PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:31 AM ET

Sponsor Check › Person

AG
No photo found yet (own website and image search run after this page is viewed)

Arthur Goldstein

Named as an officer, director or promoter on SEC Form D filings · MA · Apr 17, 2009 → Jul 10, 2013

2deals (issuers)
$78.8Mreported sold
31investors
5Form D filings
2009–2013years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Arthur Goldstein is listed as a director on 5 SEC Form D filings by 2 issuers between Apr 2009 and Jul 2013: A123 SYSTEMS, INC. (Waltham, MA — other energy — 2009–2012; $69.3M reported sold to 23 investors) and Sun Catalytix Corp (Cambridge, MA — other energy — 2010–2013; $9.58M reported sold to 8 investors).

What this means 2 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $78.8M sold in total.

Listed alongside David P. Vieau (3 shared filings), Gary E. Haroian (3 shared filings), Amir Nashat (2 shared filings), Daniel Nocera (2 shared filings), Gilbert Neal Riley, Jr. (2 shared filings) and 20 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Arthur. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 5 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Arthur Goldstein and found 10 differences, 2 worth asking the sponsor about: Bankruptcy case: Arthur G. Goldstein; Bankruptcy case: Arthur Goldstein; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Arthur Goldstein has not run yet — it is joining a line of 34,734 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Hedayatzadeh v. Arthur Goldstein dismissed
District Court, D. Massachusetts · No. 1:97-cv-10418 · Filed Feb 26, 1997 · Closed Oct 2, 1997 · Nature of suit: 190 Other contract actions
Role of Arthur Goldstein: Defendant · Outcome: Terminated 1997-10-02 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); court in the person's filing state (MA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Arthur Goldstein..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 1 open, 4 closed (disposition not in docket feed)

Arthur G. Goldstein open
United States Bankruptcy Court, D. Massachusetts · No. 25-12508 · Filed Nov 18, 2025
Role of Arthur G. Goldstein: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); court in the person's filing state (MA)
Arthur J. Goldstein closed
United States Bankruptcy Court, S.D. Florida. · No. 00-24888 · Filed Aug 7, 2000 · Closed Dec 6, 2000
Role of Arthur J. Goldstein: Debtor · Outcome: Case closed 2000-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); court in FL (not a filing state)
Arthur Goldstein closed
United States Bankruptcy Court, D. Massachusetts · No. 98-47316 · Filed Oct 2, 1998 · Closed Jan 4, 2005
Role of Arthur Goldstein: Debtor · Outcome: Case closed 2005-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); court in the person's filing state (MA)
Arthur Goldstein closed
United States Bankruptcy Court, E.D. California · No. 98-28700 · Filed Jun 5, 1998 · Closed Aug 22, 2001
Role of Arthur Goldstein: Debtor · Outcome: Case closed 2001-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); court in CA (not a filing state)
Arthur Goldstein closed
United States Bankruptcy Court, S.D. Florida. · No. 94-20963 · Filed Mar 11, 1994 · Closed Jul 21, 1994
Role of Arthur Goldstein: Debtor · Outcome: Case closed 1994-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Arthur Goldstein — 2 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · Nov 18, 2025

Bankruptcy case: Arthur G. Goldstein — filed Nov 18, 2025

United States Bankruptcy Court, D. Massachusetts docket "Arthur G. Goldstein" filed Nov 18, 2025 (Open). Arthur Goldstein is listed as Debtor ("Arthur G. Goldstein"). Our match estimate: 50%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗
Sources
Worth asking · Oct 2, 1998 – Jan 4, 2005

Bankruptcy case: Arthur Goldstein — filed Oct 2, 1998

United States Bankruptcy Court, D. Massachusetts docket "Arthur Goldstein" filed Oct 2, 1998, closed Jan 4, 2005. Arthur Goldstein is listed as Debtor. Our match estimate: 50%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗
Sources
Note · Jul 17, 2000 – Dec 27, 2000

Bankruptcy case: Jason E. Forcier — filed Jul 17, 2000

United States Bankruptcy Court, D. Massachusetts docket "Jason E. Forcier" filed Jul 17, 2000, closed Dec 27, 2000. Jason Forcier (listed on the same filings) is listed as Debtor ("Jason E. Forcier"). Our match estimate: 61%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗Jason Forcier — PartnerFacts page ↗
Sources
Note · Jun 28, 2013 – Jul 10, 2013

No amendment in the last 12 months on an offering that may still be open — Sun Catalytix Corp (latest filing Jul 10, 2013)

The latest filing for this offering is dated Jul 10, 2013 (first sale Jun 28, 2013). It reports $4,000,001 sold of $12,000,002 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 10, 2013 ↗Sun Catalytix Corp — PartnerFacts page ↗
Sources
Note · May 24, 2012 – Jun 7, 2012

No amendment in the last 12 months on an offering that may still be open — A123 SYSTEMS, INC. (latest filing Jun 7, 2012)

The latest filing for this offering is dated Jun 7, 2012 (first sale May 24, 2012). It reports $50,000,000 sold of $66,398,304 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 7, 2012 ↗A123 SYSTEMS, INC. — PartnerFacts page ↗
Sources
Note · Apr 3, 2009 – Jun 11, 2009

No amendment in the last 12 months on an offering that may still be open — A123 SYSTEMS, INC. (latest filing Jun 11, 2009)

The latest filing for this offering is dated Jun 11, 2009 (first sale Apr 3, 2009). It reports $69,260,134 sold of $99,875,171 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jun 11, 2009 ↗A123 SYSTEMS, INC. — PartnerFacts page ↗
Sources
Note · Apr 17, 2009 – Jun 11, 2009

Offering amount changed between filings — A123 SYSTEMS, INC.

The Apr 17, 2009 filing says $69,260,134 offered; the Jun 11, 2009 Form D/A says $99,875,171.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Apr 17, 2009 ↗Form D/A (later) · Jun 11, 2009 ↗A123 SYSTEMS, INC. — PartnerFacts page ↗
Sources
Note · Apr 17, 2009 – Jun 7, 2012

Arthur Goldstein is written 2 different ways on the filings

listed as "Arthur Goldstein" on 4 filings (from Apr 17, 2009), and "Arthur L. Goldstein" on the Jun 7, 2012 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 17, 2009 ↗Form D · Jun 7, 2012 ↗Arthur Goldstein — PartnerFacts page ↗
Sources
Note · Apr 17, 2009 – Jun 7, 2012

Industry group changed between filings — A123 SYSTEMS, INC.

"Other Technology" (Apr 17, 2009 to Jun 11, 2009); then "Other Energy" (Jun 7, 2012).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Apr 17, 2009 ↗Form D · Jun 7, 2012 ↗A123 SYSTEMS, INC. — PartnerFacts page ↗
Sources
Note · Jun 11, 2009 – Jun 7, 2012

Address moved from Watertown, MA to Waltham, MA — A123 SYSTEMS, INC.

The people listed on the Jun 11, 2009 filing give Watertown, MA; on the Jun 7, 2012 filing they give Waltham, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 11, 2009 ↗Form D · Jun 7, 2012 ↗A123 SYSTEMS, INC. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 4 offerings reports sales commissions totalling $2,750,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 10, 2013 D
Sun Catalytix Corp
File 021-199298
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2012 D
A123 SYSTEMS, INC.
File 021-179437
$2,750,000$0$0 (est.)Lazard Capital Markets LLC BrokerCheck CRD 134736 ↗EDGAR ↗
Oct 13, 2010 D
Sun Catalytix Corp
File 021-148941
$0$0$0None listed on this filingEDGAR ↗
Jun 11, 2009 D/A
A123 SYSTEMS, INC.
File 021-39833
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Arthur Goldstein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SC
Other Energy

Sun Catalytix Corp

Cambridge, MA · Oct 13, 2010 → Jul 10, 2013 · 2 filings
  • Jul 10, 2013 · D · $4,000,001 sold of $12,000,002 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 13, 2010 · D · $9,584,374 sold of $9,584,374 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.58M from 8 investors (80% of the $12M target) as of the latest filing. Arthur is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AS
Other Energy

A123 SYSTEMS, INC.

Waltham, MA · Apr 17, 2009 → Jun 7, 2012 · 3 filings
  • Jun 7, 2012 · D · $50,000,000 sold of $66,398,304 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 11, 2009 · D/A · $69,260,134 sold of $99,875,171 · 23 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 17, 2009 · D · $69,260,134 sold of $69,260,134 · 23 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $69.3M from 23 investors (100% of the $66.4M target) as of the latest filing. Arthur is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Arthur 25

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DV
No photo found yet (own website and image search run after this page is viewed)
Person

David P. Vieau

Executive Officer, Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Gary E. Haroian

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

DN
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Nocera

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

AN
No photo found yet (own website and image search run after this page is viewed)
Person

Amir Nashat

Executive Officer, Director · 2 shared filings (1 issuer) · also on 28 other issuers

Amir Nashat is on 29 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey McCarthy

Director · 2 shared filings (1 issuer) · also on 8 other issuers

Jeffrey McCarthy is on 9 issuers in total — a repeat sponsor. Their page lists every one.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

Gururaj Deshpande

Director · 2 shared filings (1 issuer)

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Rubino

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Little

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

PJ
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Jacobs

Director · 2 shared filings (1 issuer)

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Gilbert Neal Riley, Jr.

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

TJ
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Jarvi

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ralf Speth

Director · 2 shared filings (1 issuer)

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff McCarthy

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Jeff McCarthy is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Decelle

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Forcier

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Barnett

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David Prytash

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

Dr. Paul Jacobs

Director · 1 shared filing (1 issuer)

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Mark M. Little, Ph.D.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

EP
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Pyenson

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Dr. Bart Riley

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

EK
No photo found (searched own website, image search on Oct 24, 2026)
Person

Edward Kopkowski

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Desh Deshpande

Director · 1 shared filing (1 issuer)

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Robert J. Johnson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Metcalfe

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Arthur Goldstein. Their page shows their other deals.

The team behind the deals

Same business address

3 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Arthur Goldstein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Arthur Goldstein is listed on: none on file. No website or social profile named in A123 SYSTEMS, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #340,066 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Waltham, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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