PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:38 AM ET

Sponsor Check › Person

JM
No photo found yet (own website and image search run after this page is viewed)

Jeffrey D. Malec

Named as an officer, director or promoter on SEC Form D filings · IL · Feb 27, 2009 → Jul 8, 2026

18deals (issuers)
$287.8Mreported sold
1,083investors
59Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jeffrey D. Malec is listed as an executive officer, director, and promoter on 59 SEC Form D filings by 18 issuers between Feb 2009 and Jul 2026. Largest by amount reported sold: Cockroach Fund, LLC (Chicago, IL — pooled investment fund — 2021–2025; $93.3M reported sold to 258 investors), Long Volatility Fund, LLC (Chicago, IL — pooled investment fund — 2021–2024; $77M reported sold to 299 investors), ATTAIN SHORT TERM ALPHA FUND, LLC (Chicago, IL — pooled investment fund — 2014–2016; $38.7M reported sold to 186 investors), ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLC (Chicago, IL — pooled investment fund — 2014–2016; $17.5M reported sold to 26 investors), Attain Managed Futures Trend Following Fund LLC (Chicago, IL — pooled investment fund — 2013–2016; $14.9M reported sold to 143 investors) and 13 more (all listed below).

What this means That is a lot of deals — 18 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $287.8M sold in total.

Listed alongside Attain Portfolio Advisors, LLC (42 shared filings, management entity), Walter J. Gallwas (16 shared filings), Jason Buck (10 shared filings), Taylor Pearson (10 shared filings), Mutiny Funds, LLC (6 shared filings, management entity) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jeffrey. Each name links to their own page.

All 18 issuers belong to the sponsor group Attain (21 issuers, $320.1M reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Attain has 21 companies on file and $320.1M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 13 court cases matching the name, 1 state regulator order, 4 bankruptcy cases matching the name listed in Key records below.

What this means 18 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 59 public filings for Jeffrey D. Malec and found 17 differences, 8 worth asking the sponsor about: 4 court cases name Jeffrey D. Malec; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jeffrey D. Malec has not run yet — it is joining a line of 58,088 names; searches run around the clock at the hosts' allowed rate. Searched so far: 650 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

13 cases: 1 open, 2 closed (disposition not in docket feed), 9 dismissed, 1 judgment

MALEC v. CATALENT PHARMA SOLUTIONS, LLC open
District Court, M.D. North Carolina · No. 1:26-cv-00514 · Filed Jun 3, 2026
Role of MALEC: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in NC (not a filing state)
Malec v. Walmart, Inc. closed
District Court, D. Kansas · No. 5:23-cv-04043 · Filed Jun 9, 2023 · Closed Jan 16, 2024
Role of Malec: Plaintiff · Outcome: Terminated 2024-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in KS (not a filing state)
Malec v. FCA US LLC dismissed
District Court, S.D. New York · No. 1:17-cv-07039 · Filed Sep 15, 2017 · Closed Jul 16, 2019 · Nature of suit: 385 Prop. Damage Prod. Liability · Cause: 15:2301 Magnuson-Moss Warranty Act
Role of Malec: Plaintiff · Outcome: Terminated 2019-07-16 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in NY (not a filing state)
Malec v. Merchants & Medical Credit Corporation dismissed
District Court, E.D. Michigan · No. 5:14-cv-11974 · Filed May 18, 2014 · Closed Aug 20, 2014 · Nature of suit: 890 Other Statutory Actions · Cause: 15:1692 Fair Debt Collection Act
Role of Malec: Plaintiff · Outcome: Terminated 2014-08-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in MI (not a filing state)
Malec v. Stellar Recovery Inc. dismissed
District Court, E.D. Michigan · No. 2:14-cv-11923 · Filed May 14, 2014 · Closed Jun 9, 2014 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Malec: Plaintiff · Outcome: Terminated 2014-06-09 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in MI (not a filing state)
The Bank of New York Mellon v. Malec dismissed
District Court, N.D. Illinois · No. 1:13-cv-02189 · Filed Mar 22, 2013 · Closed Sep 5, 2013 · Nature of suit: 220 Foreclosure
Role of Malec: Defendant · Outcome: Terminated 2013-09-05 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (IL)
The Bank of New York Mellon v. Malec dismissed
District Court, N.D. Illinois · No. 1:12-cv-07151 · Filed Sep 7, 2012 · Closed Oct 9, 2012 · Nature of suit: 220 Foreclosure
Role of Malec: Defendant · Outcome: Terminated 2012-10-09 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (IL)
The Bank of New York Mellon v. Malec dismissed
District Court, N.D. Illinois · No. 1:11-cv-04176 · Filed Jun 19, 2011 · Closed Aug 3, 2011 · Nature of suit: 220 Foreclosure
Role of Malec: Defendant · Outcome: Terminated 2011-08-03 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (IL)
Malec Mckenna v. Alliedbarton Security Services LLC closed
District Court, N.D. Illinois · No. 1:07-cv-00082 · Filed Jan 5, 2007 · Closed Apr 30, 2007 · Nature of suit: 360 P.I.: Other · Cause: 28:1441 Petition for Removal
Role of Malec Mckenna: Plaintiff · Outcome: Terminated 2007-04-30 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (IL)
Malec v. Group Health Incorporated dismissed
District Court, S.D. New York · No. 1:05-cv-07284 · Filed Aug 17, 2005 · Closed Nov 2, 2006 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Malec: Plaintiff · Outcome: Terminated 2006-11-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in NY (not a filing state)
Wunderlich-Malec Systems, Inc. v. Eisenmann Corp. dismissed
District Court, N.D. Illinois · No. 1:05-cv-04343 · Filed Jul 28, 2005 · Closed Sep 11, 2009 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Wunderlich-Malec Systems, Inc.: Plaintiff · Outcome: Terminated 2009-09-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); different first name (wunderlich); court in the person's filing state (IL)
MALEC v. YORK INTERNATIONAL judgment
District Court, W.D. Pennsylvania · No. 3:03-cv-00053 · Filed Mar 7, 2003 · Closed Mar 22, 2004 · Nature of suit: 791 Employee Retirement Income Security Act
Role of MALEC: Plaintiff · Outcome: Terminated 2004-03-22 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in PA (not a filing state)
Malec v. Link Mfg., Ltd. dismissed
District Court, N.D. Iowa · No. 5:92-cv-04088 · Filed Oct 26, 1992 · Closed Oct 28, 1994 · Nature of suit: 370 Other fraud
Role of Malec: Plaintiff · Outcome: Terminated 1994-10-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in IA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Individuals Suspended for Failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(d) FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Apr 5, 2013 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Nicole Malec Sharp (CRD #1078983)
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (4 people in Form D filings); different first name (nicole); nationwide regulator (FINRA) — the state is not a signal; middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jeffrey D. Malec..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Chase Bank USA N A v. Malec closed
United States Bankruptcy Court, N.D. Illinois · No. 06-01241 · Filed Jul 26, 2006 · Closed Sep 28, 2006
Role of Malec: Defendant · Outcome: Case closed 2006-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (IL)
John C Malec and Marilyn J Malec closed
United States Bankruptcy Court, N.D. Illinois · No. 06-05681 · Filed May 17, 2006 · Closed Sep 7, 2007
Role of John C Malec and Marilyn J Malec: Debtor · Outcome: Case closed 2007-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); different first name (john); court in the person's filing state (IL)
MBNA America Bank, NA v. Malec closed
United States Bankruptcy Court, N.D. Illinois · No. 06-00565 · Filed Feb 13, 2006 · Closed Apr 18, 2006
Role of Malec: Defendant · Outcome: Case closed 2006-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (IL)
John W Malec and Susan D Malac closed
United States Bankruptcy Court, N.D. Illinois · No. 01-11095 · Filed Mar 29, 2001 · Closed Aug 9, 2001
Role of John W Malec and Susan D Malac: Debtor · Outcome: Case closed 2001-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); different first name (john); court in the person's filing state (IL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for Jeffrey D. Malec — 8 worth asking about (compared the newest 50 of 59 filings on Oct 24, 2026; older filings not covered)

Note · Jul 26, 2006 – Sep 28, 2006

Bankruptcy case: Chase Bank USA N A v. Malec — filed Jul 26, 2006

United States Bankruptcy Court, N.D. Illinois docket "Chase Bank USA N A v. Malec" filed Jul 26, 2006, closed Sep 28, 2006. Jeffrey D. Malec is listed as Defendant ("Malec"). Our match estimate: 42%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗
Sources
Note · Feb 13, 2006 – Apr 18, 2006

Bankruptcy case: MBNA America Bank, NA v. Malec — filed Feb 13, 2006

United States Bankruptcy Court, N.D. Illinois docket "MBNA America Bank, NA v. Malec" filed Feb 13, 2006, closed Apr 18, 2006. Jeffrey D. Malec is listed as Defendant ("Malec"). Our match estimate: 42%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗
Sources
Worth asking · Jan 5, 2007 – Mar 22, 2013

4 court cases name Jeffrey D. Malec — 3 as defendant

By role: defendant in 3, plaintiff in 1. Newest: "The Bank of New York Mellon v. Malec" (District Court, N.D. Illinois, Mar 22, 2013); "The Bank of New York Mellon v. Malec" (District Court, N.D. Illinois, Sep 7, 2012); "The Bank of New York Mellon v. Malec" (District Court, N.D. Illinois, Jun 19, 2011). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · The Bank of New York Mellon v. Malec ↗Docket · The Bank of New York Mellon v. Malec ↗Docket · The Bank of New York Mellon v. Malec ↗Docket · Malec Mckenna v. Alliedbarton Security Services LLC ↗
Sources
Worth asking · May 10, 2024 – Nov 12, 2024

Amount sold went down between filings — Auspice Diversified Fund, LLC

The May 10, 2024 filing says $5,909,980 sold; the Nov 12, 2024 Form D/A says $0 sold — $5,909,980 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · May 10, 2024 ↗Form D/A (later) · Nov 12, 2024 ↗Auspice Diversified Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · Apr 18, 2023 – May 10, 2024

Amount sold went down between filings — Long Volatility Fund, LLC

The Apr 18, 2023 filing says $76,989,770 sold; the May 10, 2024 Form D/A says $75,962,609 sold — $1,027,161 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Apr 18, 2023 ↗Form D/A (later) · May 10, 2024 ↗Long Volatility Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 7, 2020 – Feb 2, 2021

Amount sold went down between filings — Flora Lake Partners LLC

The Jan 7, 2020 filing says $3,225,344 sold; the Feb 2, 2021 Form D/A says $3,225,246 sold — $98 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 7, 2020 ↗Form D/A (later) · Feb 2, 2021 ↗Flora Lake Partners LLC — PartnerFacts page ↗
Sources
Worth asking · Nov 18, 2024 – Oct 30, 2025

Investor count went down between filings — Cockroach Fund, LLC

The Nov 18, 2024 filing reports 258 investors; the Oct 30, 2025 Form D/A reports 230 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Nov 18, 2024 ↗Form D/A (later) · Oct 30, 2025 ↗Cockroach Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · May 10, 2024 – Nov 12, 2024

Investor count went down between filings — Auspice Diversified Fund, LLC

The May 10, 2024 filing reports 13 investors; the Nov 12, 2024 Form D/A reports 0 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 10, 2024 ↗Form D/A (later) · Nov 12, 2024 ↗Auspice Diversified Fund, LLC — PartnerFacts page ↗
Sources
Note · Jul 8, 2026

20% of the money raised went to insiders — H4 Macro Fund, Ltd.

The Jul 8, 2026 Form D reports $3,000,000 sold and $600,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Management Fee/Administration Fee".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jul 8, 2026 ↗H4 Macro Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Sep 1, 2021 – Nov 5, 2021

Form D filed 65 days after the first sale — Cockroach Fund, LLC

The filing says the first sale was Sep 1, 2021. The Form D was filed Nov 5, 2021 — 65 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 50 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 5, 2021 ↗Cockroach Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · Feb 28, 2017 – May 16, 2017

Form D filed 77 days after the first sale — Goldenwise Quant Multi-Strat Fund LLC

The filing says the first sale was Feb 28, 2017. The Form D was filed May 16, 2017 — 77 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 62 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 16, 2017 ↗Goldenwise Quant Multi-Strat Fund LLC — PartnerFacts page ↗
Sources
Note · Nov 28, 2023 – Dec 29, 2023

Form D filed 31 days after the first sale — Highcrest Global Sigma Fund, LLC

The filing says the first sale was Nov 28, 2023. The Form D was filed Dec 29, 2023 — 31 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 16 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 29, 2023 ↗Highcrest Global Sigma Fund, LLC — PartnerFacts page ↗
Sources
Note · Aug 1, 2000 – Nov 12, 2024

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Auspice Diversified Fund, LLC (latest filing Nov 12, 2024) · No amendment in the last 12 months on an offering that may still be open — Long Volatility Fund, LLC (latest filing May 10, 2024) · No amendment in the last 12 months on an offering that may still be open — GEM Fund, LLC (latest filing May 16, 2022) · No amendment in the last 12 months on an offering that may still be open — EVE Energy Infrastructure Fund, LLC (latest filing Jan 29, 2020) · No amendment in the last 12 months on an offering that may still be open — Goldenwise Quant Multi-Strat Fund LLC (latest filing May 16, 2017) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Nov 12, 2024 ↗Auspice Diversified Fund, LLC — PartnerFacts page ↗Form D/A · May 10, 2024 ↗Long Volatility Fund, LLC — PartnerFacts page ↗
Sources
Note · Apr 16, 2013 – May 8, 2014

Minimum investment changed between filings — ATTAIN SHORT TERM ALPHA FUND, LLC

The Apr 16, 2013 filing lists a minimum of $100,000; the May 8, 2014 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 16, 2013 ↗Form D/A (later) · May 8, 2014 ↗ATTAIN SHORT TERM ALPHA FUND, LLC — PartnerFacts page ↗
Sources
Note · Mar 4, 2013 – Feb 12, 2014

Jeffrey D. Malec is written 2 different ways on the filings

listed as "Jeffrey D. Malec" on 40 filings (from Mar 4, 2013), and "Jeffrey Malec" on 12 filings (from Feb 12, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 4, 2013 ↗Form D/A · Feb 12, 2014 ↗Jeffrey D. Malec — PartnerFacts page ↗
Sources
Note · Apr 16, 2013 – May 8, 2014

Address moved from Kewaskum, WI to Chicago, IL — ATTAIN SHORT TERM ALPHA FUND, LLC

The people listed on the Apr 16, 2013 filing give Kewaskum, WI; on the May 8, 2014 filing they give Chicago, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Apr 16, 2013 ↗Form D/A · May 8, 2014 ↗ATTAIN SHORT TERM ALPHA FUND, LLC — PartnerFacts page ↗
Sources
Note · Jun 25, 2012 – Apr 16, 2013

Address moved from Mequon, WI to Kewaskum, WI — ATTAIN SHORT TERM ALPHA FUND, LLC

The people listed on the Jun 25, 2012 filing give Mequon, WI; on the Apr 16, 2013 filing they give Kewaskum, WI.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 25, 2012 ↗Form D/A · Apr 16, 2013 ↗ATTAIN SHORT TERM ALPHA FUND, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 59 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 18 offerings reports sales commissions totalling $532,424; 0 report finder's fees; 16 report proceeds to related persons totalling $1,811,051. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 8, 2026 D
H4 Macro Fund, Ltd.
File 021-589929
$0$0$600,000 (est.)
Management Fee/Administration Fee
None listed on this filingEDGAR ↗
Dec 5, 2025 D/A
Flora Lake Partners LLC
File 021-300720
$0 (est.)$0 (est.)$40,000 (est.)None listed on this filingEDGAR ↗
Dec 5, 2025 D/A
Highcrest Global Sigma Fund, LLC
File 021-501095
$0$0$190,000 (est.)
Management Fee
None listed on this filingEDGAR ↗
Oct 30, 2025 D/A
Cockroach Fund, LLC
File 021-419958
$0$0$502,865 (est.)None listed on this filingEDGAR ↗
Nov 12, 2024 D/A
Auspice Diversified Fund, LLC
File 021-443778
$0$0$0None listed on this filingEDGAR ↗
May 10, 2024 D/A
Long Volatility Fund, LLC
File 021-368566
$0 (est.)$0 (est.)$166,717 (est.)
Management Fee
None listed on this filingEDGAR ↗
May 16, 2022 D/A
GEM Fund, LLC
File 021-347911
$0 (est.)$0 (est.)$15,000 (est.)None listed on this filingEDGAR ↗
Jan 29, 2020 D/A
EVE Energy Infrastructure Fund, LLC
File 021-303722
$0$0$2,160 (est.)None listed on this filingEDGAR ↗
May 16, 2017 D
Goldenwise Quant Multi-Strat Fund LLC
File 021-286817
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2016 D/A
ATTAIN SHORT TERM ALPHA FUND, LLC
File 021-180220
$532,424 (est.)$0$20,000 (est.)
Issuer's Manager receives a monthly Sponsor's Fee equal to 1/12 of 0.60% of the month-end Net Asset Value of certain Classes of Interest and a monthly Administrative Charge equal to 1/12 of 0.50% of the month-end Net Asset Value.
Capital Management Partners Inc. BrokerCheck CRD 21973 ↗
via Capital Management Partners Inc. (CRD 21973 ↗)
EDGAR ↗
May 16, 2016 D/A
Jordan River Piranha Fund LLC
File 021-239808
$0$0$7,633 (est.)None listed on this filingEDGAR ↗
Mar 21, 2016 D/A
Attain Managed Futures Trend Following Fund LLC
File 021-192692
$0$0$126,140 (est.)
Issuer's Manager receives an annual Sponsor's Fee equal to 1/12 of 1.00% of the average month-end Trading Level of certain Classes of Interest and a monthly Administrative Charge equal to 1/12 of 0.50% per year of the average month-end Asset Value.
None listed on this filingEDGAR ↗
Mar 21, 2016 D/A
ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLC
File 021-160191
$0$0$41,697 (est.)None listed on this filingEDGAR ↗
Feb 9, 2016 D
Altavest MultiStrategy Fund, LLC
File 021-257044
$0$0$20,000 (est.)None listed on this filingEDGAR ↗
Mar 26, 2015 D/A
ATTAIN IMFC MACRO FUND LLC
File 021-213565
$0$0$13,415 (est.)None listed on this filingEDGAR ↗
Feb 3, 2015 D
Amphi Capital Fund LLC
File 021-233327
$0 (est.)$0 (est.)$20,000 (est.)None listed on this filingEDGAR ↗
Jul 9, 2013 D/A
Attain Managed Futures Spread Trading Fund LLC
File 021-180876
$0$0$3,424 (est.)None listed on this filingEDGAR ↗
Mar 9, 2012 D/A
ATTAIN STRATEGIC DIVERSIFICATION FUND LLC
File 021-63636
$0 (est.)$0 (est.)$42,000 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 18

Every issuer that named Jeffrey D. Malec on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HM
Pooled Investment Fund · group: Attain

H4 Macro Fund, Ltd.

Chicago, IL · Jul 8, 2026
  • Jul 8, 2026 · D · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $3M from 1 investor as of the latest filing. Jeffrey is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HG
Pooled Investment Fund · group: Attain

Highcrest Global Sigma Fund, LLC

Chicago, IL · Dec 29, 2023 → Dec 5, 2025 · 3 filings
  • Dec 5, 2025 · D/A · $5,389,013 sold of Indefinite · 39 investors · min. $250,000 · role: Executive Officer (Manager of Attain Portfolio Advisors, LLC, Manager of Issuer) EDGAR ↗
  • Jan 16, 2025 · D/A · $4,926,069 sold of Indefinite · 36 investors · min. $250,000 · role: Executive Officer (Manager of Attain Portfolio Advisors, LLC, Manager of Issuer) EDGAR ↗
  • Dec 29, 2023 · D · $4,356,445 sold of Indefinite · 23 investors · min. $250,000 · role: Executive Officer (Manager of Attain Portfolio Advisors, LLC, Manager of Issuer) EDGAR ↗

Raised $5.39M from 39 investors as of the latest filing. Jeffrey is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FL
Pooled Investment Fund · group: Attain

Flora Lake Partners LLC

Chicago, IL · Dec 14, 2017 → Dec 5, 2025 · 9 filings
  • Dec 5, 2025 · D/A · $3,888,809 sold of Indefinite · 13 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • Feb 5, 2025 · D/A · $3,379,563 sold of Indefinite · 12 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • Jan 26, 2024 · D/A · $3,379,563 sold of Indefinite · 12 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • Jan 27, 2023 · D/A · $3,379,563 sold of Indefinite · 12 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • Feb 16, 2022 · D/A · $3,379,563 sold of Indefinite · 12 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • Feb 2, 2021 · D/A · $3,225,246 sold of Indefinite · 12 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • Jan 7, 2020 · D/A · $3,225,344 sold of Indefinite · 12 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • Jan 3, 2019 · D/A · $1,275,000 sold of Indefinite · 5 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗
  • Dec 14, 2017 · D · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Executive Officer (Manager of Issuer) EDGAR ↗

Raised $3.89M from 13 investors as of the latest filing. Jeffrey is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Pooled Investment Fund · group: Attain

Cockroach Fund, LLC

Chicago, IL · Nov 5, 2021 → Oct 30, 2025 · 6 filings
  • Oct 30, 2025 · D/A · $93,339,017 sold of Indefinite · 239 investors · min. $100,000 · role: Executive Officer (Principal of Attain Portfolio Advisors, LLC) EDGAR ↗
  • Oct 30, 2025 · D/A · $74,375,439 sold of Indefinite · 230 investors · min. $100,000 · role: Executive Officer (Principal of Attain Portfolio Advisors, LLC) EDGAR ↗
  • Nov 18, 2024 · D/A · $74,375,439 sold of Indefinite · 258 investors · min. $100,000 · role: Executive Officer (Principal of Attain Portfolio Advisors, LLC) EDGAR ↗
  • Nov 7, 2023 · D/A · $67,789,410 sold of Indefinite · 246 investors · min. $100,000 · role: Executive Officer (Principal of Attain Portfolio Advisors, LLC) EDGAR ↗
  • Nov 4, 2022 · D/A · $46,299,789 sold of Indefinite · 172 investors · min. $100,000 · role: Executive Officer (Principal of Attain Portfolio Advisors, LLC) EDGAR ↗
  • Nov 5, 2021 · D · $20,205,433 sold of Indefinite · 82 investors · min. $100,000 · role: Executive Officer (Principal of Attain Portfolio Advisors, LLC) EDGAR ↗

Raised $93.3M from 258 investors as of the latest filing. Jeffrey is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AD
Pooled Investment Fund · group: Attain

Auspice Diversified Fund, LLC

Chicago, IL · Apr 28, 2022 → Nov 12, 2024 · 5 filings
  • Nov 12, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Manager of Attain Portfolio Advisors, LLC) EDGAR ↗
  • May 10, 2024 · D/A · $5,909,980 sold of Indefinite · 13 investors · min. $100,000 · role: Executive Officer (Manager of Attain Portfolio Advisors, LLC) EDGAR ↗
  • Apr 24, 2023 · D/A · $5,749,980 sold of Indefinite · 9 investors · min. $100,000 · role: Executive Officer (Manager of Attain Portfolio Advisors, LLC) EDGAR ↗
  • May 3, 2022 · D/A · $5,100,000 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (Manager of Attain Portfolio Advisors, LLC) EDGAR ↗
  • Apr 28, 2022 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Manager of Attain Portfolio Advisors, LLC) EDGAR ↗

Raised $5.91M from 13 investors as of the latest filing. Jeffrey is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LV
Pooled Investment Fund · group: Attain

Long Volatility Fund, LLC

Chicago, IL · Nov 17, 2021 → May 10, 2024 · 4 filings
  • May 10, 2024 · D/A · $75,962,609 sold of Indefinite · 299 investors · min. $100,000 · role: Executive Officer (Principal of Attain Portfolio Advisors, LLC) EDGAR ↗
  • Apr 18, 2023 · D/A · $76,989,770 sold of Indefinite · 289 investors · min. $100,000 · role: Executive Officer (Principal of Attain Portfolio Advisors, LLC) EDGAR ↗
  • Apr 1, 2022 · D/A · $53,259,371 sold of Indefinite · 200 investors · min. $100,000 · role: Executive Officer (Principal of Attain Portfolio Advisors, LLC) EDGAR ↗
  • Nov 17, 2021 · D/A · $53,259,371 sold of Indefinite · 200 investors · min. $100,000 · role: Executive Officer (Principal of Attain Portfolio Advisors, LLC) EDGAR ↗

Raised $77M from 299 investors as of the latest filing. Jeffrey is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GF
Pooled Investment Fund · group: Attain

GEM Fund, LLC

Chicago, IL · May 16, 2022
  • May 16, 2022 · D/A · $3,984,478 sold of Indefinite · 10 investors · min. $250,000 · role: Executive Officer (Principal of the Manager of the GEM Fund, LLC) EDGAR ↗

Raised $3.98M from 10 investors as of the latest filing. Jeffrey is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EE
Pooled Investment Fund · group: Attain

EVE Energy Infrastructure Fund, LLC

Chicago, IL · Jan 19, 2018 → Jan 29, 2020 · 3 filings
  • Jan 29, 2020 · D/A · $7,841,247 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (Manager of the Issuer) EDGAR ↗
  • Jan 23, 2019 · D/A · $7,321,720 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer (Manager of the Issuer) EDGAR ↗
  • Jan 19, 2018 · D · $5,065,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Manager of the Issuer) EDGAR ↗

Raised $7.84M from 11 investors as of the latest filing. Jeffrey is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GQ
Pooled Investment Fund · group: Attain

Goldenwise Quant Multi-Strat Fund LLC

Chicago, IL · May 16, 2017
  • May 16, 2017 · D · $2,499,975 sold of Indefinite · 3 investors · min. $50,000 · role: Executive Officer (Principal of the Manager of the Issuer) EDGAR ↗

Raised $2.5M from 3 investors as of the latest filing. Jeffrey is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Attain

ATTAIN SHORT TERM ALPHA FUND, LLC

Chicago, IL · May 8, 2014 → Jul 28, 2016 · 3 filings
  • Jul 28, 2016 · D/A · $38,664,811 sold of Indefinite · 186 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Jul 27, 2015 · D/A · $38,549,811 sold of Indefinite · 183 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • May 8, 2014 · D/A · $38,446,272 sold of Indefinite · 177 investors · min. $50,000 · role: Executive Officer (Principal of Attain Portfolio Advisors, LLC, the Manager of the Issuer) EDGAR ↗

Raised $38.7M from 186 investors as of the latest filing. Jeffrey is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JR
Pooled Investment Fund · group: Attain

Jordan River Piranha Fund LLC

Chicago, IL · May 14, 2015 → May 16, 2016 · 2 filings
  • May 16, 2016 · D/A · $2,248,008 sold of Indefinite · 14 investors · min. $50,000 · role: Executive Officer (Principal of the Manager) EDGAR ↗
  • May 14, 2015 · D · $710,000 sold of Indefinite · 3 investors · min. $50,000 · role: Executive Officer (Principal of the Manager) EDGAR ↗

Raised $2.25M from 14 investors as of the latest filing. Jeffrey is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Attain

Attain Managed Futures Trend Following Fund LLC

Chicago, IL · Mar 4, 2013 → Mar 21, 2016 · 5 filings
  • Mar 21, 2016 · D/A · $14,880,911 sold of Indefinite · 143 investors · min. $50,000 · role: Executive Officer (Principal of Attain Portfolio Advisors, LLC, the Manager of the Issuer) EDGAR ↗
  • Mar 5, 2015 · D/A · $14,410,426 sold of Indefinite · 143 investors · min. $50,000 · role: Executive Officer (Principal of Attain Portfolio Advisors, LLC, the Manager of the Issuer) EDGAR ↗
  • Mar 3, 2014 · D/A · $11,969,614 sold of Indefinite · 137 investors · min. $50,000 · role: Executive Officer (Principal of Attain Portfolio Advisors, LLC, the Manager of the Issuer) EDGAR ↗
  • Mar 4, 2013 · D/A · $9,603,010 sold of Indefinite · 89 investors · min. $50,000 · role: Executive Officer (Member of Attain Portfolio Advisors, LLC, the Manager of the Issuer) EDGAR ↗
  • Mar 4, 2013 · D · $9,603,010 sold of Indefinite · 89 investors · min. $50,000 · role: Executive Officer (Member of Attain Portfolio Advisors, LLC, the Manager of the Issuer) EDGAR ↗

Raised $14.9M from 143 investors as of the latest filing. Jeffrey is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Attain

ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLC

Chicago, IL · Feb 12, 2014 → Mar 21, 2016 · 4 filings
  • Mar 21, 2016 · D/A · $17,506,719 sold of Indefinite · 26 investors · min. $100,000 · role: Executive Officer (Principal of the Manager) EDGAR ↗
  • Mar 26, 2015 · D/A · $17,506,719 sold of Indefinite · 26 investors · min. $100,000 · role: Executive Officer (Principal of the Manager) EDGAR ↗
  • Mar 27, 2014 · D/A · $16,755,000 sold of Indefinite · 26 investors · min. $100,000 · role: Executive Officer (Principal of the Manager) EDGAR ↗
  • Feb 12, 2014 · D/A · $16,755,000 sold of Indefinite · 26 investors · min. $100,000 · role: Executive Officer (Principal of the Manager) EDGAR ↗

Raised $17.5M from 26 investors as of the latest filing. Jeffrey is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Attain

Altavest MultiStrategy Fund, LLC

Chicago, IL · Feb 9, 2016
  • Feb 9, 2016 · D · $500,000 sold of Indefinite · 1 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $500K from 1 investor as of the latest filing. Jeffrey is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: Attain

ATTAIN IMFC MACRO FUND LLC

Chicago, IL · Mar 13, 2014 → Mar 26, 2015 · 3 filings
  • Mar 26, 2015 · D/A · $2,498,970 sold of Indefinite · 4 investors · min. $50,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 27, 2014 · D/A · $2,247,975 sold of Indefinite · 1 investors · min. $50,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 13, 2014 · D · $2,247,975 sold of Indefinite · 1 investors · min. $50,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $2.5M from 4 investors as of the latest filing. Jeffrey is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Attain

Amphi Capital Fund LLC

Chicago, IL · Feb 3, 2015
  • Feb 3, 2015 · D · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Executive Officer (Principal of the Manager) EDGAR ↗

No sales reported yet as of the latest filing. Jeffrey is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Attain

Attain Managed Futures Spread Trading Fund LLC

Chicago, IL · Jul 9, 2012 → Jul 9, 2013 · 3 filings
  • Jul 9, 2013 · D/A · $2,760,122 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer (Member, Attain Portfolio Advisors, LLC, Manager, Attain Managed Futures Spread Trading Fund LLC) EDGAR ↗
  • Jul 10, 2012 · D/A · $1,753,000 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (Member, Attain Portfolio Advisors, LLC, Manager, Attain Managed Futures Spread Trading Fund LLC) EDGAR ↗
  • Jul 9, 2012 · D · $1,608,000 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (Member, Attain Portfolio Advisors, LLC, Manager, Attain Managed Futures Spread Trading Fund LLC) EDGAR ↗

Raised $2.76M from 22 investors as of the latest filing. Jeffrey is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AS
Pooled Investment Fund · group: Attain

ATTAIN STRATEGIC DIVERSIFICATION FUND LLC

Chicago, IL · Feb 27, 2009 → Mar 9, 2012 · 4 filings
  • Mar 9, 2012 · D/A · $3,554,533 sold of Indefinite · 40 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 4, 2011 · D/A · $2,824,000 sold of Indefinite · 15 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 3, 2010 · D · $2,824,000 sold of Indefinite · 15 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Feb 27, 2009 · D · $5,882,708 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $5.88M from 40 investors as of the latest filing. Jeffrey is listed as executive officer, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Jeffrey 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AP
Management entity

Attain Portfolio Advisors, LLC

Executive Officer, Promoter · 42 shared filings (14 issuers) · also on 1 other issuer

Attain Portfolio Advisors, LLC is on 15 issuers in total — a repeat sponsor. Their page lists every one.

MF
Management entity

Mutiny Funds, LLC

Executive Officer · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey D. Malec. Their page shows their other deals.

MF
Management entity

Mutiny Funds D

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Jeffrey D. Malec. Their page shows their other deals.

RC
Management entity

RELIANCE CAPITAL MARKETS II D.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jeffrey D. Malec. Their page shows their other deals.

RC
Management entity

Reliance Capital Markets II

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jeffrey D. Malec. Their page shows their other deals.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

Walter J. Gallwas

Executive Officer, Promoter · 16 shared filings (7 issuers)

Walter J. Gallwas is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Taylor Pearson

Executive Officer · 10 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Jeffrey D. Malec. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Buck

Executive Officer · 10 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Jeffrey D. Malec. Their page shows their other deals.

EE
No photo found yet (own website and image search run after this page is viewed)
Person

Emil van Essen

Promoter · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey D. Malec. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

John C Parker

Executive Officer, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Jeffrey D. Malec. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Gallwas

Executive Officer, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Jeffrey D. Malec. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Miles Perryman

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Miles Perryman is on 8 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

A
Sponsor group

Attain

21 issuers · 82 filings · $320.1M reported sold · 2009–2026

One team, 21 deal companies. Jeffrey D. Malec is listed on 18 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jeffrey D. Malec.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 18 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Jeffrey D. Malec by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 18 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Jeffrey D. Malec is listed on: none on file. No website or social profile named in Long Volatility Fund, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #99,694 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Jeffrey D. Malec appears on a new Form D, or when a court case or SEC action is matched to them. See plans →