PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:00 AM ET

Sponsor Check › Sponsor group

A

Attain

One sponsor team, 21 deal companies · Chicago, IL

Grouped because: 8 shared people, 3 shared management entities, same business address (16 issuers), similar issuer names (16) (automatic match from the filings) · not the same sponsor?

21deal companies
$320.1Mreported sold
1,113investors
82Form D filings
2009–2026active
1new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jul 8, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Attain is a sponsor group of 21 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, similar issuer names; automatic match from the filings), filing 82 Form D filings between Feb 2009 and Jul 2026.

What this means One team, 21 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $320.1M to 1,113 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (21). Issuers are based in IL (21).

What this means $320.1M raised across the group, about $288K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Jeffrey D. Malec (18 issuers, executive officer, director, and promoter), Attain Portfolio Advisors, LLC (15 issuers, executive officer and promoter, entity), Walter J. Gallwas (7 issuers, executive officer and promoter), Jeff Malec (4 issuers, executive officer), Jason Buck (3 issuers, executive officer) and 20 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 1 new offering in the last 12 months; latest filing Jul 8, 2026.

What this means still raising money this year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 23 court cases matching the name, 41 bankruptcy cases matching the name listed in Key records below.

What this means 64 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 82 public filings for Attain and found 21 differences, 9 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Attain has not run yet — it is joining a line of 44,995 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

23 cases: 2 open, 6 closed (disposition not in docket feed), 12 dismissed, 3 judgment

Morel v. Fall River Financial RI, LLC open
District Court, D. Rhode Island · No. 1:26-cv-00321 · Filed May 19, 2026
Role of Morel v. Fall River Financial RI, LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
FALL RIVER ROAD UTILITY DISTRICT, TN v. AGC Chemicals Americas Inc. open
District Court, D. South Carolina · No. 2:26-cv-01849 · Filed May 6, 2026
Role of FALL RIVER ROAD UTILITY DISTRICT, TN v. AGC Chemicals Americas Inc.: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in SC (not the issuer's state)
Vertex Towers, LLC v. City of Fall River Zoning Board closed
District Court, D. Massachusetts · No. 1:23-cv-11608 · Filed Jul 17, 2023 · Closed Sep 28, 2023
Role of Vertex Towers, LLC v. City of Fall River Zoning Board: Party · Outcome: Terminated 2023-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Resilient Homes, LLC v. City of Fall River closed
District Court, D. Massachusetts · No. 1:22-cv-11714 · Filed Oct 9, 2022 · Closed Aug 30, 2023
Role of Resilient Homes, LLC v. City of Fall River: Party · Outcome: Terminated 2023-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Attain, LLC v. Veritas Capital Fund Management, LLC dismissed matched at sponsor-group level (Attain)
District Court, E.D. Virginia · No. 1:19-cv-01024 · Filed Aug 6, 2019 · Closed Jan 13, 2020 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Contract Dispute
Role of Attain, LLC: Plaintiff · Outcome: Terminated 2020-01-13 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in VA (not the issuer's state)
FALL RIVER AREA REVITALIZATION CORPORATION v. CITY OF FALL RIVER dismissed
District Court, D. Massachusetts · No. 1:19-cv-11171 · Filed May 23, 2019 · Closed Jul 3, 2019 · Nature of suit: 190 Other contract actions
Role of FALL RIVER AREA REVITALIZATION CORPORATION v. CITY OF FALL RIVER: Party · Outcome: Terminated 2019-07-03 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
FALL RIVER AREA REVITALIZATION CORPORATION v. CITY OF FALL RIVER closed
District Court, D. New Jersey · No. 1:19-cv-00165 · Filed Jan 3, 2019 · Closed May 22, 2019 · Nature of suit: 190 Other contract actions
Role of FALL RIVER AREA REVITALIZATION CORPORATION v. CITY OF FALL RIVER: Party · Outcome: Terminated 2019-05-22 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Tardivo v. Attain, LLC dismissed matched at sponsor-group level (Attain)
District Court, N.D. Ohio · No. 1:17-cv-01985 · Filed Sep 21, 2017 · Closed Jan 30, 2018 · Nature of suit: 150 Overpayments & enforcement of judgments
Role of Attain, LLC: Defendant · Outcome: Terminated 2018-01-30 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OH (not the issuer's state)
Trustee of The Amalgamated National Health Fund v. Fall River Distribution Center, Inc. closed
District Court, D. Massachusetts · No. 1:11-mc-91270 · Filed Oct 17, 2011 · Closed Jul 29, 2013
Role of Trustee of The Amalgamated National Health Fund v. Fall River Distribution Center, Inc.: Party · Outcome: Terminated 2013-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Bank of Fall River v. Johnson dismissed
District Court, D. Rhode Island · No. 1:10-cv-00243 · Filed Jun 4, 2010 · Closed Jun 20, 2011 · Nature of suit: 190 Other contract actions
Role of Bank of Fall River v. Johnson: Party · Outcome: Terminated 2011-06-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
Colonial Surety Company v. Fall River Five Cents Savings Bank dismissed
District Court, D. Massachusetts · No. 1:08-cv-10589 · Filed Apr 8, 2008 · Closed Nov 5, 2008 · Nature of suit: 190 Other contract actions
Role of Colonial Surety Company v. Fall River Five Cents Savings Bank: Party · Outcome: Terminated 2008-11-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fall River Village Communities, LLC v. U.S. Bank National Association dismissed
District Court, D. Colorado · No. 1:07-cv-02227 · Filed Oct 22, 2007 · Closed Mar 24, 2008 · Nature of suit: Bankruptcy Appeal (801) · Cause: 28:0158 Notice of Appeal re Bankruptcy Matter (BA
Role of Fall River Village Communities, LLC v. U.S. Bank National Association: Party · Outcome: Terminated 2008-03-24 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
American Recycling Co v. Fall River News Co Inc dismissed
District Court, D. Connecticut · No. 3:05-cv-01459 · Filed Sep 16, 2005 · Closed Dec 12, 2005 · Nature of suit: 190 Other contract actions
Role of American Recycling Co v. Fall River News Co Inc: Party · Outcome: Terminated 2005-12-12 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CT (not the issuer's state)
GE Healthcare v. Fall River Walk-In closed
District Court, D. Rhode Island · No. 1:04-mc-00062 · Filed Jun 30, 2004 · Closed Jun 30, 2004
Role of GE Healthcare v. Fall River Walk-In: Party · Outcome: Terminated 2004-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
GE Capital Healthcar v. Fall River Walk-In E judgment
District Court, D. Massachusetts · No. 1:02-cv-11789 · Filed Sep 9, 2002 · Closed May 18, 2004 · Nature of suit: 190 Other contract actions
Role of GE Capital Healthcar v. Fall River Walk-In E: Party · Outcome: Terminated 2004-05-18 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fireman's Fund Ins. v. Fall River Shirt Co. dismissed
District Court, D. Massachusetts · No. 1:98-cv-12530 · Filed Dec 14, 1998 · Closed Aug 2, 2000 · Nature of suit: 380 Other personal property damage
Role of Fireman's Fund Ins. v. Fall River Shirt Co.: Party · Outcome: Terminated 2000-08-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
S/N-1 Reo Limited v. Fall River, City of judgment
District Court, D. Massachusetts · No. 1:98-cv-10266 · Filed Feb 12, 1998 · Closed Dec 15, 1999 · Nature of suit: 290 Other real property actions
Role of S/N-1 Reo Limited v. Fall River, City of: Party · Outcome: Terminated 1999-12-15 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for both plaintiff and defendant Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Prozina Shipping v. Fall River Pier dismissed
District Court, D. Massachusetts · No. 1:97-cv-11800 · Filed Aug 8, 1997 · Closed Mar 16, 1998 · Nature of suit: 190 Other contract actions
Role of Prozina Shipping v. Fall River Pier: Party · Outcome: Terminated 1998-03-16 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
GROSS COMMON CARRIER, INC. v. FALL RIVER FOUNDATION, INC. judgment
District Court, W.D. Wisconsin · No. 3:94-cv-02135 · Filed Feb 24, 1994 · Closed May 20, 1994 · Nature of suit: 450 Interstate commerce
Role of GROSS COMMON CARRIER, INC. v. FALL RIVER FOUNDATION, INC.: Party · Outcome: Terminated 1994-05-20 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in WI (not the issuer's state)
FALL RIVER FOUNDRY COMPANY v. No closed
District Court, W.D. Wisconsin · No. 3:90-cv-00664 · Filed Sep 6, 1990 · Closed Sep 13, 1990
Role of FALL RIVER FOUNDRY COMPANY v. No: Party · Outcome: Terminated 1990-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in WI (not the issuer's state)
GUIMOND R v. BANK OF FALL RIVER dismissed
District Court, D. Rhode Island · No. · Filed Aug 10, 1990 · Closed Mar 22, 1991 · Nature of suit: 140 Negotiable instruments
Role of GUIMOND R v. BANK OF FALL RIVER: Party · Outcome: Terminated 1991-03-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
DISTRIGAS OF MASS CORP v. FALL RIVER GAS CO dismissed
District Court, D. Massachusetts · No. · Filed Nov 3, 1987 · Closed Nov 25, 1987 · Nature of suit: 890 Other statutory actions
Role of DISTRIGAS OF MASS CORP v. FALL RIVER GAS CO: Party · Outcome: Terminated 1987-11-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
FALL RIVER LANDFILL INC v. D&M DISPOSAL SERV OF NEWPOR dismissed
District Court, D. Rhode Island · No. · Filed Feb 4, 1987 · Closed Nov 30, 1987 · Nature of suit: 190 Other contract actions
Role of FALL RIVER LANDFILL INC v. D&M DISPOSAL SERV OF NEWPOR: Party · Outcome: Terminated 1987-11-30 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Attain..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

41 cases: 1 open, 40 closed (disposition not in docket feed)

Steward Fall River Management Care Services LLC and SHC Plan Administrator Trust open
United States Bankruptcy Court, S.D. Texas · No. 24-90356 · Filed May 6, 2024
Role of Steward Fall River Management Care Services LLC and SHC Plan Administrator Trust: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Aral Restaurant Group of Fall River, Inc. closed
United States Bankruptcy Court, D. Massachusetts · No. 19-13256 · Filed Sep 26, 2019 · Closed Jan 20, 2021
Role of Aral Restaurant Group of Fall River, Inc.: Party · Outcome: Case closed 2021-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Casey v. Fall River Five Cents Savings Bank closed
United States Bankruptcy Court, D. Massachusetts · No. 18-01092 · Filed Jul 5, 2018 · Closed Aug 1, 2019
Role of Casey v. Fall River Five Cents Savings Bank: Party · Outcome: Case closed 2019-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fall River Five Cents Savings Bank d/b/a Bank Five v. Mendoza closed
United States Bankruptcy Court, D. Massachusetts · No. 13-01302 · Filed Jul 11, 2013 · Closed Oct 7, 2013
Role of Fall River Five Cents Savings Bank d/b/a Bank Five v. Mendoza: Party · Outcome: Case closed 2013-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fall River Village Communities, LLC 2 closed
United States Bankruptcy Court, D. Colorado · No. 13-10450 · Filed Jan 14, 2013 · Closed Oct 28, 2015
Role of Fall River Village Communities, LLC 2: Party · Outcome: Case closed 2015-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
Miller v. Fall River Logging Ltd. closed
United States Bankruptcy Court, D. Delaware · No. 09-52585 · Filed Nov 17, 2009 · Closed Oct 22, 2010
Role of Miller v. Fall River Logging Ltd.: Party · Outcome: Case closed 2010-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Steinle v. Fall River Village Communities LLC 2 closed
United States Bankruptcy Court, D. Colorado · No. 09-01530 · Filed Sep 1, 2009 · Closed Oct 1, 2013
Role of Steinle v. Fall River Village Communities LLC 2: Party · Outcome: Case closed 2013-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
NWL of Fall River, Inc. closed
United States Bankruptcy Court, D. Delaware · No. 08-12905 · Filed Nov 10, 2008 · Closed Jul 12, 2021
Role of NWL of Fall River, Inc.: Party · Outcome: Case closed 2021-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Ward v. Quaker Fabric Corporation of Fall River closed
United States Bankruptcy Court, W.D. North Carolina · No. 08-05023 · Filed Sep 11, 2008 · Closed Sep 26, 2008
Role of Ward v. Quaker Fabric Corporation of Fall River: Party · Outcome: Case closed 2008-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NC (not the issuer's state)
Quaker Fabric Corporation of Fall River closed
United States Bankruptcy Court, D. Delaware · No. 07-11147 · Filed Aug 16, 2007 · Closed Jan 24, 2018
Role of Quaker Fabric Corporation of Fall River: Party · Outcome: Case closed 2018-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Fall River Five Cents Savings Bank v. Donahue closed
United States Bankruptcy Court, D. Massachusetts · No. 06-01062 · Filed Jan 23, 2006 · Closed Aug 15, 2007
Role of Fall River Five Cents Savings Bank v. Donahue: Party · Outcome: Case closed 2007-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Meldisco K-M Fall River, Mass., Inc. closed
United States Bankruptcy Court, S.D. New York · No. 04-28601 · Filed Mar 3, 2004 · Closed May 22, 2006
Role of Meldisco K-M Fall River, Mass., Inc.: Party · Outcome: Case closed 2006-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Better Methods Alexander, Inc. v. Fall River Paper & Supply Corp. closed
United States Bankruptcy Court, S.D. New York · No. 04-01004 · Filed Jan 5, 2004 · Closed May 5, 2005
Role of Better Methods Alexander, Inc. v. Fall River Paper & Supply Corp.: Party · Outcome: Case closed 2005-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Fall River Paper & Supply Corp. closed
United States Bankruptcy Court, D. Massachusetts · No. 03-20123 · Filed Dec 10, 2003 · Closed Apr 2, 2008
Role of Fall River Paper & Supply Corp.: Party · Outcome: Case closed 2008-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
COHEN v. Fall River Investments, Inc. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 03-00584 · Filed Jun 5, 2003 · Closed Aug 17, 2004
Role of COHEN v. Fall River Investments, Inc.: Party · Outcome: Case closed 2004-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
WALLACE'S BOOK STORE [FALL RIVER], INC. closed
United States Bankruptcy Court, D. Delaware · No. 01-00553 · Filed Feb 28, 2001 · Closed Mar 2, 2001
Role of WALLACE'S BOOK STORE [FALL RIVER], INC.: Party · Outcome: Case closed 2001-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Wallace's Book Store (Fall River), Inc. closed
United States Bankruptcy Court, E.D. Kentucky · No. 01-50564 · Filed Feb 28, 2001 · Closed Jun 19, 2008
Role of Wallace's Book Store (Fall River), Inc.: Party · Outcome: Case closed 2008-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in KY (not the issuer's state)
Fall River Cinema, Inc. closed
United States Bankruptcy Court, S.D. New York · No. 01-40416 · Filed Feb 15, 2001 · Closed Mar 28, 2003
Role of Fall River Cinema, Inc.: Party · Outcome: Case closed 2003-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
City of Fall River, Water & Sewer Dept. v. Priority Finishing Corporation closed
United States Bankruptcy Court, D. Massachusetts · No. 00-01560 · Filed Nov 16, 2000 · Closed Apr 12, 2001
Role of City of Fall River, Water & Sewer Dept. v. Priority Finishing Corporation: Party · Outcome: Case closed 2001-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Bank of Fall River, A Co-operative Bank v. Pereira closed
United States Bankruptcy Court, D. Massachusetts · No. 99-01339 · Filed Jul 15, 1999 · Closed Feb 9, 2000
Role of Bank of Fall River, A Co-operative Bank v. Pereira: Party · Outcome: Case closed 2000-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Tilly Realty Associates v. City of Fall River closed
United States Bankruptcy Court, D. Rhode Island · No. 1:98-ap-01049 · Filed Apr 16, 1998 · Closed Nov 30, 1998
Role of Tilly Realty Associates v. City of Fall River: Party · Outcome: Case closed 1998-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
Tilly Realty Associates v. City of Fall River closed
United States Bankruptcy Court, D. Rhode Island · No. 1:97-ap-01042 · Filed Mar 12, 1997 · Closed Nov 24, 1997
Role of Tilly Realty Associates v. City of Fall River: Party · Outcome: Case closed 1997-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
Bank of Fall River v. Antonio closed
United States Bankruptcy Court, D. Massachusetts · No. 97-01120 · Filed Jan 21, 1997 · Closed Jul 29, 1999
Role of Bank of Fall River v. Antonio: Party · Outcome: Case closed 1999-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Francis v. Fall River Five Cents Savings Bank closed
United States Bankruptcy Court, D. Massachusetts · No. 96-01011 · Filed Jan 9, 1996 · Closed Sep 4, 1996
Role of Francis v. Fall River Five Cents Savings Bank: Party · Outcome: Case closed 1996-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
QUAKER FABRIC CORP. OF FALL RIVER v. SIMMONS UPHOLSTERED FURNITURE, INC. closed
United States Bankruptcy Court, D. Delaware · No. 95-00084 · Filed Aug 31, 1995 · Closed Oct 10, 1996
Role of QUAKER FABRIC CORP. OF FALL RIVER v. SIMMONS UPHOLSTERED FURNITURE, INC.: Party · Outcome: Case closed 1996-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Quaker Fabric Corp of Fall River v. Stanton Industries, Inc. closed
United States Bankruptcy Court, D. Oregon · No. 94-03168 · Filed Mar 30, 1994 · Closed Sep 22, 1994
Role of Quaker Fabric Corp of Fall River v. Stanton Industries, Inc.: Party · Outcome: Case closed 1994-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OR (not the issuer's state)
Cumberland Farms, Inc. v. City of Fall River, Massachusetts closed
United States Bankruptcy Court, D. Massachusetts · No. 93-04219 · Filed Sep 13, 1993 · Closed Apr 2, 1996
Role of Cumberland Farms, Inc. v. City of Fall River, Massachusetts: Party · Outcome: Case closed 1996-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Gross Common Carrier, Inc. v. Fall River Foundation, Inc. closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-93-05339 · Filed Aug 18, 1993 · Closed Mar 8, 1994
Role of Gross Common Carrier, Inc. v. Fall River Foundation, Inc.: Party · Outcome: Case closed 1994-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in WI (not the issuer's state)
Pawtucket Form Construction Co., Inc. v. Citizens Union Bank of Fall River closed
United States Bankruptcy Court, D. Rhode Island · No. 1:93-ap-01066 · Filed May 24, 1993 · Closed Jun 30, 1993
Role of Pawtucket Form Construction Co., Inc. v. Citizens Union Bank of Fall River: Party · Outcome: Case closed 1993-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
CMX Fall River Limited Partnership v. City of Fall River closed
United States Bankruptcy Court, D. Massachusetts · No. 93-04078 · Filed Apr 7, 1993 · Closed Mar 1, 1994
Role of CMX Fall River Limited Partnership v. City of Fall River: Party · Outcome: Case closed 1994-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Whitaker v. Fall River Dyeing &finishing Corp closed
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-26633 · Filed Oct 19, 1992 · Closed May 10, 1996
Role of Whitaker v. Fall River Dyeing &finishing Corp: Party · Outcome: Case closed 1996-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
White v. Fall River Florist Supply Co. closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 92-01620 · Filed Oct 15, 1992 · Closed Jan 6, 1993
Role of White v. Fall River Florist Supply Co.: Party · Outcome: Case closed 1993-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
CMX Fall River Limited Partnership closed
United States Bankruptcy Court, D. Massachusetts · No. 92-42957 · Filed Sep 22, 1992 · Closed Mar 26, 1996
Role of CMX Fall River Limited Partnership: Party · Outcome: Case closed 1996-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Whitaker v. The Fall River Group Inc. closed
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-15634 · Filed Aug 7, 1992 · Closed Oct 2, 1997
Role of Whitaker v. The Fall River Group Inc.: Party · Outcome: Case closed 1997-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Rothwell v. Fall River Five Cents Savings Bank closed
United States Bankruptcy Court, D. Massachusetts · No. 91-01507 · Filed Sep 11, 1991 · Closed Nov 13, 1991
Role of Rothwell v. Fall River Five Cents Savings Bank: Party · Outcome: Case closed 1991-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fall River Store & Restaurant Equipt.Co closed
United States Bankruptcy Court, D. Massachusetts · No. 91-16533 · Filed Jul 30, 1991 · Closed Apr 18, 1997
Role of Fall River Store & Restaurant Equipt.Co: Party · Outcome: Case closed 1997-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
McCreary Tire Sales Of Fall River, Inc. closed
United States Bankruptcy Court, D. Massachusetts · No. 90-14641 · Filed Aug 22, 1990 · Closed Dec 26, 1996
Role of McCreary Tire Sales Of Fall River, Inc.: Party · Outcome: Case closed 1996-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
New Woman, Fall River, Inc. closed
United States Bankruptcy Court, D. Massachusetts · No. 89-13575 · Filed Nov 21, 1989 · Closed Jan 2, 1991
Role of New Woman, Fall River, Inc.: Party · Outcome: Case closed 1991-01-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fall River Fishing Company,Inc closed
United States Bankruptcy Court, D. Massachusetts · No. 89-11191 · Filed May 3, 1989 · Closed Nov 26, 1991
Role of Fall River Fishing Company,Inc: Party · Outcome: Case closed 1991-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fall River People's Cooperative Bank v. Schindler closed
United States Bankruptcy Court, D. Massachusetts · No. 87-01080 · Filed May 4, 1987 · Closed Mar 6, 1989
Role of Fall River People's Cooperative Bank v. Schindler: Party · Outcome: Case closed 1989-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fall River Glass Co, Inc closed
United States Bankruptcy Court, D. Massachusetts · No. 84-11490 · Filed Nov 26, 1984 · Closed Jun 20, 1990
Role of Fall River Glass Co, Inc: Party · Outcome: Case closed 1990-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

21 differences found between the filings for Attain — 9 worth asking about (compared the newest 50 of 82 filings on Oct 24, 2026; older filings not covered)

Worth asking · May 10, 2024 – Nov 12, 2024

Amount sold went down between filings — Auspice Diversified Fund, LLC

The May 10, 2024 filing says $5,909,980 sold; the Nov 12, 2024 Form D/A says $0 sold — $5,909,980 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · May 10, 2024 ↗Form D/A (later) · Nov 12, 2024 ↗Auspice Diversified Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · Apr 18, 2023 – May 10, 2024

Amount sold went down between filings — Long Volatility Fund, LLC

The Apr 18, 2023 filing says $76,989,770 sold; the May 10, 2024 Form D/A says $75,962,609 sold — $1,027,161 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Apr 18, 2023 ↗Form D/A (later) · May 10, 2024 ↗Long Volatility Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 7, 2020 – Feb 2, 2021

Amount sold went down between filings — Flora Lake Partners LLC

The Jan 7, 2020 filing says $3,225,344 sold; the Feb 2, 2021 Form D/A says $3,225,246 sold — $98 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 7, 2020 ↗Form D/A (later) · Feb 2, 2021 ↗Flora Lake Partners LLC — PartnerFacts page ↗
Sources
Worth asking · Nov 18, 2024 – Oct 30, 2025

Investor count went down between filings — Cockroach Fund, LLC

The Nov 18, 2024 filing reports 258 investors; the Oct 30, 2025 Form D/A reports 230 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Nov 18, 2024 ↗Form D/A (later) · Oct 30, 2025 ↗Cockroach Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · May 10, 2024 – Nov 12, 2024

Investor count went down between filings — Auspice Diversified Fund, LLC

The May 10, 2024 filing reports 13 investors; the Nov 12, 2024 Form D/A reports 0 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 10, 2024 ↗Form D/A (later) · Nov 12, 2024 ↗Auspice Diversified Fund, LLC — PartnerFacts page ↗
Sources
Note · Jul 8, 2026

20% of the money raised went to insiders — H4 Macro Fund, Ltd.

The Jul 8, 2026 Form D reports $3,000,000 sold and $600,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Management Fee/Administration Fee".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jul 8, 2026 ↗H4 Macro Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jul 9, 2013

105 other issuers file from the same address — Attain Managed Futures Spread Trading Fund LLC

The address on file, One East Wacker Drive, Suite 3000, Chicago, IL, is used by 106 issuers in our index across 21 sponsor groups; 105 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Attain Managed Futures Spread Trading Fund LLC — PartnerFacts page ↗EDGAR filer page · Attain Managed Futures Spread Trading Fund LLC ↗
Sources
Note · Feb 3, 2015

95 other issuers file from the same address — Amphi Capital Fund LLC

The address on file, 1 East Wacker Drive, Suite 3000, Chicago, IL, is used by 96 issuers in our index across 15 sponsor groups; 95 are outside this group. It is on our registered-agent / shared-office list (106 issuers in 24 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Amphi Capital Fund LLC — PartnerFacts page ↗EDGAR filer page · Amphi Capital Fund LLC ↗
Sources
Note · Apr 17, 2013

20 other issuers file from the same address — Emil Van Essen Spread Arbitrage Feeder Fund Ltd.

The address on file, 180 North Lasalle Street, Suite 3250, Chicago, IL, is used by 21 issuers in our index across 5 sponsor groups; 20 are outside this group. It is on our registered-agent / shared-office list (21 issuers in 13 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Emil Van Essen Spread Arbitrage Feeder Fund Ltd. — PartnerFacts page ↗EDGAR filer page · Emil Van Essen Spread Arbitrage Feeder Fund Ltd. ↗
Sources
Worth asking · Feb 28, 2017 – Dec 29, 2023

4 Form Ds were filed more than 15 days after the first sale

Form D filed 65 days after the first sale — Cockroach Fund, LLC · Form D filed 77 days after the first sale — Goldenwise Quant Multi-Strat Fund LLC · Form D filed 31 days after the first sale — Highcrest Global Sigma Fund, LLC · Form D filed 49 days after the first sale — GTAP Plus Fund LLC

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Nov 5, 2021 ↗Cockroach Fund, LLC — PartnerFacts page ↗Form D · May 16, 2017 ↗Goldenwise Quant Multi-Strat Fund LLC — PartnerFacts page ↗
Sources
Note · Aug 1, 2000 – Nov 12, 2024

12 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Auspice Diversified Fund, LLC (latest filing Nov 12, 2024) · No amendment in the last 12 months on an offering that may still be open — Long Volatility Fund, LLC (latest filing May 10, 2024) · No amendment in the last 12 months on an offering that may still be open — GEM Fund, LLC (latest filing May 16, 2022) · No amendment in the last 12 months on an offering that may still be open — GTAP Plus Fund LLC (latest filing May 11, 2020) · No amendment in the last 12 months on an offering that may still be open — Mutiny Fund LLC (latest filing Apr 8, 2020) · and 7 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Nov 12, 2024 ↗Auspice Diversified Fund, LLC — PartnerFacts page ↗Form D/A · May 10, 2024 ↗Long Volatility Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · Sep 8, 2020 – May 16, 2022

4 people are no longer listed on a later amendment

Jeff Malec is no longer listed on the May 16, 2022 amendment — GEM Fund, LLC · Jeff Malec is no longer listed on the Nov 17, 2021 amendment — Long Volatility Fund, LLC · Mutiny Funds, LLC is no longer listed on the Nov 17, 2021 amendment — Long Volatility Fund, LLC · Black Pearl Management, LLC is no longer listed on the Aug 16, 2021 amendment — Long Volatility Fund, LLC

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · May 19, 2021 ↗Form D/A · May 16, 2022 ↗Jeff Malec — PartnerFacts page ↗GEM Fund, LLC — PartnerFacts page ↗
Sources
Note · Apr 16, 2013 – Feb 12, 2014

Emil van Essen's role changed at ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLC: executive officer → promoter

The Apr 16, 2013 filing lists Emil van Essen as executive officer; the Feb 12, 2014 Form D/A lists promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Apr 16, 2013 ↗Form D/A · Feb 12, 2014 ↗Emil van Essen — PartnerFacts page ↗ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLC — PartnerFacts page ↗
Sources
Note · Aug 16, 2021 – Nov 5, 2021

Mutiny Funds, LLC is written 2 different ways on the filings

listed as "Mutiny Funds" on the Aug 16, 2021 filing, and "Mutiny Funds, LLC" on 6 filings (from Nov 5, 2021).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Aug 16, 2021 ↗Form D · Nov 5, 2021 ↗Mutiny Funds, LLC — PartnerFacts page ↗
Sources
Note · Mar 4, 2013 – May 14, 2015

Attain Portfolio Advisors, LLC is written 2 different ways on the filings

listed as "Attain Portfolio Advisors, LLC" on 36 filings (from Mar 4, 2013), and "Attain Portfolio Advisors" on 4 filings (from May 14, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 4, 2013 ↗Form D · May 14, 2015 ↗Attain Portfolio Advisors, LLC — PartnerFacts page ↗
Sources
Note · Mar 4, 2013 – Feb 12, 2014

Jeffrey D. Malec is written 2 different ways on the filings

listed as "Jeffrey D. Malec" on 40 filings (from Mar 4, 2013), and "Jeffrey Malec" on 8 filings (from Feb 12, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 4, 2013 ↗Form D/A · Feb 12, 2014 ↗Jeffrey D. Malec — PartnerFacts page ↗
Sources
Note · Apr 16, 2013 – May 8, 2014

Address moved from Kewaskum, WI to Chicago, IL — ATTAIN SHORT TERM ALPHA FUND, LLC

The people listed on the Apr 16, 2013 filing give Kewaskum, WI; on the May 8, 2014 filing they give Chicago, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Apr 16, 2013 ↗Form D/A · May 8, 2014 ↗ATTAIN SHORT TERM ALPHA FUND, LLC — PartnerFacts page ↗
Sources
Note · Jun 25, 2012 – Apr 16, 2013

Address moved from Mequon, WI to Kewaskum, WI — ATTAIN SHORT TERM ALPHA FUND, LLC

The people listed on the Jun 25, 2012 filing give Mequon, WI; on the Apr 16, 2013 filing they give Kewaskum, WI.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 25, 2012 ↗Form D/A · Apr 16, 2013 ↗ATTAIN SHORT TERM ALPHA FUND, LLC — PartnerFacts page ↗
Sources
Worth asking · May 23, 2011 – Jul 9, 2012

2 separate companies in this group use the same name: "ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLC"

CIK 1521223 (first filed May 23, 2011, Chicago, IL); CIK 1553658 (first filed Jul 9, 2012, Chicago, IL).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLC — PartnerFacts page ↗Attain Managed Futures Spread Trading Fund LLC — PartnerFacts page ↗EDGAR filer page · CIK 1521223 ↗EDGAR filer page · CIK 1553658 ↗
Sources
Note · Mar 9, 2012 – Jul 8, 2026

Member companies were formed in 4 different states

Delaware (15), Illinois (3), Cayman Islands (2), Wisconsin (1) — out of 21 member issuers. The odd ones out: Attain Managed Futures Trend Following Fund LLC (Illinois); ATTAIN STRATEGIC DIVERSIFICATION FUND LLC (Illinois); Emil Van Essen Spread Arbitrage Feeder Fund Ltd. (Cayman Islands); Goldenwise Quant Multi-Strat Fund LLC (Illinois); GTAP Plus Fund LLC (Wisconsin); H4 Macro Fund, Ltd. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Attain — sponsor group page ↗Attain Managed Futures Trend Following Fund LLC — PartnerFacts page ↗ATTAIN STRATEGIC DIVERSIFICATION FUND LLC — PartnerFacts page ↗Emil Van Essen Spread Arbitrage Feeder Fund Ltd. — PartnerFacts page ↗
Sources
Note · Mar 12, 2010 – May 10, 2024

5 issuers used a different name before

Issuer used a different name before — Long Volatility Fund, LLC · Issuer used a different name before — EVE Energy Infrastructure Fund, LLC · Issuer used a different name before — ATTAIN SHORT TERM ALPHA FUND, LLC · Issuer used a different name before — ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLC · Issuer used a different name before — Attain Managed Futures Trend Following Fund LLC

What this means Match the CIK on your documents, not just the name.

EDGAR filer page ↗Long Volatility Fund, LLC — PartnerFacts page ↗EDGAR filer page ↗EVE Energy Infrastructure Fund, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 82 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

2 of 24 offerings report sales commissions totalling $1,365,791; 0 report finder's fees; 17 report proceeds to related persons totalling $1,861,051. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 8, 2026 D
H4 Macro Fund, Ltd.
File 021-589929
$0$0$600,000 (est.)
Management Fee/Administration Fee
None listed on this filingEDGAR ↗
Dec 5, 2025 D/A
Flora Lake Partners LLC
File 021-300720
$0 (est.)$0 (est.)$40,000 (est.)None listed on this filingEDGAR ↗
Dec 5, 2025 D/A
Highcrest Global Sigma Fund, LLC
File 021-501095
$0$0$190,000 (est.)
Management Fee
None listed on this filingEDGAR ↗
Oct 30, 2025 D/A
Cockroach Fund, LLC
File 021-419958
$0$0$502,865 (est.)None listed on this filingEDGAR ↗
Nov 12, 2024 D/A
Auspice Diversified Fund, LLC
File 021-443778
$0$0$0None listed on this filingEDGAR ↗
May 10, 2024 D/A
Long Volatility Fund, LLC
File 021-368566
$0 (est.)$0 (est.)$166,717 (est.)
Management Fee
None listed on this filingEDGAR ↗
May 16, 2022 D/A
GEM Fund, LLC
File 021-347911
$0 (est.)$0 (est.)$15,000 (est.)None listed on this filingEDGAR ↗
May 11, 2020 D/A
GTAP Plus Fund LLC
File 021-333051
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Apr 8, 2020 D/A
Mutiny Fund LLC
File 021-353202
$0 (est.)$0 (est.)$50,000 (est.)None listed on this filingEDGAR ↗
Jan 29, 2020 D/A
EVE Energy Infrastructure Fund, LLC
File 021-303722
$0$0$2,160 (est.)None listed on this filingEDGAR ↗
May 16, 2017 D
Goldenwise Quant Multi-Strat Fund LLC
File 021-286817
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2016 D/A
ATTAIN SHORT TERM ALPHA FUND, LLC
File 021-180220
$532,424 (est.)$0$20,000 (est.)
Issuer's Manager receives a monthly Sponsor's Fee equal to 1/12 of 0.60% of the month-end Net Asset Value of certain Classes of Interest and a monthly Administrative Charge equal to 1/12 of 0.50% of the month-end Net Asset Value.
Capital Management Partners Inc. BrokerCheck CRD 21973 ↗
via Capital Management Partners Inc. (CRD 21973 ↗)
EDGAR ↗
May 16, 2016 D/A
Jordan River Piranha Fund LLC
File 021-239808
$0$0$7,633 (est.)None listed on this filingEDGAR ↗
Mar 21, 2016 D/A
ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLC
File 021-160191
$0$0$41,697 (est.)None listed on this filingEDGAR ↗
Mar 21, 2016 D/A
Attain Managed Futures Trend Following Fund LLC
File 021-192692
$0$0$126,140 (est.)
Issuer's Manager receives an annual Sponsor's Fee equal to 1/12 of 1.00% of the average month-end Trading Level of certain Classes of Interest and a monthly Administrative Charge equal to 1/12 of 0.50% per year of the average month-end Asset Value.
None listed on this filingEDGAR ↗
Feb 9, 2016 D
Altavest MultiStrategy Fund, LLC
File 021-257044
$0$0$20,000 (est.)None listed on this filingEDGAR ↗
Mar 26, 2015 D/A
ATTAIN IMFC MACRO FUND LLC
File 021-213565
$0$0$13,415 (est.)None listed on this filingEDGAR ↗
Feb 3, 2015 D
Amphi Capital Fund LLC
File 021-233327
$0 (est.)$0 (est.)$20,000 (est.)None listed on this filingEDGAR ↗
Jul 9, 2013 D/A
Attain Managed Futures Spread Trading Fund LLC
File 021-180876
$0$0$3,424 (est.)None listed on this filingEDGAR ↗
Apr 17, 2013 D
Emil Van Essen Spread Arbitrage Feeder Fund Ltd.
File 021-195153
$0$0$0None listed on this filingEDGAR ↗
Jun 22, 2012 D
Attain Managed Futures Trend Following Fund LLC
File 021-180207
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2012 D/A
ATTAIN STRATEGIC DIVERSIFICATION FUND LLC
File 021-63636
$0 (est.)$0 (est.)$42,000 (est.)None listed on this filingEDGAR ↗
Apr 19, 2011 D/A
ATTAIN SHORT TERM ALPHA FUND, LLC
File 021-128782
$833,367 (est.)$0$0Capital Management Partners Inc. BrokerCheck CRD 21973 ↗
via Capital Management Partners Inc. (CRD 21973 ↗)

Altegris Investment Inc BrokerCheck CRD 8258 ↗
via Altegris Investment Inc (CRD 8258 ↗)

Uhlmann Price Securities LLC BrokerCheck CRD 42854 ↗
via Uhlmann Price Securities LLC (CRD 42854 ↗)

Brookstone Securities, Inc BrokerCheck CRD 13366 ↗
via Brookstone Securities, Inc (CRD 13366 ↗)

Scottsdale Capital Advisors Corp BrokerCheck CRD 118786 ↗
via Scottsdale Capital Advisors Corp (CRD 118786 ↗)
EDGAR ↗
Apr 18, 2011 D/A
Attain Managed Futures Trend Following Fund LLC
File 021-60830
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 21 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Attain in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗AS ATTAIN STRATEGIC DIVERSIFICATION FUND LLCshared people, similar issuer namesCHICAGO, ILPooled Investment Fund4$5,882,70840$100,0002009–2012
EDGAR ↗AM Attain Managed Futures Trend Following Fund LLCshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund8$14,880,911
offering Indefinite · similar: $500,000–$16,420,250
143
similar: 2–28
$50,000
similar: $5,000–$100,000
2010–2016
EDGAR ↗AS ATTAIN SHORT TERM ALPHA FUND, LLCshared people, shared management entity, similar issuer namesCHICAGO, ILPooled Investment Fund7$38,664,811
offering Indefinite · similar: $500,000–$16,420,250
186
similar: 2–28
$50,000
similar: $5,000–$100,000
2010–2016
EDGAR ↗AM ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLCshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund9$17,506,719
offering Indefinite · similar: $500,000–$16,420,250
26
similar: 2–28
$100,000
similar: $5,000–$100,000
2011–2016
EDGAR ↗AM Attain Managed Futures Spread Trading Fund LLCshared people, shared management entity, similar issuer namesCHICAGO, ILPooled Investment Fund3$2,760,12222$100,0002012–2013
EDGAR ↗EV Emil Van Essen Spread Arbitrage Feeder Fund Ltd.shared peopleChicago, ILPooled Investment Fund1$37,000,0009$100,0002013–2013
EDGAR ↗AI ATTAIN IMFC MACRO FUND LLCshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund3$2,498,970
offering Indefinite · similar: $500,000–$16,420,250
4
similar: 2–28
$50,000
similar: $5,000–$100,000
2014–2015
EDGAR ↗AC Amphi Capital Fund LLCshared people, shared management entity, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
$50,000
similar: $5,000–$100,000
2015–2015
EDGAR ↗JR Jordan River Piranha Fund LLCshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$2,248,008
offering Indefinite · similar: $500,000–$16,420,250
14
similar: 2–28
$50,000
similar: $5,000–$100,000
2015–2016
EDGAR ↗AM Altavest MultiStrategy Fund, LLCshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$500,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$50,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗GQ Goldenwise Quant Multi-Strat Fund LLCshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$2,499,975
offering Indefinite · similar: $500,000–$16,420,250
3
similar: 2–28
$50,000
similar: $5,000–$100,000
2017–2017
EDGAR ↗FL Flora Lake Partners LLCshared people, same business addressCHICAGO, ILPooled Investment Fund9$3,888,809
offering Indefinite · similar: $155,000–$5,250,000
13
similar: 4–27
$50,000
similar: $1,000–$100,000
2017–2025
EDGAR ↗EE EVE Energy Infrastructure Fund, LLCshared people, same business addressCHICAGO, ILPooled Investment Fund3$7,841,247
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2020
EDGAR ↗GP GTAP Plus Fund LLCshared people, same business addressCHICAGO, ILPooled Investment Fund2$1,186,029
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$50,000
similar: $1,000–$100,000
2019–2020
EDGAR ↗GF GEM Fund, LLCshared people, same business addressCHICAGO, ILPooled Investment Fund4$3,984,478
offering Indefinite · similar: $500,000–$16,420,250
10
similar: 2–28
$250,000
similar: $5,000–$100,000
2019–2022
EDGAR ↗MF Mutiny Fund LLCshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$3,351,692
offering Indefinite · similar: $155,000–$5,250,000
18
similar: 4–27
$100,000
similar: $1,000–$100,000
2019–2020
EDGAR ↗LV Long Volatility Fund, LLCshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund7$76,989,770
offering Indefinite · similar: $500,000–$16,420,250
299
similar: 2–28
$100,000
similar: $5,000–$100,000
2020–2024
EDGAR ↗CF Cockroach Fund, LLCshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund6$93,339,017
offering Indefinite · similar: $500,000–$16,420,250
258
similar: 2–28
$100,000
similar: $5,000–$100,000
2021–2025
EDGAR ↗AD Auspice Diversified Fund, LLCshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund5$5,909,980
offering Indefinite · similar: $155,000–$5,250,000
13
similar: 4–27
$100,000
similar: $1,000–$100,000
2022–2024
EDGAR ↗HG Highcrest Global Sigma Fund, LLCshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund3$5,389,013
offering Indefinite · similar: $155,000–$5,250,000
39
similar: 4–27
$250,000
similar: $1,000–$100,000
2023–2025
EDGAR ↗HM H4 Macro Fund, Ltd.shared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$3,000,000
offering Indefinite · similar: $500,000–$16,420,250
1
similar: 2–28
$100,000
similar: $5,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jul 8, 2026H4 Macro Fund, Ltd.DPooled Investment FundIndefinite$3,000,000
EDGAR ↗Dec 5, 2025Highcrest Global Sigma Fund, LLCD/APooled Investment FundIndefinite$5,389,013
EDGAR ↗Dec 5, 2025Flora Lake Partners LLCD/APooled Investment FundIndefinite$3,888,809
EDGAR ↗Oct 30, 2025Cockroach Fund, LLCD/APooled Investment FundIndefinite$93,339,017
EDGAR ↗Oct 30, 2025Cockroach Fund, LLCD/APooled Investment FundIndefinite$74,375,439
EDGAR ↗Feb 5, 2025Flora Lake Partners LLCD/APooled Investment FundIndefinite$3,379,563
EDGAR ↗Jan 16, 2025Highcrest Global Sigma Fund, LLCD/APooled Investment FundIndefinite$4,926,069
EDGAR ↗Nov 18, 2024Cockroach Fund, LLCD/APooled Investment FundIndefinite$74,375,439
EDGAR ↗Nov 12, 2024Auspice Diversified Fund, LLCD/APooled Investment FundIndefinite$0
EDGAR ↗May 10, 2024Auspice Diversified Fund, LLCD/APooled Investment FundIndefinite$5,909,980
EDGAR ↗May 10, 2024Long Volatility Fund, LLCD/APooled Investment FundIndefinite$75,962,609
EDGAR ↗Jan 26, 2024Flora Lake Partners LLCD/APooled Investment FundIndefinite$3,379,563
EDGAR ↗Dec 29, 2023Highcrest Global Sigma Fund, LLCDPooled Investment FundIndefinite$4,356,445
EDGAR ↗Nov 7, 2023Cockroach Fund, LLCD/APooled Investment FundIndefinite$67,789,410
EDGAR ↗Apr 24, 2023Auspice Diversified Fund, LLCD/APooled Investment FundIndefinite$5,749,980
EDGAR ↗Apr 18, 2023Long Volatility Fund, LLCD/APooled Investment FundIndefinite$76,989,770
EDGAR ↗Jan 27, 2023Flora Lake Partners LLCD/APooled Investment FundIndefinite$3,379,563
EDGAR ↗Nov 4, 2022Cockroach Fund, LLCD/APooled Investment FundIndefinite$46,299,789
EDGAR ↗May 16, 2022GEM Fund, LLCD/APooled Investment FundIndefinite$3,984,478
EDGAR ↗May 3, 2022Auspice Diversified Fund, LLCD/APooled Investment FundIndefinite$5,100,000
EDGAR ↗Apr 28, 2022Auspice Diversified Fund, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Apr 1, 2022Long Volatility Fund, LLCD/APooled Investment FundIndefinite$53,259,371
EDGAR ↗Feb 16, 2022Flora Lake Partners LLCD/APooled Investment FundIndefinite$3,379,563
EDGAR ↗Nov 17, 2021Long Volatility Fund, LLCD/APooled Investment FundIndefinite$53,259,371
EDGAR ↗Nov 5, 2021Cockroach Fund, LLCDPooled Investment FundIndefinite$20,205,433
EDGAR ↗Aug 16, 2021Long Volatility Fund, LLCD/APooled Investment FundIndefinite$53,259,371
EDGAR ↗May 19, 2021GEM Fund, LLCD/APooled Investment FundIndefinite$3,728,671
EDGAR ↗Feb 2, 2021Flora Lake Partners LLCD/APooled Investment FundIndefinite$3,225,246
EDGAR ↗Sep 8, 2020Long Volatility Fund, LLCD/APooled Investment FundIndefinite$10,630,411
EDGAR ↗Sep 8, 2020GEM Fund, LLCD/APooled Investment FundIndefinite$2,592,463
EDGAR ↗Jun 9, 2020Long Volatility Fund, LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 11, 2020GTAP Plus Fund LLCD/APooled Investment FundIndefinite$1,186,029
EDGAR ↗Apr 8, 2020Mutiny Fund LLCD/APooled Investment FundIndefinite$3,351,692
EDGAR ↗Jan 29, 2020EVE Energy Infrastructure Fund, LLCD/APooled Investment FundIndefinite$7,841,247
EDGAR ↗Jan 7, 2020Flora Lake Partners LLCD/APooled Investment FundIndefinite$3,225,344
EDGAR ↗Nov 13, 2019Mutiny Fund LLCDPooled Investment FundIndefinite$0
EDGAR ↗Sep 4, 2019GEM Fund, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Feb 19, 2019GTAP Plus Fund LLCDPooled Investment FundIndefinite$202,483
EDGAR ↗Jan 23, 2019EVE Energy Infrastructure Fund, LLCD/APooled Investment FundIndefinite$7,321,720
EDGAR ↗Jan 3, 2019Flora Lake Partners LLCD/APooled Investment FundIndefinite$1,275,000
EDGAR ↗Jan 19, 2018EVE Energy Infrastructure Fund, LLCDPooled Investment FundIndefinite$5,065,000
EDGAR ↗Dec 14, 2017Flora Lake Partners LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 16, 2017Goldenwise Quant Multi-Strat Fund LLCDPooled Investment FundIndefinite$2,499,975
EDGAR ↗Jul 28, 2016ATTAIN SHORT TERM ALPHA FUND, LLCD/APooled Investment FundIndefinite$38,664,811
EDGAR ↗May 16, 2016Jordan River Piranha Fund LLCD/APooled Investment FundIndefinite$2,248,008
EDGAR ↗Mar 21, 2016ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLCD/APooled Investment FundIndefinite$17,506,719
EDGAR ↗Mar 21, 2016Attain Managed Futures Trend Following Fund LLCD/APooled Investment FundIndefinite$14,880,911
EDGAR ↗Feb 9, 2016Altavest MultiStrategy Fund, LLCDPooled Investment FundIndefinite$500,000
EDGAR ↗Jul 27, 2015ATTAIN SHORT TERM ALPHA FUND, LLCD/APooled Investment FundIndefinite$38,549,811
EDGAR ↗May 14, 2015Jordan River Piranha Fund LLCDPooled Investment FundIndefinite$710,000
EDGAR ↗Mar 26, 2015ATTAIN IMFC MACRO FUND LLCD/APooled Investment FundIndefinite$2,498,970
EDGAR ↗Mar 26, 2015ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLCD/APooled Investment FundIndefinite$17,506,719
EDGAR ↗Mar 5, 2015Attain Managed Futures Trend Following Fund LLCD/APooled Investment FundIndefinite$14,410,426
EDGAR ↗Feb 3, 2015Amphi Capital Fund LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 8, 2014ATTAIN SHORT TERM ALPHA FUND, LLCD/APooled Investment FundIndefinite$38,446,272
EDGAR ↗Mar 27, 2014ATTAIN IMFC MACRO FUND LLCD/APooled Investment FundIndefinite$2,247,975
EDGAR ↗Mar 27, 2014ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLCD/APooled Investment FundIndefinite$16,755,000
EDGAR ↗Mar 13, 2014ATTAIN IMFC MACRO FUND LLCDPooled Investment FundIndefinite$2,247,975
EDGAR ↗Mar 3, 2014Attain Managed Futures Trend Following Fund LLCD/APooled Investment FundIndefinite$11,969,614
EDGAR ↗Feb 12, 2014ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLCD/APooled Investment FundIndefinite$16,755,000
EDGAR ↗Jul 9, 2013Attain Managed Futures Spread Trading Fund LLCD/APooled Investment FundIndefinite$2,760,122
EDGAR ↗Apr 17, 2013Emil Van Essen Spread Arbitrage Feeder Fund Ltd.DPooled Investment FundIndefinite$37,000,000
EDGAR ↗Apr 16, 2013ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLCD/APooled Investment FundIndefinite$12,600,000
EDGAR ↗Apr 16, 2013ATTAIN SHORT TERM ALPHA FUND, LLCD/APooled Investment FundIndefinite$38,446,272
EDGAR ↗Mar 4, 2013Attain Managed Futures Trend Following Fund LLCD/APooled Investment FundIndefinite$9,603,010
EDGAR ↗Mar 4, 2013Attain Managed Futures Trend Following Fund LLCDPooled Investment FundIndefinite$9,603,010
EDGAR ↗Jul 10, 2012Attain Managed Futures Spread Trading Fund LLCD/APooled Investment FundIndefinite$1,753,000
EDGAR ↗Jul 9, 2012Attain Managed Futures Spread Trading Fund LLCDPooled Investment FundIndefinite$1,608,000
EDGAR ↗Jun 25, 2012ATTAIN SHORT TERM ALPHA FUND, LLCDPooled Investment FundIndefinite$15,866,660
EDGAR ↗Jun 22, 2012Attain Managed Futures Trend Following Fund LLCDPooled Investment FundIndefinite$8,291,888
EDGAR ↗Mar 9, 2012ATTAIN STRATEGIC DIVERSIFICATION FUND LLCD/APooled Investment FundIndefinite$3,554,533
EDGAR ↗Jan 11, 2012ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLCD/APooled Investment FundIndefinite$3,337,000
EDGAR ↗Sep 23, 2011ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLCD/APooled Investment FundIndefinite$2,700,000
EDGAR ↗Sep 12, 2011ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLCD/APooled Investment FundIndefinite$2,700,000
EDGAR ↗May 23, 2011ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLCDPooled Investment FundIndefinite$1,000,000
EDGAR ↗Apr 19, 2011ATTAIN SHORT TERM ALPHA FUND, LLCD/APooled Investment FundIndefinite$15,866,660
EDGAR ↗Apr 18, 2011Attain Managed Futures Trend Following Fund LLCD/APooled Investment FundIndefinite$2,257,000
EDGAR ↗Mar 4, 2011ATTAIN STRATEGIC DIVERSIFICATION FUND LLCD/APooled Investment FundIndefinite$2,824,000
EDGAR ↗Mar 17, 2010ATTAIN SHORT TERM ALPHA FUND, LLCDPooled Investment FundIndefinite$15,120,000
EDGAR ↗Mar 12, 2010Attain Managed Futures Trend Following Fund LLCDPooled Investment FundIndefinite$735,100
EDGAR ↗Mar 3, 2010ATTAIN STRATEGIC DIVERSIFICATION FUND LLCDPooled Investment FundIndefinite$2,824,000
EDGAR ↗Feb 27, 2009ATTAIN STRATEGIC DIVERSIFICATION FUND LLCDPooled Investment FundIndefinite$5,882,708

Activity: 1 new offering in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jul 8, 2026. Industry history, as reported on each offering's latest filing: All 24 offerings reported: Pooled Investment Fund (2009–2026).

People across the group

NameRolesIssuers hereFirst → last listed
JM Jeffrey D. MalecExecutive Officer, Promoter, Director18Feb 27, 2009 → Jul 8, 2026
AP Attain Portfolio Advisors, LLC entityExecutive Officer, Promoter15Jul 9, 2012 → Jul 8, 2026
WG Walter J. GallwasExecutive Officer, Promoter7Feb 27, 2009 → Mar 26, 2015
JM Jeff MalecExecutive Officer4Feb 19, 2019 → Aug 16, 2021
TP Taylor PearsonExecutive Officer3Nov 13, 2019 → Oct 30, 2025
JB Jason BuckExecutive Officer3Nov 13, 2019 → Oct 30, 2025
MF Mutiny Funds, LLC entityExecutive Officer2Aug 16, 2021 → Oct 30, 2025
BP Black Pearl Management, LLC entityExecutive Officer2Nov 13, 2019 → Sep 8, 2020
EE Emil van EssenPromoter, Executive Officer2May 23, 2011 → Mar 21, 2016
BK BRYAN KIERNANDirector2May 23, 2011 → Apr 17, 2013
RR Russell A RauschExecutive Officer2Apr 16, 2013 → Apr 17, 2013
MP Miles PerrymanDirector1Jul 8, 2026 → Jul 8, 2026
RC RELIANCE CAPITAL MARKETS II D. entityExecutive Officer1Mar 21, 2016 → Mar 21, 2016
RC Reliance Capital Markets II entityExecutive Officer1Mar 21, 2016 → Mar 21, 2016
EB Ebony Myles-BerryDirector1Apr 17, 2013 → Apr 17, 2013
GR Geoff RuddickDirector1Apr 17, 2013 → Apr 17, 2013
RF Robert FriedlExecutive Officer1Mar 17, 2010 → Apr 16, 2013
EC eco Capital Management entityExecutive Officer1Apr 16, 2013 → Apr 16, 2013
FP Frank PusateriExecutive Officer1Mar 17, 2010 → Jun 25, 2012
CW Charles WrightExecutive Officer1Mar 17, 2010 → Jun 25, 2012
DA Dave AllenExecutive Officer1Mar 12, 2010 → Jun 22, 2012
JP John C ParkerExecutive Officer, Promoter1Feb 27, 2009 → Mar 9, 2012
JG Jeffrey GallwasExecutive Officer, Promoter1Mar 3, 2010 → Mar 9, 2012
TP TOM PARSONSDirector1Sep 12, 2011 → Sep 12, 2011
NL Nigel A. LopesDirector1May 23, 2011 → May 23, 2011

Business registration (state registry / Secretary of State)

None of the 21 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Attain.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Attain as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Attain's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #55,542 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Securities regulators

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Business registries

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