESPEC INC
File 021-389833
$0$0$0None listed on this filingEDGAR ↗
Mar 25, 2022 D
Nasuni Corp
File 021-438951
$0$0$0None listed on this filingEDGAR ↗
Sep 22, 2021 D
Paperless Parts, Inc.
File 021-414182
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 5, 2021 D
Paperless Parts, Inc.
File 021-385212
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 17, 2020 D
Nasuni Corp
File 021-371287
$0$0$0None listed on this filingEDGAR ↗
Sep 4, 2019 D
Volta Networks, Inc
File 021-347953
$0$0$0None listed on this filingEDGAR ↗
Jul 29, 2019 D
MC10, Inc.
File 021-345300
$0$0$0None listed on this filingEDGAR ↗
Dec 13, 2018 D/A
Volta Networks, Inc
File 021-321702
$0$0$0None listed on this filingEDGAR ↗
Dec 12, 2016 D
Nasuni Corp
File 021-276118
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2015 D
APPERIAN, INC.
File 021-247225
$0$0$0None listed on this filingEDGAR ↗
Nov 2, 2012 D
Nasuni Corp
File 021-186415
$0$0$0None listed on this filingEDGAR ↗
Jul 8, 2011 D/A
SpringLeaf Therapeutics, Inc.
File 021-159732
$0$0$0None listed on this filingEDGAR ↗
Dec 21, 2010 D
Nasuni Corp
File 021-152235
$0$0$0None listed on this filingEDGAR ↗
Jun 11, 2009 D/A
A123 SYSTEMS, INC.
File 021-39833
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named Jeffrey McCarthy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

Infinite Cooling Inc.

Malden, MA · Jul 16, 2026
  • Jul 16, 2026 · D · $5,346,500 sold of $5,500,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $12.2M from 12 investors (100% of the $5.5M target) as of the latest filing. Jeffrey is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Paperless Parts, Inc.

Boston, MA · Jan 5, 2021 → Dec 22, 2023 · 3 filings
  • Dec 22, 2023 · D · $5,000,000 sold of $15,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 22, 2021 · D · $21,000,000 sold of $30,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 5, 2021 · D · $7,142,021 sold of $7,142,021 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $21M from 10 investors (100% of the $15M target) as of the latest filing. Jeffrey is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Computers

BLUESPEC INC

Framingham, MA · Feb 18, 2021 → Feb 7, 2023 · 2 filings
  • Feb 7, 2023 · D/A · $5,000,000 sold of $5,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 18, 2021 · D · $2,000,000 sold of $2,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5M from 4 investors (100% of the $5M target) as of the latest filing. Jeffrey is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Computers / 506(b) (499 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Nasuni Corp

Boston, MA · Dec 21, 2010 → Mar 25, 2022 · 5 filings
  • Mar 25, 2022 · D · $59,999,997 sold of $59,999,997 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 17, 2020 · D · $25,000,002 sold of $25,000,002 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 12, 2016 · D · $17,682,373 sold of $17,682,373 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 2, 2012 · D · $19,999,999 sold of $19,999,999 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2010 · D · $14,998,500 sold of $14,998,500 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $60M from 17 investors (100% of the $60M target) as of the latest filing. Jeffrey is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Volta Networks, Inc

Cambridge, MA · Sep 19, 2018 → Sep 4, 2019 · 3 filings
  • Sep 4, 2019 · D · $5,000,000 sold of $5,000,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 13, 2018 · D/A · $5,587,968 sold of $7,037,968 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 19, 2018 · D · $2,566,889 sold of $4,956,371 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11M from 20 investors (100% of the $5M target) as of the latest filing. Jeffrey is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

MC10, Inc.

Lexington, MA · Jul 29, 2019
  • Jul 29, 2019 · D · $2,468,545 sold of $6,109,187 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $19.8M from 18 investors (100% of the $6.11M target) as of the latest filing. Jeffrey is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

APPERIAN, INC.

Boston, MA · Sep 9, 2015
  • Sep 9, 2015 · D · $12,382,996 sold of $12,382,996 · 23 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $12.4M from 39 investors (100% of the $12.4M target) as of the latest filing. Jeffrey is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pharmaceuticals

SpringLeaf Therapeutics, Inc.

Boston, MA · May 12, 2011 → Jul 8, 2011 · 2 filings
  • Jul 8, 2011 · D/A · $19,047,501 sold of $19,047,501 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 12, 2011 · D · $15,037,500 sold of $15,037,500 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $19M from 8 investors (100% of the $19M target) as of the latest filing. Jeffrey is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

A123 SYSTEMS, INC.

Waltham, MA · Apr 17, 2009 → Jun 11, 2009 · 2 filings
  • Jun 11, 2009 · D/A · $69,260,134 sold of $99,875,171 · 23 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 17, 2009 · D · $69,260,134 sold of $69,260,134 · 23 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $69.3M from 23 investors (69% of the $99.9M target) as of the latest filing. Jeffrey is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Jeffrey McCarthy — TX, 1 issuer, Jun 17, 2010 → Jun 3, 2011 · no shared issuer
  • Jeffrey B. McCarthy — South Africa (as filed: T3), United Kingdom (as filed: X0), 1 issuer, Nov 7, 2017 → Nov 7, 2018 · no shared issuer
  • Jeffrey P. McCarthy — MA, 1 issuer, Aug 25, 2010 → Aug 25, 2010 · no shared issuer

People around Jeffrey 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Charles M. Hazard, Jr.

Director · 5 shared filings (1 issuer) · also on 23 other issuers

Charles M. Hazard, Jr. is on 24 issuers in total — a repeat sponsor. Their page lists every one.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Flanagan

Director, Executive Officer · 5 shared filings (1 issuer) · also on 6 other issuers

Paul Flanagan is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Mason

Executive Officer, Director · 5 shared filings (2 issuers) · also on 3 other issuers

Robert Mason is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Andres Rodriguez

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Little

Director · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

VM
No photo found yet (own website and image search run after this page is viewed)
Person

Vivjan Myrto

Director · 3 shared filings (1 issuer) · also on 10 other issuers

Vivjan Myrto is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Ray

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

James L. Jacobs II

Director · 3 shared filings (1 issuer)

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Cima

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Michael Cima is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Greeley

Director · 2 shared filings (1 issuer) · also on 17 other issuers

Michael Greeley is on 18 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Davoli

Director · 2 shared filings (1 issuer) · also on 30 other issuers

Robert Davoli is on 31 issuers in total — a repeat sponsor. Their page lists every one.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Kurt Graves

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Kurt Graves is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Hauck, Jr.

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Arvind Mithal

Director · 2 shared filings (1 issuer)

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian McAloon

Director · 2 shared filings (1 issuer)

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur Goldstein

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

Gururaj Deshpande

Director · 2 shared filings (1 issuer)

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Rubino

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

DV
No photo found yet (own website and image search run after this page is viewed)
Person

David P. Vieau

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Gary E. Haroian

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

PJ
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Jacobs

Director · 2 shared filings (1 issuer)

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Gilbert Neal Riley, Jr.

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Gallagher

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Brian Gallagher is on 7 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Dussault

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Carmichael Roberts

Director · 2 shared filings (2 issuers) · also on 26 other issuers

Carmichael Roberts is on 28 issuers in total — a repeat sponsor. Their page lists every one.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Elliot Katzman

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Elliot Katzman is on 7 issuers in total — a repeat sponsor. Their page lists every one.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Garen Bohlin

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Garen Bohlin is on 7 issuers in total — a repeat sponsor. Their page lists every one.

YC
No photo found yet (own website and image search run after this page is viewed)
Person

Yet-Ming Chiang

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Bobe

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn Larsen

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Dave Lemont

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Campbell

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John McCarthy

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

DO
No photo found yet (own website and image search run after this page is viewed)
Person

David Oran

Director · 2 shared filings (1 issuer)

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

IB
No photo found yet (own website and image search run after this page is viewed)
Person

Ivan Dean Bogdanovic

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Joel Reich

Director · 2 shared filings (1 issuer)

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Day

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jiong Ma

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Dean Breda

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Peter McKay

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Jeffrey McCarthy. Their page shows their other deals.

The team behind the deals

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 9 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Jeffrey McCarthy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Jeffrey McCarthy is listed on: none on file. No website or social profile named in A123 SYSTEMS, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #340,899 of 374,652 in line (510 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Waltham, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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