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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:41 AM ET

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Jeffrey Abrams

Named as an officer, director or promoter on SEC Form D filings · NY, CA · Mar 16, 2009 → Sep 22, 2017

14deals (issuers)
$5.32Breported sold
426investors
49Form D filings
2009–2017years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:02 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jeffrey Abrams is listed as an executive officer on 49 SEC Form D filings by 14 issuers between Mar 2009 and Sep 2017. Largest by amount reported sold: Guggenheim Private Debt Fund Note Issuer 2.0, LLC (New York, NY — pooled investment fund — 2016; $1.15B reported sold to 26 investors), NZC GUGGENHEIM FUND LLC (Santa Monica, CA — pooled investment fund — 2009–2014; $1.11B reported sold to 165 investors), Guggenheim High-Yield Plus Fund SPC (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2014; $571.2M reported sold to 73 investors), GUGGENHEIM LOAN FUND, LLC (Santa Monica, CA — pooled investment fund — 2013–2014; $474.9M reported sold to 17 investors), ORPHEUS HOLDINGS LLC (New York, NY — pooled investment fund — 2009–2013; $422.3M reported sold to 27 investors) and 9 more (all listed below).

What this means That is a lot of deals — 14 separate companies raised money with this person listed as executive officer, over about 8 years. Across those companies the filings report $5.32B sold in total.

Listed alongside Zachary D. Warren (44 shared filings), Adrian G.W. Duffy (38 shared filings), Michael P. Damaso (36 shared filings), Anthony D. Minella (33 shared filings), Todd L. Boehly (31 shared filings) and 32 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jeffrey. Each name links to their own page.

All 14 issuers belong to the sponsor group Guggenheim (52 issuers, $13.85B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Guggenheim has 52 companies on file and $13.85B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 14 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 49 public filings for Jeffrey Abrams and found 25 differences, 10 worth asking the sponsor about: Bankruptcy case: Jeffrey Abrams; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jeffrey Abrams has not run yet — it is joining a line of 25,525 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:02 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jeffrey Abrams..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 1 open, 13 closed (disposition not in docket feed)

Jeffrey N Abrams and Marcela Abrams open
United States Bankruptcy Court, D. Utah · No. 24-26606 · Filed Dec 20, 2024
Role of Jeffrey N Abrams and Marcela Abrams: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in UT (not a filing state)
Jeffrey Abrams closed
United States Bankruptcy Court, E.D. New York · No. 1-19-44676 · Filed Jul 31, 2019 · Closed Nov 13, 2019
Role of Jeffrey Abrams: Debtor · Outcome: Case closed 2019-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Jeffrey I Abrams closed
United States Bankruptcy Court, N.D. Illinois · No. 17-28199 · Filed Sep 20, 2017 · Closed May 21, 2021
Role of Jeffrey I Abrams: Debtor · Outcome: Case closed 2021-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
JEFFREY N. ABRAMS and MARCELA ABRAMS closed
United States Bankruptcy Court, D. Nevada · No. 16-51403 · Filed Nov 16, 2016 · Closed Mar 10, 2017
Role of JEFFREY N. ABRAMS and MARCELA ABRAMS: Debtor · Outcome: Case closed 2017-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)
Jeffrey D Abrams closed
United States Bankruptcy Court, S.D. Illinois · No. 14-60390 · Filed Sep 30, 2014 · Closed Oct 23, 2015
Role of Jeffrey D Abrams: Debtor · Outcome: Case closed 2015-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Jeffrey A. Abrams closed
United States Bankruptcy Court, D. New Jersey · No. 10-25531 · Filed May 20, 2010 · Closed Sep 16, 2010
Role of Jeffrey A. Abrams: Debtor · Outcome: Case closed 2010-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Jeffrey Abrams closed
United States Bankruptcy Court, D. New Hampshire · No. 02-13966 · Filed Dec 24, 2002 · Closed Jun 3, 2003
Role of Jeffrey Abrams: Debtor · Outcome: Case closed 2003-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)
Jeffrey L Abrams and Rebecca L Abrams closed
United States Bankruptcy Court, S.D. Ohio · No. 2:01-bk-60643 · Filed Sep 10, 2001 · Closed Jan 15, 2002
Role of Jeffrey L Abrams and Rebecca L Abrams: Debtor · Outcome: Case closed 2002-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
JEFFREY ABRAMS closed
United States Bankruptcy Court, D. Delaware · No. 97-01340 · Filed Jun 25, 1997 · Closed Nov 28, 1997
Role of JEFFREY ABRAMS: Debtor · Outcome: Case closed 1997-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in DE (not a filing state)
Jeffrey D. Abrams closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 96-19299 · Filed Sep 30, 1996 · Closed Apr 7, 1997
Role of Jeffrey D. Abrams: Debtor · Outcome: Case closed 1997-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Jeffrey Abrams closed
United States Bankruptcy Court, D. New Jersey · No. 95-35179 · Filed Jul 24, 1995 · Closed Oct 20, 1995
Role of Jeffrey Abrams: Debtor · Outcome: Case closed 1995-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Jeffrey Abrams and Deborah Abrams closed
United States Bankruptcy Court, D. New Jersey · No. 95-13317 · Filed Jun 7, 1995 · Closed Nov 30, 1995
Role of Jeffrey Abrams and Deborah Abrams: Debtor · Outcome: Case closed 1995-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Jeffrey J. Abrams and Carrie A. Abrams closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 93-10844 · Filed Nov 10, 1993 · Closed Mar 21, 1994
Role of Jeffrey J. Abrams and Carrie A. Abrams: Debtor · Outcome: Case closed 1994-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Jeffrey Abrams and Julie Abrams closed
United States Bankruptcy Court, M.D. Florida · No. 3:89-bk-03778 · Filed Dec 1, 1989 · Closed Aug 17, 1990
Role of Jeffrey Abrams and Julie Abrams: Debtor · Outcome: Case closed 1990-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:02 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

25 differences found between the filings for Jeffrey Abrams — 10 worth asking about (compared 49 filings on Oct 24, 2026)

Worth asking · Jul 31, 2019 – Nov 13, 2019

Bankruptcy case: Jeffrey Abrams — filed Jul 31, 2019

United States Bankruptcy Court, E.D. New York docket "Jeffrey Abrams" filed Jul 31, 2019, closed Nov 13, 2019. Jeffrey Abrams is listed as Debtor. Our match estimate: 44%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Feb 5, 2016 – Aug 19, 2016

Amount sold went down between filings — Guggenheim Private Debt Fund 2.0, LLC

The Feb 5, 2016 filing says $104,000,000 sold; the Aug 19, 2016 Form D/A says $23,500,000 sold — $80,500,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Mar 16, 2009 – Mar 12, 2010

Amount sold went down between filings — NZC GUGGENHEIM FUND LTD

The Mar 16, 2009 filing says $211,908,601 sold; the Mar 12, 2010 Form D/A says $101,870,000 sold — $110,038,601 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Mar 16, 2009 – Mar 12, 2010

Amount sold went down between filings — NZC Opportunities II LLC

The Mar 16, 2009 filing says $25,500,000 sold; the Mar 12, 2010 Form D/A says $5,500,000 sold — $20,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Feb 5, 2016 – Aug 19, 2016

Investor count went down between filings — Guggenheim Private Debt Fund 2.0, LLC

The Feb 5, 2016 filing reports 5 investors; the Aug 19, 2016 Form D/A reports 3 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Mar 15, 2011 – Mar 15, 2012

Investor count went down between filings — NZC GUGGENHEIM FUND LTD

The Mar 15, 2011 filing reports 23 investors; the Mar 15, 2012 Form D/A reports 20 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Mar 15, 2011 – Mar 15, 2012

Investor count went down between filings — ORPHEUS HOLDINGS LLC

The Mar 15, 2011 filing reports 27 investors; the Mar 15, 2012 Form D/A reports 26 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Oct 10, 2013 – Sep 22, 2017

Jeffrey Abrams appears on 5 deals that stopped filing before reaching their target

Guggenheim Private Debt Fund 2.0, LLC (last filing Sep 22, 2017; $104,000,000 sold of $2,000,000,000); Guggenheim Private Debt Fund 2.0-I, LLC (last filing Sep 22, 2017; $90,000,000 sold of $2,000,000,000); Guggenheim Private Debt Fund 2.0, Ltd. (last filing Sep 22, 2017; $386,500,000 sold of $2,000,000,000); GUGGENHEIM PRIVATE DEBT FUND LTD (last filing Oct 11, 2013; $100,000,000 sold of $1,400,000,000); Guggenheim Private Debt Fund, LLC (last filing Oct 10, 2013; $10,000,000 sold of $1,400,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Jul 1, 2006 – Aug 22, 2016

8 Form Ds were filed more than 15 days after the first sale

Form D filed 1,235 days after the first sale — Orpheus Holdings Ltd · Form D filed 662 days after the first sale — NZC Opportunities II LLC · Form D filed 21 days after the first sale — Guggenheim Private Debt Fund 2.0-I, LLC · Form D filed 35 days after the first sale — Guggenheim Private Debt Fund 2.0, LLC · Form D filed 35 days after the first sale — Guggenheim Private Debt Fund 2.0, Ltd. · and 3 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Sep 9, 2005 – Sep 11, 2014

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Guggenheim High-Yield Plus Fund SPC (latest filing Sep 11, 2014) · No amendment in the last 12 months on an offering that may still be open — GUGGENHEIM PRIVATE DEBT FUND LTD (latest filing Oct 11, 2013) · No amendment in the last 12 months on an offering that may still be open — Guggenheim Private Debt Fund, LLC (latest filing Oct 10, 2013) · No amendment in the last 12 months on an offering that may still be open — Orpheus Holdings Ltd (latest filing Aug 19, 2013) · No amendment in the last 12 months on an offering that may still be open — ORPHEUS HOLDINGS LLC (latest filing Aug 19, 2013) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Oct 3, 2013 – Oct 20, 2017

7 people are no longer listed on a later amendment

Jeffrey Abrams is no longer listed on the Oct 20, 2017 amendment — NZC GUGGENHEIM FUND LTD · Jeffrey Abrams is no longer listed on the Sep 22, 2017 amendment — Guggenheim Private Debt Fund Note Issuer 2.0, LLC · Jeffrey Abrams is no longer listed on the Sep 22, 2017 amendment — Guggenheim Private Debt Fund 2.0-I, LLC · Jeffrey Abrams is no longer listed on the Sep 22, 2017 amendment — Guggenheim Private Debt Fund 2.0, LLC · Jeffrey Abrams is no longer listed on the Oct 23, 2015 amendment — NZC GUGGENHEIM FUND LLC · and 2 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Oct 15, 2013 – May 14, 2014

Offering amount changed between filings — GUGGENHEIM LOAN FUND, LLC

The Oct 15, 2013 filing says $64,100,000 offered; the May 14, 2014 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Aug 2, 2012 – Oct 9, 2013

Offering amount changed between filings — GUGGENHEIM PRIVATE DEBT FUND LTD

The Aug 2, 2012 filing says $448,000,000 offered; the Oct 9, 2013 Form D/A says $1,400,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Sep 22, 2017

Minimum investment changed between filings — Guggenheim Private Debt Fund 2.0, Ltd.

The Sep 22, 2017 filing lists a minimum of $5,000,000; the Sep 22, 2017 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Aug 22, 2016 – Sep 22, 2017

Minimum investment changed between filings — Guggenheim Private Debt Fund Note Issuer 2.0, LLC

The Aug 22, 2016 filing lists a minimum of $5,000,000; the Sep 22, 2017 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Aug 22, 2016 – Sep 22, 2017

Minimum investment changed between filings — Guggenheim Private Debt Fund 2.0-I, LLC

The Aug 22, 2016 filing lists a minimum of $5,000,000; the Sep 22, 2017 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Aug 19, 2016 – Sep 22, 2017

Minimum investment changed between filings — Guggenheim Private Debt Fund 2.0, LLC

The Aug 19, 2016 filing lists a minimum of $5,000,000; the Sep 22, 2017 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Sep 11, 2014 – Oct 23, 2015

Minimum investment changed between filings — NZC GUGGENHEIM FUND LTD

The Sep 11, 2014 filing lists a minimum of $0; the Oct 23, 2015 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Oct 3, 2013 – Oct 23, 2015

Minimum investment changed between filings — GUGGENHEIM HIGH-YIELD FUND, LLC

The Oct 3, 2013 filing lists a minimum of $5,000,000; the Oct 23, 2015 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · May 14, 2014 – Sep 10, 2015

Minimum investment changed between filings — GUGGENHEIM LOAN FUND, LLC

The May 14, 2014 filing lists a minimum of $5,000,000; the Sep 10, 2015 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Mar 16, 2009

Jeffrey Abrams is written 2 different ways on the filings

listed as "Jeffrey Abrams" on 27 filings (from Mar 16, 2009), and "Jeffrey B. Abrams" on 22 filings (from Mar 16, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · May 2, 2025 – Oct 24, 2025

Same name, different state: "Jeffrey J. Abrams" (NY) is a separate record

This page covers filings where the address state is NY or CA. A separate record, "Jeffrey J. Abrams" with address state NY, is listed on 2 filings — most recently by Didi & Gogo Limited Partnership (Oct 24, 2025). The two records do not overlap in time: this page runs Mar 16, 2009 to Sep 22, 2017; the other runs May 2, 2025 to Oct 24, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 3, 2012

Same name, different state: "Jeffrey Abrams" (CA) is a separate record

This page covers filings where the address state is NY or CA. A separate record, "Jeffrey Abrams" with address state CA, is listed on 1 filing — most recently by HARROW HEALTH, INC. (May 3, 2012). Both records have filings in the same period (May 3, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 2, 2012 – Sep 6, 2018

9 address changes between filings

Address moved from Santa Monica, CA to New York, NY — GUGGENHEIM LOAN FUND, LLC · Address moved from Santa Monica, CA to New York, NY — NZC GUGGENHEIM FUND LTD · Address moved from Santa Monica, CA to New York, NY — NZC GUGGENHEIM FUND LLC · Address moved from Santa Monica, CA to New York, NY — GUGGENHEIM HIGH-YIELD FUND, LLC · Address moved from New York, NY to Santa Monica, CA — NZC GUGGENHEIM FUND LTD · and 4 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · Mar 16, 2009 – Sep 22, 2017

Jeffrey Abrams is listed with 2 different address states: NY, CA

NY on 47 filings (Mar 16, 2009 to Sep 22, 2017); CA on 2 filings (Oct 23, 2015 to Oct 21, 2016).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 14 offerings report sales commissions totalling $3,527,856; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 22, 2017 D/A
Guggenheim Private Debt Fund 2.0, Ltd.
File 021-256830
$683,000 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Guggenheim Fund Distributors, LLC BrokerCheck CRD 39805 ↗
EDGAR ↗
Oct 21, 2016 D/A
NZC GUGGENHEIM FUND LTD
File 021-123969
$795,856 (est.)$0$0Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗
via Guggenheim Securities, LLC (CRD 40638 ↗)

Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗
via Guggenheim Funds Distributors, LLC (CRD 39805 ↗)
EDGAR ↗
Aug 22, 2016 D/A
Guggenheim Private Debt Fund Note Issuer 2.0, LLC
File 021-256841
$683,000 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗
EDGAR ↗
Aug 22, 2016 D
Guggenheim Private Debt Fund 2.0-I, LLC
File 021-269285
$683,000 (est.)$0$0Credite Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗
EDGAR ↗
Aug 19, 2016 D/A
Guggenheim Private Debt Fund 2.0, LLC
File 021-256827
$683,000 (est.)$0$0Credite Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗
EDGAR ↗
Sep 11, 2014 D/A
NZC GUGGENHEIM FUND LLC
File 021-122826
$0$0$0Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗EDGAR ↗
Sep 11, 2014 D/A
Guggenheim High-Yield Plus Fund SPC
File 021-132059
$0$0$0Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗EDGAR ↗
May 14, 2014 D/A
GUGGENHEIM LOAN FUND, LLC
File 021-204487
$0$0$0None listed on this filingEDGAR ↗
Oct 11, 2013 D/A
GUGGENHEIM PRIVATE DEBT FUND LTD
File 021-182135
$0$0$0None listed on this filingEDGAR ↗
Oct 10, 2013 D
Guggenheim Private Debt Fund, LLC
File 021-204315
$0$0$0None listed on this filingEDGAR ↗
Oct 3, 2013 D
GUGGENHEIM HIGH-YIELD FUND, LLC
File 021-203969
$0$0$0None listed on this filingEDGAR ↗
Aug 19, 2013 D/A
ORPHEUS HOLDINGS LLC
File 021-84081
$0$0$0Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗EDGAR ↗
Aug 19, 2013 D/A
Orpheus Holdings Ltd
File 021-136185
$0$0$0Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗EDGAR ↗
Mar 15, 2011 D/A
NZC Opportunities II LLC
File 021-127888
$0$0$0Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 14

Every issuer that named Jeffrey Abrams on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Guggenheim

Guggenheim Private Debt Fund 2.0, Ltd.

New York, NY · Feb 5, 2016 → Sep 22, 2017 · 3 filings
  • Sep 22, 2017 · D/A · $386,500,000 sold of $2,000,000,000 · 14 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Aug 22, 2016 · D/A · $238,000,000 sold of $2,000,000,000 · 10 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Feb 5, 2016 · D · $10,000,000 sold of $2,000,000,000 · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $386.5M from 14 investors (19% of the $2B target) as of the latest filing. Jeffrey is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Guggenheim

NZC GUGGENHEIM FUND LTD

Santa Monica, CA · Mar 16, 2009 → Oct 21, 2016 · 9 filings
  • Oct 21, 2016 · D/A · $348,262,883 sold of Indefinite · 52 investors · min. $100,000 · role: Executive Officer (Mr. Abrams is Senior Managing Director of the Investment Adviser of the Issuer.) EDGAR ↗
  • Oct 23, 2015 · D/A · $294,336,586 sold of Indefinite · 49 investors · min. $100,000 · role: Executive Officer (Mr. Abrams is Senior Managing Director of the Investment Advisor of the Issuer.) EDGAR ↗
  • Sep 11, 2014 · D/A · $277,071,593 sold of Indefinite · 40 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 19, 2013 · D/A · $182,540,199 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 16, 2012 · D/A · $168,540,198 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 15, 2012 · D/A · $168,065,198 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 15, 2011 · D/A · $120,566,394 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 12, 2010 · D/A · $101,870,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $211,908,601 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $408M from 71 investors as of the latest filing. Jeffrey is listed as executive officer on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Guggenheim

Guggenheim Private Debt Fund Note Issuer 2.0, LLC

New York, NY · Feb 5, 2016 → Aug 22, 2016 · 2 filings
  • Aug 22, 2016 · D/A · $1,070,000,000 sold of $2,000,000,000 · 23 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Feb 5, 2016 · D · $1,050,000,000 sold of $2,000,000,000 · 22 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $1.15B from 26 investors (57% of the $2B target) as of the latest filing. Jeffrey is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Guggenheim

Guggenheim Private Debt Fund 2.0-I, LLC

New York, NY · Aug 22, 2016
  • Aug 22, 2016 · D · $90,000,000 sold of $2,000,000,000 · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $90M from 1 investor (5% of the $2B target) as of the latest filing. Jeffrey is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Guggenheim

Guggenheim Private Debt Fund 2.0, LLC

New York, NY · Feb 5, 2016 → Aug 19, 2016 · 2 filings
  • Aug 19, 2016 · D/A · $23,500,000 sold of $2,000,000,000 · 3 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Feb 5, 2016 · D · $104,000,000 sold of $2,000,000,000 · 5 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $104M from 7 investors (5% of the $2B target) as of the latest filing. Jeffrey is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Guggenheim

Guggenheim High-Yield Plus Fund SPC

Grand Cayman, Cayman Islands (as filed: E9) · Jun 17, 2009 → Sep 11, 2014 · 6 filings
  • Sep 11, 2014 · D/A · $571,182,782 sold of Indefinite · 73 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 19, 2013 · D/A · $534,560,963 sold of Indefinite · 64 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 16, 2012 · D/A · $491,131,666 sold of Indefinite · 56 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 15, 2012 · D/A · $392,071,666 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 25, 2010 · D/A · $277,685,000 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 17, 2009 · D · $58,000,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $571.2M from 73 investors as of the latest filing. Jeffrey is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Guggenheim

NZC GUGGENHEIM FUND LLC

Santa Monica, CA · Mar 16, 2009 → Sep 11, 2014 · 7 filings
  • Sep 11, 2014 · D/A · $993,914,545 sold of Indefinite · 128 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 19, 2013 · D/A · $841,066,110 sold of Indefinite · 107 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 16, 2012 · D/A · $544,101,110 sold of Indefinite · 73 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 15, 2012 · D/A · $520,901,110 sold of Indefinite · 66 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 15, 2011 · D/A · $503,833,795 sold of Indefinite · 61 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 12, 2010 · D/A · $432,750,000 sold of Indefinite · 39 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $211,908,601 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.11B from 165 investors as of the latest filing. Jeffrey is listed as executive officer on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Guggenheim

GUGGENHEIM LOAN FUND, LLC

Santa Monica, CA · Oct 15, 2013 → May 14, 2014 · 2 filings
  • May 14, 2014 · D/A · $132,688,317 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Oct 15, 2013 · D · $64,100,000 sold of $64,100,000 · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $474.9M from 17 investors as of the latest filing. Jeffrey is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Guggenheim

GUGGENHEIM PRIVATE DEBT FUND LTD

New York, NY · Oct 9, 2013 → Oct 11, 2013 · 2 filings
  • Oct 11, 2013 · D/A · $100,000,000 sold of $1,400,000,000 · 3 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Oct 9, 2013 · D/A · $100,000,000 sold of $1,400,000,000 · 3 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $100M from 3 investors (7% of the $1.4B target) as of the latest filing. Jeffrey is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Guggenheim

Guggenheim Private Debt Fund, LLC

New York, NY · Oct 10, 2013
  • Oct 10, 2013 · D · $10,000,000 sold of $1,400,000,000 · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $10M from 1 investor (1% of the $1.4B target) as of the latest filing. Jeffrey is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Guggenheim

GUGGENHEIM HIGH-YIELD FUND, LLC

Santa Monica, CA · Oct 3, 2013
  • Oct 3, 2013 · D · $25,075,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $267.8M from 11 investors as of the latest filing. Jeffrey is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Guggenheim

Orpheus Holdings Ltd

New York, NY · Nov 17, 2009 → Aug 19, 2013 · 4 filings
  • Aug 19, 2013 · D/A · $194,608,348 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 16, 2012 · D/A · $194,608,348 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 19, 2012 · D/A · $194,608,348 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 17, 2009 · D · $194,608,348 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $194.6M from 8 investors as of the latest filing. Jeffrey is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Guggenheim

ORPHEUS HOLDINGS LLC

New York, NY · Mar 16, 2009 → Aug 19, 2013 · 6 filings
  • Aug 19, 2013 · D/A · $422,300,000 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 16, 2012 · D/A · $422,300,000 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 15, 2012 · D/A · $422,300,000 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 15, 2011 · D/A · $422,300,000 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 12, 2010 · D/A · $422,300,000 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $422,300,000 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $422.3M from 27 investors as of the latest filing. Jeffrey is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Guggenheim

NZC Opportunities II LLC

New York, NY · Mar 16, 2009 → Mar 15, 2011 · 3 filings
  • Mar 15, 2011 · D/A · $5,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 12, 2010 · D/A · $5,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D · $25,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $25.5M from 2 investors as of the latest filing. Jeffrey is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Jeffrey J. Abrams — NY, 1 issuer, May 2, 2025 → Oct 24, 2025 · no shared issuer
  • Jeffrey Abrams — CA, 1 issuer, May 3, 2012 → May 3, 2012 · no shared issuer

People around Jeffrey 37

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Guggenheim Partners Investment Management, LLC

Executive Officer, Promoter · 27 shared filings (13 issuers) · also on 19 other issuers

Guggenheim Partners Investment Management, LLC is on 32 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Guggenheim Partners, LLC

Executive Officer, Promoter · 20 shared filings (4 issuers) · also on 5 other issuers

Guggenheim Partners, LLC is on 9 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Guggenheim Investment Management, LLC

Promoter, Executive Officer · 20 shared filings (6 issuers) · also on 1 other issuer

Guggenheim Investment Management, LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.

ZW
No photo found yet (own website and image search run after this page is viewed)
Person

Zachary D. Warren

Executive Officer · 44 shared filings (12 issuers) · also on 6 other issuers

Zachary D. Warren is on 18 issuers in total — a repeat sponsor. Their page lists every one.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Adrian G.W. Duffy

Executive Officer · 38 shared filings (10 issuers) · also on 1 other issuer

Adrian G.W. Duffy is on 11 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael P. Damaso

Executive Officer · 36 shared filings (8 issuers) · also on 6 other issuers

Michael P. Damaso is on 14 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony D. Minella

Executive Officer · 33 shared filings (8 issuers) · also on 16 other issuers

Anthony D. Minella is on 24 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Todd L. Boehly

Executive Officer · 31 shared filings (8 issuers) · also on 5 other issuers

Todd L. Boehly is on 13 issuers in total — a repeat sponsor. Their page lists every one.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Hauser

Executive Officer · 30 shared filings (8 issuers) · also on 5 other issuers

Thomas Hauser is on 13 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Sautel

Executive Officer · 30 shared filings (6 issuers) · also on 1 other issuer

Stephen Sautel is on 7 issuers in total — a repeat sponsor. Their page lists every one.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin H. Gundersen

Executive Officer · 26 shared filings (8 issuers) · also on 10 other issuers

Kevin H. Gundersen is on 18 issuers in total — a repeat sponsor. Their page lists every one.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

William R. Hagner

Executive Officer · 21 shared filings (6 issuers) · also on 2 other issuers

William R. Hagner is on 8 issuers in total — a repeat sponsor. Their page lists every one.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Erich E. Schram

Executive Officer · 18 shared filings (4 issuers) · also on 1 other issuer

Erich E. Schram is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

B. Scott Minerd

Executive Officer · 17 shared filings (10 issuers) · also on 11 other issuers

B. Scott Minerd is on 21 issuers in total — a repeat sponsor. Their page lists every one.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin H. Gunderson

Executive Officer · 11 shared filings (6 issuers) · also on 1 other issuer

Kevin H. Gunderson is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew S. Bloom

Executive Officer · 10 shared filings (5 issuers) · also on 9 other issuers

Matthew S. Bloom is on 14 issuers in total — a repeat sponsor. Their page lists every one.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Russell W. Parks III

Executive Officer · 8 shared filings (4 issuers) · also on 5 other issuers

Russell W. Parks III is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph R. Mccurdy

Executive Officer · 8 shared filings (4 issuers) · also on 5 other issuers

Joseph R. Mccurdy is on 9 issuers in total — a repeat sponsor. Their page lists every one.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy H. Murray

Executive Officer · 8 shared filings (3 issuers) · also on 2 other issuers

Timothy H. Murray is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Alastair McKeever

Executive Officer · 8 shared filings (4 issuers) · also on 13 other issuers

Alastair McKeever is on 17 issuers in total — a repeat sponsor. Their page lists every one.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Todd D. Hearle

Executive Officer · 6 shared filings (6 issuers) · also on 11 other issuers

Todd D. Hearle is on 17 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES M. FREELAND

Executive Officer · 6 shared filings (6 issuers) · also on 16 other issuers

JAMES M. FREELAND is on 22 issuers in total — a repeat sponsor. Their page lists every one.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Solomon

Director · 5 shared filings (2 issuers) · also on 95 other issuers

Kevin Solomon is on 97 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Jason M. Anthony

Executive Officer · 5 shared filings (5 issuers) · also on 1 other issuer

Jason M. Anthony is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William Shaw

Director · 4 shared filings (2 issuers) · also on 81 other issuers

William Shaw is on 83 issuers in total — a repeat sponsor. Their page lists every one.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Sam Ellis

Director · 4 shared filings (2 issuers) · also on 102 other issuers

Sam Ellis is on 104 issuers in total — a repeat sponsor. Their page lists every one.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Mitchell

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Abrams. Their page shows their other deals.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J.W. Archie

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Jeffrey Abrams. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher LeBeau

Director · 3 shared filings (1 issuer) · also on 31 other issuers

Christopher LeBeau is on 32 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Beth Haddock

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Jeffrey Abrams. Their page shows their other deals.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg J. Nardone

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Jeffrey Abrams. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Todd L Boely

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Jeffrey Abrams. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lorraine Spurge

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Jeffrey Abrams. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick M Warren

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jeffrey Abrams. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Carrie Bunton

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Abrams. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Thoams J. Hauser

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jeffrey Abrams. Their page shows their other deals.

CK
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Person

Claire Kasumba

Director · 1 shared filing (1 issuer) · also on 27 other issuers

Claire Kasumba is on 28 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Guggenheim

52 issuers · 233 filings · $13.85B reported sold · 2009–2026

One team, 52 deal companies. Jeffrey Abrams is listed on 14 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jeffrey Abrams.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 14 of the 14 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): NZC GUGGENHEIM FUND LTD, NZC GUGGENHEIM FUND LLC, GUGGENHEIM LOAN FUND, LLC, GUGGENHEIM HIGH-YIELD FUND, LLC, Guggenheim Private Debt Fund Note Issuer 2.0, LLC, Guggenheim Private Debt Fund 2.0, Ltd., Guggenheim Private Debt Fund 2.0, LLC, Guggenheim Private Debt Fund 2.0-I, LLC, Guggenheim High-Yield Plus Fund SPC, GUGGENHEIM PRIVATE DEBT FUND LTD, Guggenheim Private Debt Fund, LLC, ORPHEUS HOLDINGS LLC, Orpheus Holdings Ltd, NZC Opportunities II LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Jeffrey Abrams by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 14 issuers this person is listed on — 1 issuer has property records: ORPHEUS HOLDINGS LLC (1).

Public profiles and social

Websites and social links of the issuers Jeffrey Abrams is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

guggenheiminvestments.com ↗ found on Guggenheim Private Debt Fund 2.0, Ltd. (guggenheiminvestments.com — same registered sponsor family (group "Guggenheim Private", confidence 0.96); known from management entity Guggenheim Partners, LLC (Form ADV of GUGGENHEIM INVESTMENTS, CRD 105477))

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